BROOKS, MOORE & ASSOCIATES, INC.
CRD #105716 SEC #801-26708 CHATTANOOGA, TN 423-756-8628
SEC Registered
Total AUM
$314.3M
Discretionary
$308.8M
Employees
6
Clients
--
Accounts
337
Firm Details
- Organization Type
- Corporation
- State of Formation
- Tennessee
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Brooks, Jay, William | I | CHIEF COMPLIANCE OFFICER, VP, PORTFOLIO MANAGER | NA | Control |
| Brooks, Jay, William | I | CHIEF COMPLIANCE OFFICER, VP, PORTFOLIO MANAGER | NA | Control |
| Brooks, Jay, William | I | CHIEF COMPLIANCE OFFICER, VP, PORTFOLIO MANAGER | NA | Control |
| Brooks, Jay, William | I | CHIEF COMPLIANCE OFFICER, VP, PORTFOLIO MANAGER | NA | Control |
| Brooks, Jay, William | I | CHIEF COMPLIANCE OFFICER, VP, PORTFOLIO MANAGER | NA | Control |
| Brooks, Jay, William | I | CHIEF COMPLIANCE OFFICER, VP, PORTFOLIO MANAGER | NA | Control |
| CALLAHAN, DEBBIE, U | I | CHIEF COMPLIANCE OFFICER/VP | NA | |
| CALLAHAN, DEBBIE, U | I | CHIEF COMPLIANCE OFFICER/VP | NA | |
| CALLAHAN, DEBBIE, U | I | CHIEF COMPLIANCE OFFICER/VP | NA | |
| CALLAHAN, DEBBIE, U | I | CHIEF COMPLIANCE OFFICER/VP | NA | |
| MOORE, RICHARD, LOGAN | I | MANAGING DIRECTOR | D | Control |
| MOORE, RICHARD, LOGAN | I | MANAGING DIRECTOR | D | Control |
| MOORE, RICHARD, LOGAN | I | MANAGING DIRECTOR | D | Control |
| MOORE, RICHARD, LOGAN | I | MANAGING DIRECTOR | D | Control |
| MOORE, RICHARD, LOGAN | I | MANAGING DIRECTOR | D | Control |
| MOORE, RICHARD, LOGAN | I | MANAGING DIRECTOR | D | Control |
| MOORE, RICHARD, LOGAN | I | MANAGING DIRECTOR | D | Control |
| MOORE, RICHARD, LOGAN | I | MANAGING DIRECTOR | D | Control |
| MOORE, RICHARD, LOGAN | I | MANAGING DIRECTOR | D | Control |
| MOORE, RICHARD, LOGAN | I | MANAGING DIRECTOR | D | Control |
| MOORE, RICHARD, LOGAN | I | MANAGING DIRECTOR | D | Control |
| MOORE, RICHARD, LOGAN | I | MANAGING DIRECTOR | D | Control |
| MOORE, RICHARD, LOGAN | I | MANAGING DIRECTOR | D | Control |
| MOORE, RICHARD, LOGAN | I | MANAGING DIRECTOR | D | Control |
| MOORE, RICHARD, LOGAN | I | MANAGING DIRECTOR | D | Control |
| MOORE, RICHARD, LOGAN | I | MANAGING DIRECTOR | D | Control |
| MOORE, RICHARD, LOGAN | I | MANAGING DIRECTOR | D | Control |
| MOORE, RICHARD, LOGAN | I | MANAGING DIRECTOR | D | Control |
| MOORE, RICHARD, LOGAN | I | MANAGING DIRECTOR | D | Control |
| MOORE, RICHARD, LOGAN | I | MANAGING DIRECTOR | D | Control |
| MOORE, RICHARD, LOGAN | I | MANAGING DIRECTOR | D | Control |
| MOORE, RICHARD, LOGAN | I | MANAGING DIRECTOR | D | Control |
| MOORE, RICHARD, LOGAN | I | MANAGING DIRECTOR | D | Control |
| MOORE, RICHARD, LOGAN | I | MANAGING DIRECTOR | D | Control |
| MOORE, RICHARD, LOGAN | I | MANAGING DIRECTOR | D | Control |
| MOORE, RICHARD, LOGAN | I | MANAGING DIRECTOR | D | Control |
| MOORE, RICHARD, LOGAN | I | MANAGING DIRECTOR | D | Control |
