FRANK RUSSELL COMPANY
Legal name: RUSSELL INVESTMENT GROUP
CRD #105739 SEC #801-17157 SEATTLE, WA 206-505-7877
SEC Registered Disclosures
Total AUM
--
Discretionary
--
Employees
538
Clients
--
Accounts
--
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 17, 2015
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDERSON, LYNN, LEON | I | VICE CHAIRMAN | NA | Control |
| ANDERSON, LYNN, LEON | I | VICE CHAIRMAN | NA | Control |
| ANDERSON, LYNN, LEON | I | VICE CHAIRMAN | NA | Control |
| ANDERSON, LYNN, LEON | I | VICE CHAIRMAN | NA | Control |
| ANDERSON, LYNN, LEON | I | VICE CHAIRMAN | NA | Control |
| BATTYE, IAN, T. | I | DIRECTOR; CHIEF OPERATING OFFICER | NA | Control |
| BATTYE, IAN, T. | I | DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| BATTYE, IAN, T. | I | DIRECTOR; CHIEF OPERATING OFFICER | NA | Control |
| BATTYE, IAN, T. | I | DIRECTOR; CHIEF OPERATING OFFICER | NA | Control |
| BATTYE, IAN, T. | I | DIRECTOR; CHIEF OPERATING OFFICER | NA | Control |
| BATTYE, IAN, T. | I | DIRECTOR; CHIEF OPERATING OFFICER | NA | Control |
| BATTYE, IAN, T. | I | DIRECTOR; CHIEF OPERATING OFFICER | NA | Control |
| BATTYE, IAN, T. | I | DIRECTOR; CHIEF OPERATING OFFICER | NA | Control |
| BRENNAN, LEONARD, PATRICK | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRENNAN, LEONARD, PATRICK | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRENNAN, LEONARD, PATRICK | I | MANAGING DIRECTOR | NA | Control |
| BRENNAN, LEONARD, PATRICK | I | MANAGING DIRECTOR | NA | Control |
| BRENNAN, LEONARD, PATRICK | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRENNAN, LEONARD, PATRICK | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRENNAN, LEONARD, PATRICK | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRENNAN, LEONARD, PATRICK | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRENNAN, LEONARD, PATRICK | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRENNAN, LEONARD, PATRICK | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRENNAN, LEONARD, PATRICK | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRENNAN, LEONARD, PATRICK | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRENNAN, LEONARD, PATRICK | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRENNAN, LEONARD, PATRICK | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRENNAN, LEONARD, PATRICK | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRENNAN, LEONARD, PATRICK | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRENNAN, LEONARD, PATRICK | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRENNAN, LEONARD, PATRICK | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRENNAN, LEONARD, PATRICK | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BRYAN, JACK, S | I | TREASURER | NA | Control |
| BRYAN, JACK, S | I | TREASURER | NA | Control |
| BRYAN, JACK, S | I | TREASURER | NA | Control |
| BRYAN, JACK, S | I | TREASURER | NA | Control |
| BRYAN, JACK, S | I | TREASURER | NA | Control |
| BRYAN, JACK, S | I | TREASURER | NA | Control |
| BRYAN, JACK, S | I | TREASURER | NA | Control |
| CLARKSON, JAMES, PATRICK | I | TREASURER AND DIRECTOR OF TAX | NA | Control |
| CLARKSON, JAMES, PATRICK | I | TREASURER AND DIRECTOR OF TAX | NA | Control |
| CLARKSON, JAMES, PATRICK | I | TREASURER AND DIRECTOR OF TAX | NA | Control |
| CLARKSON, JAMES, PATRICK | I | TREASURER AND DIRECTOR OF TAX | NA | Control |
| COTE, DIANE | I | DIRECTOR | NA | Control |
| COTE, DIANE | I | DIRECTOR | NA | Control |
| COTE, DIANE | I | DIRECTOR | NA | Control |
| COTE, DIANE | I | DIRECTOR | NA | Control |
| COTE, DIANE | I | DIRECTOR | NA | Control |
| COTE, DIANE | I | DIRECTOR | NA | Control |
