CCM INVESTMENT ADVISERS, LLC
CRD #105743 SEC #801-29159 COLUMBIA, SC 803-254-9500
SEC Registered
Total AUM
$1.3B
Discretionary
$1.3B
Employees
11
Clients
25
Accounts
1,057
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- South Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 4, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANTLEY, CHRISTOPHER, WILSON | I | SR. VICE PRESIDENT, CHIEF EQUITY STRATEGIST | NA | Control |
| ANTLEY, CHRISTOPHER, WILSON | I | SR. VICE PRESIDENT, CHIEF EQUITY STRATEGIST | NA | Control |
| ANTLEY, CHRISTOPHER, WILSON | I | SR. VICE PRESIDENT, CHIEF EQUITY STRATEGIST | NA | Control |
| ANTLEY, CHRISTOPHER, WILSON | I | SR. VICE PRESIDENT, CHIEF EQUITY STRATEGIST | NA | Control |
| ANTLEY, CHRISTOPHER, WILSON | I | SR. VICE PRESIDENT, CHIEF EQUITY STRATEGIST | NA | Control |
| ANTLEY, CHRISTOPHER, WILSON | I | SR. VICE PRESIDENT, CHIEF EQUITY STRATEGIST | NA | Control |
| ANTLEY, CHRISTOPHER, WILSON | I | SR. VICE PRESIDENT, CHIEF EQUITY STRATEGIST | NA | Control |
| ANTLEY, CHRISTOPHER, WILSON | I | SR. VICE PRESIDENT, CHIEF EQUITY STRATEGIST | NA | Control |
| ANTLEY, CHRISTOPHER, WILSON | I | SR. VICE PRESIDENT, CHIEF EQUITY STRATEGIST | NA | Control |
| ANTLEY, CHRISTOPHER, WILSON | I | SR. VICE PRESIDENT, CHIEF EQUITY STRATEGIST | NA | Control |
| ANTLEY, CHRISTOPHER, WILSON | I | SR. VICE PRESIDENT, CHIEF EQUITY STRATEGIST | NA | Control |
| ANTLEY, CHRISTOPHER, WILSON | I | SR. VICE PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF EQUITY STRATEGIST | NA | Control |
| ANTLEY, CHRISTOPHER, WILSON | I | SR. VICE PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF EQUITY STRATEGIST | NA | Control |
| ANTLEY, CHRISTOPHER, WILSON | I | SR. VICE PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF EQUITY STRATEGIST | NA | Control |
| ANTLEY, CHRISTOPHER, WILSON | I | SR. VICE PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF EQUITY STRATEGIST | NA | Control |
| ANTLEY, CHRISTOPHER, WILSON | I | SR. VICE PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF EQUITY STRATEGIST | NA | Control |
| ANTLEY, CHRISTOPHER, WILSON | I | SR. VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| ANTLEY, CHRISTOPHER, WILSON | I | SR. VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| ANTLEY, CHRISTOPHER, WILSON | I | SR. VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| ANTLEY, CHRISTOPHER, WILSON | I | SR. VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| ANTLEY, CHRISTOPHER, WILSON | I | SR. VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| ANTLEY, CHRISTOPHER, WILSON | I | SR. VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| ANTLEY, CHRISTOPHER, WILSON | I | SR. VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| ANTLEY, CHRISTOPHER, WILSON | I | SR. VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| ANTLEY, CHRISTOPHER, WILSON | I | SR. VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| ANTLEY, CHRISTOPHER, WILSON | I | SR. VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| ANTLEY, CHRISTOPHER, WILSON | I | SR. VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| ANTLEY, CHRISTOPHER, WILSON | I | SR. VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| ANTLEY, CHRISTOPHER, WILSON | I | SENIOR VICE PRESIDENT | NA | Control |
| Antonovich, Amanda, Cary | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, TREASURER | NA | Control |
