GLOBAL PORTFOLIO STRATEGIES, INC.
CRD #105812 SEC #801-16664 HARTFORD, CT 860-534-7790
SEC Registered
Total AUM
$1.7B
Discretionary
$913.6M
Employees
32
Clients
--
Accounts
285
Firm Details
- Organization Type
- Corporation
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 10, 2022
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALBERT, HAROLD, WILLIAM | I | PRINCIPAL LEGAL COUNSEL & DIRECTOR | NA | Control |
| ALBERT, HAROLD, WILLIAM | I | PRINCIPAL LEGAL COUNSEL & DIRECTOR | NA | Control |
| ALBERT, HAROLD, WILLIAM | I | PRINCIPAL LEGAL COUNSEL & DIRECTOR | NA | Control |
| ALBERT, HAROLD, WILLIAM | I | PRINCIPAL LEGAL COUNSEL & DIRECTOR | NA | Control |
| BOURRET, JENNIFER, RAE | I | MANAGER | NA | Control |
| BOURRET, JENNIFER, RAE | I | MANAGER AND VICE PRESIDENT | NA | Control |
| BOURRET, JENNIFER, RAE | I | MANAGER | NA | Control |
| BRANDT, MICHAEL | I | DIRECTOR | NA | Control |
| BRANDT, MICHAEL | I | DIRECTOR | NA | Control |
| BRANDT, MICHAEL | I | DIRECTOR | NA | Control |
| BURNS, TIMOTHY, CLIFFORD | I | VICE PRESIDENT | NA | Control |
| Burkhart, Robert, Lawrence | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Burkhart, Robert, Lawrence | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Burkhart, Robert, Lawrence | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Burkhart, Robert, Lawrence | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CASTINEIRAS, GEORGE, A | I | CHAIRMAN AND DIRECTOR | NA | Control |
| CASTINEIRAS, GEORGE, A | I | CHAIRMAN AND DIRECTOR | NA | Control |
| CASTINEIRAS, GEORGE, A | I | CHAIRMAN AND DIRECTOR | NA | Control |
| CASTINEIRAS, GEORGE, A | I | CHAIRMAN AND DIRECTOR | NA | Control |
| CASTINEIRAS, GEORGE, A | I | CHAIRMAN AND DIRECTOR | NA | Control |
| CASTINEIRAS, GEORGE, A | I | CHAIRMAN AND DIRECTOR | NA | Control |
| CASTINEIRAS, GEORGE, A | I | CHAIRMAN AND DIRECTOR | NA | Control |
| CASTINEIRAS, GEORGE, A | I | CHAIRMAN AND DIRECTOR | NA | Control |
| CASTINEIRAS, GEORGE, A | I | CHAIRMAN AND DIRECTOR | NA | Control |
| CASTINEIRAS, GEORGE, A | I | CHAIRMAN AND DIRECTOR | NA | Control |
| CHAPLIN, C, EDWARD | I | TREASURER | NA | Control |
| CHAPLIN, C, EDWARD | I | TREASURER | NA | Control |
| CHAPLIN, C, EDWARD | I | TREASURER | NA | Control |
| CHAPLIN, C, EDWARD | I | TREASURER | NA | Control |
| CHAPLIN, C, EDWARD | I | TREASURER | NA | Control |
| CONLEY, JOELLE, RENEE | I | DIRECTOR | NA | Control |
| CONLEY, JOELLE, RENEE | I | DIRECTOR | NA | Control |
| CONLEY, JOELLE, RENEE | I | DIRECTOR | NA | Control |
| CONLEY, JOELLE, RENEE | I | DIRECTOR | NA | Control |
| CONLEY, JOELLE, RENEE | I | DIRECTOR | NA | Control |
| CONLEY, JOELLE, RENEE | I | DIRECTOR | NA | Control |
| CONLEY, JOELLE, RENEE | I | DIRECTOR | NA | Control |
| CONLEY, JOELLE, RENEE | I | DIRECTOR | NA | Control |
| CONLEY, JOELLE, RENEE | I | DIRECTOR | NA | Control |
| CONLEY, JOELLE, RENEE | I | DIRECTOR | NA | Control |
| CONLEY, JOELLE, RENEE | I | DIRECTOR | NA | Control |
| CONLEY, JOELLE, RENEE | I | DIRECTOR | NA | Control |
| CONLEY, JOELLE, RENEE | I | DIRECTOR | NA | Control |
| CONLEY, JOELLE, RENEE | I | DIRECTOR | NA | Control |
| CONLEY, JOELLE, RENEE | I | DIRECTOR | NA | Control |
| CONLEY, JOELLE, RENEE | I | DIRECTOR | NA | Control |
| CONLEY, JOELLE, RENEE | I | DIRECTOR | NA | Control |
| CONLEY, JOELLE, RENEE | I | DIRECTOR | NA | Control |
| CONLEY, JOELLE, RENEE | I | DIRECTOR | NA | Control |
| DALESSIO, HARRY, ARTHUR | I | CHAIRMAN AND DIRECTOR | NA | Control |
| DALESSIO, HARRY, ARTHUR | I | CHAIRMAN AND DIRECTOR | NA | Control |
| DALESSIO, HARRY, ARTHUR | I | CHAIRMAN AND DIRECTOR | NA | Control |
| DALESSIO, HARRY, ARTHUR | I | CHAIRMAN AND DIRECTOR | NA | Control |
| DALESSIO, HARRY, ARTHUR | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| DALESSIO, HARRY, ARTHUR | I | CHAIRMAN AND DIRECTOR | NA | Control |
| DALESSIO, HARRY, ARTHUR | I | CHAIRMAN AND DIRECTOR | NA | Control |
| DALESSIO, HARRY, ARTHUR | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| DALESSIO, HARRY, ARTHUR | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| DALESSIO, HARRY, ARTHUR | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| DALESSIO, HARRY, ARTHUR | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| DALESSIO, HARRY, ARTHUR | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| DALESSIO, HARRY, ARTHUR | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| DALESSIO, HARRY, ARTHUR | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| DALESSIO, HARRY, ARTHUR | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| DALESSIO, HARRY, ARTHUR | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| DALESSIO, HARRY, ARTHUR | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| DALESSIO, HARRY, ARTHUR | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| DALESSIO, HARRY, ARTHUR | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| DALESSIO, HARRY, ARTHUR | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| DALESSIO, HARRY, ARTHUR | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| DALESSIO, HARRY, ARTHUR | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| DALESSIO, HARRY, ARTHUR | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| Drummey, Michele, Marie | I | CHIEF LEGAL OFFICER | NA | Control |
| Drummey, Michele, Marie | I | CHIEF LEGAL OFFICER | NA | Control |