| COTE, DIANE | I | DIRECTOR | NA | Control |
| DELL, ANTHONY, STANTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELL, ANTHONY, STANTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELL, ANTHONY, STANTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELL, ANTHONY, STANTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELL, ANTHONY, STANTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOMAN, ANDREW, S | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| DOMAN, ANDREW, S | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| DOMAN, ANDREW, S | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| DOMAN, ANDREW, S | I | CHAIRMAN OF THE BOARD | NA | Control |
| DOMAN, ANDREW, S | I | CHAIRMAN OF THE BOARD | NA | Control |
| DOMAN, ANDREW, S | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| DOMAN, ANDREW, S | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| DOMAN, ANDREW, S | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| DOMAN, ANDREW, S | I | CHAIRMAN OF THE BOARD | NA | Control |
| DOMAN, ANDREW, S | I | CHAIRMAN OF THE BOARD | NA | Control |
| DRURY, DAVID, JOHN | I | DIRECTOR | NA | Control |
| DRURY, DAVID, JOHN | I | DIRECTOR | NA | Control |
| DRURY, DAVID, JOHN | I | DIRECTOR | NA | Control |
| DRURY, DAVID, JOHN | I | DIRECTOR | NA | Control |
| DRURY, DAVID, JOHN | I | DIRECTOR | NA | Control |
| DRURY, DAVID, JOHN | I | DIRECTOR | NA | Control |
| DRURY, DAVID, JOHN | I | DIRECTOR | NA | Control |
| DRURY, DAVID, JOHN | I | DIRECTOR | NA | Control |
| DRURY, DAVID, JOHN | I | DIRECTOR | NA | Control |
| DRURY, DAVID, JOHN | I | DIRECTOR | NA | Control |
| DRURY, DAVID, JOHN | I | DIRECTOR | NA | Control |
| DRURY, DAVID, JOHN | I | DIRECTOR | NA | Control |
| DRURY, DAVID, JOHN | I | DIRECTOR | NA | Control |
| DRURY, DAVID, JOHN | I | DIRECTOR | NA | Control |
| DRURY, DAVID, JOHN | I | DIRECTOR | NA | Control |
| DRURY, DAVID, JOHN | I | DIRECTOR | NA | Control |
| DRURY, DAVID, JOHN | I | DIRECTOR | NA | Control |
| DRURY, DAVID, JOHN | I | DIRECTOR | NA | Control |
| DRURY, DAVID, JOHN | I | DIRECTOR | NA | Control |
| DRURY, DAVID, JOHN | I | DIRECTOR | NA | Control |
| DUCKWORTH, CONNIE, KADROVACH | I | DIRECTOR | NA | Control |
| DUCKWORTH, CONNIE, KADROVACH | I | DIRECTOR | NA | Control |
| DUCKWORTH, CONNIE, KADROVACH | I | DIRECTOR | NA | Control |
| DUCKWORTH, CONNIE, KADROVACH | I | DIRECTOR | NA | Control |
| DUCKWORTH, CONNIE, KADROVACH | I | DIRECTOR | NA | Control |
| DUCKWORTH, CONNIE, KADROVACH | I | DIRECTOR | NA | Control |
| DUCKWORTH, CONNIE, KADROVACH | I | DIRECTOR | NA | Control |
| DUCKWORTH, CONNIE, KADROVACH | I | DIRECTOR | NA | Control |
| DUCKWORTH, CONNIE, KADROVACH | I | DIRECTOR | NA | Control |
| DUCKWORTH, CONNIE, KADROVACH | I | DIRECTOR | NA | Control |
| DUCKWORTH, CONNIE, KADROVACH | I | DIRECTOR | NA | Control |
| DUCKWORTH, CONNIE, KADROVACH | I | DIRECTOR | NA | Control |
| DUCKWORTH, CONNIE, KADROVACH | I | DIRECTOR | NA | Control |
| DUCKWORTH, CONNIE, KADROVACH | I | DIRECTOR | NA | Control |
| DUCKWORTH, CONNIE, KADROVACH | I | DIRECTOR | NA | Control |
| DUCKWORTH, CONNIE, KADROVACH | I | DIRECTOR | NA | Control |
| DUCKWORTH, CONNIE, KADROVACH | I | DIRECTOR | NA | Control |
| DUCKWORTH, CONNIE, KADROVACH | I | DIRECTOR | NA | Control |
| DUCKWORTH, CONNIE, KADROVACH | I | DIRECTOR | NA | Control |
| DUCKWORTH, CONNIE, KADROVACH | I | DIRECTOR | NA | Control |
| EGE, KARL, JOHN | I | VICE CHAIRMAN, CHIEF LEGAL OFFICER, SECRETARY, MANAGING DIRECTOR-LAW AND GOVERNMENT AFFAIRS | NA | Control |
| EGE, KARL, JOHN | I | VICE CHAIRMAN, CHIEF LEGAL OFFICER, SECRETARY, MANAGING DIRECTOR-LAW AND GOVERNMENT AFFAIRS | NA | Control |
