KATHLEEN DAY & ASSOCIATES, INC.

CRD #105823 SEC #801-34908 MIAMI, FL (305)274-1600

SEC Registered

Total AUM

$198.3M

Discretionary

$198.3M

Employees

Clients

101

Accounts

247

Firm Details

Organization Type: Corporation
State of Formation: Florida
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 30, 2012
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
DAY, BRYAN, PATRICK	I	CHIEF OPERATING OFFICER	NA	Control
DAY, BRYAN, PATRICK	I	CHIEF OPERATING OFFICER	NA	Control
DAY, BRYAN, PATRICK	I	CHIEF OPERATING OFFICER	NA	Control
DAY, BRYAN, PATRICK	I	CHIEF OPERATING OFFICER	NA	Control
DAY, BRYAN, PATRICK	I	CHIEF OPERATING OFFICER	NA	Control
DAY, BRYAN, PATRICK	I	CHIEF OPERATING OFFICER	NA	Control
DAY, BRYAN, PATRICK	I	CHIEF OPERATING OFFICER	NA	Control
DAY, BRYAN, PATRICK	I	CHIEF OPERATING OFFICER	NA	Control
DAY, BRYAN, PATRICK	I	CHIEF OPERATING OFFICER	NA	Control
DAY, BRYAN, PATRICK	I	CHIEF OPERATING OFFICER	NA	Control
DAY, BRYAN, PATRICK	I	CHIEF OPERATING OFFICER	NA	Control
DAY, BRYAN, PATRICK	I	CHIEF OPERATING OFFICER	NA	Control
DAY, BRYAN, PATRICK	I	CHIEF OPERATING OFFICER	NA	Control
DAY, BRYAN, PATRICK	I	CHIEF OPERATING OFFICER	NA	Control
DAY, BRYAN, PATRICK	I	CHIEF OPERATING OFFICER	NA	Control
DAY, BRYAN, PATRICK	I	CHIEF OPERATING OFFICER	NA	Control
DAY, KATHLEEN, PATRICIA	I	PRESIDENT	NA	Control
DAY, KATHLEEN, PATRICIA	I	PRESIDENT	NA	Control
DAY, KATHLEEN, PATRICIA	I	PRESIDENT	NA	Control
DAY, KATHLEEN, PATRICIA	I	PRESIDENT	NA	Control
DAY, KATHLEEN, PATRICIA	I	PRESIDENT	NA	Control
DAY, KATHLEEN, PATRICIA	I	PRESIDENT	NA	Control
DAY, KATHLEEN, PATRICIA	I	PRESIDENT	NA	Control
DAY, KATHLEEN, PATRICIA	I	PRESIDENT	NA	Control
DAY, KATHLEEN, PATRICIA	I	PRESIDENT	NA	Control
DAY, KATHLEEN, PATRICIA	I	PRESIDENT	NA	Control
DAY, KATHLEEN, PATRICIA	I	PRESIDENT	NA	Control
DAY, KATHLEEN, PATRICIA	I	PRESIDENT	NA	Control
DAY, KATHLEEN, PATRICIA	I	PRESIDENT	NA	Control
DAY, KATHLEEN, PATRICIA	I	PRESIDENT	NA	Control
DAY, KATHLEEN, PATRICIA	I	PRESIDENT	NA	Control
DAY, KATHLEEN, PATRICIA	I	PRESIDENT	NA	Control
HARLOW, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
HARLOW, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
HARLOW, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
HARLOW, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA
HARLOW, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA
HARLOW, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA
HARLOW, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA
HARLOW, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA
