THOMPSON SIEGEL & WALMSLEY LLC
CRD #105726 SEC #801-6273 RICHMOND, VA 804-353-4500
SEC Registered Private Funds
Total AUM
$21.1B
Discretionary
$19.9B
Employees
63
Clients
--
Accounts
4,481
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Dec 17, 2025
- Branch Offices
- 0
- LEI
- 549300DQ5OUKYTQHD798
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDERSON, LORI, NARDULLI | I | RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| ANDERSON, LORI, NARDULLI | I | RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| ANDERSON, LORI, NARDULLI | I | RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| ANDERSON, LORI, NARDULLI | I | RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| ANDERSON, LORI, NARDULLI | I | RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| ANDERSON, LORI, NARDULLI | I | RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| ANDERSON, LORI, NARDULLI | I | MANAGER/RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| ANDERSON, LORI, NARDULLI | I | RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| ANDERSON, LORI, NARDULLI | I | MANAGER/RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| ANDERSON, LORI, NARDULLI | I | RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| ANDERSON, LORI, NARDULLI | I | RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| ANDERSON, LORI, NARDULLI | I | RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| ANDERSON, LORI, NARDULLI | I | MANAGER/RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| ANDERSON, LORI, NARDULLI | I | MANAGER/RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| ANDERSON, LORI, NARDULLI | I | MANAGER/RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| ANDERSON, LORI, NARDULLI | I | MANAGER/RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| ANDERSON, LORI, NARDULLI | I | MANAGER/RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| ANDERSON, LORI, NARDULLI | I | MANAGER/RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| ANDERSON, LORI, NARDULLI | I | MANAGER/RISK MANAGER/DIRECTOR OF OPERATIONS/CHIEF COMPLIANCE OFFICER | NA | Control |
| ANDERSON, LORI, NARDULLI | I | MANAGER/RISK MANAGER/DIRECTOR OF OPERATIONS/CHIEF COMPLIANCE OFFICER | NA | Control |
| ANDERSON, LORI, NARDULLI | I | MANAGER/RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| ANDERSON, LORI, NARDULLI | I | MANAGER/RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| ANDERSON, LORI, NARDULLI | I | MANAGER/RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| ANDERSON, LORI, NARDULLI | I | MANAGER/RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| ANDERSON, LORI, NARDULLI | I | MANAGER/RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| ANDERSON, LORI, NARDULLI | I | MANAGER/RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| ANDERSON, LORI, NARDULLI | I | MANAGER/RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| ANDERSON, LORI, NARDULLI | I | MANAGER/RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| ANDERSON, LORI, NARDULLI | I | MANAGER/RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| ANDERSON, LORI, NARDULLI | I | MANAGER/RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| ANDERSON, LORI, NARDULLI | I | MANAGER/RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| ANDERSON, LORI, NARDULLI | I | MANAGER/RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| ANDERSON, LORI, NARDULLI | I | MANAGER/RISK MANAGER/DIRECTOR OF OPERATIONS | NA | Control |
| BOYLES, WAYNE, WINBORNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOYLES, WAYNE, WINBORNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOYLES, WAYNE, WINBORNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOYLES, WAYNE, WINBORNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOYLES, WAYNE, WINBORNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOYLES, WAYNE, WINBORNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOYLES, WAYNE, WINBORNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOYLES, WAYNE, WINBORNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOYLES, WAYNE, WINBORNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOYLES, WAYNE, WINBORNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOYLES, WAYNE, WINBORNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOYLES, WAYNE, WINBORNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOYLES, WAYNE, WINBORNE | I | HEAD OF LEGAL AND COMPLIANCE; CHIEF COMPLIANCE OFFICER; EXECUTIVE OFFICER | NA | Control |
| BOYLES, WAYNE, WINBORNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOYLES, WAYNE, WINBORNE | I | HEAD OF LEGAL AND COMPLIANCE; CHIEF COMPLIANCE OFFICER; EXECUTIVE OFFICER | NA | Control |
| BOYLES, WAYNE, WINBORNE | I | HEAD OF LEGAL AND COMPLIANCE; CHIEF COMPLIANCE OFFICER; EXECUTIVE OFFICER | NA | Control |
| BOYLES, WAYNE, WINBORNE | I | HEAD OF LEGAL AND COMPLIANCE; CHIEF COMPLIANCE OFFICER; EXECUTIVE OFFICER | NA | Control |
| BOYLES, WAYNE, WINBORNE | I | HEAD OF LEGAL AND COMPLIANCE; CHIEF COMPLIANCE OFFICER; EXECUTIVE OFFICER | NA | Control |
| BOYLES, WAYNE, WINBORNE | I | HEAD OF LEGAL AND COMPLIANCE; CHIEF COMPLIANCE OFFICER; EXECUTIVE OFFICER | NA | Control |
| BOYLES, WAYNE, WINBORNE | I | CHIEF COMPLIANCE OFFICER; EXECUTIVE OFFICER | NA | Control |
| BOYLES, WAYNE, WINBORNE | I | CHIEF COMPLIANCE OFFICER; EXECUTIVE OFFICER | NA | Control |
| BOYLES, WAYNE, WINBORNE | I | CHIEF COMPLIANCE OFFICER; EXECUTIVE OFFICER | NA | Control |
| BOYLES, WAYNE, WINBORNE | I | CHIEF COMPLIANCE OFFICER; EXECUTIVE OFFICER | NA | Control |
| BOYLES, WAYNE, WINBORNE | I | CHIEF COMPLIANCE OFFICER; EXECUTIVE OFFICER | NA | Control |
| BOYLES, WAYNE, WINBORNE | I | CHIEF COMPLIANCE OFFICER; EXECUTIVE OFFICER | NA | Control |