| EGE, KARL, JOHN | I | GENERAL COUNSEL, SECRETARY, MANAGING DIRECTOR-LAW AND GOVERNMENT AFFAIRS | NA | Control |
| EGE, KARL, JOHN | I | VICE CHAIRMAN, CHIEF LEGAL OFFICER, SECRETARY, MANAGING DIRECTOR-LAW AND GOVERNMENT AFFAIRS | NA | Control |
| EGE, KARL, JOHN | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| EGE, KARL, JOHN | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| EGE, KARL, JOHN | I | GENERAL COUNSEL, SECRETARY, MANAGING DIRECTOR-LAW AND GOVERNMENT AFFAIRS | NA | Control |
| EGE, KARL, JOHN | I | GENERAL COUNSEL, SECRETARY, MANAGING DIRECTOR-LAW AND GOVERNMENT AFFAIRS | NA | Control |
| GOLOB, BRIAN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLOB, BRIAN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLOB, BRIAN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLOB, BRIAN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLOB, BRIAN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLOB, BRIAN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLOB, BRIAN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLOB, BRIAN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLOB, BRIAN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLOB, BRIAN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLOB, BRIAN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLOB, BRIAN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLOB, BRIAN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLOB, BRIAN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRISWOLD, JOHN, DAVID | I | ASSISTANT SECRETARY AND ASSOCIATE GENERAL COUNSEL; DIRECTOR OF GLOBAL REGULATORY POLICY (CHIEF COMPLIANCE OFFICER) | NA | Control |
| GRISWOLD, JOHN, DAVID | I | ASSISTANT SECRETARY AND ASSOCIATE GENERAL COUNSEL; DIRECTOR OF GLOBAL REGULATORY POLICY (CHIEF COMPLIANCE OFFICER) | NA | Control |
| GRISWOLD, JOHN, DAVID | I | ASSISTANT SECRETARY AND ASSOCIATE GENERAL COUNSEL; DIRECTOR OF GLOBAL REGULATORY POLICY (CHIEF COMPLIANCE OFFICER) | NA | Control |
| GRISWOLD, JOHN, DAVID | I | ASSISTANT SECRETARY AND ASSOCIATE GENERAL COUNSEL; DIRECTOR OF GLOBAL REGULATORY POLICY (CHIEF COMPLIANCE OFFICER) | NA | Control |
| GRISWOLD, JOHN, DAVID | I | DIRECTOR GLOBAL REGULATORY POLICY | NA | Control |
| GRISWOLD, JOHN, DAVID | I | DIRECTOR GLOBAL REGULATORY POLICY | NA | Control |
| GUNNING, PETER, J | I | DIRECTOR | NA | Control |
| GUNNING, PETER, J | I | DIRECTOR | NA | Control |
| GUNNING, PETER, J | I | DIRECTOR | NA | Control |
| GUNNING, PETER, J | I | DIRECTOR | NA | Control |
| GUNNING, PETER, J | I | DIRECTOR | NA | Control |
| GUNNING, PETER, J | I | DIRECTOR | NA | Control |
| GUNNING, PETER, J | I | DIRECTOR | NA | Control |
| GUNNING, PETER, J | I | DIRECTOR | NA | Control |
| GUNNING, PETER, J | I | DIRECTOR | NA | Control |
| GUNNING, PETER, J | I | DIRECTOR | NA | Control |
| GUNNING, PETER, J | I | DIRECTOR | NA | Control |
| GUNNING, PETER, J | I | DIRECTOR | NA | Control |
| GUNNING, PETER, J | I | DIRECTOR | NA | Control |
| GUNNING, PETER, J | I | DIRECTOR | NA | Control |
| HANLY, THOMAS, FRANK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HANLY, THOMAS, FRANK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HANLY, THOMAS, FRANK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HANLY, THOMAS, FRANK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HANLY, THOMAS, FRANK | I | CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| HANLY, THOMAS, FRANK | I | CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| LERT, RANDALL, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LERT, RANDALL, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LESTER, DAVID, ALAN | I | DIRECTOR | NA | Control |