| BROOKS, JAY, WILLIAM | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | C | Control |
| BROOKS, JAY, WILLIAM | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | C | Control |
| BROOKS, JAY, WILLIAM | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | C | Control |
| BROOKS, JAY, WILLIAM | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | C | Control |
| BROOKS, JAY, WILLIAM | I | MANAGING DIRECTOR | C | Control |
| BROOKS, JAY, WILLIAM | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | C | Control |
| BROOKS, JAY, WILLIAM | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | C | Control |
| BROOKS, JAY, WILLIAM | I | MANAGING DIRECTOR | C | Control |
| BROOKS, JAY, WILLIAM | I | MANAGING DIRECTOR | C | Control |
| BROOKS, JAY, WILLIAM | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | C | Control |
| BROOKS, JAY, WILLIAM | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | C | Control |
| BROOKS, JAY, WILLIAM | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | C | Control |
| BROOKS, JAY, WILLIAM | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | C | Control |
| BROOKS, JAY, WILLIAM | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | C | Control |
| BROOKS, JAY, WILLIAM | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | C | Control |
| BROOKS, JAY, WILLIAM | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | C | Control |
| BROOKS, JAY, WILLIAM | I | MANAGING DIRECTOR | C | Control |
| BROOKS, JAY, WILLIAM | I | MANAGING DIRECTOR | C | Control |
| BROOKS, JAY, WILLIAM | I | MANAGING DIRECTOR | C | Control |
| BROOKS, JAY, WILLIAM | I | MANAGING DIRECTOR | C | Control |
| BROOKS, JAY, WILLIAM | I | MANAGING DIRECTOR | C | Control |
| BROOKS, JAY, WILLIAM | I | MANAGING DIRECTOR | C | Control |
| BROOKS, JAY, WILLIAM | I | MANAGING DIRECTOR | C | Control |
| BROOKS, JAY, WILLIAM | I | MANAGING DIRECTOR | C | Control |
| BROOKS, JAY, WILLIAM | I | MANAGING DIRECTOR | C | Control |
| BROOKS, JAY, WILLIAM | I | MANAGING DIRECTOR | C | Control |
| BROOKS, JAY, WILLIAM | I | MANAGING DIRECTOR | C | Control |
| BROOKS, JAY, WILLIAM | I | MANAGING DIRECTOR | C | Control |
| MOORE, RICHARD, LOGAN | I | MANAGING DIRECTOR | C | Control |
| NATIONAL COMMERCE BANCORPORATION | DE | SHAREHOLDER | B | Control |
| Brooks, Jay, William | I | CHIEF COMPLIANCE OFFICER, VP, PORTFOLIO MANAGER | A | Control |
| Brooks, Jay, William | I | CHIEF COMPLIANCE OFFICER, VP, PORTFOLIO MANAGER | A | Control |
| Brooks, Jay, William | I | CHIEF COMPLIANCE OFFICER, VP, PORTFOLIO MANAGER | A | Control |
| HUTCHESON, THOMAS, REWCASTLE | I | VICE PRESIDENT | A | |
| NATIONAL COMMERCE BANCORPORATION | DE | SHAREHOLDER | A | Control |
Registrations
Federal
IA
Mar 28, 2025 REGISTERED
Notice Filings (3)
AL GA TN
Address
3905 SAINT ELMO AVENUECHATTANOOGA, TN 37409-1239
United States
Phone: 423-756-8628