WELLS FARGO INVESTMENTS, LLC
CRD #10582 SEC #801-58211 SAN FRANCISCO, CA (415) 947-1827
SEC Registered Broker-Dealer
Total AUM
$11B
Discretionary
$2B
Employees
--
Clients
10
Accounts
52,743
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 27, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AMADOR, LISA ANNE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, SECRETARY | NA | Control |
| AMADOR, LISA ANNE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, SECRETARY | NA | Control |
| AMADOR, LISA ANNE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, SECRETARY | NA | Control |
| AMADOR, LISA ANNE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, SECRETARY | NA | Control |
| AMADOR, LISA ANNE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, SECRETARY | NA | Control |
| AMADOR, LISA ANNE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, SECRETARY | NA | Control |
| AMADOR, LISA ANNE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, SECRETARY | NA | Control |
| AMADOR, LISA ANNE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, SECRETARY | NA | Control |
| AMADOR, LISA ANNE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, SECRETARY | NA | Control |
| AMADOR, LISA ANNE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, SECRETARY | NA | Control |
| AMADOR, LISA ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AMADOR, LISA ANNE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, SECRETARY | NA | Control |
| AMADOR, LISA ANNE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, SECRETARY | NA | Control |
| AMADOR, LISA ANNE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, SECRETARY | NA | Control |
| AMADOR, LISA ANNE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, SECRETARY | NA | Control |
| AMADOR, LISA ANNE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, SECRETARY | NA | Control |
| AMADOR, LISA ANNE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, SECRETARY | NA | Control |
| AMADOR, LISA ANNE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, SECRETARY | NA | Control |
| BENSUSSEN, VICTOR LAWRENCE | I | DIRECTOR/TREASURER & CFO | NA | Control |
| BENSUSSEN, VICTOR LAWRENCE | I | DIRECTOR/TREASURER & CFO | NA | Control |
| BENSUSSEN, VICTOR LAWRENCE | I | DIRECTOR/TREASURER & CFO | NA | Control |
| BENSUSSEN, VICTOR LAWRENCE | I | DIRECTOR/TREASURER & CFO | NA | Control |
| BENSUSSEN, VICTOR LAWRENCE | I | DIRECTOR/TREASURER & CFO | NA | Control |
| BENSUSSEN, VICTOR LAWRENCE | I | DIRECTOR/TREASURER & CFO | NA | Control |
| BENSUSSEN, VICTOR LAWRENCE | I | DIRECTOR/TREASURER & CFO | NA | Control |
| BENSUSSEN, VICTOR LAWRENCE | I | DIRECTOR/TREASURER & CFO | NA | Control |
| BENSUSSEN, VICTOR LAWRENCE | I | DIRECTOR/TREASURER & CFO | NA | Control |
| BENSUSSEN, VICTOR LAWRENCE | I | DIRECTOR/TREASURER & CFO | NA | Control |
| BENSUSSEN, VICTOR LAWRENCE | I | CFO/SR. VP & ASST CORP SECRETARY | NA | Control |
| BENSUSSEN, VICTOR LAWRENCE | I | CFO/SR. VP & ASST CORP SECRETARY | NA | Control |
| BENSUSSEN, VICTOR LAWRENCE | I | DIRECTOR/TREASURER & CFO | NA | Control |
| BENSUSSEN, VICTOR LAWRENCE | I | DIRECTOR/TREASURER & CFO | NA | Control |
| BENSUSSEN, VICTOR LAWRENCE | I | DIRECTOR/TREASURER & CFO | NA | Control |
| BENSUSSEN, VICTOR LAWRENCE | I | DIRECTOR/TREASURER & CFO | NA | Control |
| BENSUSSEN, VICTOR LAWRENCE | I | DIRECTOR/TREASURER & CFO | NA | Control |