| FLEURANT, JOHN, THOMAS | I | DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| FLEURANT, JOHN, THOMAS | I | DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| FLEURANT, JOHN, THOMAS | I | DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| FLEURANT, JOHN, THOMAS | I | DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| FLEURANT, JOHN, THOMAS | I | DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| FLEURANT, JOHN, THOMAS | I | DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| FLEURANT, JOHN, THOMAS | I | DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| FORD, KHALIF, ILIAS | I | CHIEF LEGAL OFFICER | NA | Control |
| FORD, KHALIF, ILIAS | I | CHIEF LEGAL OFFICER | NA | Control |
| FORD, KHALIF, ILIAS | I | CHIEF LEGAL OFFICER | NA | Control |
| FORD, KHALIF, ILIAS | I | CHIEF LEGAL OFFICER | NA | Control |
| FORD, KHALIF, ILIAS | I | CHIEF LEGAL OFFICER | NA | Control |
| FORD, KHALIF, ILIAS | I | CHIEF LEGAL OFFICER | NA | Control |
| FORDE, RICHARD, HYDE | I | PRESIDENT & DIRECTOR | NA | Control |
| FORDE, RICHARD, HYDE | I | PRESIDENT & DIRECTOR | NA | Control |
| FORDE, RICHARD, HYDE | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| FORDE, RICHARD, HYDE | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| GAUL, SCOTT | I | DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| GAUL, SCOTT | I | DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| GAUL, SCOTT | I | DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| GAUL, SCOTT | I | DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| GEDMAN, PAMELA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEDMAN, PAMELA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEDMAN, PAMELA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEDMAN, PAMELA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEDMAN, PAMELA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEDMAN, PAMELA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEDMAN, PAMELA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEDMAN, PAMELA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEDMAN, PAMELA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEDMAN, PAMELA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEDMAN, PAMELA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEDMAN, PAMELA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEDMAN, PAMELA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEISSBUHLER, BRADLEY, ALAN | I | DIRECTOR | NA | Control |
| GEISSBUHLER, BRADLEY, ALAN | I | DIRECTOR | NA | Control |
| GEISSBUHLER, BRADLEY, ALAN | I | DIRECTOR | NA | Control |
| GEISSBUHLER, BRADLEY, ALAN | I | DIRECTOR | NA | Control |
| GEISSBUHLER, BRADLEY, ALAN | I | DIRECTOR | NA | Control |
| GEISSBUHLER, BRADLEY, ALAN | I | DIRECTOR | NA | Control |
| GEISSBUHLER, BRADLEY, ALAN | I | DIRECTOR | NA | Control |
| GEISSBUHLER, BRADLEY, ALAN | I | DIRECTOR | NA | Control |
| GEISSBUHLER, BRADLEY, ALAN | I | DIRECTOR | NA | Control |
| GEISSBUHLER, BRADLEY, ALAN | I | DIRECTOR | NA | Control |
| GEISSBUHLER, BRADLEY, ALAN | I | DIRECTOR | NA | Control |
| GEISSBUHLER, BRADLEY, ALAN | I | DIRECTOR | NA | Control |
| GEISSBUHLER, BRADLEY, ALAN | I | DIRECTOR | NA | Control |
| GEISSBUHLER, BRADLEY, ALAN | I | DIRECTOR | NA | Control |
| GEISSBUHLER, BRADLEY, ALAN | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| GEISSBUHLER, BRADLEY, ALAN | I | DIRECTOR | NA | Control |
| GEISSBUHLER, BRADY, ALAN | I | DIRECTOR | NA | Control |
| GLEW, IAN, ARTHUR | I | PRESIDENT | NA | Control |
| GRILLO, VINCENT, ANTHONY | I | PRESIDENT AND DIRECTOR | NA | Control |
| GRILLO, VINCENT, ANTHONY | I | PRESIDENT AND DIRECTOR | NA | Control |
| GRILLO, VINCENT, ANTHONY | I | PRESIDENT AND DIRECTOR | NA | Control |
| GRILLO, VINCENT, ANTHONY | I | PRESIDENT AND DIRECTOR | NA | Control |
| GRILLO, VINCENT, ANTHONY | I | PRESIDENT AND DIRECTOR | NA | Control |
| GRILLO, VINCENT, ANTHONY | I | PRESIDENT AND DIRECTOR | NA | Control |
| GRILLO, VINCENT, ANTHONY | I | PRESIDENT AND DIRECTOR | NA | Control |
| GRILLO, VINCENT, ANTHONY | I | PRESIDENT AND DIRECTOR | NA | Control |
| GRILLO, VINCENT, ANTHONY | I | PRESIDENT AND DIRECTOR | NA | Control |
| GRILLO, VINCENT, ANTHONY | I | PRESIDENT AND DIRECTOR | NA | Control |
| GRILLO, VINCENT, ANTHONY | I | PRESIDENT AND DIRECTOR | NA | Control |
| GRILLO, VINCENT, ANTHONY | I | PRESIDENT AND DIRECTOR | NA | Control |
| GRILLO, VINCENT, ANTHONY | I | PRESIDENT AND DIRECTOR | NA | Control |
| GRILLO, VINCENT, ANTHONY | I | PRESIDENT AND DIRECTOR | NA | Control |
| GRILLO, VINCENT, ANTHONY | I | PRESIDENT AND DIRECTOR | NA | Control |
| GRILLO, VINCENT, ANTHONY | I | PRESIDENT AND DIRECTOR | NA | Control |
| GRILLO, VINCENT, ANTHONY | I | PRESIDENT AND DIRECTOR | NA | Control |
| GRILLO, VINCENT, ANTHONY | I | PRESIDENT AND DIRECTOR | NA | Control |
| GRILLO, VINCENT, ANTHONY | I | PRESIDENT AND DIRECTOR | NA | Control |
| GRILLO, VINCENT, ANTHONY | I | PRESIDENT AND DIRECTOR | NA | Control |
| GRILLO, VINCENT, ANTHONY | I | PRESIDENT AND DIRECTOR | NA | Control |
| GUZMAN, LAZARO, ENRIQUE | I | PRESIDENT, DIRECTOR | NA | Control |
| GUZMAN, LAZARO, ENRIQUE | I | PRESIDENT, DIRECTOR | NA | Control |
| GUZMAN, LAZARO, ENRIQUE | I | PRESIDENT, DIRECTOR | NA | Control |
| GUZMAN, LAZARO, ENRIQUE | I | PRESIDENT, DIRECTOR | NA | Control |
| GUZMAN, LAZARO, ENRIQUE | I | PRESIDENT, DIRECTOR | NA | Control |
| GUZMAN, LAZARO, ENRIQUE | I | PRESIDENT | NA | Control |
| GUZMAN, LAZARO, ENRIQUE | I | PRESIDENT, DIRECTOR | NA | Control |
| GUZMAN, LAZARO, ENRIQUE | I | PRESIDENT | NA | Control |
| GUZMAN, LAZARO, ENRIQUE | I | PRESIDENT, DIRECTOR | NA | Control |
| GUZMAN, LAZARO, ENRIQUE | I | PRESIDENT, DIRECTOR | NA | Control |
| GUZMAN, LAZARO, ENRIQUE | I | PRESIDENT, DIRECTOR | NA | Control |
| GUZMAN, LAZARO, ENRIQUE | I | PRESIDENT | NA | Control |