| DENTON, DEBORAH, LAND | I | CHIEF TECHNOLOGY OFFICER; EXECUTIVE OFFICER | NA | Control |
| DENTON, DEBORAH, LAND | I | CHIEF TECHNOLOGY OFFICER; EXECUTIVE OFFICER | NA | Control |
| DENTON, DEBORAH, LAND | I | CHIEF TECHNOLOGY OFFICER; EXECUTIVE OFFICER | NA | Control |
| DUMOND-HENDERSON, CLAUDIA, NAOMI | I | GLOBAL CHIEF HUMAN RESOURCES OFFICER; EXECUTIVE OFFICER | NA | Control |
| DUMOND-HENDERSON, CLAUDIA, NAOMI | I | GLOBAL CHIEF HUMAN RESOURCES OFFICER; EXECUTIVE OFFICER | NA | Control |
| DUMOND-HENDERSON, CLAUDIA, NAOMI | I | GLOBAL CHIEF HUMAN RESOURCES OFFICER; EXECUTIVE OFFICER | NA | Control |
| DURAND, BRYAN, FRANCIS | I | PORTFOLIO MANAGER; RESEARCH ANALYST; EXECUTIVE OFFICER; MEMBER BOARD OF MANAGERS | NA | Control |
| DURAND, BRYAN, FRANCIS | I | PORTFOLIO MANAGER; RESEARCH ANALYST; EXECUTIVE OFFICER; MEMBER BOARD OF MANAGERS | NA | Control |
| DURAND, BRYAN, FRANCIS | I | PORTFOLIO MANAGER; RESEARCH ANALYST; EXECUTIVE OFFICER; MEMBER BOARD OF MANAGERS | NA | Control |
| DURAND, BRYAN, FRANCIS | I | PORTFOLIO MANAGER; RESEARCH ANALYST; EXECUTIVE OFFICER; MEMBER BOARD OF MANAGERS | NA | Control |
| DURAND, BRYAN, FRANCIS | I | PORTFOLIO MANAGER; RESEARCH ANALYST; EXECUTIVE OFFICER; MEMBER BOARD OF MANAGERS | NA | Control |
| DURAND, BRYAN, FRANCIS | I | PORTFOLIO MANAGER; RESEARCH ANALYST; EXECUTIVE OFFICER; MEMBER BOARD OF MANAGERS | NA | Control |
| DURAND, BRYAN, FRANCIS | I | PORTFOLIO MANAGER; RESEARCH ANALYST; EXECUTIVE OFFICER; MEMBER BOARD OF MANAGERS | NA | Control |
| DURAND, BRYAN, FRANCIS | I | PORTFOLIO MANAGER; RESEARCH ANALYST; EXECUTIVE OFFICER; MEMBER BOARD OF MANAGERS | NA | Control |
| DURAND, BRYAN, FRANCIS | I | PORTFOLIO MANAGER; RESEARCH ANALYST; EXECUTIVE OFFICER; MEMBER BOARD OF MANAGERS | NA | Control |
| GIBSON, LAWRENCE, EDWARD | I | MANAGER/CO-CEO/PRESIDENT | NA | Control |
| GIBSON, LAWRENCE, EDWARD | I | MANAGER/CO-CEO/CHAIRMAN | NA | Control |
| GIBSON, LAWRENCE, EDWARD | I | MANAGER/CO-CEO/CHAIRMAN | NA | Control |
| GIBSON, LAWRENCE, EDWARD | I | MANAGER/CO-CEO/CHAIRMAN | NA | Control |
| GIBSON, LAWRENCE, EDWARD | I | DIRECTOR/SECRETARY | NA | Control |
| GIBSON, LAWRENCE, EDWARD | I | MANAGING DIRECTOR/CEO/PRESIDENT | NA | Control |
| GIBSON, LAWRENCE, EDWARD | I | MANAGING MEMBER/CEO/PRESIDENT | NA | Control |
| GIBSON, LAWRENCE, EDWARD | I | MANAGER/CO-CEO/CHAIRMAN | NA | Control |
| GIBSON, LAWRENCE, EDWARD | I | MANAGER/CO-CEO/PRESIDENT | NA | Control |
| GIBSON, LAWRENCE, EDWARD | I | MANAGER/CO-CEO/CHAIRMAN | NA | Control |
| GIBSON, LAWRENCE, EDWARD | I | MANAGER/CO-CEO/CHAIRMAN | NA | Control |
| GIBSON, LAWRENCE, EDWARD | I | MANAGER/CHAIRMAN | NA | Control |
| GIBSON, LAWRENCE, EDWARD | I | MANAGER/CO-CEO/CHAIRMAN | NA | Control |
| GIBSON, LAWRENCE, EDWARD | I | MANAGER/CHAIRMAN | NA | Control |
| GIBSON, LAWRENCE, EDWARD | I | MANAGER/CO-CEO/CHAIRMAN | NA | Control |
| GIBSON, LAWRENCE, EDWARD | I | MANAGER/CO-CEO/CHAIRMAN | NA | Control |
| GIBSON, LAWRENCE, EDWARD | I | MANAGER/CO-CEO/CHAIRMAN | NA | Control |
| GIBSON, LAWRENCE, EDWARD | I | MANAGER/CHAIRMAN | NA | Control |
| GIBSON, LAWRENCE, EDWARD | I | MANAGER/CHAIRMAN | NA | Control |
| GIBSON, LAWRENCE, EDWARD | I | MANAGER/CHAIRMAN | NA | Control |
| GIBSON, LAWRENCE, EDWARD | I | MANAGER/CHAIRMAN | NA | Control |
| GIBSON, LINDA, TILTON | I | MANAGER | NA | Control |
| GIBSON, LINDA, TILTON | I | MANAGER | NA | Control |
| GIBSON, LINDA, TILTON | I | MANAGER | NA | Control |
| GIBSON, LINDA, TILTON | I | MANAGER | NA | Control |
| GOLDEN, CHRISTOPHER, MARK | I | MEMBER BOARD OF MANAGERS | NA | Control |
| GOLDEN, CHRISTOPHER, MARK | I | MEMBER BOARD OF MANAGERS | NA | Control |
| GOLDEN, CHRISTOPHER, MARK | I | MEMBER BOARD OF MANAGERS | NA | Control |
| GOLDEN, CHRISTOPHER, MARK | I | MEMBER BOARD OF MANAGERS | NA | Control |
| GOLDEN, CHRISTOPHER, MARK | I | MEMBER BOARD OF MANAGERS | NA | Control |
| GOLDEN, CHRISTOPHER, MARK | I | MEMBER BOARD OF MANAGERS | NA | Control |
| GOLDEN, CHRISTOPHER, MARK | I | MEMBER BOARD OF MANAGERS | NA | Control |
| GOODYKOONTZ, ALFRED, GORDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOODYKOONTZ, ALFRED, GORDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOODYKOONTZ, ALFRED, GORDON | I | CCO | NA | Control |
| GOODYKOONTZ, ALFRED, GORDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOODYKOONTZ, ALFRED, GORDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOODYKOONTZ, ALFRED, GORDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOODYKOONTZ, ALFRED, GORDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOODYKOONTZ, ALFRED, GORDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Good, Nicholas, Michael Whateley | I | MANAGER | NA | Control |
| Good, Nicholas, Michael Whateley | I | MANAGER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAWKINS, BRETT, PHELAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HORSLEY, JOHN, SHELTON | I | DIRECTOR OF CLIENT SERVICE; EXECUTIVE OFFICER | NA | Control |
| HORSLEY, JOHN, SHELTON | I | DIRECTOR OF CLIENT SERVICE; EXECUTIVE OFFICER | NA | Control |
| HORSLEY, JOHN, SHELTON | I | DIRECTOR OF CLIENT SERVICE; EXECUTIVE OFFICER | NA | Control |
| HORSLEY, JOHN, SHELTON | I | DIRECTOR OF CLIENT SERVICE; EXECUTIVE OFFICER | NA | Control |
| HORSLEY, JOHN, SHELTON | I | DIRECTOR OF CLIENT SERVICE; EXECUTIVE OFFICER | NA | Control |
| HORSLEY, JOHN, SHELTON | I | DIRECTOR OF CLIENT SERVICE; EXECUTIVE OFFICER; MEMBER OF BOARD OF MANAGERS | NA | Control |
| HORSLEY, JOHN, SHELTON | I | DIRECTOR OF CLIENT SERVICE; EXECUTIVE OFFICER; MEMBER OF BOARD OF MANAGERS | NA | Control |
| HORSLEY, JOHN, SHELTON | I | DIRECTOR OF CLIENT SERVICE; EXECUTIVE OFFICER; MEMBER OF BOARD OF MANAGERS | NA | Control |