| Antonovich, Amanda, Cary | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, TREASURER | NA | Control |
| Antonovich, Amanda, Cary | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, TREASURER | NA | Control |
| Antonovich, Amanda, Cary | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, TREASURER | NA | Control |
| Antonovich, Amanda, Cary | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, TREASURER | NA | Control |
| Antonovich, Amanda, Cary | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, TREASURER | NA | Control |
| Antonovich, Amanda, Cary | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, TREASURER | NA | Control |
| Antonovich, Amanda, Cary | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, TREASURER | NA | Control |
| Antonovich, Amanda, Cary | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, TREASURER | NA | Control |
| Antonovich, Amanda, Cary | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, TREASURER | NA | Control |
| Antonovich, Amanda, Cary | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, TREASURER | NA | Control |
| Antonovich, Amanda, Cary | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, TREASURER, DIRECTOR, TRUSTEE OF THE FOWLER CARY FAMILY TRUST | NA | Control |
| Antonovich, Amanda, Cary | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, TREASURER | NA | Control |
| Antonovich, Amanda, Cary | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, TREASURER, DIRECTOR, TRUSTEE OF THE FOWLER CARY FAMILY TRUST | NA | Control |
| Antonovich, Amanda, Cary | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, TREASURER, DIRECTOR, TRUSTEE OF THE FOWLER CARY FAMILY TRUST | NA | Control |
| Antonovich, Amanda, Cary | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, TREASURER, DIRECTOR, TRUSTEE OF THE FOWLER CARY FAMILY TRUST | NA | Control |
| Antonovich, Amanda, Cary | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, TREASURER, DIRECTOR, TRUSTEE OF THE FOWLER CARY FAMILY TRUST | NA | Control |
| Antonovich, Amanda, Cary | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, TREASURER, DIRECTOR, TRUSTEE OF THE FOWLER CARY FAMILY TRUST | NA | Control |
| BULLOCK, DIXIE, SMITH | I | VICE PRESIDENT | NA | Control |
| BULLOCK, DIXIE, SMITH | I | VICE PRESIDENT | NA | Control |
| BULLOCK, DIXIE, SMITH | I | VICE PRESIDENT | NA | Control |
| BULLOCK, DIXIE, SMITH | I | VICE PRESIDENT | NA | Control |
| BULLOCK, DIXIE, SMITH | I | VICE PRESIDENT | NA | Control |
| BULLOCK, DIXIE, SMITH | I | VICE PRESIDENT | NA | Control |
| BULLOCK, DIXIE, SMITH | I | VICE PRESIDENT | NA | Control |
| BULLOCK, DIXIE, SMITH | I | VICE PRESIDENT | NA | Control |
| BULLOCK, DIXIE, SMITH | I | VICE PRESIDENT | NA | Control |
| BULLOCK, DIXIE, SMITH | I | VICE PRESIDENT | NA | Control |
| BULLOCK, DIXIE, SMITH | I | VICE PRESIDENT | NA | Control |
| BULLOCK, DIXIE, SMITH | I | VICE PRESIDENT | NA | Control |
| BULLOCK, DIXIE, SMITH | I | VICE PRESIDENT | NA | Control |
| BULLOCK, DIXIE, SMITH | I | VICE PRESIDENT | NA | Control |
| BULLOCK, DIXIE, SMITH | I | VICE PRESIDENT | NA | Control |
| BULLOCK, DIXIE, SMITH | I | VICE PRESIDENT | NA | Control |
| BULLOCK, DIXIE, SMITH | I | VICE PRESIDENT | NA | Control |
| BULLOCK, DIXIE, SMITH | I | VICE PRESIDENT | NA | Control |
| BULLOCK, DIXIE, SMITH | I | VICE PRESIDENT | NA | Control |
| BULLOCK, DIXIE, SMITH | I | VICE PRESIDENT | NA | Control |
| BULLOCK, DIXIE, SMITH | I | VICE PRESIDENT | NA | Control |