HARLOW, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
HARLOW, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
HARLOW, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA
HARLOW, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA
HARLOW, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA
HARLOW, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA
HARLOW, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA
HARLOW, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA
HARLOW, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA
HARLOW, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA
HARLOW, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA
HARLOW, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA
HARLOW, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA
HARLOW, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA
HARLOW, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA
LEE, RANDOLPH, EDWARD	I	CHIEF PLANNING OFFICER	NA	Control
LEE, RANDOLPH, EDWARD	I	CHIEF PLANNING OFFICER	NA	Control
LEE, RANDOLPH, EDWARD	I	CHIEF PLANNING OFFICER	NA	Control
LEE, RANDOLPH, EDWARD	I	CHIEF PLANNING OFFICER	NA	Control
LEE, RANDOLPH, EDWARD	I	CHIEF PLANNING OFFICER	NA	Control
LEE, RANDOLPH, EDWARD	I	CHIEF PLANNING OFFICER	NA	Control
LEE, RANDOLPH, EDWARD	I	CHIEF FINANCIAL OFFICER	NA	Control
LEE, RANDOLPH, EDWARD	I	CHIEF PLANNING OFFICER	NA	Control
LEE, RANDOLPH, EDWARD	I	CHIEF PLANNING OFFICER	NA	Control
LEE, RANDOLPH, EDWARD	I	CHIEF PLANNING OFFICER	NA	Control
LEE, RANDOLPH, EDWARD	I	CHIEF FINANCIAL OFFICER	NA	Control
MARENUS, MITCHELL, EVAN	I	CHIEF INVESTMENT OFFICER	NA	Control
MARENUS, MITCHELL, EVAN	I	CHIEF INVESTMENT OFFICER	NA	Control
MARENUS, MITCHELL, EVAN	I	CHIEF INVESTMENT OFFICER	NA	Control
MARENUS, MITCHELL, EVAN	I	CHIEF INVESTMENT OFFICER	NA	Control
MARENUS, MITCHELL, EVAN	I	CHIEF INVESTMENT OFFICER	NA	Control
MARENUS, MITCHELL, EVAN	I	CHIEF INVESTMENT OFFICER	NA	Control
MARENUS, MITCHELL, EVAN	I	CHIEF INVESTMENT OFFICER	NA	Control
MARENUS, MITCHELL, EVAN	I	CHIEF INVESTMENT OFFICER	NA	Control
MARENUS, MITCHELL, EVAN	I	CHIEF INVESTMENT OFFICER	NA	Control
MARENUS, MITCHELL, EVAN	I	CHIEF INVESTMENT OFFICER	NA	Control
MARENUS, MITCHELL, EVAN	I	CHIEF INVESTMENT OFFICER	NA	Control
MARENUS, MITCHELL, EVAN	I	CHIEF FINANCIAL OFFICER	NA	Control
MARENUS, MITCHELL, EVAN	I	CHIEF FINANCIAL OFFICER	NA	Control
SIEGEL, ELLEN, RENA	I	EXECUTIVE OFFICER	NA	Control
SIEGEL, ELLEN, RENA	I	EXECUTIVE OFFICER	NA	Control
TAMAJON, LUCIA, MERCEDES	I	CHIEF COMPLIANCE OFFICER	NA	Control
