MILLER HOWARD INVESTMENTS INC
CRD #105800 SEC #801-28170 KINGSTON, NY 845-679-9166
SEC Registered
Total AUM
$3.5B
Discretionary
$3.1B
Employees
34
Clients
0
Accounts
2,083
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 22, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ATKINS, CHARLES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| ATKINS, CHARLES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATKINS, CHARLES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATKINS, CHARLES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATKINS, CHARLES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATKINS, CHARLES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATKINS, CHARLES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATKINS, CHARLES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATKINS, CHARLES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATKINS, CHARLES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATKINS, CHARLES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATKINS, CHARLES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATKINS, CHARLES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATKINS, CHARLES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATKINS, CHARLES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATKINS, CHARLES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATKINS, CHARLES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATKINS, CHARLES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATKINS, CHARLES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATKINS, CHARLES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROOK, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROOK, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROOK, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROOK, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROOK, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROOK, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROOK, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROOK, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROOK, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROOK, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROOK, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROOK, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROOK, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROOK, PAUL, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROOK, PAUL, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROOK, PAUL, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROOK, PAUL, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROOK, PAUL, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROOK, PAUL, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROOK, PAUL, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROOK, PAUL, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GILLY, ANNEMARIE | I | CHIEF OPERATING OFFICER | NA | |
| GILLY, ANNEMARIE | I | CHIEF OPERATING OFFICER | NA | |
| GILLY, ANNEMARIE | I | CHIEF OPERATING OFFICER | NA | |
| GILLY, ANNEMARIE | I | CHIEF OPERATING OFFICER | NA | |
| GILLY, ANNEMARIE | I | CHIEF OPERATING OFFICER | NA | |
| GILLY, ANNEMARIE | I | CHIEF OPERATING OFFICER | NA | |
| GILLY, ANNEMARIE | I | CHIEF OPERATING OFFICER | NA | |
| GILLY, ANNEMARIE | I | CHIEF OPERATING OFFICER | NA | |
| GILLY, ANNEMARIE | I | CHIEF OPERATING OFFICER | NA | |
| GILLY, ANNEMARIE | I | CHIEF OPERATING OFFICER | NA | |
| GILLY, ANNEMARIE | I | CHIEF OPERATING OFFICER | NA | |
| GILLY, ANNEMARIE | I | CHIEF OPERATING OFFICER | NA | |
| GILLY, ANNEMARIE | I | CHIEF OPERATING OFFICER | NA | |
| GILLY, ANNEMARIE | I | CHIEF OPERATING OFFICER | NA | |
| GILLY, ANNEMARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| GILLY, ANNEMARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| GILLY, ANNEMARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| GILLY, ANNEMARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| GILLY, ANNEMARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAMADA, HELEN | I | DIRECTOR | NA | |