| HORSLEY, JOHN, SHELTON | I | DIRECTOR OF CLIENT SERVICE; EXECUTIVE OFFICER; MEMBER OF BOARD OF MANAGERS | NA | Control |
| HORSLEY, JOHN, SHELTON | I | DIRECTOR OF CLIENT SERVICE; EXECUTIVE OFFICER; MEMBER OF BOARD OF MANAGERS | NA | Control |
| HORSLEY, JOHN, SHELTON | I | DIRECTOR OF CLIENT SERVICE; EXECUTIVE OFFICER; MEMBER OF BOARD OF MANAGERS | NA | Control |
| HORSLEY, JOHN, SHELTON | I | DIRECTOR OF CLIENT SERVICE; EXECUTIVE OFFICER; MEMBER OF BOARD OF MANAGERS | NA | Control |
| LANE, DAVID, ANDREW | I | MEMBER BOARD OF MANAGERS | NA | Control |
| LANE, DAVID, ANDREW | I | MEMBER BOARD OF MANAGERS | NA | Control |
| Lo Proto, Alan, Jay | I | MEMBER BOARD OF MANAGERS | NA | Control |
| Lo Proto, Alan, Jay | I | MEMBER BOARD OF MANAGERS | NA | Control |
| Lo Proto, Alan, Jay | I | MEMBER BOARD OF MANAGERS | NA | Control |
| Lo Proto, Alan, Jay | I | MEMBER BOARD OF MANAGERS | NA | Control |
| Lo Proto, Alan, Jay | I | MEMBER BOARD OF MANAGERS | NA | Control |
| MOUNCE, CHERYL, MORRIS | I | TREASURER | NA | Control |
| MOUNCE, CHERYL, MORRIS | I | TREASURER | NA | Control |
| MOUNCE, CHERYL, MORRIS | I | TREASURER | NA | Control |
| MOUNCE, CHERYL, MORRIS | I | TREASURER | NA | Control |
| MOUNCE, CHERYL, MORRIS | I | TREASURER | NA | Control |
| MOUNCE, CHERYL, MORRIS | I | TREASURER | NA | Control |
| MOUNCE, CHERYL, MORRIS | I | TREASURER | NA | Control |
| MOUNCE, CHERYL, MORRIS | I | TREASURER | NA | Control |
| MOUNCE, CHERYL, MORRIS | I | TREASURER | NA | Control |
| MOUNCE, CHERYL, MORRIS | I | TREASURER | NA | Control |
| MOUNCE, CHERYL, MORRIS | I | TREASURER | NA | Control |
| MOUNCE, CHERYL, MORRIS | I | TREASURER | NA | Control |
| MOUNCE, CHERYL, MORRIS | I | TREASURER | NA | Control |
| MOUNCE, CHERYL, MORRIS | I | TREASURER | NA | Control |
| MOUNCE, CHERYL, MORRIS | I | TREASURER | NA | Control |
| MOUNCE, CHERYL, MORRIS | I | TREASURER | NA | Control |
| MOUNCE, CHERYL, MORRIS | I | TREASURER | NA | Control |
| MOUNCE, CHERYL, MORRIS | I | TREASURER | NA | Control |
| MOUNCE, CHERYL, MORRIS | I | TREASURER | NA | Control |
| Mosse, Simone, Alison | I | MEMBER BOARD OF MANAGERS | NA | Control |
| Mosse, Simone, Alison | I | MEMBER BOARD OF MANAGERS | NA | Control |
| Mosse, Simone, Alison | I | MEMBER BOARD OF MANAGERS | NA | Control |
| Mosse, Simone, Alison | I | MEMBER BOARD OF MANAGERS | NA | Control |
| Mosse, Simone, Alison | I | MEMBER BOARD OF MANAGERS | NA | Control |
| Mosse, Simone, Alison | I | MEMBER BOARD OF MANAGERS | NA | Control |
| PERPETUAL US HOLDING COMPANY INC. | DE | MEMBER BOARD OF MANAGERS | NA | Control |
| PERPETUAL US HOLDING COMPANY INC. | DE | MEMBER BOARD OF MANAGERS | NA | Control |
| POWERS, SCOTT, FRANCIS | I | DIRECTOR | NA | Control |
| POWERS, SCOTT, FRANCIS | I | DIRECTOR | NA | Control |
| POWERS, SCOTT, FRANCIS | I | MANAGING MEMBER | NA | Control |
| POWERS, SCOTT, FRANCIS | I | MANAGER | NA | Control |
| RANA, SURENDER, S | I | MANAGER | NA | Control |
| RANA, SURENDER, S | I | MANAGER | NA | Control |
| RANA, SURENDER, S | I | MANAGER | NA | Control |
| RANA, SURENDER, S | I | MANAGER | NA | Control |
| RANA, SURENDER, S | I | MANAGER | NA | Control |
| RANA, SURENDER, S | I | MANAGER | NA | Control |
| RANA, SURENDER, S | I | MANAGER | NA | Control |
| RANA, SURENDER, S | I | MANAGER | NA | Control |
| REICHEL, FRANK, H | I | CHIEF INVESTMENT OFFICER | NA | Control |
| REICHEL, FRANK, H | I | CHIEF INVESTMENT OFFICER | NA | Control |
| REICHEL, FRANK, H | I | CHIEF INVESTMENT OFFICER | NA | Control |
| REICHEL, FRANK, HARTRANFT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| REICHEL, FRANK, HARTRANFT | I | MANAGER/CHIEF INVESTMENT OFFICER | NA | Control |
| REICHEL, FRANK, HARTRANFT | I | MANAGER/CHIEF INVESTMENT OFFICER | NA | Control |
| REICHEL, FRANK, HARTRANFT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| REICHEL, FRANK, HARTRANFT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| REICHEL, FRANK, HARTRANFT | I | MANAGER/CHIEF INVESTMENT OFFICER | NA | Control |
| REICHEL, FRANK, HARTRANFT | I | MANAGER/CHIEF INVESTMENT OFFICER | NA | Control |
| REICHEL, FRANK, HARTRANFT | I | MANAGER/PRESIDENT | NA | Control |
| REICHEL, FRANK, HARTRANFT | I | MANAGER/CHIEF INVESTMENT OFFICER | NA | Control |
| REICHEL, FRANK, HARTRANFT | I | MANAGER/PRESIDENT | NA | Control |
| REICHEL, FRANK, HARTRANFT | I | MANAGER/CHIEF INVESTMENT OFFICER | NA | Control |
| REICHEL, FRANK, HARTRANFT | I | MANAGER/CHIEF INVESTMENT OFFICER | NA | Control |
| REICHEL, FRANK, HARTRANFT | I | MANAGER/CHIEF INVESTMENT OFFICER | NA | Control |
| REICHEL, FRANK, HARTRANFT | I | MANAGER/PRESIDENT | NA | Control |
| REICHEL, FRANK, HARTRANFT | I | MANAGER/PRESIDENT | NA | Control |
| REICHEL, FRANK, HARTRANFT | I | MANAGER/PRESIDENT | NA | Control |
| REICHEL, FRANK, HARTRANFT | I | MANAGER/PRESIDENT | NA | Control |
| REICHEL, FRANK, HARTRANFT | I | MANAGER/PRESIDENT | NA | Control |
| REICHEL, FRANK, HARTRANFT | I | MANAGER/PRESIDENT | NA | Control |
| REICHEL, FRANK, HARTRANFT | I | MANAGER/PRESIDENT | NA | Control |
| REICHEL, FRANK, HARTRANFT | I | MANAGER/PRESIDENT | NA | Control |
| REICHEL, FRANK, HARTRANFT | I | MANAGER/PRESIDENT | NA | Control |
| REICHEL, FRANK, HARTRANFT | I | MANAGER/CHIEF EXECUTIVE OFFICER | NA | Control |
| REICHEL, FRANK, HARTRANFT | I | MANAGER/PRESIDENT | NA | Control |
| REICHEL, FRANK, HARTRANFT | I | MANAGER/CHIEF EXECUTIVE OFFICER | NA | Control |
| REICHEL, FRANK, HARTRANFT | I | MANAGER/CHIEF EXECUTIVE OFFICER | NA | Control |
| REICHEL, FRANK, HARTRANFT | I | MANAGER/CHIEF EXECUTIVE OFFICER | NA | Control |
| REICHEL, FRANK, HARTRANFT | I | MANAGER/CHIEF EXECUTIVE OFFICER | NA | Control |
