COLUMBIA MANAGEMENT ADVISORS, INC.
CRD #105842 SEC #801-5930 BOSTON, MA 617-772-3413
SEC Registered
Total AUM
$79.6B
Discretionary
$79.6B
Employees
501
Clients
--
Accounts
987
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 21, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BANKS, KEITH, THOMAS | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, PRESIDENT | NA | Control |
| BANKS, KEITH, THOMAS | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, PRESIDENT | NA | Control |
| BANKS, KEITH, THOMAS | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, PRESIDENT | NA | Control |
| BANKS, KEITH, THOMAS | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, PRESIDENT | NA | Control |
| BANKS, KEITH, THOMAS | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, PRESIDENT | NA | Control |
| BANKS, KEITH, THOMAS | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, PRESIDENT | NA | Control |
| BANKS, KEITH, THOMAS | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, PRESIDENT | NA | Control |
| BANKS, KEITH, THOMAS | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, PRESIDENT | NA | Control |
| BIESIADECKI, THOMAS, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BIESIADECKI, THOMAS, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BIESIADECKI, THOMAS, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BIESIADECKI, THOMAS, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CASTELLANOS, THERESA, MARGARET | I | VICE PRESIDENT, CHIEF ACCOUNTING OFFICER | NA | Control |
| CASTELLANOS, THERESA, MARGARET | I | VICE PRESIDENT, CHIEF ACCOUNTING OFFICER | NA | Control |
| CASTELLANOS, THERESA, MARGARET | I | VICE PRESIDENT, CHIEF ACCOUNTING OFFICER | NA | Control |
| CONNAUGHTON, JOHN, KEVIN | I | INTERIM HEAD OF MUTUAL FUNDS | NA | Control |
| CONNAUGHTON, JOHN, KEVIN | I | INTERIM HEAD OF MUTUAL FUNDS | NA | Control |
| CONNAUGHTON, JOHN, KEVIN | I | INTERIM HEAD OF MUTUAL FUNDS | NA | Control |
| CONNAUGHTON, JOHN, KEVIN | I | INTERIM HEAD OF MUTUAL FUNDS | NA | Control |
| CONNAUGHTON, JOHN, KEVIN | I | INTERIM HEAD OF MUTUAL FUNDS | NA | Control |
| CURTIS, JEFF, BAIN | I | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR, SECRETARY | NA | Control |
| CURTIS, JEFF, BAIN | I | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR, SECRETARY | NA | Control |
| CURTIS, JEFF, BAIN | I | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR, SECRETARY | NA | Control |
| CURTIS, JEFF, BAIN | I | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR AND CHIEF OPERATING OFFICER-WEST COAST | NA | Control |
| CURTIS, JEFF, BAIN | I | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR AND CHIEF OPERATING OFFICER-WEST COAST | NA | Control |
| CURTIS, JEFF, BAIN | I | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR AND CHIEF OPERATING OFFICER-WEST COAST | NA | Control |
| CURTIS, JEFF, BAIN | I | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR, SECRETARY | NA | Control |
| CURTIS, JEFF, BAIN | I | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR AND CHIEF OPERATING OFFICER-WEST COAST | NA | Control |
| FOX, MARTHA, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, MARTHA, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, MARTHA, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, MARTHA, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOWARD, ROBERT, MICHAEL | I | TREASURER | NA | Control |
| HOWARD, ROBERT, MICHAEL | I | TREASURER | NA | Control |
| HOWARD, ROBERT, MICHAEL | I | TREASURER | NA | Control |
| HOWARD, ROBERT, MICHAEL | I | TREASURER | NA | Control |
| HOWARD, ROBERT, MICHAEL | I | TREASURER | NA | Control |
