MERRIMAN, INC.

CRD #105717 SEC #801-29500 SEATTLE, WA 206-285-8877

SEC Registered Private Funds

Total AUM

$1.5B

Discretionary

$1.5B

Employees

Clients

Accounts

5,100

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 30, 2012
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BROWN, STEPHANIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
BROWN, STEPHANIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
BROWN, STEPHANIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
BROWN, STEPHANIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
BROWN, STEPHANIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
BROWN, STEPHANIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
BROWN, STEPHANIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
BROWN, STEPHANIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
BROWN, STEPHANIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
BUCK, RICHARD	I	DIRECTOR OF PUBLICATIONS	NA	Control
BUCK, RICHARD	I	DIRECTOR OF PUBLICATIONS	NA	Control
BUCK, RICHARD	I	DIRECTOR OF PUBLICATIONS	NA	Control
BUCK, RICHARD	I	DIRECTOR OF PUBLICATIONS	NA	Control
BUCK, RICHARD	I	DIRECTOR OF PUBLICATIONS	NA	Control
BUCK, RICHARD	I	DIRECTOR OF PUBLICATIONS	NA	Control
BUCK, RICHARD	I	DIRECTOR OF PUBLICATIONS	NA	Control
COCK, THOMAS, C	I	DIRECTOR OF BUSINESS DEVELOPMENT	NA	Control
COCK, THOMAS, C	I	DIRECTOR OF BUSINESS DEVELOPMENT	NA	Control
COCK, THOMAS, C.	I	DIRECTOR OF BUSINESS DEVELOPMENT	NA	Control
COCK, THOMAS, C.	I	DIRECTOR OF BUSINESS DEVELOPMENT	NA	Control
COCK, THOMAS, C.	I	DIRECTOR OF BUSINESS DEVELOPMENT	NA	Control
COCK, THOMAS, C.	I	DIRECTOR OF PUBLICATIONS	NA	Control
COCK, THOMAS, C.	I	DIRECTOR OF BUSINESS DEVELOPMENT	NA	Control
CURRAN, CHERYL, ANN	I	ADVISER REPRESENTATIVE	NA	Control
CURRAN, CHERYL, ANN	I	ADVISER REPRESENTATIVE	NA	Control
CURRAN, CHERYL, ANN	I	ADVISER REPRESENTATIVE	NA	Control
CURRAN, CHERYL, ANN	I	ADVISER REPRESENTATIVE	NA	Control
CURRAN, CHERYL, ANN	I	ADVISER REPRESENTATIVE	NA	Control
DENNIS, TILLEY	I	DIRECTOR OF RESEARCH	NA	Control
DENNIS, TILLEY	I	DIRECTOR OF RESEARCH	NA	Control
DENNIS, TILLEY	I	DIRECTOR OF RESEARCH	NA	Control
DENNIS, TILLEY	I	DIRECTOR OF RESEARCH	NA	Control
DENNIS, TILLEY	I	DIRECTOR OF RESEARCH	NA	Control
DENNIS, TILLEY	I	DIRECTOR OF RESEARCH	NA	Control
DENNIS, TILLEY	I	RESEARCH ANALYST	NA	Control
DENNIS, TILLEY	I	DIRECTOR OF RESEARCH	NA	Control
DENNIS, TILLEY	I	RESEARCH ANALYST	NA	Control
DENNIS, TILLEY	I	DIRECTOR OF RESEARCH	NA	Control
DENNIS, TILLEY	I	RESEARCH ANALYST	NA	Control
LARISA D MERRIMAN IRREVOCABLE TRUST	DE	N/A	NA
LARISA D MERRIMAN IRREVOCABLE TRUST	DE	N/A	NA
LARISA D MERRIMAN IRREVOCABLE TRUST	DE	N/A	NA
LEFELMAN, MARINA	I	SHAREHOLDER	NA	Control
LEFELMAN, MARINA	I	SHAREHOLDER	NA	Control
LEFELMAN, MARINA	I	SHAREHOLDER	NA	Control
LEFELMAN, MARINA	I	SHAREHOLDER	NA	Control
LEFELMAN, MARINA	I	SHAREHOLDER	NA	Control
MERRIMAN, PAUL, ALAN	I	FOUNDER AND PRESIDENT	NA	Control