ENRICHMENT GROUP, INC	DE	SHAREHOLDER	E	Control
ENRICHMENT GROUP, INC	DE	SHAREHOLDER	E	Control
ENRICHMENT GROUP, INC	DE	SHAREHOLDER	E	Control
THE ENRICHMENT GROUP, INC	DE	SHAREHOLDER	E	Control
THE ENRICHMENT GROUP, INC	DE	SHAREHOLDER	E	Control
THE ENRICHMENT GROUP, INC	DE	SHAREHOLDER	E	Control
THE ENRICHMENT GROUP, INC	DE	SHAREHOLDER	E	Control
THE ENRICHMENT GROUP, INC	DE	SHAREHOLDER	E	Control
THE ENRICHMENT GROUP, INC	DE	SHAREHOLDER	E	Control
THE ENRICHMENT GROUP, INC	DE	SHAREHOLDER	E	Control
THE ENRICHMENT GROUP, INC	DE	SHAREHOLDER	E	Control
THE ENRICHMENT GROUP, INC	DE	SHAREHOLDER	E	Control
THE ENRICHMENT GROUP, INC	DE	SHAREHOLDER	E	Control
THE ENRICHMENT GROUP, INC	DE	SHAREHOLDER	E	Control
THE ENRICHMENT GROUP, INC	DE	SHAREHOLDER	E	Control
DAY, KATHLEEN, PATRICIA	I	PRESIDENT	D	Control
DAY, KATHLEEN, PATRICIA	I	PRESIDENT	D	Control
DAY, KATHLEEN, PATRICIA	I	PRESIDENT	D	Control
DAY, KATHLEEN, PATRICIA	I	PRESIDENT	D	Control
DAY, KATHLEEN, PATRICIA	I	PRESIDENT	D	Control
DAY, KATHLEEN, PATRICIA	I	PRESIDENT	D	Control
DAY, KATHLEEN, PATRICIA	I	PRESIDENT	D	Control
DAY, KATHLEEN, PATRICIA	I	PRESIDENT	D	Control
DAY, KATHLEEN, PATRICIA	I	PRESIDENT	D	Control
DAY, KATHLEEN, PATRICIA	I	PRESIDENT	D	Control
ENRICHMENT GROUP, INC	DE	SHAREHOLDER	D	Control
DAY, BRYAN, PATRICK	I	CHIEF OPERATING OFFICER	C	Control
DAY, BRYAN, PATRICK	I	CHIEF OPERATING OFFICER	C	Control
DAY, BRYAN, PATRICK	I	CHIEF OPERATING OFFICER	C	Control
DAY, BRYAN, PATRICK	I	CHIEF OPERATING OFFICER	C	Control
DAY, BRYAN, PATRICK	I	CHIEF OPERATING OFFICER	C	Control
DAY, BRYAN, PATRICK	I	CHIEF OPERATING OFFICER	C	Control
DAY, BRYAN, PATRICK	I	CHIEF OPERATING OFFICER	C	Control
DAY, BRYAN, PATRICK	I	CHIEF OPERATING OFFICER	C	Control
DAY, BRYAN, PATRICK	I	CHIEF OPERATING OFFICER	C	Control
DAY, BRYAN, PATRICK	I	CHIEF OPERATING OFFICER	C	Control
LEE, RANDOLPH, EDWARD	I	PARTNER	B	Control
MARENUS, MITCHELL, EVAN	I	PARTNER	B	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
LEE, RANDOLPH, EDWARD	I	THE ENRICHMENT GROIP, INC.	F	Control
LEE, RANDOLPH, EDWARD	I	THE ENRICHMENT GROIP, INC.	F	Control
LEE, RANDOLPH, EDWARD	I	THE ENRICHMENT GROIP, INC.	F	Control
LEE, RANDOLPH, EDWARD	I	THE ENRICHMENT GROIP, INC.	F	Control
LEE, RANDOLPH, EDWARD	I	THE ENRICHMENT GROIP, INC.	F	Control
LEE, RANDOLPH, EDWARD	I	THE ENRICHMENT GROIP, INC.	F	Control
LEE, RANDOLPH, EDWARD	I	THE ENRICHMENT GROIP, INC.	F	Control
LEE, RANDOLPH, EDWARD	I	THE ENRICHMENT GROIP, INC.	F	Control
LEE, RANDOLPH, EDWARD	I	THE ENRICHMENT GROIP, INC.	F	Control
MARENUS, MITCHELL, EVAN	I	THE ENRICHMENT GROUP, INC.	F	Control