| REICHEL, FRANK, HARTRANFT | I | MANAGER/CHIEF EXECUTIVE OFFICER | NA | Control |
| REICHEL, FRANK, HARTRANFT | I | MANAGER/CHIEF EXECUTIVE OFFICER | NA | Control |
| REIFSNIDER, JOHN, LAWRENCE | I | MANAGER/DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| REIFSNIDER, JOHN, LAWRENCE | I | MANAGER/DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| REIFSNIDER, JOHN, LAWRENCE | I | MANAGER/DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| REIFSNIDER, JOHN, LAWRENCE | I | MANAGER/INSTITUTIONAL & INTERMEDIARY BUSINESS | NA | Control |
| REIFSNIDER, JOHN, LAWRENCE | I | MANAGER/INSTITUTIONAL & INTERMEDIARY BUSINESS | NA | Control |
| REIFSNIDER, JOHN, LAWRENCE | I | MANAGER/MANAGING DIRECTOR | NA | Control |
| REIFSNIDER, JOHN, LAWRENCE | I | MANAGER/MANAGING DIRECTOR | NA | Control |
| REIFSNIDER, JOHN, LAWRENCE | I | MANAGER/MANAGING DIRECTOR | NA | Control |
| REIFSNIDER, JOHN, LAWRENCE | I | MANAGER/MANAGING DIRECTOR | NA | Control |
| REIFSNIDER, JOHN, LAWRENCE | I | MANAGER/MANAGING DIRECTOR | NA | Control |
| REIFSNIDER, JOHN, LAWRENCE | I | MANAGER/MANAGING DIRECTOR | NA | Control |
| REIFSNIDER, JOHN, LAWRENCE | I | MANAGER/PRESIDENT | NA | Control |
| REIFSNIDER, JOHN, LAWRENCE | I | MANAGER/MANAGING DIRECTOR | NA | Control |
| REIFSNIDER, JOHN, LAWRENCE | I | MANAGER/PRESIDENT | NA | Control |
| REIFSNIDER, JOHN, LAWRENCE | I | MANAGER/PRESIDENT | NA | Control |
| REIFSNIDER, JOHN, LAWRENCE | I | MANAGER/PRESIDENT | NA | Control |
| REIFSNIDER, JOHN, LAWRENCE | I | MANAGER/PRESIDENT | NA | Control |
| REIFSNIDER, JOHN, LAWRENCE | I | MANAGER/PRESIDENT | NA | Control |
| REIFSNIDER, JOHN, LAWRENCE | I | MANAGER/PRESIDENT | NA | Control |
| REIFSNIDER, JOHN, LAWRENCE | I | MANAGER/CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| REIFSNIDER, JOHN, LAWRENCE | I | MANAGER/CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| REIFSNIDER, JOHN, LAWRENCE | I | MANAGER/CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| REIFSNIDER, JOHN, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| REIFSNIDER, JOHN, LAWRENCE | I | MANAGER/CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| REIFSNIDER, JOHN, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| REIFSNIDER, JOHN, LAWRENCE | I | CHIEF EXECUTIVE OFFICER; MEMBER BOARD OF MANAGERS | NA | Control |
| REIFSNIDER, JOHN, LAWRENCE | I | CHIEF EXECUTIVE OFFICER; MEMBER BOARD OF MANAGERS | NA | Control |
| REIFSNIDER, JOHN, LAWRENCE | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| RIORDAN, AIDAN, JOHN | I | MANAGER | NA | Control |
| RIORDAN, AIDAN, JOHN | I | MANAGER | NA | |
| RIORDAN, AIDAN, JOHN | I | MANAGER | NA | |
| RIORDAN, AIDAN, JOHN | I | MANAGER | NA | Control |
| RIORDAN, AIDAN, JOHN | I | MANAGER | NA | Control |
| RIORDAN, AIDAN, JOHN | I | MANAGER | NA | Control |
| RIORDAN, AIDAN, JOHN | I | MANAGER | NA | |
| RIORDAN, AIDAN, JOHN | I | MANAGER | NA | |
| RIORDAN, AIDAN, JOHN | I | MANAGER | NA | |
| RIORDAN, AIDAN, JOHN | I | MANAGER | NA | |
| RIORDAN, AIDAN, JOHN | I | MANAGER | NA | |
| RIORDAN, AIDAN, JOHN | I | MANAGER | NA | |
| RIORDAN, AIDAN, JOHN | I | MANAGER | NA | |
| RIORDAN, AIDAN, JOHN | I | MANAGER | NA | |
| SAVJANI, BINDESH | I | CHIEF RISK OFFICER | NA | Control |
| SAVJANI, BINDESH | I | CHIEF RISK OFFICER | NA | Control |
| SAVJANI, BINDESH | I | CHIEF RISK OFFICER | NA | Control |
| SHERMAN, CHERYL, MORRIS | I | TREASURER | NA | Control |
| SHERMAN, CHERYL, MORRIS | I | TREASURER | NA | Control |
| SHERMAN, CHERYL, MORRIS | I | TREASURER | NA | Control |
| SHERMAN, CHERYL, MORRIS | I | TREASURER | NA | Control |
| SHERMAN, CHERYL, MORRIS | I | TREASURER | NA | Control |
| SHERMAN, CHERYL, MORRIS | I | TREASURER | NA | Control |
| SHERMAN, CHERYL, MORRIS | I | TREASURER | NA | Control |
| SHERMAN, CHERYL, MORRIS | I | TREASURER | NA | Control |
| SHERMAN, CHERYL, MORRIS | I | TREASURER | NA | Control |
| SHERMAN, CHERYL, MORRIS | I | TREASURER | NA | Control |
| SHERMAN, CHERYL, MORRIS | I | TREASURER | NA | Control |
| SHERMAN, CHERYL, MORRIS | I | TREASURER | NA | Control |
| SHERMAN, CHERYL, MORRIS | I | TREASURER | NA | Control |
| SIEGEL, JOHN, TYLER | I | MANAGING DIRECTOR/PRESIDENT | NA | Control |
| SIEGEL, JOHN, TYLER | I | MANAGING DIRECTOR/PRESIDENT | NA | Control |
| SIEGEL, JOHN, TYLER | I | MANAGING DIRECTOR/PRESIDENT | NA | Control |
| SOUZA, JENNIFER, ELIZABETH DUVAL | I | MANAGER | NA | |
| SOUZA, JENNIFER, ELIZABETH DUVAL | I | MANAGER | NA | |
| SOUZA, JENNIFER, ELIZABETH DUVAL | I | MANAGER | NA | |
| SQUIRES, CRAIG | I | MEMBER BOARD OF MANAGERS | NA | Control |
| SQUIRES, CRAIG | I | MEMBER BOARD OF MANAGERS | NA | Control |
| SQUIRES, CRAIG | I | MEMBER BOARD OF MANAGERS | NA | Control |
| SQUIRES, CRAIG | I | MEMBER BOARD OF MANAGERS | NA | Control |
| SQUIRES, CRAIG | I | MEMBER BOARD OF MANAGERS | NA | Control |
| SQUIRES, CRAIG | I | MEMBER BOARD OF MANAGERS | NA | Control |
| SQUIRES, CRAIG | I | MEMBER BOARD OF MANAGERS | NA | Control |
| STAM, KURT, WOLFHENDRIK | I | HEAD OF PRODUCT STRATEGY; EXECUTIVE OFFICER | NA | Control |
| STAM, KURT, WOLFHENDRIK | I | HEAD OF PRODUCT STRATEGY; EXECUTIVE OFFICER | NA | Control |
| STAM, KURT, WOLFHENDRIK | I | HEAD OF PRODUCT STRATEGY; EXECUTIVE OFFICER | NA | Control |
