GENWORTH FINANCIAL ASSET MANAGEMENT, INC
CRD #105771 SEC #801-15864 ENCINO, CA 818-528-3700
SEC Registered
Total AUM
$4.9B
Discretionary
$4.9B
Employees
51
Clients
0
Accounts
25,805
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AHLUWALIA, GURINDER, S. | I | DIRECTOR/CHAIRPERSON OF THE BOARD/CEO & PRESIDENT | NA | Control |
| AHLUWALIA, GURINDER, S. | I | DIRECTOR/CHAIRPERSON OF THE BOARD/CEO & PRESIDENT | NA | Control |
| AHLUWALIA, GURINDER, S. | I | DIRECTOR/CHAIRPERSON OF THE BOARD/CEO & PRESIDENT | NA | Control |
| AHLUWALIA, GURINDER, S. | I | DIRECTOR/CHAIRPERSON OF THE BOARD/CEO & PRESIDENT | NA | Control |
| BUCK, DEXTER, SAGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUCK, DEXTER, SAGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CORDES, RONALD, DENNIS | I | DIRECTOR | NA | Control |
| CORDES, RONALD, DENNIS | I | DIRECTOR | NA | Control |
| COSGROVE, MICHAEL, JAMES | I | DIRECTOR | NA | Control |
| COSGROVE, MICHAEL, JAMES | I | DIRECTOR | NA | Control |
| COSGROVE, MICHAEL, JAMES | I | DIRECTOR | NA | Control |
| DURAN, JOSEPH, JOHN THOMAS | I | DIRECTOR/PRESIDENT | NA | Control |
| FINK, REGINA, MARIE | I | VICE PRESIDENT & SENIOR COUNSEL | NA | |
| FINK, REGINA, MARIE | I | VICE PRESIDENT & SENIOR COUNSEL | NA | |
| FINK, REGINA, MARIE | I | VICE PRESIDENT & SENIOR COUNSEL | NA | |
| FINK, REGINA, MARIE | I | VICE PRESIDENT & SENIOR COUNSEL | NA | |
| MCCUAIG, NEIL, ANTHONY | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKINLEY, PHILIP, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCKINLEY, PHILIP, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| METHVEN, ROBERT, THOMAS | I | DIRECTOR | NA | Control |
| METHVEN, ROBERT, THOMAS | I | DIRECTOR | NA | Control |
| RAMSEY, INGRID, R | I | CHIEF FINANCIAL OFFICER | NA | |
| RAMSEY, INGRID, R | I | CHIEF FINANCIAL OFFICER | NA | |
| ROBERTS, BETHANN, COTHARD | I | DIRECTOR/CHAIRPERSON OF THE BOARD/CEO | NA | Control |
| ROSE, THOMAS | I | VICE PRESIDENT & CFO | NA | |
| ROSE, THOMAS | I | VICE PRESIDENT & CFO | NA | |
| SCHUTZ, PAMELA, S. | I | DIRECTOR | NA | Control |
| VASQUEZ, ENRIQUE, MARTIN | I | DIRECTOR | NA | Control |
| VASQUEZ, ENRIQUE, MARTIN | I | DIRECTOR | NA | Control |
| WHEELER, BRADFORD, PAUL | I | VICE PRESIDENT, OPERATIONS | NA | Control |
| WHEELER, BRADFORD, PAUL | I | VICE PRESIDENT, OPERATIONS | NA | |
| WHEELER, BRADFORD, PAUL | I | VICE PRESIDENT, OPERATIONS | NA | |
| CENTURION CAPITAL GROUP INC. | DE | SOLE SHAREHOLDER-DIRECT OWNER | E | Control |
| CENTURION CAPITAL GROUP INC. | DE | SOLE SHAREHOLDER-DIRECT OWNER | E | Control |
| CENTURION CAPITAL GROUP INC. | DE | SOLE SHAREHOLDER-DIRECT OWNER | E | Control |
| CENTURION CAPITAL GROUP INC. | DE | SOLE SHAREHOLDER-DIRECT OWNER | E | Control |
| CENTURION CAPITAL GROUP INC. | DE | SOLE SHAREHOLDER-DIRECT OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GE CAPITAL CORP. | DE | GE FINANCIAL ASSURANCE HOLDINGS, INC. | E | Control |
| GE CAPITAL CORP. | DE | GE FINANCIAL ASSURANCE HOLDINGS, INC. | E | Control |
| GE CAPITAL CORP. | DE | GE FINANCIAL ASSURANCE HOLDINGS, INC. | E | Control |
| GE CAPITAL SERVICES, INC. | DE | GE FINANCIAL ASSURANCE HOLDINGS, INC. | E | Control |
| GE CAPITAL SERVICES, INC. | DE | GE FINANCIAL ASSURANCE HOLDINGS, INC. | E | Control |
| GE CAPITAL SERVICES, INC. | DE | GE FINANCIAL ASSURANCE HOLDINGS, INC. | E | Control |
| GE FINANCIAL ASSURANCE HOLDINGS, INC. | DE | CENTURION CAPITAL GROUP INC. | E | Control |
| GE FINANCIAL ASSURANCE HOLDINGS, INC. | DE | CENTURION CAPITAL GROUP INC. | E | Control |
| GE FINANCIAL ASSURANCE HOLDINGS, INC. | DE | CENTURION CAPITAL GROUP INC. | E | Control |
| GENERAL ELECTRIC COMPANY | DE | GE CAPITAL SERVICES, INC. | E | Control |
| GENERAL ELECTRIC COMPANY | DE | GE CAPITAL SERVICES, INC. | E | Control |
| GENERAL ELECTRIC COMPANY | DE | GE CAPITAL SERVICES, INC. | E | Control |
| GENWORTH FINANCIAL, INC. | DE | CENTURION CAPITAL GROUP, INC. | E | Control |
| GENWORTH FINANCIAL, INC. | DE | CENTURION CAPITAL GROUP, INC. | E | Control |
Registrations
Federal
IA
Mar 30, 2007 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
16501 VENTURA BLVD.SUITE 201
ENCINO, CA 91436-2007
USA
Phone: 818-528-3700