MARENUS, MITCHELL, EVAN	I	THE ENRICHMENT GROUP, INC.	F	Control
MARENUS, MITCHELL, EVAN	I	THE ENRICHMENT GROUP, INC.	F	Control
MARENUS, MITCHELL, EVAN	I	THE ENRICHMENT GROUP, INC.	F	Control
MARENUS, MITCHELL, EVAN	I	THE ENRICHMENT GROUP, INC.	F	Control
MARENUS, MITCHELL, EVAN	I	THE ENRICHMENT GROUP, INC.	F	Control
MARENUS, MITCHELL, EVAN	I	THE ENRICHMENT GROUP, INC.	F	Control
MARENUS, MITCHELL, EVAN	I	THE ENRICHMENT GROUP, INC.	F	Control
MARENUS, MITCHELL, EVAN	I	THE ENRICHMENT GROUP, INC.	F	Control
DAY, KATHLEEN, PATRICIA	I	ENRICHMENT GROUP, INC	D	Control
DAY, KATHLEEN, PATRICIA	I	ENRICHMENT GROUP, INC	D	Control
DAY, KATHLEEN, PATRICIA	I	ENRICHMENT GROUP, INC	D	Control
DAY, KATHLEEN, PATRICIA	I	ENRICHMENT GROUP, INC	D	Control
DAY, BRYAN, PATRICK	I	ENRICHMENT GROUP, INC	C	Control
DAY, BRYAN, PATRICK	I	ENRICHMENT GROUP, INC	C	Control
DAY, BRYAN, PATRICK	I	ENRICHMENT GROUP, INC	C	Control
DAY, BRYAN, PATRICK	I	ENRICHMENT GROUP, INC	C	Control
DAY, BRYAN, PATRICK	I	ENRICHMENT GROUP, INC	C	Control
DAY, BRYAN, PATRICK	I	ENRICHMENT GROUP, INC	C	Control
DAY, BRYAN, PATRICK	I	ENRICHMENT GROUP, INC	C	Control
DAY, BRYAN, PATRICK	I	ENRICHMENT GROUP, INC	C	Control
DAY, BRYAN, PATRICK	I	ENRICHMENT GROUP, INC	C	Control
DAY, BRYAN, PATRICK	I	ENRICHMENT GROUP, INC	C	Control
DAY, BRYAN, PATRICK	I	ENRICHMENT GROUP, INC	C	Control
DAY, BRYAN, PATRICK	I	ENRICHMENT GROUP, INC	C	Control
DAY, BRYAN, PATRICK	I	ENRICHMENT GROUP, INC	C	Control
DAY, BRYAN, PATRICK	I	ENRICHMENT GROUP, INC	C	Control
DAY, BRYAN, PATRICK	I	ENRICHMENT GROUP, INC	C	Control
DAY, BRYAN, PATRICK	I	ENRICHMENT GROUP, INC	C	Control
DAY, KATHLEEN, PATRICIA	I	THE ENRICHMENT GROUP, INC	C	Control
DAY, KATHLEEN, PATRICIA	I	THE ENRICHMENT GROUP, INC	C	Control
DAY, KATHLEEN, PATRICIA	I	THE ENRICHMENT GROUP, INC	C	Control
DAY, KATHLEEN, PATRICIA	I	THE ENRICHMENT GROUP, INC	C	Control
DAY, KATHLEEN, PATRICIA	I	THE ENRICHMENT GROUP, INC	C	Control
DAY, KATHLEEN, PATRICIA	I	THE ENRICHMENT GROUP, INC	C	Control
DAY, KATHLEEN, PATRICIA	I	THE ENRICHMENT GROUP, INC	C	Control
DAY, KATHLEEN, PATRICIA	I	THE ENRICHMENT GROUP, INC	C	Control
DAY, KATHLEEN, PATRICIA	I	THE ENRICHMENT GROUP, INC	C	Control
DAY, KATHLEEN, PATRICIA	I	THE ENRICHMENT GROUP, INC	C	Control
DAY, KATHLEEN, PATRICIA	I	THE ENRICHMENT GROUP, INC	C	Control
DAY, KATHLEEN, PATRICIA	I	THE ENRICHMENT GROUP, INC	C	Control

Registrations

Federal

Mar 30, 2012 REGISTERED

Notice Filings (4)

FL GA NC TX

Address

7355 SW 87TH AVE
STE 300
MIAMI, FL 33173
United States

Phone: (305)274-1600