MERRIMAN, PAUL, ALAN	I	FOUNDER AND PRESIDENT	NA	Control
MERRIMAN, PAUL, ALAN	I	FOUNDER AND PRESIDENT	NA	Control
MERRIMAN, PAUL, ALAN	I	FOUNDER AND PRESIDENT	NA	Control
MERRIMAN, PAUL, ALAN	I	FOUNDER AND PRESIDENT	NA	Control
SPRATT, DAVID, STEVEN	I	DIRECTOR OF OPERATIONS, CHIEF COMPLIANCE OFFICER	NA	Control
SPRATT, DAVID, STEVEN	I	DIRECTOR OF PORTFOLIO, CHIEF COMPLIANCE OFFICER	NA	Control
SPRATT, DAVID, STEVEN	I	DIRECTOR OF PORTFOLIO, CHIEF COMPLIANCE OFFICER	NA	Control
SPRATT, DAVID, STEVEN	I	DIRECTOR OF OPERATIONS, CHIEF COMPLIANCE OFFICER	NA	Control
SPRATT, DAVID, STEVEN	I	DIRECTOR OF OPERATIONS, CHIEF COMPLIANCE OFFICER	NA	Control
SPRATT, DAVID, STEVEN	I	DIRECTOR OF OPERATIONS, CHIEF COMPLIANCE OFFICER	NA	Control
SPRATT, DAVID, STEVEN	I	DIRECTOR OF OPERATIONS	NA	Control
SPRATT, DAVID, STEVEN	I	DIRECTOR OF PORTFOLIO, CHIEF COMPLIANCE OFFICER	NA	Control
SPRATT, DAVID, STEVEN	I	DIRECTOR OF OPERATIONS	NA	Control
SPRATT, DAVID, STEVEN	I	DIRECTOR OF PORTFOLIOS	NA	Control
SPRATT, DAVID, STEVEN	I	DIRECTOR OF OPERATIONS	NA	Control
WARD, EDWARD, L	I	ADVISER REPRESENTATIVE	NA	Control
WARD, EDWARD, L	I	ADVISER REPRESENTATIVE	NA	Control
COHENMERRIMAN, JEFFREY, ALAN	I	VICE PRESIDENT	C	Control
COHENMERRIMAN, JEFFREY, ALAN	I	VICE PRESIDENT	C	Control
MERRIMAN, PAUL, ALAN	I	PRESIDENT	C	Control
MERRIMAN, PAUL, ALAN	I	PRESIDENT	C	Control
MERRIMAN, PAUL, ALAN	I	PRESIDENT	C	Control
MERRIMAN, PAUL, ALAN	I	PRESIDENT	C	Control
MERRIMAN, PAUL, ALAN	I	PRESIDENT	C	Control
MERRIMAN, PAUL, ALAN	I	PRESIDENT	C	Control
MERRIMAN-COHEN, JEFFREY, ALAN	I	CHIEF EXECUTIVE OFFICER	C	Control
MERRIMAN-COHEN, JEFFREY, ALAN	I	MANAGING PARTNER, CEO	C	Control
MERRIMAN-COHEN, JEFFREY, ALAN	I	PRINCIPAL	C	Control
MERRIMAN-COHEN, JEFFREY, ALAN	I	PRINCIPAL	C	Control
MERRIMAN-COHEN, JEFFREY, ALAN	I	MANAGING PARTNER, CEO	C	Control
MERRIMAN-COHEN, JEFFREY, ALAN	I	PRINCIPAL	C	Control
MERRIMAN-COHEN, JEFFREY, ALAN	I	CHIEF EXECUTIVE OFFICER	C	Control
MERRIMAN-COHEN, JEFFREY, ALAN	I	CHIEF EXECUTIVE OFFICER	C	Control
MERRIMAN-COHEN, JEFFREY, ALAN	I	CHIEF EXECUTIVE OFFICER	C	Control
MERRIMAN-COHEN, JEFFREY, ALAN	I	CHIEF EXECUTIVE OFFICER	C	Control
MERRIMAN-COHEN, JEFFREY, ALAN	I	CHIEF EXECUTIVE OFFICER	C	Control
MERRIMAN-COHEN, JEFFREY, ALAN	I	MANAGING PARTNER, CEO	C	Control
MERRIMAN-COHEN, JEFFREY, ALAN	I	MANAGING PARTNER	C	Control
MERRIMAN-COHEN, JEFFREY, ALAN	I	MANAGING PARTNER, CEO, CHIEF COMPLIANCE OFFICER	C	Control
MERRIMAN-COHEN, JEFFREY, ALAN	I	DIRECTOR OF INNOVATION	C	Control
MERRIMAN-COHEN, JEFFREY, ALAN	I	BOARD MEMBER	C	Control
MERRIMAN-COHEN, JEFFREY, ALAN	I	BOARD MEMBER	C	Control
MERRIMAN-COHEN, JEFFREY, ALAN	I	BOARD MEMBER	C	Control
MERRIMAN-COHEN, JEFFREY, ALAN	I	BOARD MEMBER	C	Control
MERRIMAN-COHEN, JEFFREY, ALAN	I	BOARD MEMBER	C	Control
BERKMAN, GREGORY, BRUCE	I	CHIEF OPPERATING OFFICER	B	Control
BERKMAN, GREGORY, BRUCE	I	SHAREHOLDER AND OFFICER	B	Control
BERKMAN, GREGORY, BRUCE	I	BOARD MEMBER	B	Control
BERKMAN, GREGORY, BRUCE	I	PRINCIPAL	B	Control