| LESTER, DAVID, ALAN | I | DIRECTOR | NA | Control |
| LUEKEN, JEFFREY, JAMES | I | DIRECTOR | NA | Control |
| LUEKEN, JEFFREY, JAMES | I | DIRECTOR | NA | Control |
| LUEKEN, JEFFREY, JAMES | I | DIRECTOR | NA | Control |
| LUEKEN, JEFFREY, JAMES | I | DIRECTOR | NA | Control |
| LYONS, GREGORY, JOHN | I | ASSISTANT SECRETARY AND U.S. GENERAL COUNSEL | NA | Control |
| LYONS, GREGORY, JOHN | I | ASSISTANT SECRETARY AND U.S. GENERAL COUNSEL | NA | Control |
| MAKEPEACE, MARK, STEPHEN | I | DIRECTOR | NA | Control |
| MAKEPEACE, MARK, STEPHEN | I | DIRECTOR | NA | Control |
| MAKEPEACE, MARK, STEPHEN | I | DIRECTOR | NA | Control |
| MAKEPEACE, MARK, STEPHEN | I | DIRECTOR | NA | Control |
| MAKEPEACE, MARK, STEPHEN | I | DIRECTOR | NA | Control |
| MAKEPEACE, MARK, STEPHEN | I | DIRECTOR | NA | Control |
| MAKEPEACE, MARK, STEPHEN | I | DIRECTOR | NA | Control |
| MOSS, MATTHEW, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MOSS, MATTHEW, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MOSS, MATTHEW, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MOSS, MATTHEW, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MOSS, MATTHEW, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MOSS, MATTHEW, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MOSS, MATTHEW, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MOSS, MATTHEW, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MOSS, MATTHEW, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MOSS, MATTHEW, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MOSS, MATTHEW, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MOSS, MATTHEW, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MOSS, MATTHEW, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MOSS, MATTHEW, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MOSS, MATTHEW, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MOSS, MATTHEW, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MOSS, MATTHEW, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MOSS, MATTHEW, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MOSS, MATTHEW, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MOSS, MATTHEW, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MOSS, MATTHEW, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NAIDOO, VINESH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NAIDOO, VINESH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NAIDOO, VINESH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NAIDOO, VINESH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PHILLIPS, MICHAEL, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| PHILLIPS, MICHAEL, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| PHILLIPS, MICHAEL, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| PHILLIPS, MICHAEL, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| PHILLIPS, MICHAEL, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| PHILLIPS, MICHAEL, JOHN | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | NA | Control |
| PHILLIPS, MICHAEL, JOHN | I | CHIEF EXECUTIVE OFFICER/CHAIRMAN OF THE BOARD | NA | Control |
| PHILLIPS, MICHAEL, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| PHILLIPS, MICHAEL, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| POLINER, GARY | I | DIRECTOR | NA | Control |
| POLINER, GARY | I | DIRECTOR | NA | Control |
| POLINER, GARY | I | DIRECTOR | NA | Control |
| POLINER, GARY | I | DIRECTOR | NA | Control |
| POLINER, GARY | I | DIRECTOR | NA | Control |
| POLINER, GARY | I | DIRECTOR | NA | Control |
| POLINER, GARY | I | DIRECTOR | NA | Control |
