ROSENBLUM SILVERMAN SUTTON SF INC

CRD #105774 SEC #801-21730 SAN FRANCISCO, CA 415-771-4500

SEC Registered

Total AUM

$459.5M

Discretionary

$459.5M

Employees

Clients

Accounts

157

Firm Details

Organization Type: Corporation
State of Formation: California
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Feb 28, 2025
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
DOLAN, MARGARET, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DOLAN, MARGARET, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DOLAN, MARGARET, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DOLAN, MARGARET, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DOLAN, MARGARET, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DOLAN, MARGARET, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DOLAN, MARGARET, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DOLAN, MARGARET, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DOLAN, MARGARET, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DOLAN, MARGARET, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DOLAN, MARGARET, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DOLAN, MARGARET, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DOLAN, MARGARET, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
STEPHENS, MICHAEL, WHITNEY	I	CHIEF COMPLIANCE OFFICER	NA	Control
STEPHENS, MICHAEL, WHITNEY	I	CHIEF COMPLIANCE OFFICER	NA	Control
STEPHENS, MICHAEL, WHITNEY	I	CHIEF COMPLIANCE OFFICER	NA	Control
STEPHENS, MICHAEL, WHITNEY	I	CHIEF COMPLIANCE OFFICER	NA	Control
STEPHENS, MICHAEL, WHITNEY	I	CHIEF COMPLIANCE OFFICER	NA	Control
STEPHENS, MICHAEL, WHITNEY	I	CHIEF COMPLIANCE OFFICER	NA	Control
STEPHENS, MICHAEL, WHITNEY	I	CHIEF COMPLIANCE OFFICER	NA	Control
STEPHENS, MICHAEL, WHITNEY	I	CHIEF COMPLIANCE OFFICER	NA	Control
STEPHENS, MICHAEL, WHITNEY	I	CHIEF COMPLIANCE OFFICER	NA	Control
STEPHENS, MICHAEL, WHITNEY	I	CHIEF COMPLIANCE OFFICER	NA	Control
SUTTON, PHYLLIS, ROSENBLUM	I	PRESIDENT	E	Control
SUTTON, PHYLLIS, ROSENBLUM	I	PRESIDENT	E	Control
SUTTON, PHYLLIS, ROSENBLUM	I	PRESIDENT	E	Control
SUTTON, PHYLLIS, ROSENBLUM	I	PRESIDENT	E	Control
SUTTON, PHYLLIS, ROSENBLUM	I	PRESIDENT	E	Control
SUTTON, PHYLLIS, ROSENBLUM	I	PRESIDENT	E	Control
SUTTON, PHYLLIS, ROSENBLUM	I	PRESIDENT	E	Control
SUTTON, PHYLLIS, ROSENBLUM	I	PRESIDENT	E	Control
SUTTON, PHYLLIS, ROSENBLUM	I	PRESIDENT AND CHIEF COMPLIANCE OFFICER	E	Control
SUTTON, PHYLLIS, ROSENBLUM	I	PRESIDENT	E	Control
SUTTON, PHYLLIS, ROSENBLUM	I	CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	Control
SUTTON, PHYLLIS, ROSENBLUM	I	CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	Control
SUTTON, PHYLLIS, ROSENBLUM	I	CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	Control
SUTTON, PHYLLIS, ROSENBLUM	I	CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	Control
SUTTON, PHYLLIS, ROSENBLUM	I	PRESIDENT	D	Control
SUTTON, PHYLLIS, ROSENBLUM	I	PRESIDENT	D	Control
SUTTON, PHYLLIS, ROSENBLUM	I	PRESIDENT	D	Control
SUTTON, PHYLLIS, ROSENBLUM	I	PRESIDENT	D	Control
SUTTON, PHYLLIS, ROSENBLUM	I	PRESIDENT	D	Control
SUTTON, PHYLLIS, ROSENBLUM	I	PRESIDENT	D	Control
SUTTON, PHYLLIS, ROSENBLUM	I	PRESIDENT	D	Control
SUTTON, PHYLLIS, ROSENBLUM	I	PRESIDENT	D	Control
SUTTON, PHYLLIS, ROSENBLUM	I	PRESIDENT	D	Control