| HATFIELD, AMY, F. | I | VICE PRESIDENT | NA | Control |
| HESS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESS, JOSEPH, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HONEYCOMB, JILL, SPENCER | I | DIRECTOR | NA | Control |
| HONEYCOMB, JILL, SPENCER | I | DIRECTOR | NA | Control |
| HONEYCOMB, JILL, SPENCER | I | DIRECTOR | NA | Control |
| HONEYCOMB, JILL, SPENCER | I | DIRECTOR | NA | Control |
| HONEYCOMB, JILL, SPENCER | I | DIRECTOR | NA | Control |
| HONEYCOMB, JILL, SPENCER | I | DIRECTOR | NA | Control |
| HONEYCOMB, JILL, SPENCER | I | DIRECTOR | NA | Control |
| HONEYCOMB, JILL, SPENCER | I | DIRECTOR | NA | Control |
| HONEYCOMB, JILL, SPENCER | I | DIRECTOR | NA | Control |
| HONEYCOMB, JILL, SPENCER | I | DIRECTOR | NA | Control |
| HONEYCOMB, JILL, SPENCER | I | DIRECTOR | NA | Control |
| HONEYCOMB, JILL, SPENCER | I | DIRECTOR | NA | Control |
| HONEYCOMB, JILL, SPENCER | I | DIRECTOR | NA | Control |
| HONEYCOMB, JILL, SPENCER | I | DIRECTOR | NA | Control |
| HUDSON, BROCKETT, RICE | I | ASSISTANT SECRETARY | NA | Control |
| HUDSON, BROCKETT, RICE | I | ASSISTANT SECRETARY | NA | Control |
| HUDSON, BROCKETT, RICE | I | ASSISTANT SECRETARY | NA | Control |
| JENKINS, JACQUELINE | I | DIRECTOR | NA | Control |
| JENKINS, JACQUELINE | I | DIRECTOR | NA | Control |
| JENKINS, JACQUELINE | I | DIRECTOR | NA | Control |
| JENKINS, JACQUELINE | I | DIRECTOR | NA | Control |
| JENKINS, JACQUELINE | I | DIRECTOR | NA | Control |
| JENKINS, JACQUELINE | I | DIRECTOR | NA | Control |
| JENKINS, JACQUELINE | I | DIRECTOR | NA | Control |
| JENKINS, JACQUELINE | I | DIRECTOR | NA | Control |
| JENKINS, JACQUELINE | I | DIRECTOR | NA | Control |
| JENKINS, JACQUELINE | I | DIRECTOR | NA | Control |
| JENKINS, JACQUELINE | I | DIRECTOR | NA | Control |
| JENKINS, JACQUELINE | I | DIRECTOR | NA | Control |
| JENKINS, JACQUELINE | I | DIRECTOR | NA | Control |
| JENKINS, JACQUELINE | I | DIRECTOR | NA | Control |
| JENKINS, JACQUELINE | I | DIRECTOR | NA | Control |
| JENKINS, JACQUELINE | I | DIRECTOR | NA | Control |
| JENKINS, JACQUELINE | I | DIRECTOR | NA | Control |
| JENKINS, JACQUELINE, DICKS | I | DIRECTOR | NA | Control |
| JENKINS, JACQUELINE, DICKS | I | DIRECTOR | NA | Control |
| JENKINS, JACQUELINE, DICKS | I | DIRECTOR | NA | Control |
| JENKINS, JACQUELINE, DICKS | I | DIRECTOR | NA | Control |
| JENKINS, JACQUELINE, DICKS | I | DIRECTOR | NA | Control |
| JETT, MEDINA, KATURA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, SCOTT, D | I | DIRECTOR | NA | Control |
| JOHNSON, SCOTT, D | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| JOHNSON, SCOTT, D | I | DIRECTOR | NA | Control |
| JONES, THOMAS, CHESTER | I | DIRECTOR | NA | Control |
| JONES, THOMAS, CHESTER | I | DIRECTOR | NA | Control |
| KALAMARIDES, JOHN, JAMES | I | CHAIRMAN AND DIRECTOR | NA | Control |
| KALAMARIDES, JOHN, JAMES | I | DIRECTOR | NA | Control |
| KALAMARIDES, JOHN, JAMES | I | DIRECTOR | NA | Control |
| KALAMARIDES, JOHN, JAMES | I | CHAIRMAN AND DIRECTOR | NA | Control |
| KALAMARIDES, JOHN, JAMES | I | CHAIRMAN AND DIRECTOR | NA | Control |
| KALAMARIDES, JOHN, JAMES | I | CHAIRMAN AND DIRECTOR | NA | Control |
| KALAMARIDES, JOHN, JAMES | I | CHAIRMAN AND DIRECTOR | NA | Control |
| KALAMARIDES, JOHN, JAMES | I | CHAIRMAN AND DIRECTOR | NA | Control |
| KALAMARIDES, JOHN, JAMES | I | CHAIRMAN AND DIRECTOR | NA | Control |
| KALAMARIDES, JOHN, JAMES | I | CHAIRMAN AND DIRECTOR | NA | Control |
| KALAMARIDES, JOHN, JAMES | I | CHAIRMAN AND DIRECTOR | NA | Control |
| KIM, JOHN, YONG | I | DIRECTOR | NA | Control |
| KIM, JOHN, YONG | I | DIRECTOR | NA | Control |
| KIM, JOHN, YONG | I | DIRECTOR | NA | Control |
| KIM, JOHN, YONG | I | DIRECTOR | NA | Control |
| KIM, JOHN, YONG | I | DIRECTOR | NA | Control |
| KIM, JOHN, YONG | I | DIRECTOR | NA | Control |
| KIM, JOHN, YONG | I | DIRECTOR | NA | Control |
| KIM, JOHN, YONG | I | DIRECTOR | NA | Control |
| KIM, JOHN, YONG | I | DIRECTOR | NA | Control |
| KNOWLING, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| KNOWLING, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| KNOWLING, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| KNOWLING, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| KNOWLING, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| KNOWLING, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| KNOWLING, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| KNOWLING, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| KNOWLING, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| KNOWLING, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| KNOWLING, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| KREIDER, JONATHAN, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| KREIDER, JONATHAN, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| KREIDER, JONATHAN, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| Kavan, Adam | I | SENIOR COUNSEL & SECRETARY | NA | Control |
| Kavan, Adam | I | SENIOR COUNSEL & SECRETARY | NA | Control |
| Kavan, Adam | I | SENIOR COUNSEL & SECRETARY | NA | Control |
| LALOR, KEVIN, M. | I | DIRECTOR | NA | Control |
| LALOR, KEVIN, M. | I | DIRECTOR | NA | Control |
| LALOR, KEVIN, M. | I | DIRECTOR | NA | Control |
| LALOR, KEVIN, M. | I | DIRECTOR | NA | Control |
| LALOR, KEVIN, M. | I | DIRECTOR | NA | Control |
| LALOR, KEVIN, M. | I | DIRECTOR | NA | Control |
| LALOR, KEVIN, M. | I | DIRECTOR | NA | Control |
| LALOR, KEVIN, M. | I | DIRECTOR | NA | Control |
| LALOR, KEVIN, M. | I | DIRECTOR | NA | Control |