| HAMADA, HELEN | I | DIRECTOR | NA | |
| HAMADA, HELEN | I | DIRECTOR | NA | |
| HAMADA, HELEN | I | DIRECTOR | NA | |
| HAMADA, HELEN | I | DIRECTOR | NA | |
| HAMADA, HELEN | I | DIRECTOR | NA | |
| HAMADA, HELEN | I | DIRECTOR | NA | |
| HAMADA, HELEN | I | DIRECTOR | NA | |
| HAMADA, HELEN | I | DIRECTOR | NA | |
| HAMADA, HELEN | I | DIRECTOR | NA | |
| HAMADA, HELEN | I | DIRECTOR/CHAIR | NA | Control |
| HAMADA, HELEN | I | DIRECTOR/CHAIR | NA | Control |
| HAMADA, HELEN | I | DIRECTOR/CHAIR | NA | Control |
| HAMADA, HELEN | I | DIRECTOR/CHAIR | NA | Control |
| HAMADA, HELEN | I | DIRECTOR/CHAIR | NA | Control |
| HAMADA, HELEN | I | DIRECTOR/CHAIR | NA | |
| HAMADA, HELEN | I | DIRECTOR/CHAIR | NA | |
| HAMADA, HELEN | I | DIRECTOR/CHAIR | NA | |
| HAMADA, HELEN | I | DIRECTOR/CHAIR | NA | |
| HELHOSKI, BRIAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HELHOSKI, BRIAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HELHOSKI, BRIAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HELHOSKI, BRIAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HELHOSKI, BRIAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HELHOSKI, BRIAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HELHOSKI, BRIAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HELHOSKI, BRIAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HELHOSKI, BRIAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HELHOSKI, BRIAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HELHOSKI, BRIAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HELHOSKI, BRIAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HELHOSKI, BRIAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HELHOSKI, BRIAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HELHOSKI, BRIAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HELHOSKI, BRIAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HELHOSKI, BRIAN, EUGENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HELHOSKI, BRIAN, EUGENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HELHOSKI, BRIAN, EUGENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HOROWITZ, EVA, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| HOROWITZ, EVA, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| HOROWITZ, EVA, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| HOROWITZ, EVA, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| HOROWITZ, EVA, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| HOROWITZ, EVA, MARIE | I | DIRECTOR/CHIEF OPERATING OFFICER | NA | Control |
| HOROWITZ, EVA, MARIE | I | DIRECTOR/CHIEF OPERATING OFFICER | NA | Control |
| HOROWITZ, EVA, MARIE | I | DIRECTOR/CHIEF OPERATING OFFICER | NA | Control |
| HOROWITZ, EVA, MARIE | I | DIRECTOR/CHIEF OPERATING OFFICER/SECRETARY | NA | Control |
| HOROWITZ, EVA, MARIE | I | DIRECTOR/CHIEF OPERATING OFFICER/SECRETARY | NA | Control |
| HOROWITZ, EVA, MARIE | I | DIRECTOR/CHIEF OPERATING OFFICER/SECRETARY | NA | Control |
| HOROWITZ, EVA, MARIE | I | DIRECTOR/CHIEF OPERATING OFFICER/SECRETARY | NA | Control |
| HOROWITZ, EVA, MARIE | I | DIRECTOR/CHIEF OPERATING OFFICER/SECRETARY | NA | Control |
| HOROWITZ, EVA, MARIE | I | DIRECTOR/CHIEF OPERATING OFFICER/SECRETARY | NA | Control |
| HOROWITZ, EVA, MARIE | I | DIRECTOR/CHIEF OPERATING OFFICER/SECRETARY | NA | Control |
| HUGHES, DANIELLE, FRANCES | I | DIRECTOR | NA | |
| HUGHES, DANIELLE, FRANCES | I | DIRECTOR | NA | |
| HUGHES, DANIELLE, FRANCES | I | DIRECTOR | NA | |
| HUGHES, DANIELLE, FRANCES | I | DIRECTOR | NA | |
| HUGHES, DANIELLE, FRANCES | I | DIRECTOR | NA | |
| HUGHES, DANIELLE, FRANCES | I | DIRECTOR | NA | |
| HUGHES, DANIELLE, FRANCES | I | DIRECTOR | NA | |
| HUGHES, DANIELLE, FRANCES | I | DIRECTOR | NA | |
| HUGHES, DANIELLE, FRANCES | I | DIRECTOR | NA | |
| HUGHES, DANIELLE, FRANCES | I | DIRECTOR | NA | |
| HUGHES, DANIELLE, FRANCES | I | DIRECTOR | NA | Control |
| HUGHES, DANIELLE, FRANCES | I | DIRECTOR | NA | Control |