| BULLOCK, DIXIE, SMITH | I | VICE PRESIDENT | NA | Control |
| BULLOCK, DIXIE, SMITH | I | VICE PRESIDENT | NA | Control |
| BULLOCK, DIXIE, SMITH | I | VICE PRESIDENT | NA | Control |
| BULLOCK, DIXIE, SMITH | I | VICE PRESIDENT | NA | Control |
| BULLOCK, DIXIE, SMITH | I | VICE PRESIDENT | NA | Control |
| BULLOCK, DIXIE, SMITH | I | VICE PRESIDENT | NA | Control |
| BURKETT, MICHAEL, ANTHONY | I | VICE PRESIDENT, HEAD TRADER, CFA | NA | Control |
| BURKETT, MICHAEL, ANTHONY | I | VICE PRESIDENT, HEAD TRADER, CFA | NA | Control |
| BURKETT, MICHAEL, ANTHONY | I | VICE PRESIDENT, HEAD TRADER, CFA | NA | Control |
| BURKETT, MICHAEL, ANTHONY | I | VICE PRESIDENT, HEAD TRADER, CFA | NA | Control |
| BURKETT, MICHAEL, ANTHONY | I | VICE PRESIDENT, HEAD TRADER, CFA | NA | Control |
| BURKETT, MICHAEL, ANTHONY | I | VICE PRESIDENT, HEAD TRADER, CFA | NA | Control |
| BURKETT, MICHAEL, ANTHONY | I | VICE PRESIDENT, HEAD TRADER, CFA | NA | Control |
| BURKETT, MICHAEL, ANTHONY | I | VICE PRESIDENT, HEAD TRADER, CFA | NA | Control |
| BURKETT, MICHAEL, ANTHONY | I | VICE PRESIDENT, HEAD TRADER, CFA | NA | Control |
| BURKETT, MICHAEL, ANTHONY | I | VICE PRESIDENT, HEAD TRADER, CFA | NA | Control |
| BURKETT, MICHAEL, ANTHONY | I | VICE PRESIDENT, HEAD TRADER, CFA | NA | Control |
| BURKETT, MICHAEL, ANTHONY | I | SR. VICE PRESIDENT, HEAD TRADER | NA | Control |
| BURKETT, MICHAEL, ANTHONY | I | SR. VICE PRESIDENT, HEAD TRADER | NA | Control |
| BURKETT, MICHAEL, ANTHONY | I | SR. VICE PRESIDENT, HEAD TRADER | NA | Control |
| BURKETT, MICHAEL, ANTHONY | I | SR. VICE PRESIDENT, HEAD TRADER | NA | Control |
| BURKETT, MICHAEL, ANTHONY | I | SR. VICE PRESIDENT, HEAD TRADER | NA | Control |
| BURKETT, MICHAEL, ANTHONY | I | SR. VICE PRESIDENT, CHIEF EQUITY STRATEGIST | NA | Control |
| BURKETT, MICHAEL, ANTHONY | I | SR. VICE PRESIDENT, CHIEF EQUITY STRATEGIST | NA | Control |
| BURKETT, MICHAEL, ANTHONY | I | SR. VICE PRESIDENT, CHIEF EQUITY STRATEGIST | NA | Control |
| BURKETT, MICHAEL, ANTHONY | I | SR. VICE PRESIDENT, CHIEF EQUITY STRATEGIST | NA | Control |
| BURKETT, MICHAEL, ANTHONY | I | SR. VICE PRESIDENT, CHIEF EQUITY STRATEGIST | NA | Control |
| BURKETT, MICHAEL, ANTHONY | I | SR. VICE PRESIDENT, CHIEF EQUITY STRATEGIST | NA | Control |
| BURKETT, MICHAEL, ANTHONY | I | SR. VICE PRESIDENT, CHIEF EQUITY STRATEGIST | NA | Control |
| BURKETT, MICHAEL, ANTHONY | I | SR. VICE PRESIDENT, CHIEF EQUITY STRATEGIST | NA | Control |
| BURKETT, MICHAEL, ANTHONY | I | SR. VICE PRESIDENT, CHIEF EQUITY STRATEGIST | NA | Control |
| BURKETT, MICHAEL, ANTHONY | I | SR. VICE PRESIDENT, CHIEF EQUITY STRATEGIST | NA | Control |
| BURKETT, MICHAEL, ANTHONY | I | SR. VICE PRESIDENT, CHIEF EQUITY STRATEGIST | NA | Control |
| BURKETT, MICHAEL, ANTHONY | I | SR. VICE PRESIDENT, CHIEF EQUITY STRATEGIST | NA | Control |
| BURKETT, MICHAEL, ANTHONY | I | CHIEF OPERATING OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| CARIMI, ANTHONY, FRANKLIN | I | VICE PRESIDENT | NA | Control |
| CARIMI, ANTHONY, FRANKLIN | I | VICE PRESIDENT | NA | Control |
| CARIMI, ANTHONY, FRANKLIN | I | VICE PRESIDENT | NA | Control |
| CARIMI, ANTHONY, FRANKLIN | I | VICE PRESIDENT | NA | Control |
| CARIMI, ANTHONY, FRANKLIN | I | VICE PRESIDENT | NA | Control |
| CARIMI, ANTHONY, FRANKLIN | I | VICE PRESIDENT | NA | Control |
| CARIMI, ANTHONY, FRANKLIN | I | VICE PRESIDENT | NA | Control |
