NEWGATE CAPITAL MANAGEMENT LLC
CRD #105728 SEC #801-17465 GREENWICH, CT 203-661-0700
SEC Registered Private Funds
Total AUM
$180M
Discretionary
$180M
Employees
8
Clients
--
Accounts
600
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 19, 2015
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| EDWARDS, JOHN, KEITH CHARLES | I | MEMBER | NA | |
| EDWARDS, JOHN, KEITH CHARLES | I | PARTNER | NA | |
| EDWARDS, JOHN, KEITH CHARLES | I | INVESTMENT DIRECTOR | NA | |
| EDWARDS, JOHN, KEITH CHARLES | I | INVESTMENT DIRECTOR | NA | |
| EDWARDS, JOHN, KEITH CHARLES | I | INVESTMENT DIRECTOR | NA | |
| EDWARDS, JOHN, KEITH CHARLES | I | MEMBER | NA | |
| EDWARDS, JOHN, KEITH CHARLES | I | MEMBER | NA | |
| EDWARDS, JOHN, KEITH CHARLES | I | INVESTMENT DIRECTOR | NA | |
| EDWARDS, JOHN, KEITH CHARLES | I | INVESTMENT DIRECTOR | NA | |
| EDWARDS, JOHN, KEITH CHARLES | I | INVESTMENT DIRECTOR | NA | |
| EDWARDS, JOHN, KEITH CHARLES | I | INVESTMENT DIRECTOR | NA | |
| EDWARDS, JOHN, KEITH CHARLES | I | INVESTMENT DIRECTOR | NA | |
| EMELIANOVA, LADA, YURIEVNA | I | MEMBER | NA | |
| EMELIANOVA, LADA, YURIEVNA | I | PARTNER | NA | |
| EMELIANOVA, LADA, YURIEVNA | I | MEMBER | NA | |
| EMELIANOVA, LADA, YURIEVNA | I | PORTFOLIO MANAGER | NA | |
| GILLESPIE, PETER | I | MEMBER | NA | |
| GILLESPIE, PETER | I | PARTNER | NA | |
| LEE, DAVID, KON | I | PORTFOLIO MANAGER | NA | |
| LEE, DAVID, KON | I | PORTFOLIO MANAGER | NA | |
| LEE, DAVID, KON | I | PORTFOLIO MANAGER | NA | |
| LEE, DAVID, KON | I | PORTFOLIO MANAGER | NA | |
| LEE, DAVID, KON | I | PORTFOLIO MANAGER | NA | |
| LEE, DAVID, KON | I | PORTFOLIO MANAGER | NA | |
| LEE, DAVID, KON | I | PORTFOLIO MANAGER | NA | |
| LEE, DAVID, KON | I | PORTFOLIO MANAGER | NA | |
| LOMBARDI, MATTHEW, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| LOMBARDI, MATTHEW, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| LOMBARDI, MATTHEW, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| LOMBARDI, MATTHEW, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| LOMBARDI, MATTHEW, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACFARLANE, GREGORY, ROBERT | I | MEMBER | NA | |
| MACFARLANE, GREGORY, ROBERT | I | PARTNER | NA | |
| MACFARLANE, GREGORY, ROBERT | I | DIRECTOR OF TRADING | NA | |
| MACFARLANE, GREGORY, ROBERT | I | DIRECTOR OF TRADING | NA | |
| MACFARLANE, GREGORY, ROBERT | I | DIRECTOR OF TRADING | NA | |
| MACFARLANE, GREGORY, ROBERT | I | MEMBER | NA | |
| MACFARLANE, GREGORY, ROBERT | I | DIRECTOR OF TRADING | NA | |
| MACFARLANE, GREGORY, ROBERT | I | DIRECTOR OF TRADING | NA | |
| MACFARLANE, GREGORY, ROBERT | I | DIRECTOR OF TRADING | NA | |
| MACFARLANE, GREGORY, ROBERT | I | DIRECTOR OF TRADING | NA | |
| MACFARLANE, GREGORY, ROBERT | I | DIRECTOR OF TRADING | NA | |
| MACFARLANE, GREGORY, ROBERT | I | DIRECTOR OF TRADING | NA | |
| PETERSON, MATTHEW, ERIC | I | MEMBER | NA | |