| LALOR, KEVIN, M. | I | DIRECTOR | NA | Control |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEZON, STANLEY, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEZON, STANLEY, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEZON, STANLEY, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEZON, STANLEY, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEZON, STANLEY, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEZON, STANLEY, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEZON, STANLEY, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEZON, STANLEY, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEZON, STANLEY, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEZON, STANLEY, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEZON, STANLEY, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEZON, STANLEY, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEZON, STANLEY, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEZON, STANLEY, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEZON, STANLEY, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEZON, STANLEY, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEZON, STANLEY, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEZON, STANLEY, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEZON, STANLEY, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEZON, STANLEY, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEZON, STANLEY, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEZON, STANLEY, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEZON, STANLEY, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEZON, STANLEY, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEZON, STANLEY, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEZON, STANLEY, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEZON, STANLEY, ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Larsen, David, Carl | I | ASSISTANT SECRETARY | NA | Control |
| Larsen, David, Carl | I | ASSISTANT SECRETARY | NA | Control |
| MANDEVILLE, NATHANIEL, ALLEN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| MANDEVILLE, NATHANIEL, ALLEN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| MARCKS, CHRISTINE, CANNON | I | DIRECTOR | NA | Control |
| MARCKS, CHRISTINE, CANNON | I | DIRECTOR | NA | Control |
| MARCKS, CHRISTINE, CANNON | I | DIRECTOR | NA | Control |
| MARCKS, CHRISTINE, CANNON | I | DIRECTOR | NA | Control |
| MARCKS, CHRISTINE, CANNON | I | DIRECTOR | NA | Control |
| MARCKS, CHRISTINE, CANNON | I | DIRECTOR | NA | Control |
| MARCKS, CHRISTINE, CANNON | I | DIRECTOR | NA | Control |
| MARCKS, CHRISTINE, CANNON | I | DIRECTOR | NA | Control |
| MARCKS, CHRISTINE, CANNON | I | DIRECTOR | NA | Control |
| MARCKS, CHRISTINE, CANNON | I | DIRECTOR | NA | Control |
| MARCKS, CHRISTINE, CANNON | I | DIRECTOR | NA | Control |
| MARCKS, CHRISTINE, CANNON | I | DIRECTOR | NA | Control |
| MARCKS, CHRISTINE, CANNON | I | DIRECTOR | NA | Control |
| MARCKS, CHRISTINE, CANNON | I | DIRECTOR | NA | Control |
| MARCKS, CHRISTINE, CANNON | I | DIRECTOR | NA | Control |
| MCDONALD, MARGARET, GOODWIN | I | DIRECTOR | NA | Control |
| MCDONALD, MARGARET, GOODWIN | I | DIRECTOR | NA | Control |
| MCDONALD, MARGARET, GOODWIN | I | DIRECTOR | NA | Control |
| MCDONALD, MARGARET, GOODWIN | I | DIRECTOR | NA | Control |
| MCDONALD, MARGARET, GOODWIN | I | DIRECTOR | NA | Control |
| MCDONALD, MARGARET, GOODWIN | I | DIRECTOR | NA | Control |
| MCDONALD, MARGARET, GOODWIN | I | DIRECTOR | NA | Control |
| MCDONALD, MARGARET, GOODWIN | I | DIRECTOR | NA | Control |
| MCDONALD, MARGARET, GOODWIN | I | DIRECTOR | NA | Control |
| MCDONALD, MARGARET, GOODWIN | I | DIRECTOR | NA | Control |
| MCDONALD, MARGARET, GOODWIN | I | DIRECTOR | NA | Control |
| MCDONALD, MARGARET, GOODWIN | I | DIRECTOR | NA | Control |
| MCDONALD, MARGARET, GOODWIN | I | DIRECTOR | NA | Control |
| MCDONALD, MARGARET, GOODWIN | I | DIRECTOR | NA | Control |
| MCDONALD, MARGARET, GOODWIN | I | DIRECTOR | NA | Control |
| MCDONALD, MARGARET, GOODWIN | I | DIRECTOR | NA | Control |
| MCDONALD, MARGARET, GOODWIN | I | DIRECTOR | NA | Control |
| MCDONALD, MARGARET, GOODWIN | I | DIRECTOR | NA | Control |
| MCDONALD, MARGARET, GOODWIN | I | DIRECTOR | NA | Control |
| MCELYNN, ANTHONY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCELYNN, ANTHONY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCELYNN, ANTHONY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCELYNN, ANTHONY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGEHEE, LYNN, RENEE | I | DIRECTOR | NA | Control |
| MCGEHEE, LYNN, RENEE | I | DIRECTOR | NA | Control |
| MCGEHEE, LYNN, RENEE | I | DIRECTOR | NA | Control |
| MCGEHEE, LYNN, RENEE | I | DIRECTOR | NA | Control |
| MCGEHEE, LYNN, RENEE | I | DIRECTOR | NA | Control |
| MCGEHEE, LYNN, RENEE | I | DIRECTOR | NA | Control |
| MCINNES, JAMES, WALLACE | I | DIRECTOR | NA | Control |
| MCINNES, JAMES, WALLACE | I | CHAIRMAN AND DIRECTOR | NA | Control |
| MCINNES, JAMES, WALLACE | I | CHAIRMAN AND DIRECTOR | NA | Control |
| MCINNES, JAMES, WALLACE | I | DIRECTOR | NA | Control |
| MCINNES, JAMES, WALLACE | I | DIRECTOR | NA | Control |
| MCINNES, JAMES, WALLACE | I | DIRECTOR | NA | Control |
| MCINNES, JAMES, WALLACE | I | CHAIRMAN AND DIRECTOR | NA | Control |
| MCINNES, JAMES, WALLACE | I | CHAIRMAN AND DIRECTOR | NA | Control |
| MCINNES, JAMES, WALLACE | I | DIRECTOR | NA | Control |
| MCINNES, JAMES, WALLACE | I | DIRECTOR | NA | Control |
| MCINNES, JAMES, WALLACE | I | CHAIRMAN AND DIRECTOR | NA | Control |
| MCINNES, JAMES, WALLACE | I | CHAIRMAN AND DIRECTOR | NA | Control |