| HUGHES, DANIELLE, FRANCES | I | DIRECTOR | NA | Control |
| HUGHES, DANIELLE, FRANCES | I | DIRECTOR | NA | Control |
| HUGHES, DANIELLE, FRANCES | I | DIRECTOR | NA | Control |
| HUGHES, DANIELLE, FRANCES | I | DIRECTOR | NA | |
| HUGHES, DANIELLE, FRANCES | I | DIRECTOR | NA | |
| HUGHES, DANIELLE, FRANCES | I | DIRECTOR | NA | |
| HUGHES, DANIELLE, FRANCES | I | DIRECTOR | NA | |
| JENIFER, LUAN | I | DIRECTOR/PRESIDENT/CEO | NA | Control |
| JENIFER, LUAN | I | DIRECTOR/PRESIDENT/CEO | NA | Control |
| JENIFER, LUAN | I | DIRECTOR/PRESIDENT/CEO | NA | Control |
| JENIFER, LUAN | I | DIRECTOR/PRESIDENT/CEO | NA | Control |
| JENIFER, LUAN | I | DIRECTOR/PRESIDENT/CEO | NA | Control |
| JENIFER, LUAN | I | DIRECTOR/PRESIDENT/CEO | NA | Control |
| JENIFER, LUAN, ELIZABETH | I | DIRECTOR/PRESIDENT/CEO | NA | Control |
| JENIFER, LUAN, ELIZABETH | I | DIRECTOR/PRESIDENT/CEO | NA | Control |
| JENIFER, LUAN, ELIZABETH | I | DIRECTOR/PRESIDENT/CEO | NA | Control |
| JOHNSTON, CATHERINE, M | I | CHIEF MARKETING OFFICER | NA | Control |
| JOHNSTON, CATHERINE, M | I | CHIEF MARKETING OFFICER | NA | Control |
| JOHNSTON, CATHERINE, M | I | CHIEF MARKETING OFFICER | NA | Control |
| JOHNSTON, CATHERINE, M | I | CHIEF MARKETING OFFICER | NA | Control |
| JOHNSTON, CATHERINE, M | I | CHIEF MARKETING OFFICER | NA | Control |
| JOHNSTON, CATHERINE, M | I | CHIEF MARKETING OFFICER | NA | Control |
| JOHNSTON, CATHERINE, M | I | CHIEF MARKETING OFFICER | NA | Control |
| JOHNSTON, CATHERINE, MARI | I | CHIEF MARKETING OFFICER | NA | Control |
| JOHNSTON, CATHERINE, MARI | I | CHIEF MARKETING OFFICER | NA | Control |
| JOHNSTON, CATHERINE, MARI | I | CHIEF MARKETING OFFICER | NA | Control |
| Jenifer, Luan | I | CHIEF OPERATING OFFICER | NA | |
| Jenifer, Luan | I | CHIEF OPERATING OFFICER | NA | |
| Jenifer, Luan | I | DIRECTOR/CHIEF OPERATING OFFICER | NA | Control |
| Jenifer, Luan | I | DIRECTOR/CHIEF OPERATING OFFICER | NA | Control |
| Jenifer, Luan | I | DIRECTOR/CHIEF OPERATING OFFICER | NA | Control |
| Jenifer, Luan | I | DIRECTOR/PRESIDENT | NA | Control |
| Jenifer, Luan | I | DIRECTOR/PRESIDENT | NA | Control |
| Jenifer, Luan | I | DIRECTOR/PRESIDENT | NA | Control |
| Jenifer, Luan | I | DIRECTOR/PRESIDENT | NA | Control |
| Jenifer, Luan | I | DIRECTOR/PRESIDENT | NA | Control |
| Jenifer, Luan | I | DIRECTOR/PRESIDENT | NA | Control |
| Jenifer, Luan | I | DIRECTOR/PRESIDENT | NA | Control |
| LESLIE, JOHN, E | I | DIRECTOR/PORTFOLIO MANAGER/RESEARCH ANALYST | NA | Control |
| LESLIE, JOHN, E | I | DIRECTOR/PORTFOLIO MANAGER/RESEARCH ANALYST | NA | Control |
| LESLIE, JOHN, E | I | DIRECTOR/PORTFOLIO MANAGER/RESEARCH ANALYST | NA | Control |
| LESLIE, JOHN, E | I | DIRECTOR/PORTFOLIO MANAGER/RESEARCH ANALYST | NA | Control |
| LESLIE, JOHN, E | I | DIRECTOR/PORTFOLIO MANAGER/RESEARCH ANALYST | NA | Control |
| LESLIE, JOHN, E | I | DIRECTOR/PORTFOLIO MANAGER/RESEARCH ANALYST | NA | Control |
| LESLIE, JOHN, E | I | DIRECTOR/PORTFOLIO MANAGER/RESEARCH ANALYST | NA | Control |
| LESLIE, JOHN, E | I | DIRECTOR/PORTFOLIO MANAGER/RESEARCH ANALYST | NA | Control |
| LESLIE, JOHN, E | I | DIRECTOR/PORTFOLIO MANAGER/RESEARCH ANALYST | NA | Control |
| LESLIE, JOHN, E | I | DIRECTOR/PORTFOLIO MANAGER/RESEARCH ANALYST | NA | |
| LESLIE, JOHN, E | I | DIRECTOR/PORTFOLIO MANAGER/RESEARCH ANALYST/SECRETARY | NA | Control |
| LESLIE, JOHN, E | I | DIRECTOR/PORTFOLIO MANAGER/RESEARCH ANALYST/SECRETARY | NA | Control |
| LESLIE, JOHN, E | I | DIRECTOR/PORTFOLIO MANAGER/RESEARCH ANALYST | NA | Control |
| LESLIE, JOHN, E | I | DIRECTOR/PORTFOLIO MANAGER/RESEARCH ANALYST | NA | Control |
| LESLIE, JOHN, E | I | DIRECTOR/PORTFOLIO MANAGER/RESEARCH ANALYST | NA | Control |
| LESLIE, JOHN, E | I | DIRECTOR/PORTFOLIO MANAGER/SENIOR RESEARCH ANALYST | NA | |
| LESLIE, JOHN, EDWARD | I | DIRECTOR/PORTFOLIO MANAGER/SENIOR RESEARCH ANALYST | NA | |
| LESLIE, JOHN, EDWARD | I | DIRECTOR/PORTFOLIO MANAGER/SENIOR RESEARCH ANALYST | NA | |