| PETERSON, MATTHEW, ERIC | I | PARTNER | NA | |
| PETERSON, MATTHEW, ERIC | I | INVESTMENT DIRECTOR | NA | |
| PETERSON, MATTHEW, ERIC | I | INVESTMENT DIRECTOR | NA | |
| PETERSON, MATTHEW, ERIC | I | INVESTMENT DIRECTOR | NA | |
| PETERSON, MATTHEW, ERIC | I | MEMBER | NA | |
| PETERSON, MATTHEW, ERIC | I | MEMBER | NA | |
| PETERSON, MATTHEW, ERIC | I | INVESTMENT DIRECTOR | NA | |
| PETERSON, MATTHEW, ERIC | I | INVESTMENT DIRECTOR | NA | |
| PETERSON, MATTHEW, ERIC | I | INVESTMENT DIRECTOR | NA | |
| PETERSON, MATTHEW, ERIC | I | INVESTMENT DIRECTOR | NA | |
| PETERSON, MATTHEW, ERIC | I | INVESTMENT DIRECTOR | NA | |
| RIVERA, JOSEPH, MANUEL | I | DIRECTOR OF OPERATIONS | NA | |
| RIVERA, JOSEPH, MANUEL | I | DIRECTOR OF OPERATIONS | NA | |
| RIVERA, JOSEPH, MANUEL | I | DIRECTOR OF OPERATIONS | NA | |
| RIVERA, JOSEPH, MANUEL | I | DIRECTOR OF OPERATIONS | NA | |
| RIVERA, JOSEPH, MANUEL | I | DIRECTOR OF OPERATIONS | NA | |
| RIVERA, JOSEPH, MANUEL | I | DIRECTOR OF OPERATIONS | NA | |
| RIVERA, JOSEPH, MANUEL | I | DIRECTOR OF OPERATIONS | NA | |
| RIVERA, JOSEPH, MANUEL | I | DIRECTOR OF OPERATIONS | NA | |
| RIVERA, JOSEPH, MANUEL | I | DIRECTOR OF OPERATIONS | NA | |
| TIMOLL, JUDITH | I | PARTNER | NA | |
| TIMOLL, JUDITH | I | PARTNER | NA | |
| TIMOLL, JUDITH, MARIA | I | MEMBER | NA | |
| TIMOLL, JUDITH, MARIA | I | PARTNER | NA | |
| TIMOLL, JUDITH, MARIA | I | INVESTMENT DIRECTOR | NA | |
| TIMOLL, JUDITH, MARIA | I | INVESTMENT DIRECTOR | NA | |
| TIMOLL, JUDITH, MARIA | I | INVESTMENT DIRECTOR | NA | |
| TIMOLL, JUDITH, MARIA | I | PARTNER | NA | |
| TIMOLL, JUDITH, MARIA | I | PARTNER | NA | |
| TIMOLL, JUDITH, MARIA | I | PARTNER | NA | |
| TIMOLL, JUDITH, MARIA | I | PARTNER | NA | |
| TIMOLL, JUDITH, MARIA | I | MEMBER | NA | |
| TIMOLL, JUDITH, MARIA | I | MEMBER | NA | |
| TIMOLL, JUDITH, MARIA | I | PARTNER | NA | |
| TIMOLL, JUDITH, MARIA | I | PARTNER | NA | |
| TIMOLL, JUDITH, MARIA | I | INVESTMENT DIRECTOR | NA | |
| TIMOLL, JUDITH, MARIA | I | INVESTMENT DIRECTOR | NA | |
| TIMOLL, JUDITH, MARIA | I | INVESTMENT DIRECTOR | NA | |
| TIMOLL, JUDITH, MARIA | I | INVESTMENT DIRECTOR | NA | |
| TIMOLL, JUDITH, MARIA | I | INVESTMENT DIRECTOR | NA | |
| TINEDO, MARIA, EUGENIA | I | MEMBER | NA | |
| TINEDO, MARIA, EUGENIA | I | PORTFOLIO MANAGER | NA | |
| TINEDO, MARIA, EUGENIA | I | PORTFOLIO MANAGER | NA | |
| TINEDO, MARIA, EUGENIA | I | PORTFOLIO MANAGER | NA | |
| TINEDO, MARIA, EUGENIA | I | MEMBER | NA | |
| TINEDO, MARIA, EUGENIA | I | PORTFOLIO MANAGER | NA | |
| TINEDO, MARIA, EUGENIA | I | PORTFOLIO MANAGER | NA | |
| TINEDO, MARIA, EUGENIA | I | PORTFOLIO MANAGER | NA | |
| TINEDO, MARIA, EUGENIA | I | PORTFOLIO MANAGER | NA | |
| TINEDO, MARIA, EUGENIA | I | PORTFOLIO MANAGER | NA | |
| TINEDO, MARIA, EUGENIA | I | PORTFOLIO MANAGER | NA | |
| HIRSHMAN, AVY, ERIC | I | MANAGING DIRECTOR | E | Control |