| CARIMI, ANTHONY, FRANKLIN | I | VICE PRESIDENT | NA | Control |
| CARIMI, ANTHONY, FRANKLIN | I | VICE PRESIDENT | NA | Control |
| Cary, Carlynn, Elizabeth | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, SECRETARY | NA | Control |
| Cary, Carlynn, Elizabeth | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, SECRETARY | NA | Control |
| Cary, Carlynn, Elizabeth | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, SECRETARY | NA | Control |
| Cary, Carlynn, Elizabeth | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, SECRETARY | NA | Control |
| Cary, Carlynn, Elizabeth | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, SECRETARY | NA | Control |
| Cary, Carlynn, Elizabeth | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, SECRETARY | NA | Control |
| Cary, Carlynn, Elizabeth | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, SECRETARY | NA | Control |
| Cary, Carlynn, Elizabeth | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, SECRETARY | NA | Control |
| Cary, Carlynn, Elizabeth | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, SECRETARY | NA | Control |
| Cary, Carlynn, Elizabeth | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, SECRETARY | NA | Control |
| Cary, Carlynn, Elizabeth | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, SECRETARY | NA | Control |
| Cary, Carlynn, Elizabeth | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, SECRETARY, DIRECTOR, TRUSTEE OF THE FOWLER CARY FAMILY TRUST | NA | Control |
| Cary, Carlynn, Elizabeth | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, SECRETARY | NA | Control |
| Cary, Carlynn, Elizabeth | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, SECRETARY, DIRECTOR, TRUSTEE OF THE FOWLER CARY FAMILY TRUST | NA | Control |
| Cary, Carlynn, Elizabeth | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, SECRETARY, DIRECTOR, TRUSTEE OF THE FOWLER CARY FAMILY TRUST | NA | Control |
| Cary, Carlynn, Elizabeth | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, SECRETARY, DIRECTOR, TRUSTEE OF THE FOWLER CARY FAMILY TRUST | NA | Control |
| Cary, Carlynn, Elizabeth | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, SECRETARY, DIRECTOR, TRUSTEE OF THE FOWLER CARY FAMILY TRUST | NA | Control |
| Cary, Carlynn, Elizabeth | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, SECRETARY, DIRECTOR, TRUSTEE OF THE FOWLER CARY FAMILY TRUST | NA | Control |
| FULMER, AUSTIN, SCOTT | I | ASSISTANT VICE PRESIDENT | NA | Control |
| FULMER, AUSTIN, SCOTT | I | ASSISTANT VICE PRESIDENT | NA | Control |
| FULMER, AUSTIN, SCOTT | I | ASSISTANT VICE PRESIDENT | NA | Control |
| FULMER, AUSTIN, SCOTT | I | ASSISTANT VICE PRESIDENT | NA | Control |
| FULMER, AUSTIN, SCOTT | I | ASSISTANT VICE PRESIDENT | NA | Control |
| FULMER, AUSTIN, SCOTT | I | ASSISTANT VICE PRESIDENT | NA | Control |
| FULMER, AUSTIN, SCOTT | I | ASSISTANT VICE PRESIDENT | NA | Control |
| FULMER, AUSTIN, SCOTT | I | VICE PRESIDENT, MIS DIRECTOR | NA | Control |
| FULMER, AUSTIN, SCOTT | I | VICE PRESIDENT, MIS DIRECTOR | NA | Control |
| FULMER, AUSTIN, SCOTT | I | VICE PRESIDENT, MIS DIRECTOR | NA | Control |
| FULMER, AUSTIN, SCOTT | I | VICE PRESIDENT, MIS DIRECTOR | NA | Control |
| FULMER, AUSTIN, SCOTT | I | VICE PRESIDENT, MIS DIRECTOR | NA | Control |
| FULMER, AUSTIN, SCOTT | I | VICE PRESIDENT, DIRECTOR OF TRADING | NA | Control |