| LESLIE, JOHN, EDWARD | I | DIRECTOR/PORTFOLIO MANAGER/SENIOR RESEARCH ANALYST | NA | |
| MILLER, LOWELL, GLASER | I | DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| MILLER, LOWELL, GLASER | I | DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| MILLER, LOWELL, GLASER | I | DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| MILLER, LOWELL, GLASER | I | DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| MILLER, LOWELL, GLASER | I | DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| MILLER, LOWELL, GLASER | I | DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| MILLER, LOWELL, GLASER | I | DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| MILLER, LOWELL, GLASER | I | DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| MILLER, LOWELL, GLASER | I | DIRECTOR | NA | Control |
| MILLER, LOWELL, GLASER | I | DIRECTOR | NA | |
| POWELL, GREGORY, LEE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| POWELL, GREGORY, LEE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| POWELL, GREGORY, LEE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| POWELL, GREGORY, LEE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| POWELL, GREGORY, LEE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| POWELL, GREGORY, LEE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| POWELL, GREGORY, LEE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| POWELL, GREGORY, LEE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| POWELL, GREGORY, LEE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| POWELL, GREGORY, LEE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ROTH, BETH, ANN | I | DIRECTOR | NA | Control |
| ROTH, BETH, ANN | I | DIRECTOR | NA | Control |
| ROTH, BETH, ANN | I | DIRECTOR | NA | Control |
| ROTH, BETH, ANN | I | DIRECTOR | NA | Control |
| ROTH, BETH-ANN | I | DIRECTOR | NA | |
| ROTH, BETH-ANN | I | DIRECTOR | NA | |
| ROTH, BETH-ANN | I | DIRECTOR | NA | |
| ROTH, BETH-ANN | I | DIRECTOR | NA | |
| SPINNAKER TRUST | DE | TRUSTEE OF THE MHI EMPLOYEE STOCK OWNERSHIP PLAN TRUST | NA | |
| SPINNAKER TRUST | DE | TRUSTEE OF THE MHI EMPLOYEE STOCK OWNERSHIP PLAN TRUST | NA | |
| SPINNAKER TRUST | DE | TRUSTEE OF THE MHI EMPLOYEE STOCK OWNERSHIP PLAN TRUST | NA | |
| SPINNAKER TRUST | DE | TRUSTEE | NA | |
| SPINNAKER TRUST | DE | TRUSTEE | NA | |
| SPINNAKER TRUST | DE | TRUSTEE | NA | |
| THEEUWES, LUC, GERARD | I | DIRECTOR/DIVISION DIRECTOR-WEST | NA | Control |
| THEEUWES, LUC, GERARD | I | DIRECTOR/DIVISION DIRECTOR-WEST | NA | Control |
| THEEUWES, LUC, GERARD | I | DIRECTOR/DIVISION DIRECTOR-WEST | NA | Control |
| THEEUWES, LUC, GERARD | I | DIRECTOR/DIVISION DIRECTOR-WEST | NA | Control |
| THEEUWES, LUC, GERARD | I | DIRECTOR/DIVISION DIRECTOR-WEST | NA | Control |
| THEEUWES, LUC, GERARD | I | DIRECTOR/DIVISION DIRECTOR-WEST | NA | Control |
| THEEUWES, LUC, GERARD | I | DIRECTOR/DIVISION DIRECTOR-WEST | NA | Control |
| THEEUWES, LUC, GERARD | I | DIRECTOR/DIVISION DIRECTOR-WEST | NA | Control |
| THEEUWES, LUC, GERARD | I | DIRECTOR | NA | Control |
| TROXELL, DANA, CHASE | I | PRESIDENT | NA | Control |
| TROXELL, DANA, CHASE | I | PRESIDENT | NA | Control |
| TROXELL, DANA, CHASE | I | PRESIDENT | NA | Control |
| TROXELL, DANA, CHASE | I | PRESIDENT/VICE PRESIDENT OF THE BOARD | NA | Control |
| TROXELL, DANA, CHASE | I | PRESIDENT/VICE PRESIDENT OF THE BOARD | NA | Control |
| TROXELL, DANA, CHASE | I | PRESIDENT/VICE PRESIDENT OF THE BOARD | NA | Control |
| TROXELL, DANA, CHASE | I | PRESIDENT/VICE PRESIDENT OF THE BOARD | NA | Control |
| TROXELL, DANA, CHASE | I | PRESIDENT/VICE PRESIDENT OF THE BOARD | NA | Control |
| TROXELL, DANA, CHASE | I | PRESIDENT/VICE PRESIDENT OF THE BOARD | NA | Control |
| TROXELL, DANA, CHASE | I | PRESIDENT/VICE PRESIDENT OF THE BOARD | NA | Control |
| TROXELL, DANA, CHASE | I | PRESIDENT/VICE PRESIDENT OF THE BOARD | NA | Control |
| TROXELL, DANA, CHASE | I | DIRECTOR/PRESIDENT/VICE PRESIDENT OF THE BOARD | NA | Control |
| TROXELL, DANA, CHASE | I | DIRECTOR/PRESIDENT/VICE PRESIDENT OF THE BOARD | NA | Control |