| MCINNES, JAMES, WALLACE | I | CHAIRMAN AND DIRECTOR | NA | Control |
| MCINNES, JAMES, WALLACE | I | CHAIRMAN AND DIRECTOR | NA | Control |
| MCLAUGHLIN, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCLAUGHLIN, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCLAUGHLIN, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCLAUGHLIN, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCLAUGHLIN, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCLAUGHLIN, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCLAUGHLIN, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCLAUGHLIN, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCLAUGHLIN, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCLAUGHLIN, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCLAUGHLIN, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCLAUGHLIN, SEAN, SAMUEL | I | DIRECTOR | NA | Control |
| MCLAUGHLIN, SEAN, SAMUEL | I | DIRECTOR | NA | Control |
| MCLAUGHLIN, SEAN, SAMUEL | I | DIRECTOR | NA | Control |
| MCLAUGHLIN, SEAN, SAMUEL | I | DIRECTOR | NA | Control |
| MCLAUGHLIN, SEAN, SAMUEL | I | DIRECTOR | NA | Control |
| MCLAUGHLIN, SEAN, SAMUEL | I | DIRECTOR | NA | Control |
| MCLAUGHLIN, SEAN, SAMUEL | I | DIRECTOR | NA | Control |
| MCLAUGHLIN, SEAN, SAMUEL | I | DIRECTOR | NA | Control |
| MCLAUGHLIN, SEAN, SAMUEL | I | DIRECTOR | NA | Control |
| MCLAUGHLIN, SEAN, SAMUEL | I | DIRECTOR | NA | Control |
| MCLAUGHLIN, SEAN, SAMUEL | I | DIRECTOR | NA | Control |
| MCLAUGHLIN, SEAN, SAMUEL | I | DIRECTOR | NA | Control |
| MCLAUGHLIN, SEAN, SAMUEL | I | DIRECTOR | NA | Control |
| MCLAUGHLIN, SEAN, SAMUEL | I | DIRECTOR | NA | Control |
| MCLAUGHLIN, SEAN, SAMUEL | I | DIRECTOR | NA | Control |
| MCLAUGHLIN, SEAN, SAMUEL | I | DIRECTOR | NA | Control |
| MCLAUGHLIN, SEAN, SAMUEL | I | DIRECTOR | NA | Control |
| MCLAUGHLIN, SEAN, SAMUEL | I | DIRECTOR | NA | Control |
| MCLAUGHLIN, SEAN, SAMUEL | I | DIRECTOR | NA | Control |
| MCLAUGHLIN, SEAN, SAMUEL | I | DIRECTOR | NA | Control |
| MCLAUGHLIN, SEAN, SAMUEL | I | DIRECTOR | NA | Control |
| MCLAUGHLIN, SEAN, SAMUEL | I | DIRECTOR | NA | Control |
| MELIUS, BRADFORD, CLAIR | I | FUNCTIONS AS CHIEF LEGAL OFFICER | NA | Control |
| MELIUS, BRADFORD, CLAIR | I | CORPORATE COUNSEL | NA | Control |
| MELIUS, BRADFORD, CLAIR | I | CORPORATE COUNSEL | NA | Control |
| MELIUS, BRADFORD, CLAIR | I | CORPORATE COUNSEL | NA | Control |
| MELIUS, BRADFORD, CLAIR | I | CORPORATE COUNSEL | NA | Control |
| MELIUS, BRADFORD, CLAIR | I | CORPORATE COUNSEL | NA | Control |
| MELIUS, BRADFORD, CLAIR | I | CORPORATE COUNSEL | NA | Control |
| MELIUS, BRADFORD, CLAIR | I | CORPORATE COUNSEL | NA | Control |
| MELIUS, BRADFORD, CLAIR | I | CORPORATE COUNSEL | NA | Control |
| MELIUS, BRADFORD, CLAIR | I | CHIEF LEGAL OFFICER | NA | Control |
| MELIUS, BRADFORD, CLAIR | I | CORPORATE COUNSEL | NA | Control |
| MELIUS, BRADFORD, CLAIR | I | CORPORATE COUNSEL | NA | Control |
| MELIUS, BRADFORD, CLAIR | I | CHIEF LEGAL OFFICER | NA | Control |
| MELIUS, BRADFORD, CLAIR | I | CHIEF LEGAL OFFICER | NA | Control |
| MELIUS, BRADFORD, CLAIR | I | CHIEF LEGAL OFFICER | NA | Control |
| MELIUS, BRADFORD, CLAIR | I | CHIEF LEGAL OFFICER | NA | Control |
| MELIUS, BRADFORD, CLAIR | I | CHIEF LEGAL OFFICER | NA | Control |
| MELLO, CARLOS, ROBERT | I | DIRECTOR | NA | Control |
| MELLO, CARLOS, ROBERT | I | DIRECTOR | NA | Control |
| MELLO, CARLOS, ROBERT | I | DIRECTOR | NA | Control |
| MELLO, CARLOS, ROBERT | I | DIRECTOR | NA | Control |
| MELLO, CARLOS, ROBERT | I | DIRECTOR | NA | Control |
| MELLO, CARLOS, ROBERT | I | DIRECTOR | NA | Control |
| MELLO, CARLOS, ROBERT | I | DIRECTOR | NA | Control |
| MELLO, CARLOS, ROBERT | I | DIRECTOR | NA | Control |
| MELLO, CARLOS, ROBERT | I | DIRECTOR | NA | Control |
| MELLO, CARLOS, ROBERT | I | DIRECTOR | NA | Control |
| MELLO, CARLOS, ROBERT | I | DIRECTOR | NA | Control |
| MELLO, CARLOS, ROBERT | I | DIRECTOR | NA | Control |
| MELLO, CARLOS, ROBERT | I | DIRECTOR | NA | Control |
| MELLO, CARLOS, ROBERT | I | DIRECTOR | NA | Control |
| MERRITT, ROBERT, NICHOLAS | I | FUNCTIONS AS CHIEF LEGAL OFFICER | NA | Control |
| MERRITT, ROBERT, NICHOLAS | I | FUNCTIONS AS CHIEF LEGAL OFFICER | NA | Control |
| MERRITT, ROBERT, NICHOLAS | I | FUNCTIONS AS CHIEF LEGAL OFFICER | NA | Control |
| MERRITT, ROBERT, NICHOLAS | I | FUNCTIONS AS CHIEF LEGAL OFFICER | NA | Control |
| MERRITT, ROBERT, NICHOLAS | I | FUNCTIONS AS CHIEF LEGAL OFFICER | NA | Control |
| MERRITT, ROBERT, NICHOLAS | I | FUNCTIONS AS CHIEF LEGAL OFFICER | NA | Control |
| MOLINARO, DEAN, MICHAEL | I | DIRECTOR | NA | Control |
| MOLINARO, DEAN, MICHAEL | I | DIRECTOR | NA | Control |
| MOLINARO, DEAN, MICHAEL | I | DIRECTOR | NA | Control |
| MOLINARO, DEAN, MICHAEL | I | DIRECTOR | NA | Control |
| MOLINARO, DEAN, MICHAEL | I | DIRECTOR | NA | Control |
| MOLINARO, DEAN, MICHAEL | I | DIRECTOR | NA | Control |
| MOLINARO, DEAN, MICHAEL | I | DIRECTOR | NA | Control |
| MOLINARO, DEAN, MICHAEL | I | DIRECTOR | NA | Control |
| MOLINARO, DEAN, MICHAEL | I | DIRECTOR | NA | Control |
| MOLINARO, DEAN, MICHAEL | I | DIRECTOR | NA | Control |
| MOLINARO, DEAN, MICHAEL | I | DIRECTOR | NA | Control |
| MOLINARO, DEAN, MICHAEL | I | DIRECTOR | NA | Control |
| MOLINARO, DEAN, MICHAEL | I | DIRECTOR | NA | Control |
| MOLINARO, DEAN, MICHAEL | I | DIRECTOR | NA | Control |
| MOLINARO, DEAN, MICHAEL | I | DIRECTOR | NA | Control |
| MOLINARO, DEAN, MICHAEL | I | DIRECTOR | NA | Control |
| MOLINARO, DEAN, MICHAEL | I | DIRECTOR | NA | Control |
