BABSON STEWART IVORY INTERNATIONAL
CRD #105784 SEC #801-30247 CAMBRIDGE, MA 617-225-3800
SEC Registered
Total AUM
$771.3M
Discretionary
$771.3M
Employees
501
Clients
0
Accounts
9
Firm Details
- Organization Type
- Partnership
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADAMS, ROBERT, WILLIAM | I | CEO-STEWART IVORY & COMPANY (INTERNATIONAL) LIMITED | NA | Control |
| AYLING, JAMES, STEWART | I | COMPANY SECRETARY-FIRST STATE INVESTMENTS INTERNATIONAL LIMITED | NA | Control |
| AYLING, JAMES, STEWART | I | COMPANY SECRETARY-STEWART IVORY & COMPANY (INTERNATIONAL) LIMITED | NA | Control |
| BURNS, JAMES, WILLIAM | I | MANAGING DIRECTOR-BABSON-STEWART INVORY INTERNATIONAL/DIRECTOR - STEWART IVORY & COMPANY (INTERNATIONAL) LIMITED | NA | Control |
| COOPER, GREGORY, ROBERT | I | DIRECTOR & CHIEF FINANCIAL OPERATOR, FIRST STATE INVESTMENTS INTERNATIONAL LIMITED | NA | Control |
| COOPER, GREGORY, ROBERT | I | DIRECTOR, STEWART IVORY & COMPANY (INTERNATIONAL) LIMITED | NA | Control |
| CRANDALL, ROGER, WILLIAM | I | DIRECTOR, MANAGING DIRECTOR/ DAVID L. BABSON & COMPANY INC. | NA | Control |
| GLAVIN, WILLIAM, FRANCIS | I | DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER/ DAVID L. BABSON & COMPANY INC. | NA | Control |
| HARRIS, MARTIN, JOSEPH | I | MANAGING DIRECTOR,SI INTERNATIONAL ASSETS; HEAD OF INSTITUTIONAL BUSINESS DEVELOPMENT, FIRST STATE INVESTMENTS INTERNATIONAL LTD | NA | Control |
| JOYAL, ROBERT, EUGENE | I | DIRECTOR, PRESIDENT, COO/DAVID L. BABSON & COMPANY INC. | NA | Control |
| KUHN, STEPHEN, LESLIE | I | GENERAL COUNSEL & CLERK/DAVID L. BABSON & COMPANY INC. | NA | |
| KUHN, STEPHEN, LESLIE | I | GENERAL COUNSEL/DAVID L. BABSON & COMPANY INC. | NA | |
| LAYBOURN, GRAHAM | I | HEAD OF COMPLIANCE/FIRST STATE INVESTMENTS (U.K.) | NA | Control |
| LIGUORI, ROBERT | I | DIRECTOR/DAVID L. BABSON & COMPANY INC. | NA | |
| LIGUORI, ROBERT | I | DIRECTOR/DAVID L. BABSON & COMPANY INC. | NA | Control |
| MASUR, JAMES, E | I | CHIEF FINANCIAL OFFICER, COMPTROLLER AND MANAGING DIRECTOR/DAVID L. BABSON & COMPANY INC. | NA | Control |
| MCCLINTOCK, KEVIN, MICHAEL | I | MANAGING DIRECTOR-S.I.INTERNATIONAL ASSETS; DIRECTOR/MANAGING DIRECTOR - DAVID L. BABSON & COMPANY INC. | NA | Control |
| MCCLINTOCK, KEVIN, MICHAEL | I | MANAGING DIRECTOR-BABSON-STEWART IVORY INTERNATIONAL; DIRECTOR/MANAGING DIRECTOR - DAVID L. BABSON & COMPANY INC. | NA | Control |
| MCCORKELL, BARRY, MICHAEL | I | DIRECTOR- STEWART IVORY & COMPANY (INTERNATIONAL) LIMITED | NA | Control |
| O'BRIEN, STEPHEN, BROWNELL | I | MANAGING DIRECTOR- S.I.INTERNATIONAL ASSETS/MANAGING DIRECTOR - DAVID L. BABSON & COMPANY INC. | NA | Control |
| O'BRIEN, STEPHEN, BROWNELL | I | MANAGING DIRECTOR- BABSON-STEWART INVORY INTERNATIONAL/MANAGING DIRECTOR - DAVID L. BABSON & COMPANY INC. | NA | Control |
| PAUL, STUART, WATSON | I | MANAGING DIRECTOR- S.I. INTERNATIONAL ASSETS/CHIEF INVESTMENT OFFICER & DIRECTOR-FIRST STATE INVESTMENTS INTERNATIONAL LIMITED | NA | Control |
| PAUL, STUART, WATSON | I | MANAGING DIRECTOR-BABSON-STEWART IVORY INTERNATIONAL/DIRECTOR-STEWART IVORY & COMPANY (INTERNATIONAL) LIMITED | NA | Control |
| POLSON, PETER, LEITH | I | DIRECTOR-STEWART IVORY & COMPANY (INTERNATIONAL) LIMITED | NA | Control |
| REESE, STUART, HARRY | I | DIRECTOR, CHAIRMAN,CEO AND PRESIDENT/DAVID L.BABSON & COMPANY INC. | NA | Control |