| POLINER, GARY | I | DIRECTOR | NA | Control |
| POLINER, GARY | I | DIRECTOR | NA | Control |
| POLINER, GARY | I | DIRECTOR | NA | Control |
| POLINER, GARY | I | DIRECTOR | NA | Control |
| POLINER, GARY | I | DIRECTOR | NA | Control |
| POLINER, GARY | I | DIRECTOR | NA | Control |
| POLINER, GARY | I | DIRECTOR | NA | Control |
| ROHRBACHER, BRUCE, JAMES | I | DIRECTOR OF COMPLIANCE & INTERNAL AUDIT | NA | |
| ROHRBACHER, BRUCE, JAMES | I | DIRECTOR OF COMPLIANCE & INTERNAL AUDIT | NA | |
| ROHRBACHER, BRUCE, JAMES | I | DIRECTOR OF COMPLIANCE & INTERNAL AUDIT | NA | |
| ROSS, MASON, G | I | DIRECTOR | NA | Control |
| ROSS, MASON, G | I | DIRECTOR | NA | Control |
| ROSS, MASON, G | I | DIRECTOR | NA | Control |
| ROSS, MASON, G | I | DIRECTOR | NA | Control |
| ROSS, MASON, G | I | DIRECTOR | NA | Control |
| ROSS, MASON, G. | I | DIRECTOR | NA | Control |
| ROSS, MASON, G. | I | DIRECTOR | NA | Control |
| RUSSELL, GEORGE, FORD | I | CHAIRMAN OF BOARD/DIRECTOR | NA | Control |
| RYAN, FRANCIS, SEAN | I | DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| RYAN, FRANCIS, SEAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCHLIFSKE, JOHN, EDWARD | I | DIRECTOR | NA | Control |
| SCHLIFSKE, JOHN, EDWARD | I | DIRECTOR | NA | Control |
| SCHLIFSKE, JOHN, EDWARD | I | DIRECTOR AND PRESIDENT | NA | Control |
| SCHLIFSKE, JOHN, EDWARD | I | DIRECTOR | NA | Control |
| SCHLIFSKE, JOHN, EDWARD | I | DIRECTOR | NA | Control |
| SCHLIFSKE, JOHN, EDWARD | I | DIRECTOR | NA | Control |
| SCHLIFSKE, JOHN, EDWARD | I | DIRECTOR | NA | Control |
| SCHLIFSKE, JOHN, EDWARD | I | DIRECTOR | NA | Control |
| SCHLIFSKE, JOHN, EDWARD | I | DIRECTOR | NA | Control |
| SCHLIFSKE, JOHN, EDWARD | I | DIRECTOR | NA | Control |
| SCHLIFSKE, JOHN, EDWARD | I | DIRECTOR | NA | Control |
| SCHLIFSKE, JOHN, EDWARD | I | DIRECTOR | NA | Control |
| SCHLIFSKE, JOHN, EDWARD | I | DIRECTOR | NA | Control |
| SCHLIFSKE, JOHN, EDWARD | I | DIRECTOR | NA | Control |
| SCHLIFSKE, JOHN, EDWARD | I | DIRECTOR | NA | Control |
| SCHLIFSKE, JOHN, EDWARD | I | DIRECTOR | NA | Control |
| SCHLIFSKE, JOHN, EDWARD | I | DIRECTOR | NA | Control |
| SCHLIFSKE, JOHN, EDWARD | I | DIRECTOR | NA | Control |
| SCHLIFSKE, JOHN, EDWARD | I | DIRECTOR | NA | Control |
| SCHLIFSKE, JOHN, EDWARD | I | DIRECTOR | NA | Control |
| SCHLIFSKE, JOHN, EDWARD | I | DIRECTOR | NA | Control |
| SCHLIFSKE, JOHN, EDWARD | I | DIRECTOR | NA | Control |
| SCHLIFSKE, JOHN, EDWARD | I | DIRECTOR | NA | Control |
| SCHLIFSKE, JOHN, EDWARD | I | DIRECTOR | NA | Control |
| SCHLIFSKE, JOHN, EDWARD | I | DIRECTOR | NA | Control |
| SHAGOURY, ANTOINE | I | DIRECTOR | NA | Control |
| SHAGOURY, ANTOINE | I | DIRECTOR | NA | Control |
| SHAGOURY, ANTOINE | I | DIRECTOR | NA | Control |
| SHAGOURY, ANTOINE | I | DIRECTOR | NA | Control |
| SHAGOURY, ANTOINE | I | DIRECTOR | NA | Control |
| SHAGOURY, ANTOINE | I | DIRECTOR | NA | Control |
| STRONG, HAROLD, FREDERICK | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| STRONG, HAROLD, FREDERICK | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| STRONG, HAROLD, FREDERICK | I | CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| STRONG, HAROLD, FREDERICK | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| STRONG, HAROLD, FREDERICK | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| STRONG, HAROLD, FREDERICK | I | CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| STRONG, HAROLD, FREDERICK | I | CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| UELAND, P, CRAIG | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| UELAND, P, CRAIG | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| UELAND, P, CRAIG | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| UELAND, P, CRAIG | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| UELAND, P, CRAIG | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| UELAND, P, CRAIG | I | CHIEF OPERATING OFFICER | NA | Control |