| MOLINARO, DEAN, MICHAEL | I | DIRECTOR | NA | Control |
| MOLINARO, DEAN, MICHAEL | I | DIRECTOR | NA | Control |
| MOLINARO, DEAN, MICHAEL | I | DIRECTOR | NA | Control |
| MOLINARO, DEAN, MICHAEL | I | DIRECTOR | NA | Control |
| MOLINARO, DEAN, MICHAEL | I | DIRECTOR | NA | Control |
| MOLINARO, DEAN, MICHAEL | I | DIRECTOR | NA | Control |
| MOLINARO, DEAN, MICHAEL | I | DIRECTOR | NA | Control |
| MOLINARO, DEAN, MICHAEL | I | DIRECTOR | NA | Control |
| MOLINARO, DEAN, MICHAEL | I | DIRECTOR | NA | Control |
| Moritz, Christine, Marie | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Moritz, Christine, Marie | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Moritz, Christine, Marie | I | CHIEF FINANCIAL OFFICER | NA | Control |
| O'CONNOR, JAMES, PETER | I | DIRECTOR | NA | Control |
| OCONNOR, JAMES, MICHAEL | I | DIRECTOR | NA | Control |
| OCONNOR, JAMES, MICHAEL | I | DIRECTOR | NA | Control |
| OCONNOR, JAMES, MICHAEL | I | DIRECTOR | NA | Control |
| OCONNOR, JAMES, MICHAEL | I | DIRECTOR | NA | Control |
| OCONNOR, JAMES, MICHAEL | I | DIRECTOR | NA | Control |
| OCONNOR, JAMES, MICHAEL | I | DIRECTOR | NA | Control |
| OCONNOR, JAMES, MICHAEL | I | DIRECTOR | NA | Control |
| OCONNOR, JAMES, MICHAEL | I | DIRECTOR | NA | Control |
| OCONNOR, JAMES, MICHAEL | I | DIRECTOR | NA | Control |
| OCONNOR, JAMES, MICHAEL | I | DIRECTOR | NA | Control |
| OCONNOR, JAMES, MICHAEL | I | DIRECTOR | NA | Control |
| OCONNOR, JAMES, MICHAEL | I | DIRECTOR | NA | Control |
| OCONNOR, JAMES, MICHAEL | I | DIRECTOR | NA | Control |
| OCONNOR, JAMES, MICHAEL | I | DIRECTOR | NA | Control |
| OCONNOR, JAMES, MICHAEL | I | DIRECTOR | NA | Control |
| OCONNOR, JAMES, MICHAEL | I | DIRECTOR | NA | Control |
| OCONNOR, JAMES, MICHAEL | I | DIRECTOR | NA | Control |
| OCONNOR, JAMES, MICHAEL | I | DIRECTOR | NA | Control |
| OCONNOR, JAMES, MICHAEL | I | DIRECTOR | NA | Control |
| OCONNOR, JAMES, MICHAEL | I | DIRECTOR | NA | Control |
| OCONNOR, JAMES, MICHAEL | I | DIRECTOR | NA | Control |
| OCONNOR, JAMES, MICHAEL | I | DIRECTOR | NA | Control |
| OCONNOR, JAMES, MICHAEL | I | DIRECTOR | NA | Control |
| PALMS, GEORGE, L | I | PRESIDENT | NA | Control |
| PALMS, GEORGE, L | I | PRESIDENT | NA | Control |
| PALMS, GEORGE, L | I | PRESIDENT | NA | Control |
| PALMS, GEORGE, L | I | PRESIDENT | NA | Control |
| PALMS, GEORGE, L | I | PRESIDENT | NA | Control |
| PALMS, GEORGE, L | I | PRESIDENT AND DIRECTOR | NA | Control |
| PALMS, GEORGE, L | I | PRESIDENT | NA | Control |
| PALMS, GEORGE, L | I | PRESIDENT | NA | Control |
| PALMS, GEORGE, L | I | PRESIDENT AND DIRECTOR | NA | Control |
| PALMS, GEORGE, L | I | PRESIDENT | NA | Control |
| PALMS, GEORGE, L | I | PRESIDENT | NA | Control |
| PALMS, GEORGE, L | I | PRESIDENT | NA | Control |
| PALMS, GEORGE, L | I | PRESIDENT | NA | Control |
| PALMS, GEORGE, L | I | PRESIDENT AND DIRECTOR | NA | Control |
| PALMS, GEORGE, L | I | PRESIDENT | NA | Control |
| PALMS, GEORGE, L | I | PRESIDENT | NA | Control |
| PALMS, GEORGE, L | I | PRESIDENT AND DIRECTOR | NA | Control |
| PALMS, GEORGE, L | I | PRESIDENT AND DIRECTOR | NA | Control |
| PALMS, GEORGE, L | I | PRESIDENT AND DIRECTOR | NA | Control |
| PIGNATELLA, MICHAEL, ANTHONY | I | FUNCTIONS AS CHIEF LEGAL OFFICER | NA | Control |
| PIGNATELLA, MICHAEL, ANTHONY | I | CORPORATE COUNSEL | NA | Control |
| PIGNATELLA, MICHAEL, ANTHONY | I | CORPORATE COUNSEL | NA | Control |
| PIGNATELLA, MICHAEL, ANTHONY | I | CORPORATE COUNSEL | NA | Control |
| PIGNATELLA, MICHAEL, ANTHONY | I | FUNCTIONS AS CHIEF LEGAL OFFICER | NA | Control |
| PIGNATELLA, MICHAEL, ANTHONY | I | FUNCTIONS AS CHIEF LEGAL OFFICER | NA | Control |
| PIGNATELLA, MICHAEL, ANTHONY | I | FUNCTIONS AS CHIEF LEGAL OFFICER | NA | Control |
| PIGNATELLA, MICHAEL, ANTHONY | I | CORPORATE COUNSEL | NA | Control |
| PIGNATELLA, MICHAEL, ANTHONY | I | CORPORATE COUNSEL | NA | Control |
| PIGNATELLA, MICHAEL, ANTHONY | I | CORPORATE COUNSEL | NA | Control |
| PIGNATELLA, MICHAEL, ANTHONY | I | CORPORATE COUNSEL | NA | Control |
| PIGNATELLA, MICHAEL, ANTHONY | I | FUNCTIONS AS CHIEF LEGAL OFFICER | NA | Control |
| PIGNATELLA, MICHAEL, ANTHONY | I | CORPORATE COUNSEL | NA | Control |
| PIGNATELLA, MICHAEL, ANTHONY | I | FUNCTIONS AS CHIEF LEGAL OFFICER | NA | Control |
| PIGNATELLA, MICHAEL, ANTHONY | I | CORPORATE COUNSEL | NA | Control |
| PIGNATELLA, MICHAEL, ANTHONY | I | CORPORATE COUNSEL | NA | Control |
| PIGNATELLA, MICHAEL, ANTHONY | I | CORPORATE COUNSEL | NA | Control |
| PIGNATELLA, MICHAEL, ANTHONY | I | CORPORATE COUNSEL | NA | Control |
| PIGNATELLA, MICHAEL, ANTHONY | I | CORPORATE COUNSEL | NA | Control |
| PLATT, ERIC, JOSEPH | I | MANAGER AND VICE PRESIDENT | NA | Control |
| PUZIO, PETER, JOZEF | I | DIRECTOR | NA | Control |
| PUZIO, PETER, JOZEF | I | CHIEF OPERATIONS OFFICER AND DIRECTOR | NA | Control |
| PUZIO, PETER, JOZEF | I | DIRECTOR | NA | Control |
| PUZIO, PETER, JOZEF | I | DIRECTOR | NA | Control |
| PUZIO, PETER, JOZEF | I | CHIEF OPERATIONS OFFICER AND DIRECTOR | NA | Control |
| PUZIO, PETER, JOZEF | I | CHIEF OPERATIONS OFFICER AND DIRECTOR | NA | Control |
| PUZIO, PETER, JOZEF | I | CHIEF OPERATIONS OFFICER AND DIRECTOR | NA | Control |
| PUZIO, PETER, JOZEF | I | CHIEF OPERATIONS OFFICER AND DIRECTOR | NA | Control |
| PUZIO, PETER, JOZEF | I | CHIEF OPERATIONS OFFICER AND DIRECTOR | NA | Control |
| PUZIO, PETER, JOZEF | I | CHIEF OPERATIONS OFFICER AND DIRECTOR | NA | Control |
| PUZIO, PETER, JOZEF | I | CHIEF OPERATIONS OFFICER AND DIRECTOR | NA | Control |
| PUZIO, PETER, JOZEF | I | CHIEF OPERATIONS OFFICER AND DIRECTOR | NA | Control |