| BENSUSSEN, VICTOR LAWRENCE | I | DIRECTOR/TREASURER & CFO | NA | Control |
| BENSUSSEN, VICTOR LAWRENCE | I | DIRECTOR/TREASURER & CFO | NA | Control |
| BENSUSSEN, VICTOR LAWRENCE | I | DIRECTOR/TREASURER & CFO | NA | Control |
| BENSUSSEN, VICTOR LAWRENCE | I | DIRECTOR/TREASURER & CFO | NA | Control |
| BENSUSSEN, VICTOR LAWRENCE | I | DIRECTOR/TREASURER & CFO | NA | Control |
| BENSUSSEN, VICTOR LAWRENCE | I | DIRECTOR/TREASURER & CFO | NA | Control |
| BENSUSSEN, VICTOR LAWRENCE | I | DIRECTOR/TREASURER & CFO | NA | Control |
| BENSUSSEN, VICTOR LAWRENCE | I | DIRECTOR/TREASURER & CFO | NA | Control |
| BENSUSSEN, VICTOR LAWRENCE | I | DIRECTOR/TREASURER & CFO | NA | Control |
| BENSUSSEN, VICTOR LAWRENCE | I | DIRECTOR/TREASURER & CFO | NA | Control |
| BRONSTEIN, GREGORY PHILLIP | I | DIRECTOR | NA | Control |
| BRONSTEIN, GREGORY PHILLIP | I | DIRECTOR | NA | Control |
| BRONSTEIN, GREGORY PHILLIP | I | DIRECTOR | NA | Control |
| BRONSTEIN, GREGORY PHILLIP | I | DIRECTOR | NA | Control |
| BRONSTEIN, GREGORY PHILLIP | I | DIRECTOR | NA | Control |
| BRONSTEIN, GREGORY PHILLIP | I | DIRECTOR/SENIOR VICE PRESIDENT | NA | Control |
| BRONSTEIN, GREGORY PHILLIP | I | CO-PRESIDENT & CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| CAMERANESI, KENNETH STEVEN | I | DIRECTOR | NA | Control |
| CAMERANESI, KENNETH STEVEN | I | DIRECTOR | NA | Control |
| CAMERANESI, KENNETH STEVEN | I | DIRECTOR | NA | Control |
| CAMERANESI, KENNETH STEVEN | I | DIRECTOR | NA | Control |
| CAMERANESI, KENNETH STEVEN | I | DIRECTOR | NA | Control |
| CAMERANESI, KENNETH STEVEN | I | DIRECTOR | NA | Control |
| CAMERANESI, KENNETH STEVEN | I | DIRECTOR | NA | Control |
| CAMERANESI, KENNETH STEVEN | I | DIRECTOR | NA | Control |
| CAMERANESI, KENNETH STEVEN | I | DIRECTOR | NA | Control |
| CAMERANESI, KENNETH STEVEN | I | DIRECTOR | NA | Control |
| CAMERANESI, KENNETH STEVEN | I | DIRECTOR | NA | Control |
| CAMERANESI, KENNETH STEVEN | I | DIRECTOR | NA | Control |
| CAMERANESI, KENNETH STEVEN | I | DIRECTOR | NA | Control |
| CAMERANESI, KENNETH STEVEN | I | DIRECTOR | NA | Control |
| CAMERANESI, KENNETH STEVEN | I | DIRECTOR | NA | Control |
| CAMERANESI, KENNETH STEVEN | I | DIRECTOR | NA | Control |
| CAMERANESI, KENNETH STEVEN | I | DIRECTOR | NA | Control |
| CAMERANESI, KENNETH STEVEN | I | DIRECTOR | NA | Control |
| CAMERANESI, KENNETH STEVEN | I | DIRECTOR | NA | Control |
| CAMERANESI, KENNETH STEVEN | I | DIRECTOR | NA | Control |
| CAMERANESI, KENNETH STEVEN | I | DIRECTOR | NA | Control |
| CAMERANESI, KENNETH STEVEN | I | DIRECTOR | NA | Control |
| CAMERANESI, KENNETH STEVEN | I | DIRECTOR | NA | Control |
| DAGGS, CHARLES WILLARD III | I | CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR | NA | Control |
| DAGGS, CHARLES WILLARD III | I | CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR | NA | Control |
| DAGGS, CHARLES WILLARD III | I | CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR | NA | Control |
| DAGGS, CHARLES WILLARD III | I | CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR | NA | Control |
| DAGGS, CHARLES WILLARD III | I | CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR | NA | Control |
| DAGGS, CHARLES WILLARD III | I | CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR | NA | Control |
| DAGGS, CHARLES WILLARD III | I | CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR | NA | Control |