| UELAND, P, CRAIG | I | CHIEF OPERATING OFFICER | NA | Control |
| UELAND, P, CRAIG | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| UELAND, P, CRAIG | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| WALKEY, DEEDRA, S | I | ASSISTANT SECRETARY AND US GENERAL COUNSEL | NA | Control |
| WALKEY, DEEDRA, S | I | ASSISTANT SECRETARY AND US GENERAL COUNSEL | NA | Control |
| WALKEY, DEEDRA, S | I | ASSISTANT SECRETARY AND US GENERAL COUNSEL | NA | Control |
| WALKEY, DEEDRA, S | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| WARREN, DAVID, PORTER | I | DIRECTOR | NA | Control |
| WARREN, DAVID, PORTER | I | DIRECTOR | NA | Control |
| WARREN, DAVID, PORTER | I | DIRECTOR | NA | Control |
| WARREN, DAVID, PORTER | I | DIRECTOR | NA | Control |
| WARREN, DAVID, PORTER | I | DIRECTOR | NA | Control |
| WARREN, DAVID, PORTER | I | DIRECTOR | NA | Control |
| WARREN, DAVID, PORTER | I | DIRECTOR | NA | Control |
| WILLMAN, KENNETH, WAYNE | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| WILLMAN, KENNETH, WAYNE | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| WILLMAN, KENNETH, WAYNE | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| WILLMAN, KENNETH, WAYNE | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| WILLMAN, KENNETH, WAYNE | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| WILLMAN, KENNETH, WAYNE | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| WILLMAN, KENNETH, WAYNE | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| WILLMAN, KENNETH, WAYNE | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| WILLMAN, KENNETH, WAYNE | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| WILLMAN, KENNETH, WAYNE | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| WILLMAN, KENNETH, WAYNE | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| WILLMAN, KENNETH, WAYNE | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| WILLMAN, KENNETH, WAYNE | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| WILLMAN, KENNETH, WAYNE | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| WILLMAN, KENNETH, WAYNE | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| WILLMAN, KENNETH, WAYNE | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| WILLMAN, KENNETH, WAYNE | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| WILLMAN, KENNETH, WAYNE | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| WILLMAN, KENNETH, WAYNE | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| WILLMAN, KENNETH, WAYNE | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| WILLMAN, KENNETH, WAYNE | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| WILLMAN, KENNETH, WAYNE | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| WILLMAN, KENNETH, WAYNE | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| YOUNG, JASON, T | I | ASSISTANT SECRETARY | NA | Control |
| YOUNG, JASON, T | I | ASSISTANT SECRETARY AND U.S. GENERAL COUNSEL | NA | Control |
| ZORE, EDWARD, JOHN | I | DIRECTOR | NA | Control |
| ZORE, EDWARD, JOHN | I | DIRECTOR | NA | Control |
| ZORE, EDWARD, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| ZORE, EDWARD, JOHN | I | CHAIRMAN OF THE BOARD AND EXECUTIVE ADVISOR | NA | Control |
| ZORE, EDWARD, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| ZORE, EDWARD, JOHN | I | DIRECTOR | NA | Control |