| PUZIO, PETER, JOZEF | I | CHIEF OPERATIONS OFFICER AND DIRECTOR | NA | Control |
| PUZIO, PETER, JOZEF | I | CHIEF OPERATIONS OFFICER AND DIRECTOR | NA | Control |
| PUZIO, PETER, JOZEF | I | CHIEF OPERATIONS OFFICER AND DIRECTOR | NA | Control |
| PUZIO, PETER, JOZEF | I | CHIEF OPERATIONS OFFICER AND DIRECTOR | NA | Control |
| PUZIO, PETER, JOZEF | I | CHIEF OPERATIONS OFFICER AND DIRECTOR | NA | Control |
| REDDY, SRINIVAS, DHARAM | I | DIRECTOR | NA | Control |
| REDDY, SRINIVAS, DHARAM | I | DIRECTOR | NA | Control |
| ROBERTS, TIMOTHY, FORBES | I | COMPLIANCE OFFICER | NA | |
| ROBERTS, TIMOTHY, FORBES | I | COMPLIANCE OFFICER | NA | |
| ROBERTS, TIMOTHY, FORBES | I | COMPLIANCE OFFICER | NA | |
| ROBERTS, TIMOTHY, FORBES | I | COMPLIANCE OFFICER | NA | |
| ROE, KARA, SUSAN | I | TREASURER | NA | Control |
| ROE, KARA, SUSAN | I | TREASURER | NA | Control |
| ROE, KARA, SUSAN | I | TREASURER | NA | Control |
| SALITERMAN, VICTOR, EDWARD | I | DIRECTOR | NA | Control |
| SLEYSTER, SCOTT, GARRETT | I | DIRECTOR | NA | Control |
| SLEYSTER, SCOTT, GARRETT | I | DIRECTOR | NA | Control |
| SLEYSTER, SCOTT, GARRETT | I | DIRECTOR | NA | Control |
| SLEYSTER, SCOTT, GARRETT | I | DIRECTOR | NA | Control |
| SLEYSTER, SCOTT, GARRETT | I | DIRECTOR | NA | Control |
| SLEYSTER, SCOTT, GARRETT | I | DIRECTOR | NA | Control |
| SLEYSTER, SCOTT, GARRETT | I | DIRECTOR | NA | Control |
| SLEYSTER, SCOTT, GARRETT | I | DIRECTOR | NA | Control |
| SLEYSTER, SCOTT, GARRETT | I | DIRECTOR | NA | Control |
| SLEYSTER, SCOTT, GARRETT | I | DIRECTOR | NA | Control |
| STERN, LAURA, NAUJOKAS | I | DIRECTOR | NA | Control |
| STERN, LAURA, NAUJOKAS | I | DIRECTOR | NA | Control |
| STERN, LAURA, NAUJOKAS | I | DIRECTOR | NA | Control |
| STERN, LAURA, NAUJOKAS | I | DIRECTOR | NA | Control |
| STERN, LAURA, NAUJOKAS | I | DIRECTOR | NA | Control |
| STERN, LAURA, NAUJOKAS | I | DIRECTOR | NA | Control |
| STONER, KATHERINE, LEANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STONER, KATHERINE, LEANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STONER, KATHERINE, LEANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Shute, Kyle, Edward | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Shute, Kyle, Edward | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Shute, Kyle, Edward | I | CHIEF FINANCIAL OFFICER | NA | Control |
| UNVARSKY, SUSAN, ELIZABETH | I | DIRECTOR | NA | Control |
| UNVARSKY, SUSAN, ELIZABETH | I | DIRECTOR | NA | Control |
| UNVARSKY, SUSAN, ELIZABETH | I | DIRECTOR | NA | Control |
| UNVARSKY, SUSAN, ELIZABETH | I | DIRECTOR | NA | Control |
| UNVARSKY, SUSAN, ELIZABETH | I | DIRECTOR | NA | Control |
| UNVARSKY, SUSAN, ELIZABETH | I | DIRECTOR | NA | Control |
| UNVARSKY, SUSAN, ELIZABETH | I | DIRECTOR | NA | Control |
| UNVARSKY, SUSAN, ELIZABETH | I | DIRECTOR | NA | Control |
| UNVARSKY, SUSAN, ELIZABETH | I | DIRECTOR | NA | Control |
| UNVARSKY, SUSAN, ELIZABETH | I | DIRECTOR | NA | Control |
| UNVARSKY, SUSAN, ELIZABETH | I | DIRECTOR | NA | Control |
| UNVARSKY, SUSAN, ELIZABETH | I | DIRECTOR | NA | Control |
| UNVARSKY, SUSAN, ELIZABETH | I | DIRECTOR | NA | Control |
| UNVARSKY, SUSAN, ELIZABETH | I | DIRECTOR | NA | Control |
| UNVARSKY, SUSAN, ELIZABETH | I | DIRECTOR | NA | Control |
| UNVARSKY, SUSAN, ELIZABETH | I | DIRECTOR | NA | Control |
| UNVARSKY, SUSAN, ELIZABETH | I | DIRECTOR | NA | Control |
| UNVARSKY, SUSAN, ELIZABETH | I | DIRECTOR | NA | Control |
| UNVARSKY, SUSAN, ELIZABETH | I | DIRECTOR | NA | Control |
| UNVARSKY, SUSAN, ELIZABETH | I | DIRECTOR | NA | Control |
| UNVARSKY, SUSAN, ELIZABETH | I | DIRECTOR | NA | Control |
| UNVARSKY, SUSAN, ELIZABETH | I | DIRECTOR | NA | Control |
| UNVARSKY, SUSAN, ELIZABETH | I | DIRECTOR | NA | Control |
| UNVARSKY, SUSAN, ELIZABETH | I | DIRECTOR | NA | Control |
| WALDECK, GEORGE, PHILLIP | I | DIRECTOR | NA | Control |
| WALDECK, GEORGE, PHILLIP | I | DIRECTOR | NA | Control |
| WALDECK, GEORGE, PHILLIP | I | DIRECTOR | NA | Control |
| WALDECK, GEORGE, PHILLIP | I | DIRECTOR | NA | Control |
| WALDECK, GEORGE, PHILLIP | I | DIRECTOR | NA | Control |
| WALDECK, GEORGE, PHILLIP | I | DIRECTOR | NA | Control |
| WALDECK, GEORGE, PHILLIP | I | DIRECTOR | NA | Control |
| WALDECK, GEORGE, PHILLIP | I | DIRECTOR | NA | Control |
| WALDECK, GEORGE, PHILLIP | I | DIRECTOR | NA | Control |
| WALDECK, GEORGE, PHILLIP | I | DIRECTOR | NA | Control |
| WALKER, JEAN, HELENE | I | DIRECTOR | NA | Control |
| WALKER, JEAN, HELENE | I | DIRECTOR | NA | Control |
| WALKER, JEAN, HELENE | I | DIRECTOR | NA | Control |
| WALKER, JEAN, HELENE | I | DIRECTOR | NA | Control |
| WEINMAN, JEFFREY, MARTIN | I | TREASURER | NA | |
| WEINMAN, JEFFREY, MARTIN | I | TREASURER | NA | |
| WEINMAN, JEFFREY, MARTIN | I | TREASURER | NA | |
| WEINMAN, JEFFREY, MARTIN | I | TREASURER | NA | |
| WIELER, STEVEN | I | FUNCTIONS AS CHIEF LEGAL OFFICER | NA | Control |
| WIELER, STEVEN | I | FUNCTIONS AS CHIEF LEGAL OFFICER | NA | Control |
| WIELER, STEVEN | I | FUNCTIONS AS CHIEF LEGAL OFFICER | NA | Control |
| WIELER, STEVEN, EDWARD | I | FUNCTIONS AS CHIEF LEGAL OFFICER | NA | Control |
| WIELER, STEVEN, EDWARD | I | FUNCTIONS AS CHIEF LEGAL OFFICER | NA | Control |
| WIELER, STEVEN, EDWARD | I | FUNCTIONS AS CHIEF LEGAL OFFICER | NA | Control |
| WIELER, STEVEN, EDWARD | I | FUNCTIONS AS CHIEF LEGAL OFFICER | NA | Control |
| WIELER, STEVEN, EDWARD | I | FUNCTIONS AS CHIEF LEGAL OFFICER | NA | Control |
| WIELER, STEVEN, EDWARD | I | FUNCTIONS AS CHIEF LEGAL OFFICER | NA | Control |