| DAGGS, CHARLES WILLARD III | I | CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR | NA | Control |
| DAGGS, CHARLES WILLARD III | I | CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR | NA | Control |
| DAGGS, CHARLES WILLARD III | I | CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR | NA | Control |
| DAGGS, CHARLES WILLARD III | I | CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR | NA | Control |
| DAGGS, CHARLES WILLARD III | I | CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR | NA | Control |
| DAGGS, CHARLES WILLARD III | I | CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR | NA | Control |
| DAGGS, CHARLES WILLARD III | I | CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR | NA | Control |
| DAGGS, CHARLES WILLARD III | I | CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR | NA | Control |
| DAGGS, CHARLES WILLARD III | I | CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR | NA | Control |
| DAGGS, CHARLES WILLARD III | I | CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR | NA | Control |
| DAGGS, CHARLES WILLARD III | I | DIRECTOR/EXECUTIVE VICE PRESIDENT | NA | Control |
| DAGGS, CHARLES WILLARD III | I | CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR | NA | Control |
| DAGGS, CHARLES WILLARD III | I | CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR | NA | Control |
| DAGGS, CHARLES WILLARD III | I | CO-PRESIDENT & CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| DAGGS, CHARLES WILLARD III | I | CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR | NA | Control |
| DAGGS, CHARLES WILLARD III | I | CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR | NA | Control |
| DAGGS, CHARLES WILLARD III | I | CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR | NA | Control |
| DAGGS, CHARLES WILLARD III | I | CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR | NA | Control |
| FREEMAN, SHELLEY STEUER | I | DIRECTOR/EXECUTIVE VICE PRESIDENT | NA | Control |
| GERBER, LYNN ANN | I | AML COMPLIANCE OFFICER | NA | |
| GERBER, LYNN ANN | I | AML COMPLIANCE OFFICER | NA | |
| GERBER, LYNN ANN | I | AML COMPLIANCE OFFICER | NA | |
| GOMEZ, SALVADOR BORES | I | AML COMPLIANCE OFFICER | NA | |
| GOMEZ, SALVADOR BORES | I | AML COMPLIANCE OFFICER | NA | |
| GRANGER, CLIFF GEVAN | I | AML COMPLIANCE OFFICER | NA | |
| GRANGER, CLIFF GEVAN | I | AML COMPLIANCE OFFICER | NA | |
| GRANGER, CLIFF GEVAN | I | AML COMPLIANCE OFFICER | NA | |
| GRANGER, CLIFF GEVAN | I | AML COMPLIANCE OFFICER | NA | |
| GRANGER, CLIFF GEVAN | I | AML COMPLIANCE OFFICER | NA | |
| GRANGER, CLIFF GEVAN | I | AML COMPLIANCE OFFICER | NA | |
| GRANGER, CLIFF GEVAN | I | AML COMPLIANCE OFFICER | NA | |
| GRANGER, CLIFF GEVAN | I | AML COMPLIANCE OFFICER | NA | |
| GRANGER, CLIFF GEVAN | I | AML COMPLIANCE OFFICER | NA | |
| GRANGER, CLIFF GEVAN | I | AML COMPLIANCE OFFICER | NA | |
| GRANGER, CLIFF GEVAN | I | AML COMPLIANCE OFFICER | NA | |
| GRANGER, CLIFF GEVAN | I | AML COMPLIANCE OFFICER | NA | |
| GRANGER, CLIFF GEVAN | I | AML COMPLIANCE OFFICER | NA | |
| HAYES, WILLIAM PATRICK | I | CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER & DIRECTOR | NA | Control |
| HAYES, WILLIAM PATRICK | I | CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER & DIRECTOR | NA | Control |
| HAYES, WILLIAM PATRICK | I | CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER & DIRECTOR | NA | Control |
| HAYES, WILLIAM PATRICK | I | CHIEF COMPLIANCE OFFICER & DIRECTOR | NA | Control |
