HEAPHY EDWARD THOMAS JR
Legal name: HEAPHY TRUST GROUP
CRD #105751 SEC #801-35862 SPRINGFIELD, MA 413-736-8805
SEC Registered
Total AUM
$44.4M
Discretionary
$44.4M
Employees
5
Clients
0
Accounts
219
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 29, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HEAPHY, LOIS, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEAPHY, LOIS, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEAPHY, LOIS, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEAPHY, LOIS, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEAPHY, EDWARD, THOMAS | I | PRESIDENT | E | Control |
| HEAPHY, EDWARD, THOMAS | I | PRESIDENT | E | Control |
| HEAPHY, EDWARD, THOMAS | I | PRESIDENT | E | Control |
| HEAPHY, EDWARD, THOMAS | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Sep 29, 2005 REGISTERED
Notice Filings (1)
MA
Address
32 HAMPDEN STREETSPRINGFIELD, MA 1103
USA
Phone: 413-736-8805