| HIRSHMAN, AVY, ERIC | I | MANAGING DIRECTOR | E | Control |
| HIRSHMAN, AVY, ERIC | I | MANAGING DIRECTOR | E | Control |
| HIRSHMAN, AVY, ERIC | I | MANAGING DIRECTOR, MEMBER | C | Control |
| HIRSHMAN, AVY, ERIC | I | MANAGING PARTNER | C | Control |
| HIRSHMAN, AVY, ERIC | I | MANAGING DIRECTOR | C | Control |
| HIRSHMAN, AVY, ERIC | I | MANAGING DIRECTOR | C | Control |
| HIRSHMAN, AVY, ERIC | I | MANAGING DIRECTOR | C | Control |
| HIRSHMAN, AVY, ERIC | I | MANAGING PARTNER | C | Control |
| HIRSHMAN, AVY, ERIC | I | PARTNER | C | Control |
| HIRSHMAN, AVY, ERIC | I | PARTNER | C | Control |
| HIRSHMAN, AVY, ERIC | I | MANAGING PARTNER | C | Control |
| HIRSHMAN, AVY, ERIC | I | MANAGING PARTNER | C | Control |
| HIRSHMAN, AVY, ERIC | I | MANAGING PARTNER | C | Control |
| HIRSHMAN, AVY, ERIC | I | MANAGING DIRECTOR, MEMBER | C | Control |
| HIRSHMAN, AVY, ERIC | I | MANAGING DIRECTOR, MEMBER | C | Control |
| HIRSHMAN, AVY, ERIC | I | MANAGING PARTNER | C | Control |
| HIRSHMAN, AVY, ERIC | I | MANAGING PARTNER | C | Control |
| HIRSHMAN, AVY, ERIC | I | MANAGING DIRECTOR | C | Control |
| HIRSHMAN, AVY, ERIC | I | MANAGING DIRECTOR | C | Control |
| HIRSHMAN, AVY, ERIC | I | MANAGING DIRECTOR | C | Control |
| HIRSHMAN, AVY, ERIC | I | MANAGING DIRECTOR | C | Control |
| HIRSHMAN, AVY, ERIC | I | MANAGING DIRECTOR | C | Control |
| HIRSHMAN, AVY, ERIC | I | MANAGING DIRECTOR | C | Control |
| HIRSHMAN, AVY, ERIC | I | MANAGING DIRECTOR | C | Control |
| HIRSHMAN, AVY, ERIC | I | MANAGING DIRECTOR | C | Control |
| HIRSHMAN, AVY, ERIC | I | MANAGING DIRECTOR | C | Control |
| ROSENBAUM, SONIA | I | MANAGING PARTNER | C | Control |
| ROSENBAUM, SONIA | I | MANAGING PARTNER | C | Control |
| ROSENBAUM, SONIA, GRACIELA | I | MANAGING DIRECTOR, MEMBER | C | Control |
| ROSENBAUM, SONIA, GRACIELA | I | MANAGING PARTNER | C | Control |
| ROSENBAUM, SONIA, GRACIELA | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| ROSENBAUM, SONIA, GRACIELA | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| ROSENBAUM, SONIA, GRACIELA | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| ROSENBAUM, SONIA, GRACIELA | I | MANAGING PARTNER | C | Control |
| ROSENBAUM, SONIA, GRACIELA | I | MANAGING PARTNER | C | Control |
| ROSENBAUM, SONIA, GRACIELA | I | MANAGING PARTNER | C | Control |
| ROSENBAUM, SONIA, GRACIELA | I | MANAGING PARTNER | C | Control |
| ROSENBAUM, SONIA, GRACIELA | I | MANAGING DIRECTOR, MEMBER | C | Control |
| ROSENBAUM, SONIA, GRACIELA | I | MANAGING DIRECTOR, MEMBER | C | Control |
| ROSENBAUM, SONIA, GRACIELA | I | MANAGING PARTNER | C | Control |
| ROSENBAUM, SONIA, GRACIELA | I | MANAGING PARTNER | C | Control |