| HAYES, WILLIAM PATRICK | I | CHIEF COMPLIANCE OFFICER & DIRECTOR | NA | Control |
| HAYES, WILLIAM PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAUFMAN, LEAH MARIE | I | SROP/CROP, VP | NA | |
| KAUFMAN, LEAH MARIE | I | SROP/CROP, VP | NA | |
| KAUFMAN, LEAH MARIE | I | SROP/CROP, VP | NA | |
| KAUFMAN, LEAH MARIE | I | SROP/CROP, VP | NA | |
| KAUFMAN, LEAH MARIE | I | SROP/CROP, VP | NA | |
| KAUFMAN, LEAH MARIE | I | SROP/CROP, VP | NA | |
| KAUFMAN, LEAH MARIE | I | SROP/CROP, VP | NA | |
| KAUFMAN, LEAH MARIE | I | SROP/CROP, VP | NA | |
| KAUFMAN, LEAH MARIE | I | SROP/CROP, VP | NA | |
| KAUFMAN, LEAH MARIE | I | SROP/CROP, VP | NA | |
| KAUFMAN, LEAH MARIE | I | SROP/CROP, VP | NA | |
| KAUFMAN, LEAH MARIE | I | SROP/CROP, VP | NA | |
| KAUFMAN, LEAH MARIE | I | SROP/CROP, VP | NA | |
| KAUFMAN, LEAH MARIE | I | SROP/CROP, VP | NA | |
| KERR, JAMES PATRICK | I | PRESIDENT/DIRECTOR | NA | Control |
| KERR, JAMES PATRICK | I | PRESIDENT/DIRECTOR | NA | Control |
| LANNIN, BARBARA JEAN | I | DIRECTOR | NA | Control |
| LANNIN, BARBARA JEAN | I | DIRECTOR | NA | Control |
| LANNIN, BARBARA JEAN | I | DIRECTOR | NA | Control |
| LANNIN, BARBARA JEAN | I | DIRECTOR | NA | Control |
| LANNIN, BARBARA JEAN | I | DIRECTOR | NA | Control |
| MOORADIAN, DENNIS JACK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MOORADIAN, DENNIS JACK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MOORADIAN, DENNIS JACK | I | DIRECTOR/CHAIRMAN OF THE BOARD | NA | Control |
| MORTELL, ROBERT JAMES JR | I | CHIEF OPERATING OFFICER | NA | Control |
| MORTELL, ROBERT JAMES JR | I | CHIEF OPERATING OFFICER | NA | Control |
| PERKEL, RACHEL KENYON | I | DIRECTOR | NA | Control |
| PERKEL, RACHEL KENYON | I | DIRECTOR | NA | Control |
| PERKEL, RACHEL KENYON | I | DIRECTOR | NA | Control |
| PERKEL, RACHEL KENYON | I | DIRECTOR | NA | Control |
| PERKEL, RACHEL KENYON | I | DIRECTOR | NA | Control |
| PERKEL, RACHEL KENYON | I | DIRECTOR | NA | Control |
| PERKEL, RACHEL KENYON | I | DIRECTOR | NA | Control |
| PERKEL, RACHEL KENYON | I | DIRECTOR | NA | Control |
| PERKEL, RACHEL KENYON | I | DIRECTOR | NA | Control |
| PERKEL, RACHEL KENYON | I | DIRECTOR | NA | Control |
| PERKEL, RACHEL KENYON | I | DIRECTOR | NA | Control |
| PERKEL, RACHEL KENYON | I | DIRECTOR | NA | Control |
| PERKEL, RACHEL KENYON | I | DIRECTOR | NA | Control |
| PERKEL, RACHEL KENYON | I | DIRECTOR | NA | Control |
| PERKEL, RACHEL KENYON | I | DIRECTOR | NA | Control |
| PERKEL, RACHEL KENYON | I | DIRECTOR | NA | Control |
| PERKEL, RACHEL KENYON | I | DIRECTOR | NA | Control |
| PERKEL, RACHEL KENYON | I | DIRECTOR | NA | Control |
| ROSS, PATRICIA ANN | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| RULAU, KYLE C | I | AML COMPLIANCE OFFICER | NA | |
| RULAU, KYLE C | I | AML COMPLIANCE OFFICER | NA | |
| RULAU, KYLE C | I | AML COMPLIANCE OFFICER | NA | |
| RULAU, KYLE C | I | AML COMPLIANCE OFFICER | NA | |
| SROUFE, LESA ANNE | I | CHAIRMAN/DIRECTOR | NA | Control |
| SROUFE, LESA ANNE | I | CHAIRMAN/DIRECTOR | NA | Control |
| WELKER, JAY SCOTT | I | CHAIRMAN & DIRECTOR | NA | Control |
| WELKER, JAY SCOTT | I | CHAIRMAN & DIRECTOR | NA | Control |
| WELKER, JAY SCOTT | I | CHAIRMAN & DIRECTOR | NA | Control |
| WELKER, JAY SCOTT | I | CHAIRMAN & DIRECTOR | NA | Control |
| WELKER, JAY SCOTT | I | CHAIRMAN & DIRECTOR | NA | Control |
