WALLER FINANCIAL PLANNING GROUP INC
CRD #105814 SEC #801-26160 COLUMBUS, OH 614-457-7026
SEC Registered
Total AUM
$234.2M
Discretionary
$234.2M
Employees
--
Clients
251
Accounts
298
Firm Details
- Organization Type
- Corporation
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 2, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ELIASON, JASON, ALLEN | I | SENIOR VICE PRESIDENT, COO | NA | |
| ELIASON, JASON, ALLEN | I | SENIOR VICE PRESIDENT, COO | NA | |
| ELIASON, JASON, ALLEN | I | SENIOR VICE PRESIDENT, COO | NA | |
| ELIASON, JASON, ALLEN | I | SENIOR VICE PRESIDENT, COO | NA | |
| ELIASON, JASON, ALLEN | I | SENIOR VICE PRESIDENT, COO | NA | |
| ELIASON, JASON, ALLEN | I | SENIOR VICE PRESIDENT, COO | NA | |
| ELIASON, JASON, ALLEN | I | SENIOR VICE PRESIDENT, COO | NA | |
| KERWOOD, CHARLES, ARTHUR | I | PRESIDENT | NA | Control |
| KERWOOD, CHARLES, ARTHUR | I | PRESIDENT | NA | Control |
| KERWOOD, CHARLES, ARTHUR | I | PRESIDENT | NA | Control |
| KERWOOD, CHARLES, ARTHUR | I | PRESIDENT | NA | Control |
| KERWOOD, CHARLES, ARTHUR | I | PRESIDENT | NA | Control |
| KERWOOD, CHARLES, ARTHUR | I | PRESIDENT | NA | Control |
| KERWOOD, CHARLES, ARTHUR | I | PRESIDENT | NA | Control |
| KERWOOD, CHARLES, ARTHUR | I | SENIOR VICE PRESIDENT | NA | Control |
| SMITH, JEFFREY, DEAN | I | VICE PRESIDENT, OPERATIONS | NA | |
| SURGOINE, TODD, ALLAN | I | SECRETARY/TREASURER, CHIEF COMPLIANCE OFFICER | NA | |
| SURGOINE, TODD, ALLAN | I | SECRETARY/TREASURER, CHIEF COMPLIANCE OFFICER | NA | |
| SURGOINE, TODD, ALLAN | I | SECRETARY/TREASURER, CHIEF COMPLIANCE OFFICER | NA | |
| SURGOINE, TODD, ALLAN | I | SECRETARY/TREASURER, CHIEF COMPLIANCE OFFICER | NA | |
| SURGOINE, TODD, ALLAN | I | SECRETARY/TREASURER, CHIEF COMPLIANCE OFFICER | NA | |
| SURGOINE, TODD, ALLAN | I | SECRETARY/TREASURER | NA | |
| SURGOINE, TODD, ALLAN | I | SECRETARY/TREASURER, CHIEF COMPLIANCE OFFICER | NA | |
| WALLER, LINDA, K | I | DIRECTOR | NA | Control |
| WALLER, LARRY | I | CHAIRMAN OF THE BOARD, CEO | E | Control |
| WALLER, LARRY | I | CHAIRMAN OF THE BOARD, CEO | E | Control |
| WALLER, LARRY | I | CHAIRMAN OF THE BOARD, CEO | E | Control |
| WALLER, LARRY | I | CHAIRMAN OF THE BOARD, CEO | E | Control |
| WALLER, LARRY | I | CHAIRMAN OF THE BOARD, CEO | E | Control |
| WALLER, LARRY | I | CHAIRMAN OF THE BOARD,CEO CHIEF COMPLIANCE OFFICER | E | Control |
| WALLER, LARRY | I | CHAIRMAN OF THE BOARD, CEO | E | Control |
| WALLER, LARRY | I | PRESIDENT & DIRECTOR | E | Control |
Registrations
Federal
IA
Mar 2, 2011 REGISTERED
Notice Filings (4)
FL LA OH TX
Address
941 CHATHAM LANESUITE 212
COLUMBUS, OH 43221
United States
Phone: 614-457-7026