| TROXELL, DANA, CHASE | I | DIRECTOR/PRESIDENT/VICE PRESIDENT OF THE BOARD | NA | Control |
| TROXELL, DANA, CHASE | I | DIRECTOR/VICE PRESIDENT OF THE BOARD | NA | Control |
| TROXELL, DANA, CHASE | I | DIRECTOR/VICE PRESIDENT OF THE BOARD | NA | Control |
| TROXELL, DANA, CHASE | I | DIRECTOR/VICE PRESIDENT OF THE BOARD | NA | Control |
| TROXELL, DANA, CHASE | I | DIRECTOR/VICE PRESIDENT OF THE BOARD | NA | Control |
| TROXELL, DANA, CHASE | I | DIRECTOR/VICE PRESIDENT OF THE BOARD | NA | Control |
| TROXELL, DANA, CHASE | I | DIRECTOR/VICE PRESIDENT OF THE BOARD | NA | Control |
| WHEELER, GERALD, WILLIS | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| WHEELER, GERALD, WILLIS | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| WHEELER, GERALD, WILLIS | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| WHEELER, GERALD, WILLIS | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| WHEELER, GERALD, WILLIS | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| WHEELER, GERALD, WILLIS | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| WHEELER, GERALD, WILLIS | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, ROGER, GEORGE | I | PORTFOLIO MANAGER/RESEARCH ANALYST | NA | |
| YOUNG, ROGER, GEORGE | I | PORTFOLIO MANAGER/RESEARCH ANALYST | NA | |
| YOUNG, ROGER, GEORGE | I | PORTFOLIO MANAGER/RESEARCH ANALYST | NA | |
| YOUNG, ROGER, GEORGE | I | PORTFOLIO MANAGER/RESEARCH ANALYST | NA | |
| YOUNG, ROGER, GEORGE | I | PORTFOLIO MANAGER/RESEARCH ANALYST | NA | |
| YOUNG, ROGER, GEORGE | I | PORTFOLIO MANAGER/RESEARCH ANALYST | NA | |
| YOUNG, ROGER, GEORGE | I | PORTFOLIO MANAGER/RESEARCH ANALYST | NA | |
| YOUNG, ROGER, GEORGE | I | PORTFOLIO MANAGER/RESEARCH ANALYST | NA | |
| YOUNG, ROGER, GEORGE | I | PORTFOLIO MANAGER/RESEARCH ANALYST | NA | |
| YOUNG, ROGER, GEORGE | I | PORTFOLIO MANAGER/RESEARCH ANALYST | NA | |
| YOUNG, ROGER, GEORGE | I | PORTFOLIO MANAGER/RESEARCH ANALYST | NA | |
| YOUNG, ROGER, GEORGE | I | PORTFOLIO MANAGER/RESEARCH ANALYST | NA | |
| YOUNG, ROGER, GEORGE | I | PORTFOLIO MANAGER/RESEARCH ANALYST | NA | |
| YOUNG, ROGER, GEORGE | I | PORTFOLIO MANAGER/RESEARCH ANALYST | NA | |
| YOUNG, ROGER, GEORGE | I | PORTFOLIO MANAGER/RESEARCH ANALYST | NA | Control |
| YOUNG, ROGER, GEORGE | I | PORTFOLIO MANAGER/RESEARCH ANALYST | NA | Control |
| YOUNG, ROGER, GEORGE | I | PORTFOLIO MANAGER/RESEARCH ANALYST | NA | Control |
| YOUNG, ROGER, GEORGE | I | PORTFOLIO MANAGER/RESEARCH ANALYST | NA | Control |
| MILLER/HOWARD INVESTMENTS, INC. EMPLOYEE STOCK OWNERSHIP TRUST | DE | TRUST | E | Control |
| MILLER/HOWARD INVESTMENTS, INC. EMPLOYEE STOCK OWNERSHIP TRUST | DE | TRUST | E | Control |
| MILLER/HOWARD INVESTMENTS, INC. EMPLOYEE STOCK OWNERSHIP TRUST | DE | TRUST | E | Control |
| MILLER/HOWARD INVESTMENTS, INC. EMPLOYEE STOCK OWNERSHIP TRUST | DE | TRUST | E | Control |
| MILLER/HOWARD INVESTMENTS, INC. EMPLOYEE STOCK OWNERSHIP TRUST | DE | TRUST | E | Control |
| MILLER/HOWARD INVESTMENTS, INC. EMPLOYEE STOCK OWNERSHIP TRUST | DE | TRUST | E | Control |
| MILLER/HOWARD INVESTMENTS, INC. EMPLOYEE STOCK OWNERSHIP TRUST | DE | TRUST | E | Control |
| MILLER/HOWARD INVESTMENTS, INC. EMPLOYEE STOCK OWNERSHIP TRUST | DE | TRUST | E | Control |
| MILLER/HOWARD INVESTMENTS, INC. EMPLOYEE STOCK OWNERSHIP TRUST | DE | TRUST | E | Control |
| MILLER/HOWARD INVESTMENTS, INC. EMPLOYEE STOCK OWNERSHIP TRUST | DE | TRUST | E | Control |
| MILLER/HOWARD INVESTMENTS, INC. EMPLOYEE STOCK OWNERSHIP TRUST | DE | TRUST | E | Control |
| MILLER/HOWARD INVESTMENTS, INC. EMPLOYEE STOCK OWNERSHIP TRUST | DE | TRUST | E | Control |
| MILLER/HOWARD INVESTMENTS, INC. EMPLOYEE STOCK OWNERSHIP TRUST | DE | TRUST | E | Control |
| MILLER/HOWARD INVESTMENTS, INC. EMPLOYEE STOCK OWNERSHIP TRUST | DE | TRUST | E | Control |
| MILLER/HOWARD INVESTMENTS, INC. EMPLOYEE STOCK OWNERSHIP TRUST | DE | TRUST | E | Control |
| MILLER/HOWARD INVESTMENTS, INC. EMPLOYEE STOCK OWNERSHIP TRUST | DE | TRUST | E | Control |