| THOMPSON, JESSICA, LACEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, JESSICA, LACEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, JESSICA, LACEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, JESSICA, LACEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, JESSICA, LACEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, JESSICA, LACEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, JESSICA, LACEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, JESSICA, LACEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, JESSICA, LACEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, JESSICA, LACEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, JESSICA, LACEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, JESSICA, LACEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, JESSICA, LACEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, JESSICA, LACEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, JESSICA, LACEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, MATTHEW, GILMOUR | I | MANAGER (CHAIRMAN) | NA | Control |
| THOMPSON, MATTHEW, GILMOUR | I | CHAIRMAN EMERITUS | NA | Control |
| THOMPSON, MATTHEW, GILMOUR | I | MANAGING DIRECTOR/SENIOR VICE PRESIDENT | NA | Control |
| THOMPSON, MATTHEW, GILMOUR | I | MANAGING DIRECTOR/SENIOR VICE PRESIDENT | NA | Control |
| THOMPSON, MATTHEW, GILMOUR | I | CHAIRMAN EMERITUS | NA | Control |
| THOMPSON, MATTHEW, GILMOUR | I | CHAIRMAN EMERITUS | NA | Control |
| THOMPSON, MATTHEW, GILMOUR | I | DIRECTOR/PRESIDENT | NA | Control |
| THOMPSON, MATTHEW, GILMOUR | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| THOMPSON, MATTHEW, GILMOUR | I | CHAIRMAN OF THE BOARD OF MANAGERS | NA | Control |
| THOMPSON, MATTHEW, GILMOUR | I | CHAIRMAN EMERITUS | NA | Control |
| THOMPSON, MATTHEW, GILMOUR | I | MANAGER (CHAIRMAN) | NA | Control |
| THOMPSON, MATTHEW, GILMOUR | I | MANAGING DIRECTOR/SENIOR VICE PRESIDENT | NA | Control |
| THOMPSON, MATTHEW, GILMOUR | I | CHAIRMAN EMERITUS | NA | Control |
| THOMSON, HERBERT, BRUCE | I | MANAGER/SECRETARY | NA | Control |
| THOMSON, HERBERT, BRUCE | I | MANAGER/SECRETARY | NA | Control |
| THOMSON, HERBERT, BRUCE | I | MANAGER/SECRETARY | NA | Control |
| THOMSON, HERBERT, BRUCE | I | MANAGER/SECRETARY | NA | Control |
| THOMSON, HERBERT, BRUCE | I | DIRECTOR/SECRETARY | NA | Control |
| THOMSON, HERBERT, BRUCE | I | MANAGING MEMBER/SECRETARY | NA | Control |
| THOMSON, HERBERT, BRUCE | I | MANAGER/SECRETARY | NA | Control |
| THOMSON, HERBERT, BRUCE | I | MANAGER/SECRETARY | NA | Control |
| THOMSON, HERBERT, BRUCE | I | MANAGER/SECRETARY | NA | Control |
| THOMSON, HERBERT, BRUCE | I | MANAGER/SECRETARY | NA | Control |
| THOMSON, HERBERT, BRUCE | I | MANAGER/SECRETARY | NA | Control |
| THOMSON, HERBERT, BRUCE | I | MANAGER/SECRETARY | NA | Control |
| THOMSON, HERBERT, BRUCE | I | MANAGER/SECRETARY | NA | Control |
| THOMSON, HERBERT, BRUCE | I | MANAGER/SECRETARY | NA | Control |
| THOMSON, HERBERT, BRUCE | I | MANAGER/SECRETARY | NA | Control |
| THOMSON, HERBERT, BRUCE | I | MANAGER/SECRETARY | NA | Control |
| THOMSON, HERBERT, BRUCE | I | MANAGER/SECRETARY | NA | Control |
| TURPIN, THOMAS, MOYNIHAN | I | MANAGER | NA | Control |
| TURPIN, THOMAS, MOYNIHAN | I | MANAGER | NA | Control |
| TURPIN, THOMAS, MOYNIHAN | I | MANAGER | NA | Control |
| VAN SAUN, PIETER, EVERETT | I | DIRECTOR OF OPERATIONS | NA | Control |
| VAN SAUN, PIETER, EVERETT | I | DIRECTOR OF OPERATIONS | NA | Control |
| VAN SAUN, PIETER, EVERETT | I | CHIEF OPERATING OFFICER | NA | Control |
| VAN SAUN, PIETER, EVERETT | I | CHIEF OPERATING OFFICER | NA | Control |
| VAN SAUN, PIETER, EVERETT | I | DIRECTOR OF OPERATIONS | NA | Control |
| VAN SAUN, PIETER, EVERETT | I | CHIEF OPERATING OFFICER | NA | Control |
| VAN SAUN, PIETER, EVERETT | I | CHIEF OPERATING OFFICER | NA | Control |
| VAN SAUN, PIETER, EVERETT | I | CHIEF OPERATING OFFICER | NA | Control |
| VAN SAUN, PIETER, EVERETT | I | CHIEF OPERATING OFFICER | NA | Control |
| VAN SAUN, PIETER, EVERETT | I | CHIEF OPERATING OFFICER | NA | Control |
| VANCASTER, JOSEPH, MICHAEL | I | TREASURER | NA | Control |
| VANCASTER, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| VANCASTER, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| VANCASTER, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| VANCASTER, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| VANCASTER, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| VANCASTER, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| VANCASTER, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| VANCASTER, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER; EXECUTIVE OFFICER | NA | Control |
| VANCASTER, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| VANCASTER, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER; EXECUTIVE OFFICER | NA | Control |
| VANCASTER, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER; EXECUTIVE OFFICER; MEMBER BOARD OF MANAGERS | NA | Control |
| VANCASTER, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER; EXECUTIVE OFFICER; MEMBER BOARD OF MANAGERS | NA | Control |
| VANCASTER, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER; EXECUTIVE OFFICER | NA | Control |
| VANCASTER, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER; EXECUTIVE OFFICER; MEMBER BOARD OF MANAGERS | NA | Control |
| VANCASTER, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER; EXECUTIVE OFFICER; MEMBER BOARD OF MANAGERS | NA | Control |
| VANCASTER, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER; EXECUTIVE OFFICER; MEMBER BOARD OF MANAGERS | NA | Control |
| VANCASTER, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER; EXECUTIVE OFFICER; MEMBER BOARD OF MANAGERS | NA | Control |
| VANCASTER, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER; EXECUTIVE OFFICER; MEMBER BOARD OF MANAGERS | NA | Control |
| VANCASTER, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER; INTERIM CHIEF OPERATING OFFICER; EXECUTIVE OFFICER; MEMBER BOARD OF MANAGERS | NA | Control |