| ROSENBAUM, SONIA, GRACIELA | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| ROSENBAUM, SONIA, GRACIELA | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| ROSENBAUM, SONIA, GRACIELA | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| ROSENBAUM, SONIA, GRACIELA | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| ROSENBAUM, SONIA, GRACIELA | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| ROSENBAUM, SONIA, GRACIELA | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| ROSENBAUM, SONIA, GRACIELA | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| ROSENBAUM, SONIA, GRACIELA | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| ROSENBAUM, SONIA, GRACIELA | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| TRAINOR, JAMES, ALAN | I | MANAGING DIRECTOR, MEMBER | C | Control |
| TRAINOR, JAMES, ALAN | I | MANAGING PARTNER | C | Control |
| TRAINOR, JAMES, ALAN | I | MANAGING DIRECTOR | C | Control |
| TRAINOR, JAMES, ALAN | I | MANAGING DIRECTOR | C | Control |
| TRAINOR, JAMES, ALAN | I | MANAGING DIRECTOR | C | Control |
| TRAINOR, JAMES, ALAN | I | MANAGING PARTNER | C | Control |
| TRAINOR, JAMES, ALAN | I | PARTNER | C | Control |
| TRAINOR, JAMES, ALAN | I | PARTNER | C | Control |
| TRAINOR, JAMES, ALAN | I | MANAGING PARTNER | C | Control |
| TRAINOR, JAMES, ALAN | I | MANAGING PARTNER | C | Control |
| TRAINOR, JAMES, ALAN | I | MANAGING PARTNER | C | Control |
| TRAINOR, JAMES, ALAN | I | MANAGING DIRECTOR, MEMBER | C | Control |
| TRAINOR, JAMES, ALAN | I | MANAGING DIRECTOR, MEMBER | C | Control |
| TRAINOR, JAMES, ALAN | I | MANAGING PARTNER | C | Control |
| TRAINOR, JAMES, ALAN | I | MANAGING PARTNER | C | Control |
| TRAINOR, JAMES, ALAN | I | MANAGING DIRECTOR | C | Control |
| TRAINOR, JAMES, ALAN | I | MANAGING DIRECTOR | C | Control |
| TRAINOR, JAMES, ALAN | I | MANAGING DIRECTOR | C | Control |
| TRAINOR, JAMES, ALAN | I | MANAGING DIRECTOR | C | Control |
| TRAINOR, JAMES, ALAN | I | MANAGING DIRECTOR | C | Control |
| TRAINOR, JAMES, ALAN | I | MANAGING DIRECTOR | C | Control |
| TRAINOR, JAMES, ALAN | I | MANAGING DIRECTOR | C | Control |
| TRAINOR, JAMES, ALAN | I | MANAGING DIRECTOR | C | Control |
| TRAINOR, JAMES, ALAN | I | MANAGING DIRECTOR | C | Control |
| ROSENBAUM, SONIA, GRACIELA | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | B | Control |
| ROSENBAUM, SONIA, GRACIELA | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | B | Control |
| ROSENBAUM, SONIA, GRACIELA | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | B | Control |
| RYAN, JOHN, MICHAEL | I | PARTNER | A | |
| RYAN, JOHN, MICHAEL | I | PARTNER | A | |
| RYAN, JOHN, MICHAEL | I | PARTNER | A | |
| RYAN, JOHN, MICHAEL | I | PARTNER | A | |
| RYAN, JOHN, MICHAEL | I | PARTNER | A | |
| RYAN, JOHN, MICHAEL | I | PARTNER | A | |
| RYAN, JOHN, MICHAEL | I | PARTNER | A |
Registrations
Federal
IA
Nov 19, 2015 REGISTERED
Notice Filings (50)
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Address
ONE SOUND SHORE DRIVEGREENWICH, CT 06830-7251
United States
Phone: 203-661-0700