| MILLER/HOWARD INVESTMENTS, INC. EMPLOYEE STOCK OWNERSHIP TRUST | DE | TRUST | E | Control |
| MILLER/HOWARD INVESTMENTS, INC. EMPLOYEE STOCK OWNERSHIP TRUST | DE | TRUST | E | Control |
| MILLER/HOWARD INVESTMENTS, INC. EMPLOYEE STOCK OWNERSHIP TRUST | DE | TRUST | E | Control |
| MILLER, LOWELL, GLASER | I | PRESIDENT/SECRETARY | D | Control |
| MILLER, LOWELL, GLASER | I | PRESIDENT/CIO | D | Control |
| MILLER, LOWELL, GLASER | I | PRESIDENT | D | Control |
| MILLER, LOWELL, GLASER | I | PRESIDENT/CIO | D | Control |
| MILLER, LOWELL, GLASER | I | PRESIDENT/CIO | D | Control |
| MILLER, LOWELL, GLASER | I | PRESIDENT | D | Control |
| MILLER, LOWELL, GLASER | I | PRESIDENT/CIO | D | Control |
| MILLER, LOWELL, GLASER | I | PRESIDENT/CIO | D | Control |
| MILLER, LOWELL, GLASER | I | PRESIDENT | D | Control |
| MILLER, LOWELL, GLASER | I | PRESIDENT/CIO | D | Control |
| MILLER, LOWELL, GLASER | I | PRESIDENT | D | Control |
| MILLER, LOWELL, GLASER | I | PRESIDENT/CIO | D | Control |
| MILLER, LOWELL, GLASER | I | PRESIDENT/CIO | D | Control |
| MILLER, LOWELL, GLASER | I | PRESIDENT/CIO | D | Control |
| MILLER, LOWELL, GLASER | I | CHIEF INVESTMENT OFFICER | D | Control |
| MILLER, LOWELL, GLASER | I | PRESIDENT/CIO | D | Control |
| MILLER, LOWELL, GLASER | I | PRESIDENT/CIO | D | Control |
| MILLER, LOWELL, GLASER | I | PRESIDENT/CIO | D | Control |
| MILLER, LOWELL, GLASER | I | PRESIDENT/CIO | D | Control |
| MILLER, LOWELL, GLASER | I | CIO | D | Control |
| MILLER, LOWELL, GLASER | I | CHIEF INVESTMENT OFFICER | D | Control |
| MILLER, LOWELL, GLASER | I | PRESIDENT/CIO | D | Control |
| MILLER, LOWELL, GLASER | I | PRESIDENT/CIO | D | Control |
| MILLER, LOWELL, GLASER | I | PRESIDENT/CIO | D | Control |
| MILLER, LOWELL, GLASER | I | PRESIDENT/CIO | D | Control |
| MILLER, LOWELL, GLASER | I | PRESIDENT/CIO | D | Control |
| MILLER, LOWELL, GLASER | I | CHIEF INVESTMENT OFFICER | D | Control |
| MILLER, LOWELL, GLASER | I | CHIEF INVESTMENT OFFICER | D | Control |
| MILLER, LOWELL, GLASER | I | CHIEF INVESTMENT OFFICER | D | Control |
| MILLER, LOWELL, GLASER | I | CHIEF INVESTMENT OFFICER | D | Control |
| MILLER, LOWELL, GLASER | I | CHIEF INVESTMENT OFFICER | D | Control |
| MILLER, LOWELL, GLASER | I | CHIEF INVESTMENT OFFICER | D | Control |
| MILLER, LOWELL, GLASER | I | CHIEF INVESTMENT OFFICER | D | Control |
| MILLER, LOWELL, GLASER | I | CHIEF INVESTMENT OFFICER | D | Control |
| HAMADA, HELEN | I | VICE PRESIDENT/CCO/TREASURER | C | Control |
| HAMADA, HELEN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| HAMADA, HELEN | I | VICE PRESIDENT | C | Control |
| HAMADA, HELEN | I | VICE PRESIDENT | C | Control |
| HAMADA, HELEN | I | VICE PRESIDENT | C | Control |
| HAMADA, HELEN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | B | Control |
| HAMADA, HELEN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | B | Control |
| HAMADA, HELEN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | B | Control |
| HAMADA, HELEN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | B | Control |
| HAMADA, HELEN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | B | Control |
| HAMADA, HELEN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | B | Control |
| HAMADA, HELEN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | B | Control |
| HAMADA, HELEN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | B | Control |
| HAMADA, HELEN | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER/TREASURER | B | Control |
| HAMADA, HELEN | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER/TREASURER | B | Control |
| HAMADA, HELEN | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER/TREASURER | B | Control |
| HAMADA, HELEN | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER/TREASURER | B | Control |
| HAMADA, HELEN | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER/TREASURER | B | Control |
| HAMADA, HELEN | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER/TREASURER | B | Control |