| FULMER, AUSTIN, SCOTT | I | VICE PRESIDENT, DIRECTOR OF TRADING | NA | Control |
| FULMER, AUSTIN, SCOTT | I | VICE PRESIDENT, DIRECTOR OF TRADING | NA | Control |
| FULMER, AUSTIN, SCOTT | I | VICE PRESIDENT, DIRECTOR OF TRADING | NA | Control |
| FULMER, AUSTIN, SCOTT | I | VICE PRESIDENT, DIRECTOR OF TRADING | NA | Control |
| FULMER, AUSTIN, SCOTT | I | VICE PRESIDENT, DIRECTOR OF TRADING | NA | Control |
| FULMER, AUSTIN, SCOTT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| FULMER, AUSTIN, SCOTT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, DIRECTOR OF TRADING | NA | Control |
| FULMER, AUSTIN, SCOTT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| GILTNER, JOE, HARVEY | I | ASSISTANT VICE PRESIDENT | NA | Control |
| GILTNER, JOE, HARVEY | I | ASSISTANT VICE PRESIDENT | NA | Control |
| GILTNER, JOE, HARVEY | I | ASSISTANT VICE PRESIDENT | NA | Control |
| GILTNER, JOE, HARVEY | I | ASSISTANT VICE PRESIDENT | NA | Control |
| GILTNER, JOE, HARVEY | I | ASSISTANT VICE PRESIDENT | NA | Control |
| GILTNER, JOE, HARVEY | I | VICE PRESIDENT | NA | Control |
| GILTNER, JOE, HARVEY | I | VICE PRESIDENT | NA | Control |
| GILTNER, JOE, HARVEY | I | VICE PRESIDENT, CHIEF ECONOMIC STRATEGIST | NA | Control |
| KEY, ROBERT, FRAZER | I | SR. VICE PRESIDENT, CHIEF FIXED INCOME STRATEGIST, CFA | NA | Control |
| KEY, ROBERT, FRAZER | I | SR. VICE PRESIDENT, CHIEF FIXED INCOME STRATEGIST, CFA | NA | Control |
| KEY, ROBERT, FRAZER | I | SR. VICE PRESIDENT, CHIEF FIXED INCOME STRATEGIST, CFA | NA | Control |
| KEY, ROBERT, FRAZER | I | SR. VICE PRESIDENT, CHIEF FIXED INCOME STRATEGIST, CFA | NA | Control |
| KEY, ROBERT, FRAZER | I | SR. VICE PRESIDENT, CHIEF FIXED INCOME STRATEGIST, CFA | NA | Control |
| KEY, ROBERT, FRAZER | I | SR. VICE PRESIDENT, CHIEF FIXED INCOME STRATEGIST, CFA | NA | Control |
| KEY, ROBERT, FRAZER | I | SR. VICE PRESIDENT, CHIEF FIXED INCOME STRATEGIST, CFA | NA | Control |
| KEY, ROBERT, FRAZER | I | SR. VICE PRESIDENT, CHIEF FIXED INCOME STRATEGIST, CFA | NA | Control |
| KEY, ROBERT, FRAZER | I | SR. VICE PRESIDENT, CHIEF FIXED INCOME STRATEGIST, CFA | NA | Control |
| KEY, ROBERT, FRAZER | I | SR. VICE PRESIDENT, CHIEF FIXED INCOME STRATEGIST, CFA | NA | Control |
| KEY, ROBERT, FRAZER | I | SR. VICE PRESIDENT, CHIEF FIXED INCOME STRATEGIST, CFA | NA | Control |
| KEY, ROBERT, FRAZER | I | PRESIDENT, CHIEF FIXED INCOME STRATEGIST | NA | Control |
| KEY, ROBERT, FRAZER | I | PRESIDENT, CHIEF FIXED INCOME STRATEGIST | NA | Control |
| KEY, ROBERT, FRAZER | I | PRESIDENT, CHIEF FIXED INCOME STRATEGIST | NA | Control |
| KEY, ROBERT, FRAZER | I | PRESIDENT, CHIEF FIXED INCOME STRATEGIST | NA | Control |
| KEY, ROBERT, FRAZER | I | PRESIDENT, CHIEF FIXED INCOME STRATEGIST | NA | Control |
| KEY, ROBERT, FRAZER | I | PRESIDENT, CHIEF FIXED INCOME STRATEGIST | NA | Control |
| KEY, ROBERT, FRAZER | I | PRESIDENT, CHIEF FIXED INCOME STRATEGIST | NA | Control |
| KEY, ROBERT, FRAZER | I | PRESIDENT, CHIEF FIXED INCOME STRATEGIST | NA | Control |
| KEY, ROBERT, FRAZER | I | PRESIDENT, CHIEF FIXED INCOME STRATEGIST | NA | Control |
| KEY, ROBERT, FRAZER | I | PRESIDENT, CHIEF FIXED INCOME STRATEGIST | NA | Control |
| KEY, ROBERT, FRAZER | I | PRESIDENT, CHIEF FIXED INCOME STRATEGIST | NA | Control |
| KEY, ROBERT, FRAZER | I | PRESIDENT, CHIEF FIXED INCOME STRATEGIST, DIRECTOR | NA | Control |
| KEY, ROBERT, FRAZER | I | PRESIDENT, CHIEF FIXED INCOME STRATEGIST | NA | Control |