| WELKER, JAY SCOTT | I | CHAIRMAN & DIRECTOR | NA | Control |
| WELKER, JAY SCOTT | I | CHAIRMAN & DIRECTOR | NA | Control |
| WELKER, JAY SCOTT | I | CHAIRMAN & DIRECTOR | NA | Control |
| WELKER, JAY SCOTT | I | CHAIRMAN & DIRECTOR | NA | Control |
| WELKER, JAY SCOTT | I | CHAIRMAN & DIRECTOR | NA | Control |
| WELKER, JAY SCOTT | I | CHAIRMAN & DIRECTOR | NA | Control |
| WELKER, JAY SCOTT | I | CHAIRMAN & DIRECTOR | NA | Control |
| WELKER, JAY SCOTT | I | CHAIRMAN & DIRECTOR | NA | Control |
| WELKER, JAY SCOTT | I | CHAIRMAN & DIRECTOR | NA | Control |
| WELKER, JAY SCOTT | I | CHAIRMAN & DIRECTOR | NA | Control |
| WELKER, JAY SCOTT | I | CHAIRMAN & DIRECTOR | NA | Control |
| WELKER, JAY SCOTT | I | CHAIRMAN & DIRECTOR | NA | Control |
| WELKER, JAY SCOTT | I | CHAIRMAN & DIRECTOR | NA | Control |
| WELKER, JAY SCOTT | I | CHAIRMAN & DIRECTOR | NA | Control |
| WELKER, JAY SCOTT | I | CHAIRMAN & DIRECTOR | NA | Control |
| WELKER, JAY SCOTT | I | CHAIRMAN & DIRECTOR | NA | Control |
| WELKER, JAY SCOTT | I | CHAIRMAN & DIRECTOR | NA | Control |
| WELKER, JAY SCOTT | I | CHAIRMAN & DIRECTOR | NA | Control |
| YERSIN, LINCOLN BLAINE | I | DIRECTOR | NA | Control |
| YERSIN, LINCOLN BLAINE | I | DIRECTOR | NA | Control |
| YERSIN, LINCOLN BLAINE | I | DIRECTOR | NA | Control |
| YERSIN, LINCOLN BLAINE | I | DIRECTOR | NA | Control |
| YERSIN, LINCOLN BLAINE | I | DIRECTOR | NA | Control |
| YERSIN, LINCOLN BLAINE | I | DIRECTOR | NA | Control |
| YERSIN, LINCOLN BLAINE | I | DIRECTOR | NA | Control |
| YERSIN, LINCOLN BLAINE | I | DIRECTOR | NA | Control |
| YERSIN, LINCOLN BLAINE | I | DIRECTOR | NA | Control |
| YERSIN, LINCOLN BLAINE | I | DIRECTOR | NA | Control |
| YERSIN, LINCOLN BLAINE | I | DIRECTOR | NA | Control |
| YERSIN, LINCOLN BLAINE | I | DIRECTOR | NA | Control |
| YERSIN, LINCOLN BLAINE | I | DIRECTOR | NA | Control |
| YERSIN, LINCOLN BLAINE | I | DIRECTOR | NA | Control |
| WELLS FARGO INVESTMENT GROUP, INC. | DE | DIRECT OWNER | E | Control |
| WELLS FARGO INVESTMENT GROUP, INC. | DE | DIRECT OWNER | E | Control |
| WELLS FARGO INVESTMENT GROUP, INC. | DE | DIRECT OWNER | E | Control |
| WELLS FARGO INVESTMENT GROUP, INC. | DE | DIRECT OWNER | E | Control |
| WELLS FARGO INVESTMENT GROUP, INC. | DE | DIRECT OWNER | E | Control |
| WELLS FARGO INVESTMENT GROUP, INC. | DE | DIRECT OWNER | E | Control |
| WELLS FARGO INVESTMENT GROUP, INC. | DE | DIRECT OWNER | E | Control |
| WELLS FARGO INVESTMENT GROUP, INC. | DE | DIRECT OWNER | E | Control |
| WELLS FARGO INVESTMENT GROUP, INC. | DE | DIRECT OWNER | E | Control |
| WELLS FARGO INVESTMENT GROUP, INC. | DE | DIRECT OWNER | E | Control |
| WELLS FARGO INVESTMENT GROUP, INC. | DE | DIRECT OWNER | E | Control |
| WELLS FARGO INVESTMENT GROUP, INC. | DE | DIRECT OWNER | E | Control |
| WELLS FARGO INVESTMENT GROUP, INC. | DE | DIRECT OWNER | E | Control |
| WELLS FARGO INVESTMENT GROUP, INC. | DE | DIRECT OWNER | E | Control |
| WELLS FARGO INVESTMENT GROUP, INC. | DE | DIRECT OWNER | E | Control |
| WELLS FARGO INVESTMENT GROUP, INC. | DE | DIRECT OWNER | E | Control |
| WELLS FARGO INVESTMENT GROUP, INC. | DE | DIRECT OWNER | E | Control |
| WELLS FARGO INVESTMENT GROUP, INC. | DE | DIRECT OWNER | E | Control |
| WELLS FARGO INVESTMENT GROUP, INC. | DE | DIRECT OWNER | E | Control |
| WELLS FARGO INVESTMENT GROUP, INC. | DE | DIRECT OWNER | E | Control |
| WELLS FARGO INVESTMENT GROUP, INC. | DE | DIRECT OWNER | E | Control |