SUTTON, PHYLLIS, ROSENBLUM	I	PRESIDENT	D	Control
SUTTON, PHYLLIS, ROSENBLUM	I	PRESIDENT	D	Control
SUTTON, PHYLLIS, ROSENBLUM	I	PRESIDENT	D	Control
SUTTON, PHYLLIS, ROSENBLUM	I	PRESIDENT	D	Control
SUTTON, PHYLLIS, ROSENBLUM	I	PRESIDENT	D	Control
SUTTON, PHYLLIS, ROSENBLUM	I	PRESIDENT	D	Control
SUTTON, PHYLLIS, ROSENBLUM	I	OWNER AND CHIEF EXECUTIVE OFFICER	D	Control
SUTTON, PHYLLIS, ROSENBLUM	I	OWNER AND CHIEF EXECUTIVE OFFICER	D	Control
SUTTON, PHYLLIS, ROSENBLUM	I	OWNER AND CHIEF EXECUTIVE OFFICER	D	Control
SUTTON, PHYLLIS, ROSENBLUM	I	OWNER AND CHIEF EXECUTIVE OFFICER	D	Control
SUTTON, PHYLLIS, ROSENBLUM	I	CHAIRPERSON EMERITA	D
SUTTON, PHYLLIS, ROSENBLUM	I	CHAIRPERSON EMERITA	D
SUTTON, PHYLLIS, ROSENBLUM	I	CHAIRPERSON EMERITA	D
BERNDT, HOLGER, NMN	I	PRESIDENT AND CHIEF INVESTMENT OFFICER	C	Control
BERNDT, HOLGER, NMN	I	PRESIDENT AND CHIEF INVESTMENT OFFICER	C	Control
BERNDT, HOLGER, NMN	I	PRESIDENT AND CHIEF INVESTMENT OFFICER	C	Control
BERNDT, HOLGER, NMN	I	PRESIDENT AND CHIEF INVESTMENT OFFICER	C	Control
HUFF, PHILIP, ANTHONY	I	EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER	C	Control
ROSENBLUM, BARBARA, GARLAN	I	CEO	C	Control
ROSENBLUM, BARBARA, GARLAN	I	CEO	C	Control
ROSENBLUM, BARBARA, GARLAN	I	CEO	C	Control
ROSENBLUM, BARBARA, GARLAN	I	CEO	C	Control
ROSENBLUM, BARBARA, GARLAN	I	CEO	C	Control
ROSENBLUM, BARBARA, GARLAN	I	CEO	C	Control
ROSENBLUM, BARBARA, GARLAN	I	CEO	C	Control
ROSENBLUM, BARBARA, GARLAN	I	CEO	C	Control
ROSENBLUM, BARBARA, GARLAN	I	CEO	C	Control
ROSENBLUM, BARBARA, GARLAN	I	CEO	C	Control
ROSENBLUM, BARBARA, GARLAN	I	CEO	C	Control
ROSENBLUM, BARBARA, GARLAN	I	CEO	C	Control
ROSENBLUM, BARBARA, GARLAN	I	CEO	C	Control
ROSENBLUM, BARBARA, GARLAN	I	CEO	C	Control
ROSENBLUM, BARBARA, GARLAN	I	CEO	C	Control
STILWELL, JOEL, DANIEL	I	EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	C	Control
STILWELL, JOEL, DANIEL	I	EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	C	Control
STILWELL, JOEL, DANIEL	I	EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	C	Control
STILWELL, JOEL, DANIEL	I	EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	C	Control
HUFF, PHILIP, A	I	OWNER AND CHIEF FINANCIAL OFFICER	B
HUFF, PHILIP, ANTHONY	I	OWNER AND CHIEF FINANCIAL OFFICER	B
HUFF, PHILIP, ANTHONY	I	OWNER AND CHIEF FINANCIAL OFFICER	B
HUFF, PHILIP, ANTHONY	I	OWNER AND CHIEF FINANCIAL OFFICER	B
HUFF, PHILIP, ANTHONY	I	EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER	B	Control
HUFF, PHILIP, ANTHONY	I	EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER	B	Control
HUFF, PHILIP, ANTHONY	I	EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER	B	Control
BERNDT, HOLGER, NMN	I	OWNER AND DIRECTOR OF RESEARCH	A
BERNDT, HOLGER, NMN	I	OWNER AND DIRECTOR OF RESEARCH	A
BERNDT, HOLGER, NMN	I	OWNER AND DIRECTOR OF RESEARCH	A
Berndt, Holger	I	OWNER AND DIRECTOR OF RESEARCH	A
STILWELL, JOEL, DANIEL	I	OWNER AND CHIEF COMPLIANCE OFFICER	A
STILWELL, JOEL, DANIEL	I	OWNER AND CHIEF COMPLIANCE OFFICER	A
STILWELL, JOEL, DANIEL	I	OWNER AND CHIEF COMPLIANCE OFFICER	A
Stilwell, Joel, Daniel	I	OWNER AND CHIEF COMPLIANCE OFFICER	A

Registrations

Federal

Feb 28, 2025 REGISTERED

Notice Filings (9)

CA CO MA MI NH NY OR TX WA

Address

1388 SUTTER ST STE 725
SAN FRANCISCO, CA 94109
United States

Phone: 415-771-4500