| KEY, ROBERT, FRAZER | I | PRESIDENT, CHIEF FIXED INCOME STRATEGIST, DIRECTOR | NA | Control |
| KEY, ROBERT, FRAZER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER AND FIXED INCOME STRATEGIST, DIRECTOR | NA | Control |
| KEY, ROBERT, FRAZER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER AND FIXED INCOME STRATEGIST, DIRECTOR | NA | Control |
| KEY, ROBERT, FRAZER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | Control |
| KEY, ROBERT, FRAZER | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | Control |
| Kirkland, Stephen, Dele | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, CHAIRMAN | NA | Control |
| Kirkland, Stephen, Dele | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, CHAIRMAN | NA | Control |
| Kirkland, Stephen, Dele | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, CHAIRMAN | NA | Control |
| Kirkland, Stephen, Dele | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, CHAIRMAN | NA | Control |
| Kirkland, Stephen, Dele | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, CHAIRMAN | NA | Control |
| Kirkland, Stephen, Dele | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, CHAIRMAN | NA | Control |
| Kirkland, Stephen, Dele | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, CHAIRMAN | NA | Control |
| Kirkland, Stephen, Dele | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, CHAIRMAN | NA | Control |
| Kirkland, Stephen, Dele | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, CHAIRMAN | NA | Control |
| Kirkland, Stephen, Dele | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, CHAIRMAN | NA | Control |
| Kirkland, Stephen, Dele | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, CHAIRMAN | NA | Control |
| Kirkland, Stephen, Dele | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, CHAIRMAN | NA | Control |
| Kirkland, Stephen, Dele | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, CHAIRMAN | NA | Control |
| Kirkland, Stephen, Dele | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, CHAIRMAN | NA | Control |
| Kirkland, Stephen, Dele | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, CHAIRMAN | NA | Control |
| Kirkland, Stephen, Dele | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, CHAIRMAN | NA | Control |
| Kirkland, Stephen, Dele | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, CHAIRMAN | NA | Control |
| Kirkland, Stephen, Dele | I | TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, CHAIRMAN | NA | Control |
| LEAPHART, JOHN | I | COMPLIANCE OFFICER | NA | Control |
| LEAPHART, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEAPHART, JOHN | I | COMPLIANCE OFFICER | NA | Control |
| LEAPHART, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEAPHART, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEAPHART, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEAPHART, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEAPHART, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEAPHART, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEAPHART, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEAPHART, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEAPHART, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEAPHART, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEAPHART, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEAPHART, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEAPHART, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEAPHART, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEAPHART, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEAPHART, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEAPHART, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEAPHART, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEAPHART, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVEQUE, CHRISTIAN, JOHN | I | VICE PRESIDENT, CHIEF FIXED INCOME STRATEGIST | NA | Control |