| ZORE, EDWARD, JOHN | I | DIRECTOR | NA | Control |
| ZORE, EDWARD, JOHN | I | DIRECTOR | NA | Control |
| ZORE, EDWARD, JOHN | I | DIRECTOR | NA | Control |
| ZORE, EDWARD, JOHN | I | CHAIRMAN OF THE BOARD AND EXECUTIVE ADVISOR | NA | Control |
| ZORE, EDWARD, JOHN | I | DIRECTOR | NA | Control |
| ZORE, EDWARD, JOHN | I | DIRECTOR | NA | Control |
| ZORE, EDWARD, JOHN | I | DIRECTOR | NA | Control |
| ZORE, EDWARD, JOHN | I | DIRECTOR | NA | Control |
| ZORE, EDWARD, JOHN | I | DIRECTOR | NA | Control |
| ZORE, EDWARD, JOHN | I | CHAIRMAN OF THE BOARD AND EXECUTIVE ADVISOR | NA | Control |
| ZORE, EDWARD, JOHN | I | CHAIRMAN OF THE BOARD AND EXECUTIVE ADVISOR | NA | Control |
| ZORE, EDWARD, JOHN | I | DIRECTOR | NA | Control |
| ZORE, EDWARD, JOHN | I | DIRECTOR | NA | Control |
| ZORE, EDWARD, JOHN | I | DIRECTOR | NA | Control |
| ZORE, EDWARD, JOHN | I | DIRECTOR | NA | Control |
| ZORE, EDWARD, JOHN | I | DIRECTOR | NA | Control |
| ZORE, EDWARD, JOHN | I | DIRECTOR | NA | Control |
| ZORE, EDWARD, JOHN | I | DIRECTOR | NA | Control |
| ZORE, EDWARD, JOHN | I | DIRECTOR | NA | Control |
| LSEG US HOLDCO, INC. | DE | OWNER | E | Control |
| LSEG US HOLDCO, INC. | DE | OWNER | E | Control |
| LSEG US HOLDCO, INC. | DE | OWNER | E | Control |
| LSEG US HOLDCO, INC. | DE | OWNER | E | Control |
| LSEG US HOLDCO, INC. | DE | OWNER | E | Control |
| LSEG US HOLDCO, INC. | DE | OWNER | E | Control |
| LSEG US HOLDCO, INC. | DE | OWNER | E | Control |
| NM INVESTMENT HOLDINGS, LLC | DE | OWNER | E | Control |
| NM INVESTMENT HOLDINGS, LLC | DE | OWNER | E | Control |
| NM INVESTMENT HOLDINGS, LLC | DE | OWNER | E | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| NIPPON LIFE INSURANCE COMPANY | FE | SHAREHOLDER | A | |
| NIPPON LIFE INSURANCE COMPANY | FE | SHAREHOLDER | A | |
| NIPPON LIFE INSURANCE COMPANY | FE | SHAREHOLDER | A | |
| NIPPON LIFE INSURANCE COMPANY | FE | SHAREHOLDER | A | |
| NIPPON LIFE INSURANCE COMPANY | FE | SHAREHOLDER | A | |
| NIPPON LIFE INSURANCE COMPANY | FE | SHAREHOLDER | A | |
| NIPPON LIFE INSURANCE COMPANY | FE | SHAREHOLDER | A | |
| NIPPON LIFE INSURANCE COMPANY | FE | SHAREHOLDER | A | |
| NIPPON LIFE INSURANCE COMPANY | FE | SHAREHOLDER | A | |
| NIPPON LIFE INSURANCE COMPANY | FE | SHAREHOLDER | A | |
| NIPPON LIFE INSURANCE COMPANY | FE | SHAREHOLDER | A | |
| NIPPON LIFE INSURANCE COMPANY | FE | SHAREHOLDER | A | |
| NIPPON LIFE INSURANCE COMPANY | FE | SHAREHOLDER | A | |
| NIPPON LIFE INSURANCE COMPANY | FE | SHAREHOLDER | A | |
| NIPPON LIFE INSURANCE COMPANY | FE | SHAREHOLDER | A | |
| NIPPON LIFE INSURANCE COMPANY | FE | SHAREHOLDER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LONDON STOCK EXCHANGE GROUP PLC | FE | LSEG US HOLDCO, INC. | E | Control |
| LONDON STOCK EXCHANGE GROUP PLC | FE | LSEG US HOLDCO, INC. | E | Control |
| LONDON STOCK EXCHANGE GROUP PLC | FE | LSEG US HOLDCO, INC. | E | Control |
| LONDON STOCK EXCHANGE GROUP PLC | FE | LSEG US HOLDCO, INC. | E | Control |
| LONDON STOCK EXCHANGE GROUP PLC | FE | LSEG US HOLDCO, INC. | E | Control |
| LONDON STOCK EXCHANGE GROUP PLC | FE | LSEG US HOLDCO, INC. | E | Control |
| LONDON STOCK EXCHANGE GROUP PLC | FE | LSEG US HOLDCO, INC. | E | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | NM INVESTMENT HOLDINGS, LLC | E | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | NM INVESTMENT HOLDINGS, LLC | E | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | NM INVESTMENT HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
Nov 17, 2015 REGISTERED
Notice Filings (5)
IL MA NY PA WA
Address
1301 SECOND AVE., 18TH FLOORSEATTLE, WA 98101
United States
Phone: 206-505-7877