| VANCASTER, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER; EXECUTIVE OFFICER; MEMBER BOARD OF MANAGERS | NA | Control |
| WALMSLEY, SYLVESTER, PIERCE | I | DIRECTOR | NA | Control |
| WALMSLEY, SYLVESTER, PIERCE | I | DIRECTOR | NA | Control |
| WALMSLEY, SYLVESTER, PIERCE | I | DIRECTOR | NA | Control |
| WEITZ, JONATHAN, PAUL | I | CHIEF OPERATIONS OFFICER; EXECUTIVE OFFICER | NA | Control |
| WEITZ, JONATHAN, PAUL | I | CHIEF OPERATIONS OFFICER; EXECUTIVE OFFICER | NA | Control |
| WEITZ, JONATHAN, PAUL | I | CHIEF OPERATIONS OFFICER; EXECUTIVE OFFICER | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | MANAGER/CO-CEO/CFO | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | MANAGER/CO-CEO/CFO/PRESIDENT | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | SECRETARY | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | SECRETARY | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | MANAGER/CO-CEO/CFO/PRESIDENT | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | MANAGER/CO-CEO/CFO/PRESIDENT | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | DIRECTOR/CFO | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | MANAGING DIRECTOR/CEO/CFO | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | MANAGING MEMBER/CEO/CFO | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | MANAGER/CO-CEO/CFO/PRESIDENT | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | MANAGER/CO-CEO/CFO | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | SECRETARY | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | MANAGER/CO-CEO/CFO/PRESIDENT | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | MANAGER/CO-CEO/CFO/PRESIDENT | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | MANAGER/CEO/CFO | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | MANAGER/CO-CEO/CFO/PRESIDENT | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | MANAGER/CEO/CFO | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | MANAGER/CO-CEO/CFO/PRESIDENT | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | MANAGER/CO-CEO/CFO/PRESIDENT | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | MANAGER/CO-CEO/CFO/PRESIDENT | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | MANAGER/CEO/CFO | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | MANAGER/CEO/CFO | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | MANAGER/CEO/CFO | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | MANAGER/CEO/CFO | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | MANAGER/CHAIRMAN/CEO/CFO | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | MANAGER/CHAIRMAN/CEO/CFO | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | MANAGER/CHAIRMAN/CEO/CFO | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | MANAGER/CHAIRMAN/CEO/CFO | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | MANAGER/CHAIRMAN/CEO/CFO | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | MANAGER/CHAIRMAN/CEO/CFO | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WHITWORTH, HORACE, PRITCHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OLD MUTUAL (NETHERLANDS) B.V. | FE | 100% SHAREHOLDER OF OLD MUTUAL (SOUTH AFRICA) LTD. | E | |
| OLD MUTUAL (SOUTH AFRICA) LTD. | FE | 100% SHAREHOLDER OF OLD MUTUAL LIFE HOLDINGS (SOUTH AFRICA) LIMITED | E | |
| OLD MUTUAL (US) HOLDINGS INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS INC. | DE | 100% SHAREHOLDER OF THOMPSON, SIEGEL,& WALMSLEY, INC. | E | Control |
| OLD MUTUAL (US) HOLDINGS INC. | DE | 100% SHAREHOLDER OF THOMPSON, SIEGEL,& WALMSLEY, INC. | E | Control |
| OLD MUTUAL (US) HOLDINGS INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS INC. | DE | 100% SHAREHOLDER OF THOMPSON, SIEGEL,& WALMSLEY, INC. | E | Control |
| OLD MUTUAL (US) HOLDINGS INC. | DE | 100% SHAREHOLDER OF THOMPSON, SIEGEL,& WALMSLEY, INC. | E | Control |
| OLD MUTUAL (US) HOLDINGS INC. | DE | SHAREHOLDER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS INC. | DE | 100% SHAREHOLDER OF THOMPSON, SIEGEL,& WALMSLEY, INC. | E | Control |
| OLD MUTUAL (US) HOLDINGS INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| OLD MUTUAL LIFE HOLDINGS (SOUTH AFRICA) LIMITED | FE | 100% SHAREHOLDER OF OLD MUTUAL LIFE ASSURANCE CO. (SOUTH AFRICA) LIMITED | E | |
| OLD MUTUAL PLC | FE | 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT | E | Control |
| OLD MUTUAL PLC | FE | 100% SHAREHOLDER OF OM GROUP (UK) LIMITED | E | Control |
| OM GROUP (UK) LIMITED | FE | 100% SHAREHOLDER OF OLD MUTUAL (NETHERLANDS) B.V. | E | |
| OMAM INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| OMAM INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| OMAM INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| OMAM INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| OMAM INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| OMAM INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| PENDAL USA INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| PENDAL USA INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| PENDAL USA INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| PENDAL USA INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| PENDAL USA INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| PENDAL USA INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| PENDAL USA INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| PENDAL USA INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| PENDAL USA INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| PENDAL USA INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| PENDAL USA INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| PENDAL USA INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| PENDAL USA INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| PENDAL USA INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | E | Control |