| LEVEQUE, CHRISTIAN, JOHN | I | VICE PRESIDENT, CHIEF FIXED INCOME STRATEGIST | NA | Control |
| LEVEQUE, CHRISTIAN, JOHN | I | VICE PRESIDENT, CHIEF FIXED INCOME STRATEGIST | NA | Control |
| LEVEQUE, CHRISTIAN, JOHN | I | VICE PRESIDENT, CHIEF FIXED INCOME STRATEGIST | NA | Control |
| LEVEQUE, CHRISTIAN, JOHN | I | SENIOR VICE PRESIDENT, CHIEF FIXED INCOME STRATEGIST | NA | Control |
| LEVEQUE, CHRISTIAN, JOHN | I | SENIOR VICE PRESIDENT, CHIEF FIXED INCOME STRATEGIST | NA | Control |
| LINDEN, RICHARD, JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| LINDEN, RICHARD, JOSEPH | I | PRESIDENT, DIRECTOR | NA | Control |
| RADHA, SAILESH, S. | I | VICE PRESIDENT | NA | Control |
| RHODES, REBECCA, FOLLINE | I | REGIONAL MARKETING DIRECTOR | NA | Control |
| RHODES, REBECCA, FOLLINE | I | REGIONAL MARKETING DIRECTOR | NA | Control |
| RHODES, REBECCA, FOLLINE | I | REGIONAL MARKETING DIRECTOR | NA | Control |
| RHODES, REBECCA, FOLLINE | I | REGIONAL MARKETING DIRECTOR | NA | Control |
| RHODES, REBECCA, FOLLINE | I | REGIONAL MARKETING DIRECTOR | NA | Control |
| RHODES, REBECCA, FOLLINE | I | REGIONAL MARKETING DIRECTOR | NA | Control |
| RHODES, REBECCA, FOLLINE | I | REGIONAL MARKETING DIRECTOR | NA | Control |
| RHODES, REBECCA, FOLLINE | I | REGIONAL MARKETING DIRECTOR | NA | Control |
| RHODES, REBECCA, FOLLINE | I | REGIONAL MARKETING DIRECTOR | NA | Control |
| RHODES, REBECCA, FOLLINE | I | REGIONAL MARKETING DIRECTOR | NA | Control |
| CARY, FOWLER, WILLIAM | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| CARY, FOWLER, WILLIAM | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| CARY, FOWLER, WILLIAM | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| CARY, FOWLER, WILLIAM | I | PRESIDENT | E | Control |
| CARY, FOWLER, WILLIAM | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| CARY, FOWLER, WILLIAM | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| CARY, FOWLER, WILLIAM | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| CARY, FOWLER, WILLIAM | I | PRESIDENT | E | Control |
| CARY, FOWLER, WILLIAM | I | PRESIDENT | E | Control |
| CARY, FOWLER, WILLIAM | I | PRESIDENT | E | Control |
| CARY, FOWLER, WILLIAM | I | PRESIDENT | E | Control |
| CARY, FOWLER, WILLIAM | I | PRESIDENT | E | Control |
| CARY, FOWLER, WILLIAM | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| CARY, FOWLER, WILLIAM | I | PRESIDENT, CEO, MANAGING MEMBER | E | Control |
| CARY, FOWLER, WILLIAM | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| CARY, FOWLER, WILLIAM | I | PRESIDENT, CEO, MANAGING MEMBER | E | Control |
| CARY, FOWLER, WILLIAM | I | PRESIDENT, CEO, MANAGING MEMBER | E | Control |
| CARY, FOWLER, WILLIAM | I | PRESIDENT, CEO, MANAGING MEMBER | E | Control |
| CARY, FOWLER, WILLIAM | I | PRESIDENT, CEO, MANAGING MEMBER | E | Control |
| CARY, FOWLER, WILLIAM | I | PRESIDENT, CEO, MANAGING MEMBER | E | Control |
