RIA Intelligence

DANE FALB STONE & CO INC

CRD #105711 SEC #801-13441 BOSTON, MA 617-742-0666
SEC Registered Private Funds
Total AUM
$34.9M
Discretionary
$33.5M
Employees
1
Clients
0
Accounts
49

Firm Details

Organization Type
Corporation
State of Formation
Massachusetts
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 2, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DANE, EDWARD, NIPRESIDENT DIRECTORD Control
DANE, EDWARD, NIPRESIDENT DIRECTORD Control
DANE, EDWARD, NIPRESIDENT DIRECTORD Control
DANE, EDWARD, NIPRESIDENT DIRECTORD Control
DANE, EDWARD, NIPRESIDENT DIRECTORD Control
DANE, EDWARD, NIPRESIDENT DIRECTORD Control
FALB, PETER, LITREASURER / DIRECTOR / CHIEF COMPLIANCE OFFICERD Control
FALB, PETER, LITREASURER / DIRECTOR / CHIEF COMPLIANCE OFFICERD Control
FALB, PETER, LITREASURER / DIRECTOR / CHIEF COMPLIANCE OFFICERD Control
FALB, PETER, LITREASURER DIRECTORD Control
FALB, PETER, LITREASURER / DIRECTOR / CHIEF COMPLIANCE OFFICERD Control
FALB, PETER, LITREASURER / DIRECTOR / CHIEF COMPLIANCE OFFICERD Control

Registrations

Federal

IA
Apr 2, 2012 REGISTERED

Notice Filings (12)

CA CT DC FL IL IN MA MD NH NJ PA RI

Address

50 CONGRESS STREET, STE 642
BOSTON, MA 02109
United States
Phone: 617-742-0666