| BRIGHTSPHERE INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | D | Control |
| BRIGHTSPHERE INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | D | Control |
| BRIGHTSPHERE INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | D | Control |
| BRIGHTSPHERE INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | D | Control |
| BRIGHTSPHERE INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | D | Control |
| BRIGHTSPHERE INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | D | Control |
| BRIGHTSPHERE INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | D | Control |
| BRIGHTSPHERE INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | D | Control |
| BRIGHTSPHERE INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | D | Control |
| BRIGHTSPHERE INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | D | Control |
| BRIGHTSPHERE INC. | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | D | Control |
| OMAM INC. (ACTUAL BENEFICIAL OWNERSHIP OF 75.1%) | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | D | Control |
| OMAM INC. (ACTUAL BENEFICIAL OWNERSHIP OF 75.1%) | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | D | Control |
| OMAM INC. (ACTUAL BENEFICIAL OWNERSHIP OF 75.1%) | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | D | Control |
| OMAM INC. (ACTUAL BENEFICIAL OWNERSHIP OF 75.1%) | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | D | Control |
| TS&W INVESTMENT HOLDINGS LP | FE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC (SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION) | C | |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC (SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION) | C | |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC (SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION) | C | |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC (SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION) | C | |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC (SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION) | C | |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC (SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION) | C | |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC (SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION) | C | |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC (SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION) | C | Control |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC (SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION) | C | Control |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC (SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION) | C | Control |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC (SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION) | C | Control |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC (SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION) | C | Control |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC (SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION) | C | Control |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC (SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION) | C | Control |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC (SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION) | C | Control |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | B | |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | B | |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | B | |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | B | |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | B | |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | B | |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | B | |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | B | |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | B | |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | B | |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | B | |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | B | |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | B | |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | B | |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC (SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION) | B | |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC (SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION) | B | |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC (SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION) | B | |
| OLD MUTUAL LIFE ASSURANCE CO. (SOUTH AFRICA) LIMITED | FE | 8.71% SHAREHOLDER OF OLD MUTUAL PLC | A | |
| TS&W INVESTMENT HOLDINGS LP | DE | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| TS&W INVESTMENT GP LLC | DE | TS&W INVESTMENT HOLDINGS LP | F | Control |
| BRIGHTSPHERE INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| BRIGHTSPHERE INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| BRIGHTSPHERE INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| BRIGHTSPHERE INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| BRIGHTSPHERE INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| BRIGHTSPHERE INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| BRIGHTSPHERE INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| BRIGHTSPHERE INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| BRIGHTSPHERE INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| BRIGHTSPHERE INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| BRIGHTSPHERE INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| BRIGHTSPHERE INVESTMENT GROUP INC. | DE | BRIGHTSPHERE INC. | E | Control |