| CARY, FOWLER, WILLIAM | I | PRESIDENT, CEO, MANAGING MEMBER | E | Control |
| CARY, FOWLER, WILLIAM | I | PRESIDENT, CEO, MANAGING MEMBER | E | Control |
| CARY, FOWLER, WILLIAM | I | PRESIDENT, CEO, MANAGING MEMBER | E | Control |
| BIG DOG FAMILY PRESERVATION TRUST U/A DATED DECEMBER 31. 2012 | DE | OWNER,MEMBER | D | Control |
| BIG DOG FAMILY PRESERVATION TRUST U/A DATED DECEMBER 31. 2012 | DE | OWNER,MEMBER | D | Control |
| BIG DOG FAMILY PRESERVATION TRUST U/A DATED DECEMBER 31. 2012 | DE | OWNER,MEMBER | D | Control |
| BIG DOG FAMILY PRESERVATION TRUST U/A DATED DECEMBER 31. 2012 | DE | OWNER,MEMBER | D | Control |
| BIG DOG FAMILY PRESERVATION TRUST U/A DATED DECEMBER 31. 2012 | DE | OWNER,MEMBER | D | Control |
| BIG DOG FAMILY PRESERVATION TRUST U/A DATED DECEMBER 31. 2012 | DE | OWNER,MEMBER | D | Control |
| BIG DOG FAMILY PRESERVATION TRUST U/A DATED DECEMBER 31. 2012 | DE | OWNER,MEMBER | D | Control |
| BIG DOG FAMILY PRESERVATION TRUST U/A DATED DECEMBER 31. 2012 | DE | OWNER,MEMBER | D | Control |
| BIG DOG FAMILY PRESERVATION TRUST U/A DATED DECEMBER 31. 2012 | DE | OWNER,MEMBER | D | Control |
| BIG DOG FAMILY PRESERVATION TRUST U/A DATED DECEMBER 31. 2012 | DE | OWNER,MEMBER | D | Control |
| BIG DOG FAMILY PRESERVATION TRUST U/A DATED DECEMBER 31. 2012 | DE | OWNER,MEMBER | D | Control |
| BIG DOG FAMILY PRESERVATION TRUST U/A DATED DECEMBER 31. 2012 | DE | OWNER,MEMBER | D | Control |
| BIG DOG FAMILY PRESERVATION TRUST U/A DATED DECEMBER 31. 2012 | DE | OWNER,MEMBER | D | Control |
| BIG DOG FAMILY PRESERVATION TRUST U/A DATED DECEMBER 31. 2012 | DE | OWNER,MEMBER | D | Control |
| BIG DOG FAMILY PRESERVATION TRUST U/A DATED DECEMBER 31. 2012 | DE | OWNER,MEMBER | D | Control |
| BIG DOG FAMILY PRESERVATION TRUST U/A DATED DECEMBER 31. 2012 | DE | OWNER,MEMBER | D | Control |
| BIG DOG FAMILY PRESERVATION TRUST U/A DATED DECEMBER 31. 2012 | DE | OWNER,MEMBER | D | Control |
| BIG DOG FAMILY PRESERVATION TRUST U/A DATED DECEMBER 31. 2012 | DE | OWNER,MEMBER | D | Control |
| ESTATE OF FOWLER W. CARY, JR. | DE | OWNER, MEMBER | C | Control |
| ESTATE OF FOWLER W. CARY, JR. | DE | OWNER, MEMBER | C | Control |
| ESTATE OF FOWLER W. CARY, JR. | DE | OWNER, MEMBER | C | Control |
| ESTATE OF FOWLER W. CARY, JR. | DE | OWNER, MEMBER | C | Control |
| ESTATE OF FOWLER W. CARY, JR. | DE | OWNER, MEMBER | C | Control |
| ESTATE OF FOWLER W. CARY, JR. | DE | OWNER, MEMBER | C | Control |
| ESTATE OF FOWLER W. CARY, JR. | DE | OWNER, MEMBER | C | Control |
| ESTATE OF FOWLER W. CARY, JR. | DE | OWNER, MEMBER | C | Control |
| ESTATE OF FOWLER W. CARY, JR. | DE | OWNER, MEMBER | C | Control |
| ESTATE OF FOWLER W. CARY, JR. | DE | OWNER, MEMBER | C | Control |
| ESTATE OF FOWLER W. CARY, JR. | DE | OWNER, MEMBER | C | Control |
| ESTATE OF FOWLER W. CARY, JR. | DE | OWNER, MEMBER | C | Control |
| FOWLER CARY FAMILY TRUST | DE | OWNER, MEMBER | C | Control |
| FOWLER CARY FAMILY TRUST | DE | OWNER, MEMBER | C | Control |
| FOWLER CARY FAMILY TRUST | DE | OWNER, MEMBER | C | Control |
| FOWLER CARY FAMILY TRUST | DE | OWNER, MEMBER | C | Control |
| FOWLER CARY FAMILY TRUST | DE | OWNER, MEMBER | C | Control |
| FOWLER CARY FAMILY TRUST | DE | OWNER, MEMBER | C | Control |
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Federal
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Apr 4, 2025 REGISTERED
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