| HAMADA, HELEN | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER/TREASURER | B | Control |
| HAMADA, HELEN | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER/TREASURER | B | Control |
| HAMADA, HELEN | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER/TREASURER | B | Control |
| HAMADA, HELEN | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER/TREASURER | B | Control |
| HAMADA, HELEN | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER/TREASURER | B | Control |
| HAMADA, HELEN | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER/TREASURER | B | Control |
| HAMADA, HELEN | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER/TREASURER | B | Control |
| HAMADA, HELEN | I | SENIOR ADVISOR | B | Control |
| HAMADA, HELEN | I | SENIOR ADVISOR | B | Control |
| HAMADA, HELEN | I | SENIOR ADVISOR | B | Control |
| HAMADA, HELEN | I | SENIOR ADVISOR | B | Control |
| HAMADA, HELEN | I | SENIOR ADVISOR | B | Control |
| HAMADA, HELEN | I | DIRECTOR | B | Control |
| HAMADA, HELEN | I | DIRECTOR | B | Control |
| HAMADA, HELEN | I | DIRECTOR | B | Control |
| CHUN, LEE SIK, STEVE | I | EXECUTIVE VICE PRESIDENT-CLIENT SERVICE/OPERATIONS | A | |
| CHUN, LEE SIK, STEVE | I | EXECUTIVE VICE PRESIDENT-CLIENT SERVICE/OPERATIONS | A | |
| CHUN, LEE SIK, STEVE | I | EXECUTIVE VICE PRESIDENT-CLIENT SERVICE/OPERATIONS | A | Control |
| CHUN, LEE SIK, STEVE | I | EXECUTIVE VICE PRESIDENT-CLIENT SERVICE/OPERATIONS | A | Control |
| CHUN, LEE SIK, STEVE | I | EXECUTIVE VICE PRESIDENT-CLIENT SERVICE/OPERATIONS | A | Control |
| CHUN, LEE SIK, STEVE | I | EXECUTIVE VICE PRESIDENT-CLIENT SERVICE/OPERATIONS | A | Control |
| CHUN, LEE SIK, STEVE | I | EXECUTIVE VICE PRESIDENT-CLIENT SERVICE/OPERATIONS | A | Control |
| CHUN, LEE SIK, STEVE | I | EXECUTIVE VICE PRESIDENT-DIRECTOR OF MARKETING | A | Control |
| CHUN, LEE SIK, STEVE | I | EXECUTIVE VICE PRESIDENT-DIRECTOR OF MARKETING | A | Control |
| CHUN, LEE SIK, STEVE | I | EXECUTIVE VICE PRESIDENT-DIRECTOR OF MARKETING | A | Control |
| CHUN, STEVEN, LEE | I | EXEC.VP CLIENT SERVICE/OPERATIONS | A | |
| CHUN, STEVEN, LEE | I | EXEC.VP CLIENT SERVICE/OPERATIONS | A | |
| CHUN, STEVEN, LEE | I | EXEC.VP CLIENT SERVICE/OPERATIONS | A | |
| CHUN, STEVEN, LEE | I | EXEC.VP CLIENT SERVICE/OPERATIONS | A | |
| CHUN, STEVEN, LEE | I | EXEC.VP CLIENT SERVICE/OPERATIONS | A | |
| CHUN, STEVEN, LEE | I | EXEC.VP CLIENT SERVICE/OPERATIONS | A | |
| CHUN, STEVEN, LEE | I | EXEC.VP CLIENT SERVICE/OPERATIONS | A | |
| CHUN, STEVEN, LEE | I | EXEC.VP CLIENT SERVICE/OPERATIONS | A | |
| CHUN, STEVEN, LEE | I | EXEC.VP CLIENT SERVICE/OPERATIONS | A | |
| CHUN, STEVEN, LEE | I | EXEC.VP CLIENT SERVICE/OPERATIONS | A | |
| CHUN, STEVEN, LEE | I | EXEC.VP CLIENT SERVICE/OPERATIONS | A | |
| CHUN, STEVEN, LEE | I | EXEC.VP CLIENT SERVICE/OPERATIONS | A | |
| CHUN, STEVEN, LEE | I | EXEC.VP CLIENT SERVICE/OPERATIONS | A | |
| CHUN, STEVEN, LEE | I | EXEC.VP CLIENT SERVICE/OPERATIONS | A | |
| CHUN, STEVEN, LEE | I | EXEC.VP CLIENT SERVICE/OPERATIONS | A | |
| CHUN, STEVEN, LEE | I | EXEC.VP CLIENT SERVICE/OPERATIONS | A | |
| CHUN, STEVEN, LEE | I | EXEC.VP CLIENT SERVICE/OPERATIONS | A | |
| CHUN, STEVEN, LEE | I | EXEC.VP CLIENT SERVICE/OPERATIONS | A | |
| CHUN, STEVEN, LEE | I | EXEC.VP CLIENT SERVICE/OPERATIONS | A | |
| LESLIE, JOHN, E | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| LESLIE, JOHN, E | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| LESLIE, JOHN, E | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| LESLIE, JOHN, E | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| LESLIE, JOHN, E | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| LESLIE, JOHN, E | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| LESLIE, JOHN, E | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| LESLIE, JOHN, E | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| LESLIE, JOHN, E | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| LESLIE, JOHN, E | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| LESLIE, JOHN, E | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| LESLIE, JOHN, E | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| LESLIE, JOHN, E | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| LESLIE, JOHN, E | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| LESLIE, JOHN, E | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| LESLIE, JOHN, E | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| LESLIE, JOHN, E | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| LESLIE, JOHN, E | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| LESLIE, JOHN, E | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| LESLIE, JOHN, E | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| LESLIE, JOHN, E | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| LESLIE, JOHN, E | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | Control |
| LESLIE, JOHN, E | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | Control |
| LESLIE, JOHN, E | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | Control |
| LESLIE, JOHN, E | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | Control |
| LESLIE, JOHN, E | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | Control |
| LESLIE, JOHN, E | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | Control |
| LESLIE, JOHN, E | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | Control |
| LESLIE, JOHN, E | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | Control |
| SPRATT, BRYAN, JOSEPH | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| SPRATT, BRYAN, JOSEPH | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| SPRATT, BRYAN, JOSEPH | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| SPRATT, BRYAN, JOSEPH | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| SPRATT, BRYAN, JOSEPH | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| SPRATT, BRYAN, JOSEPH | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| SPRATT, BRYAN, JOSEPH | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| SPRATT, BRYAN, JOSEPH | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| SPRATT, BRYAN, JOSEPH | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| SPRATT, BRYAN, JOSEPH | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| SPRATT, BRYAN, JOSEPH | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| SPRATT, BRYAN, JOSEPH | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| SPRATT, BRYAN, JOSEPH | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| SPRATT, BRYAN, JOSEPH | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| SPRATT, BRYAN, JOSEPH | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| SPRATT, BRYAN, JOSEPH | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| SPRATT, BRYAN, JOSEPH | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| SPRATT, BRYAN, JOSEPH | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| SPRATT, BRYAN, JOSEPH | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| SPRATT, BRYAN, JOSEPH | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| SPRATT, BRYAN, JOSEPH | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | |
| SPRATT, BRYAN, JOSEPH | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | Control |
| SPRATT, BRYAN, JOSEPH | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | Control |
| SPRATT, BRYAN, JOSEPH | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | Control |
| SPRATT, BRYAN, JOSEPH | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | Control |
| SPRATT, BRYAN, JOSEPH | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | Control |
| SPRATT, BRYAN, JOSEPH | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | Control |
| SPRATT, BRYAN, JOSEPH | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | Control |
| SPRATT, BRYAN, JOSEPH | I | PORTFOLIO MANAGER/RESEARCH ANALYST | A | Control |
Registrations
Federal
IA
Oct 22, 2025 REGISTERED
Notice Filings (50)
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Address
45 PINE GROVE AVESUITE 301
KINGSTON, NY 12401
United States
Phone: 845-679-9166