| REESE, STUART, HARRY | I | DIRECTOR, CHAIRMAN & CEO/DAVID L.BABSON & COMPANY INC. | NA | Control |
| TARANTINO, FRANK, LOUIS | I | DIRECTOR, MANAGING DIRECTOR, CFO, CCO, CAO/DAVID L. BABSON & COMPANY INC. | NA | Control |
| TULLOCH, MICHAEL, GRAEME | I | HEAD OF FINANCE/FIRST STATE INVESTMENTS (U.K.) | NA | Control |
| TULLOCH, MICHAEL, GRAEME | I | HEAD OF FINANCE/FIRST STATE INVESTMENTS (U.K.) | NA | Control |
| WARING, THOMAS, DOUGLAS TREMAYNE | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR/FIRST STATE INVESTMENTS INTERNATIONAL LIMITED | NA | Control |
| DAVID L. BABSON & COMPANY INC. | DE | GENERAL PARTNER | D | Control |
| DAVID L. BABSON & COMPANY INC. | DE | GENERAL PARTNER | D | Control |
| FIRST STATE INVESTMENTS INTERNATIONAL LTD. | FE | GENERAL PARTNER | D | Control |
| STEWART IVORY & COMPANY (INTERNATIONAL) LIMITED | FE | GENERAL PARTNER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| COLONIAL FIRST STATE GROUP LTD. | FE | FIRST STATE INVESTMENTS (UK HOLDINGS) LIMITED | E | Control |
| COLONIAL FIRST STATE GROUP LTD. | FE | FIRST STATE INVESTMENTS (UK HOLDINGS) LIMITED | E | Control |
| COLONIAL HOLDING CO. (NO. 2) PTY. LTD. | FE | COLONIAL MUTUAL LIFE ASSURANCE SOCIETY LIMITED | E | Control |
| COLONIAL HOLDING CO. (NO. 2) PTY. LTD. | FE | COLONIAL MUTUAL LIFE ASSURANCE SOCIETY | E | Control |
| COLONIAL HOLDING COMPANY PTY. LTD. | FE | COLONIAL HOLDING CO (NO.2) PTY. LTD. | E | Control |
| COLONIAL HOLDING COMPANY PTY. LTD. | FE | COLONIAL HOLDING CO (NO.2) PTY. LTD. | E | Control |
| COLONIAL LIMITED | FE | COLONIAL HOLDING COMPANY PTY. LTD. | E | Control |
| COLONIAL LIMITED | FE | COLONIAL HOLDING COMPANY PTY. LTD. | E | Control |
| COLONIAL MUTUAL LIFE ASSURANCE SOCIETY LTD. | FE | COLONIAL FIRST STATE GROUP LTD. | E | Control |
| COLONIAL MUTUAL LIFE ASSURANCE SOCIETY LTD. | FE | COLONIAL FIRST STATE GROUP LTD. | E | Control |
| COMMONWEALTH BANK OF AUSTRALIA | FE | COLONIAL LIMITED | E | Control |
| COMMONWEALTH BANK OF AUSTRALIA | FE | COLONIAL LIMITED | E | Control |
| DLB ACQUISITION CORPORATION | DE | DAVID L. BABSON & COMPANY INC. | E | Control |
| DLB ACQUISITION CORPORATION | DE | DAVID L. BABSON & COMPANY INC. | E | Control |
| FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED | FE | STEWART IVORY & COMPANY (INTERNATIONAL) LIMITED | E | Control |
| FIRST STATE INVESTMENT MANAGEMENT (UK)LIMITED | FE | FIRST STATE INVESTMENTS INTERNATIONAL LIMITED | E | |
| FIRST STATE INVESTMENTS (UK HOLDINGS) LIMITED | FE | S.I. (HOLDINGS) LIMITED (FORMERLY STEWART IVORY HOLDINGS LIMITED) | E | Control |
| FIRST STATE INVESTMENTS (UK HOLDINGS) LIMITED | FE | STEWART IVORY (HOLDINGS) LIMITED | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSMUTUAL HOLDING COMPANY | DE | DLB ACQUISITION CORPORATION | E | Control |
| MASSMUTUAL HOLDING COMPANY | DE | DLB ACQUISITION CORPORATION | E | Control |
| S.I. (HOLDINGS) LIMITED (FORMERLY STEWART IVORY HOLDINGS LIMITED) | FE | FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED | E | Control |
| STEWART IVORY (HOLDINGS) LIMITED | FE | FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED | E |
Registrations
Federal
IA
Mar 27, 2002 REGISTERED
Notice Filings (2)
MA TX
Address
ONE MEMORIAL DRIVECAMBRIDGE, MA 02142-1300
USA
Phone: 617-225-3800