BERKMAN, GREGORY, BRUCE	I	BOARD MEMBER	B	Control
BERKMAN, GREGORY, BRUCE	I	CHIEF OPPERATING OFFICER	B	Control
BERKMAN, GREGORY, BRUCE	I	CHIEF OPERATING OFFICER	B	Control
BERKMAN, GREGORY, BRUCE	I	CHIEF OPPERATING OFFICER	B	Control
BERKMAN, GREGORY, BRUCE	I	CHIEF OPPERATING OFFICER	B	Control
BERKMAN, GREGORY, BRUCE	I	CHIEF OPERATING OFFICER	B	Control
BERKMAN, GREGORY, BRUCE	I	DIRECTOR OF BUSINESS DEVELOPMENT	B	Control
BERKMAN, GREGORY, BRUCE	I	BOARD MEMBER	B	Control
BERKMAN, GREGORY, BRUCE	I	BOARD MEMBER	B	Control
BERKMAN, GREGORY, BRUCE	I	BOARD MEMBER	B	Control
BERKMAN, GREGORY, BRUCE	I	BOARD MEMBER	B	Control
BERKMAN, GREGORY, BRUCE	I	BOARD MEMBER	B	Control
COCK, THOMAS, C	I	VICE PRESIDENT, DIRECTOR OF EDUCATION SERVICES	B	Control
COCK, THOMAS, C	I	DIRECTOR OF BUSINESS DEVELOPMENT	B	Control
COCK, THOMAS, C	I	VICE PRESIDENT, DIRECTOR OF EDUCATION SERVICES	B	Control
COCK, THOMAS, C	I	VICE PRESIDENT, DIRECTOR OF EDUCATION SERVICES	B	Control
COCK, THOMAS, C	I	VICE PRESIDENT, DIRECTOR OF EDUCATION SERVICES	B	Control
LINDSTROM, COLLEEN, JOY	I	CHIEF FINANCIAL OFFICER	B	Control
LINDSTROM, COLLEEN, JOY	I	SHAREHOLDER AND OFFICER	B	Control
LINDSTROM, COLLEEN, JOY	I	CHIEF EXECUTIVE OFFICER	B	Control
LINDSTROM, COLLEEN, JOY	I	CHIEF EXECUTIVE OFFICER	B	Control
LINDSTROM, COLLEEN, JOY	I	CHIEF EXECUTIVE OFFICER	B	Control
LINDSTROM, COLLEEN, JOY	I	CHIEF FINANCIAL OFFICER	B	Control
LINDSTROM, COLLEEN, JOY	I	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	B	Control
LINDSTROM, COLLEEN, JOY	I	CHIEF FINANCIAL OFFICER	B	Control
LINDSTROM, COLLEEN, JOY	I	CHIEF FINANCIAL OFFICER	B	Control
LINDSTROM, COLLEEN, JOY	I	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	B	Control
LINDSTROM, COLLEEN, JOY	I	CHIEF EXECUTIVE OFFICER	B	Control
LINDSTROM, COLLEEN, JOY	I	CHIEF EXECUTIVE OFFICER	B	Control
LINDSTROM, COLLEEN, JOY	I	CHIEF EXECUTIVE OFFICER	B	Control
LINDSTROM, COLLEEN, JOY	I	CHIEF EXECUTIVE OFFICER	B	Control
LINDSTROM, COLLEEN, JOY	I	CHIEF EXECUTIVE OFFICER	B	Control
LINDSTROM, COLLEEN, JOY	I	CHIEF EXECUTIVE OFFICER	B	Control
COCK, THOMAS, C	I	FINANCIAL EDUCATOR	A	Control
COCK, THOMAS, C	I	DIRECTOR OF EDUCATION SERVICES	A	Control
MERRIMAN, JULIE	I	N/A	A
MERRIMAN, JULIE	I	N/A	A
MERRIMAN, JULIE	I	N/A	A
MERRIMAN, JULIE	I	N/A	A
MERRIMAN, JULIE	I	N/A	A
MERRIMAN, JULIE	I	N/A	A
MERRIMAN, JULIE	I	N/A	A
MERRIMAN, JULIE	I	N/A	A
MERRIMAN, JULIE	I	N/A	A
MERRIMAN, JULIE	I	N/A	A
MERRIMAN, PAUL, ALAN	I	FOUNDER	A	Control
MERRIMAN, PAUL, ALAN	I	FOUNDER	A	Control
MERRIMAN-WRAY, JULIE	I	N/A	A
MERRIMAN-WRAY, JULIE	I	N/A	A
MERRIMAN-WRAY, JULIE	I	N/A	A
MERRIMAN-WRAY, JULIE	I	N/A	A
MERRIMAN-WRAY, JULIE	I	N/A	A
MERRIMAN-WRAY, JULIE	I	N/A	A
MERRIMAN-WRAY, JULIE	I	N/A	A
MERRIMAN-WRAY, JULIE	I	N/A	A
MERRIMAN-WRAY, JULIE	I	N/A	A

Registrations

Federal

Mar 30, 2012 REGISTERED

Notice Filings (45)

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Address

800 FIFTH AVENUE, SUITE 2900
SEATTLE, WA 98104
United States

Phone: 206-285-8877