| WELLS FARGO INVESTMENT GROUP, INC. | DE | DIRECT OWNER | E | Control |
| WELLS FARGO INVESTMENT GROUP, INC. | DE | DIRECT OWNER | E | Control |
| WELLS FARGO INVESTMENT GROUP, INC. | DE | DIRECT OWNER | E | Control |
| WELLS FARGO INVESTMENT GROUP, INC. | DE | DIRECT OWNER | E | Control |
| WELLS FARGO INVESTMENT GROUP, INC. | DE | DIRECT OWNER | E | Control |
| WELLS FARGO INVESTMENT GROUP, INC. | DE | DIRECT OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| RAGEN MACKENZIE GROUP, INC | DE | WELLS FARGO INVESTMENT GROUP, INC | E | Control |
| RAGEN MACKENZIE GROUP, INC | DE | WELLS FARGO INVESTMENT GROUP, INC | E | Control |
| RAGEN MACKENZIE GROUP, INC | DE | WELLS FARGO INVESTMENT GROUP, INC | E | Control |
| RAGEN MACKENZIE GROUP, INC | DE | WELLS FARGO INVESTMENT GROUP, INC | E | Control |
| RAGEN MACKENZIE GROUP, INC | DE | WELLS FARGO INVESTMENT GROUP, INC | E | Control |
| RAGEN MACKENZIE GROUP, INC | DE | WELLS FARGO INVESTMENT GROUP, INC | E | Control |
| RAGEN MACKENZIE GROUP, INC | DE | WELLS FARGO INVESTMENT GROUP, INC | E | Control |
| RAGEN MACKENZIE GROUP, INC | DE | WELLS FARGO INVESTMENT GROUP, INC | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO INVESTMENT GROUP, INC. | E | Control |
| WELLS FARGO & COMPANY | DE | RAGEN MACKENZIE GROUP, INC | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO INVESTMENT GROUP, INC. | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO INVESTMENT GROUP, INC. | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO INVESTMENT GROUP, INC. | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO INVESTMENT GROUP, INC. | E | Control |
| WELLS FARGO & COMPANY | DE | RAGEN MACKENZIE GROUP, INC | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO INVESTMENT GROUP, INC. | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO INVESTMENT GROUP, INC. | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO INVESTMENT GROUP, INC. | E | Control |
| WELLS FARGO & COMPANY | DE | RAGEN MACKENZIE GROUP, INC | E | Control |
| WELLS FARGO & COMPANY | DE | RAGEN MACKENZIE GROUP, INC | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO INVESTMENT GROUP, INC. | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO INVESTMENT GROUP, INC. | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO INVESTMENT GROUP, INC. | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO INVESTMENT GROUP, INC. | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO INVESTMENT GROUP, INC. | E | Control |
| WELLS FARGO & COMPANY | DE | RAGEN MACKENZIE GROUP, INC | E | Control |
| WELLS FARGO & COMPANY | DE | RAGEN MACKENZIE GROUP, INC | E | Control |
| WELLS FARGO & COMPANY | DE | RAGEN MACKENZIE GROUP, INC | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO INVESTMENT GROUP, INC. | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO INVESTMENT GROUP, INC. | E | Control |
| WELLS FARGO & COMPANY | DE | RAGEN MACKENZIE GROUP, INC | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO INVESTMENT GROUP, INC. | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO INVESTMENT GROUP, INC. | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO INVESTMENT GROUP, INC. | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO INVESTMENT GROUP, INC. | E | Control |
Registrations
Federal
IA
Jan 27, 2010 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
420 MONTGOMERY STREETFIFTH FLOOR
SAN FRANCISCO, CA 94104
United States
Phone: (415) 947-1827