| WILLIAMSON, MICHAEL, GERARD | I | PRESIDENT | NA | Control |
| WILLIAMSON, MICHAEL, GERARD | I | PRESIDENT | NA | Control |
| WILLIAMSON, MICHAEL, GERARD | I | PRESIDENT | NA | Control |
| WILLIAMSON, MICHAEL, GERARD | I | PRESIDENT | NA | Control |
| WILLIAMSON, MICHAEL, GERARD | I | PRESIDENT AND DIRECTOR | NA | Control |
| WILLIAMSON, MICHAEL, GERARD | I | PRESIDENT | NA | Control |
| WILLIAMSON, MICHAEL, GERARD | I | PRESIDENT | NA | Control |
| WILLIAMSON, MICHAEL, GERARD | I | PRESIDENT AND DIRECTOR | NA | Control |
| WILLIAMSON, MICHAEL, GERARD | I | PRESIDENT AND DIRECTOR | NA | Control |
| WILLIAMSON, MICHAEL, GERARD | I | PRESIDENT AND DIRECTOR | NA | Control |
| WILLIAMSON, MICHAEL, GERARD | I | PRESIDENT AND DIRECTOR | NA | Control |
| ZARELLI, MICHAEL, ROBERT | I | DIRECTOR | NA | Control |
| ZARELLI, MICHAEL, ROBERT | I | DIRECTOR | NA | Control |
| ZARELLI, MICHAEL, ROBERT | I | DIRECTOR | NA | Control |
| ZLATAR, SNEZANA | I | DIRECTOR | NA | Control |
| ZLATAR, SNEZANA | I | DIRECTOR | NA | Control |
| ZLATAR, SNEZANA | I | DIRECTOR | NA | Control |
| ZLATAR, SNEZANA | I | DIRECTOR | NA | Control |
| ZLATAR, SNEZANA | I | DIRECTOR | NA | Control |
| ZLATAR, SNEZANA | I | DIRECTOR | NA | Control |
| CONNECTICUT GENERAL CORPORATION | DE | SHAREHOLDER | E | Control |
| CONNECTICUT GENERAL CORPORATION | DE | SHAREHOLDER | E | Control |
| CONNECTICUT GENERAL CORPORATION | DE | SHAREHOLDER | E | Control |
| CONNECTICUT GENERAL CORPORATION | DE | SHAREHOLDER | E | Control |
| GREAT-WEST LIFE AND ANNUITY INSURANCE COMPANY | DE | MEMBER | E | Control |
| GREAT-WEST LIFE AND ANNUITY INSURANCE COMPANY | DE | MEMBER | E | Control |
| GREAT-WEST LIFE AND ANNUITY INSURANCE COMPANY | DE | MEMBER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | DE | SOLE SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DESMARAIS, ANDRE, ROGER | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, ANDRE, ROGER | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, ANDRE, ROGER | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, PAUL, GUY | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, PAUL, GUY | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, PAUL, GUY | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, SOPHIE | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, SOPHIE | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, SOPHIE | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| FORTIN, GUY | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| FORTIN, GUY | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| FORTIN, GUY | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| PLESSIS-BELAIR, MICHEL | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| PLESSIS-BELAIR, MICHEL | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| PLESSIS-BELAIR, MICHEL | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| CIGNA CORPORATION | DE | CIGNA HOLDINGS, INC. | E | Control |
| CIGNA CORPORATION | DE | CIGNA HOLDINGS, INC. | E | Control |
| CIGNA CORPORATION | DE | CIGNA HOLDINGS, INC. | E | Control |
| CIGNA CORPORATION | DE | CIGNA HOLDINGS, INC. | E | Control |
| CIGNA HOLDINGS, INC. | DE | CONNECTICUT GENERAL CORPORATION | E | Control |
| CIGNA HOLDINGS, INC. | DE | CONNECTICUT GENERAL CORPORATION | E | Control |
| CIGNA HOLDINGS, INC. | DE | CONNECTICUT GENERAL CORPORATION | E | Control |
| CIGNA HOLDINGS, INC. | DE | CONNECTICUT GENERAL CORPORATION | E | Control |
| GREAT-WEST FINANCIAL (NOVA SCOTIA) CO. | FE | GWL&A FINANCIAL, INC. | E | Control |
| GREAT-WEST FINANCIAL (NOVA SCOTIA) CO. | FE | GWL&A FINANCIAL, INC. | E | Control |
| GREAT-WEST FINANCIAL (NOVA SCOTIA) CO. | FE | GWL&A FINANCIAL, INC. | E | Control |
| GREAT-WEST LIFECO INC. | FE | GREAT-WEST FINANCIAL (NOVA SCOTIA) CO. | E | Control |
| GREAT-WEST LIFECO INC. | FE | GREAT-WEST FINANCIAL (NOVA SCOTIA) CO. | E | Control |
| GREAT-WEST LIFECO INC. | FE | GREAT-WEST FINANCIAL (NOVA SCOTIA) CO. | E | Control |
| GREAT-WEST LIFECO U.S. LLC | DE | GWL&A FINANCIAL, INC. | E | Control |
| GREAT-WEST LIFECO U.S. LLC | DE | GWL&A FINANCIAL, INC. | E | Control |
| GREAT-WEST LIFECO U.S. LLC | DE | GWL&A FINANCIAL, INC. | E | Control |
| GWL&A FINANCIAL, INC. | DE | GREAT-WEST LIFE AND ANNUITY INSURANCE COMPANY | E | Control |
| GWL&A FINANCIAL, INC. | DE | GREAT-WEST LIFE AND ANNUITY INSURANCE COMPANY | E | Control |
| GWL&A FINANCIAL, INC. | DE | GREAT-WEST LIFE AND ANNUITY INSURANCE COMPANY | E | Control |
| PANSOLO HOLDING INC. | FE | POWER CORPORATION OF CANADA | E | Control |
| PANSOLO HOLDING INC. | FE | POWER CORPORATION OF CANADA | E | Control |
| PANSOLO HOLDING INC. | FE | POWER CORPORATION OF CANADA | E | Control |
| POWER CORPORATION OF CANADA | FE | POWER FINANCIAL CORPORATION | E | Control |
| POWER CORPORATION OF CANADA | FE | POWER FINANCIAL CORPORATION | E | Control |
| POWER CORPORATION OF CANADA | FE | POWER FINANCIAL CORPORATION | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | E | Control |
| THE DEMARAIS FAMILY RESIDUARY TRUST | FE | PANSOLO HOLDING INC. | E | Control |
| THE DEMARAIS FAMILY RESIDUARY TRUST | FE | PANSOLO HOLDING INC. | E | Control |
| THE DEMARAIS FAMILY RESIDUARY TRUST | FE | PANSOLO HOLDING INC. | E | Control |
| POWER FINANCIAL CORPORATION | FE | GREAT-WEST LIFECO INC. | D | Control |
| POWER FINANCIAL CORPORATION | FE | GREAT-WEST LIFECO INC. | D | Control |
| POWER FINANCIAL CORPORATION | FE | GREAT-WEST LIFECO INC. | D | Control |
Registrations
Federal
IA
May 10, 2022 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
280 TRUMBULL STREETHARTFORD, CT 06103
United States
Phone: 860-534-7790