| BRIGHTSPHERE INVESTMENT GROUP INC. | DE | BRIGHTSPHERE INC. | E | Control |
| BRIGHTSPHERE INVESTMENT GROUP INC. | DE | BRIGHTSPHERE INC. | E | Control |
| BRIGHTSPHERE INVESTMENT GROUP INC. | DE | BRIGHTSPHERE INC. | E | Control |
| BRIGHTSPHERE INVESTMENT GROUP INC. | DE | BRIGHTSPHERE INC. | E | Control |
| BRIGHTSPHERE INVESTMENT GROUP INC. | DE | BRIGHTSPHERE INC. | E | Control |
| BRIGHTSPHERE INVESTMENT GROUP INC. | DE | BRIGHTSPHERE INC. | E | Control |
| BRIGHTSPHERE INVESTMENT GROUP INC. | DE | BRIGHTSPHERE INC. | E | Control |
| BRIGHTSPHERE INVESTMENT GROUP PLC | FE | BRIGHTSPHERE US, INC. | E | Control |
| BRIGHTSPHERE INVESTMENT GROUP PLC | FE | BRIGHTSPHERE US, INC. | E | Control |
| BRIGHTSPHERE INVESTMENT GROUP PLC | FE | BRIGHTSPHERE US, INC. | E | Control |
| BRIGHTSPHERE INVESTMENT GROUP PLC | FE | BRIGHTSPHERE INVESTMENT GROUP INC. | E | Control |
| BRIGHTSPHERE INVESTMENT GROUP PLC | FE | BRIGHTSPHERE INVESTMENT GROUP INC. | E | Control |
| BRIGHTSPHERE INVESTMENT GROUP PLC | FE | BRIGHTSPHERE INVESTMENT GROUP INC. | E | Control |
| BRIGHTSPHERE UK, LTD. | FE | BRIGHTSPHERE INC. | E | Control |
| BRIGHTSPHERE UK, LTD. | FE | BRIGHTSPHERE INC. | E | Control |
| BRIGHTSPHERE UK, LTD. | FE | BRIGHTSPHERE INC. | E | Control |
| BRIGHTSPHERE US, INC. | DE | BRIGHTSPHERE UK, LTD. | E | Control |
| BRIGHTSPHERE US, INC. | DE | BRIGHTSPHERE UK, LTD. | E | Control |
| BRIGHTSPHERE US, INC. | DE | BRIGHTSPHERE UK, LTD. | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OM ASSET MANAGEMENT PLC | FE | OMAM US, INC. | E | Control |
| OM ASSET MANAGEMENT PLC | FE | OMAM US, INC. | E | Control |
| OM ASSET MANAGEMENT PLC | FE | OMAM US, INC. | E | Control |
| OM ASSET MANAGEMENT PLC | FE | OMAM US, INC. | E | Control |
| OM ASSET MANAGEMENT PLC | FE | OMAM US, INC. | E | Control |
| OM ASSET MANAGEMENT PLC | FE | OMAM US, INC. | E | Control |
| OM ASSET MANAGEMENT PLC | FE | OMAM US, INC. | E | Control |
| OM ASSET MANAGEMENT PLC | FE | OMAM US, INC. | E | Control |
| OM ASSET MANAGEMENT PLC | FE | OMAM US, INC. | E | Control |
| OM ASSET MANAGEMENT PLC | FE | OMAM US, INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OMAM INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| OMAM INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| OMAM INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| OMAM INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| OMAM INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| OMAM INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| OMAM INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| OMAM INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| OMAM INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| OMAM INC. | DE | TS&W INVESTMENT GP LLC | E | Control |
| OMAM UK, LTD. | FE | OMAM INC. | E | Control |
| OMAM UK, LTD. | FE | OMAM INC. | E | Control |
| OMAM UK, LTD. | FE | OMAM INC. | E | Control |
| OMAM UK, LTD. | FE | OMAM INC. | E | Control |
| OMAM UK, LTD. | FE | OMAM INC. | E | Control |
| OMAM UK, LTD. | FE | OMAM INC. | E | Control |
| OMAM UK, LTD. | FE | OMAM INC. | E | Control |
| OMAM UK, LTD. | FE | OMAM INC. | E | Control |
| OMAM UK, LTD. | FE | OMAM INC. | E | Control |
| OMAM UK, LTD. | FE | OMAM INC. | E | Control |
| OMAM US, INC. | DE | OMAM UK, LTD. | E | Control |
| OMAM US, INC. | DE | OMAM UK, LTD. | E | Control |
| OMAM US, INC. | DE | OMAM UK, LTD. | E | Control |
| OMAM US, INC. | DE | OMAM UK, LTD. | E | Control |
| OMAM US, INC. | DE | OMAM UK, LTD. | E | Control |
| OMAM US, INC. | DE | OMAM UK, LTD. | E | Control |
| OMAM US, INC. | DE | OMAM UK, LTD. | E | Control |
| OMAM US, INC. | DE | OMAM UK, LTD. | E | Control |
| OMAM US, INC. | DE | OMAM UK, LTD. | E | Control |
| OMAM US, INC. | DE | OMAM UK, LTD. | E | Control |
| PENDAL GROUP LIMITED | FE | PENDAL USA INC. | E | Control |
| PENDAL GROUP LIMITED | FE | PENDAL USA INC. | E | Control |
| PENDAL GROUP LIMITED | FE | PENDAL USA INC. | E | Control |
| PENDAL GROUP LIMITED | FE | PENDAL USA INC. | E | Control |
| PENDAL GROUP LIMITED | FE | PENDAL USA INC. | E | Control |
| PENDAL GROUP LIMITED | FE | PENDAL USA INC. | E | Control |
| PENDAL GROUP LIMITED | FE | PENDAL USA INC. | E | Control |
| PENDAL GROUP LIMITED | FE | PENDAL USA INC. | E | Control |
| PENDAL GROUP LIMITED | FE | PENDAL USA INC. | E | Control |
| PENDAL GROUP LIMITED | FE | PENDAL USA INC. | E | Control |
| PENDAL GROUP LIMITED | FE | PENDAL USA INC. | E | Control |
| PERPETUAL ACQUISITION COMPANY LTD. | FE | PENDAL GROUP LIMITED | E | Control |
| PERPETUAL ACQUISITION COMPANY LTD. | FE | PENDAL GROUP LIMITED | E | Control |
| PERPETUAL ACQUISITION COMPANY LTD. | FE | PENDAL GROUP LIMITED | E | Control |
| PERPETUAL ACQUISITION COMPANY LTD. | FE | PENDAL GROUP LIMITED | E | Control |
| PERPETUAL ACQUISITION COMPANY LTD. | FE | PENDAL GROUP LIMITED | E | Control |
| PERPETUAL ACQUISITION COMPANY LTD. | FE | PENDAL GROUP LIMITED | E | Control |
| PERPETUAL LIMITED | FE | PERPETUAL ACQUISITION COMPANY LTD. | E | Control |
| PERPETUAL LIMITED | FE | PERPETUAL ACQUISITION COMPANY LTD. | E | Control |
| PERPETUAL LIMITED | FE | PERPETUAL ACQUISITION COMPANY LTD. | E | Control |
| PERPETUAL LIMITED | FE | PERPETUAL ACQUISITION COMPANY LTD. | E | Control |
| PERPETUAL LIMITED | FE | PERPETUAL ACQUISITION COMPANY LTD. | E | Control |
| PERPETUAL LIMITED | FE | PERPETUAL ACQUISITION COMPANY LTD. | E | Control |
Registrations
Federal
IA
Dec 17, 2025 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
6641 WEST BROAD STREETSUITE 600
RICHMOND, VA 23230
United States
Phone: 804-353-4500