| JOHNSON, RICHARD, JAY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JOHNSON, RICHARD, JAY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JOHNSON, RICHARD, JAY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JOHNSON, RICHARD, JAY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MULLIN, MARY, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLIN, MARY, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLIN, MARY, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PALOMBO, JOSEPH, ROBERT | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| PALOMBO, JOSEPH, ROBERT | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| PALOMBO, JOSEPH, ROBERT | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| PALOMBO, JOSEPH, ROBERT | I | DIRECTOR | NA | Control |
| PALOMBO, JOSEPH, ROBERT | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| ROZENSON, DAVID, A. | I | CLERK AND CHIEF LEGAL OFFICER | NA | Control |
| ROZENSON, DAVID, A. | I | CLERK AND CHIEF LEGAL OFFICER | NA | Control |
| ROZENSON, DAVID, A. | I | CLERK AND CHIEF LEGAL OFFICER | NA | Control |
| ROZENSON, DAVID, A. | I | CLERK AND CHIEF LEGAL OFFICER | NA | Control |
| ROZENSON, DAVID, A. | I | CLERK AND CHIEF LEGAL OFFICER | NA | Control |
| ROZENSON, DAVID, A. | I | CLERK AND CHIEF LEGAL OFFICER | NA | Control |
| ROZENSON, DAVID, A. | I | CLERK AND CHIEF LEGAL OFFICER | NA | Control |
| ROZENSON, DAVID, A. | I | CLERK AND CHIEF LEGAL OFFICER | NA | Control |
| SAYLER, ROGER, A | I | DIRECTOR | NA | Control |
| SAYLER, ROGER, A | I | DIRECTOR | NA | Control |
| SAYLER, ROGER, A | I | DIRECTOR | NA | Control |
| SAYLER, ROGER, A | I | DIRECTOR | NA | Control |
| SAYLER, ROGER, A | I | DIRECTOR | NA | Control |
| SAYLER, ROGER, A | I | DIRECTOR | NA | Control |
| SAYLER, ROGER, A | I | DIRECTOR | NA | Control |
| SAYLER, ROGER, A | I | DIRECTOR | NA | Control |
| TAUBE, PETER, DAVID | I | TREASURER | NA | Control |
| TAUBE, PETER, DAVID | I | TREASURER | NA | Control |
| TAUBE, PETER, DAVID | I | TREASURER | NA | Control |
| THOMSEN, THOMAS, LYLE | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| THOMSEN, THOMAS, LYLE | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| THOMSEN, THOMAS, LYLE | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| THOMSEN, THOMAS, LYLE | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| WENTZIEN, MARK, ARTHUR | I | VICE PRESIDENT - LEGAL, ASSOCIATE COUNSEL | NA | Control |
| WENTZIEN, MARK, ARTHUR | I | VICE PRESIDENT - LEGAL, ASSOCIATE COUNSEL, ASSISTANT SECRETARY | NA | Control |
| WENTZIEN, MARK, ARTHUR | I | VICE PRESIDENT - LEGAL, ASSOCIATE COUNSEL, ASSISTANT SECRETARY | NA | Control |
| WENTZIEN, MARK, ARTHUR | I | VICE PRESIDENT - LEGAL, ASSISTANT SECRETARY | NA | Control |
| WONDRACK, LINDA, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COLUMBIA MANAGEMENT GROUP, INC. | DE | SOLE SHAREHOLDER OF COLUMBIA MANAGEMENT ADVISORS, INC. | E | Control |
| COLUMBIA MANAGEMENT GROUP, INC. | DE | SOLE SHAREHOLDER OF COLUMBIA MANAGEMENT ADVISORS, INC. | E | Control |
| COLUMBIA MANAGEMENT GROUP, INC. | DE | SOLE SHAREHOLDER OF COLUMBIA MANAGEMENT ADVISORS, INC. | E | Control |
| COLUMBIA MANAGEMENT GROUP, INC. | DE | SOLE SHAREHOLDER OF COLUMBIA MANAGEMENT ADVISORS, INC. | E | Control |
| COLUMBIA MANAGEMENT GROUP, INC. | DE | SHAREHOLDER | E | Control |
| COLUMBIA MANAGEMENT GROUP, INC. | DE | SOLE SHAREHOLDER OF COLUMBIA MANAGEMENT ADVISORS, INC. | E | Control |
| COLUMBIA MANAGEMENT GROUP, INC. | DE | SOLE SHAREHOLDER OF COLUMBIA MANAGEMENT ADVISORS, INC. | E | Control |
| COLUMBIA MANAGEMENT GROUP, INC. | DE | SOLE SHAREHOLDER OF COLUMBIA MANAGEMENT ADVISORS, INC. | E | Control |
| COLUMBIA MANAGEMENT GROUP, INC. | DE | SOLE SHAREHOLDER OF COLUMBIA MANAGEMENT ADVISORS, INC. | E | Control |
| FLEET NATIONAL BANK | DE | SHAREHOLDER | E | Control |
| FLEET NATIONAL BANK | DE | SHAREHOLDER | E | Control |
| FLEET NATIONAL BANK | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BANK OF AMERICA CORPORATION | DE | FLEET NATIONAL BANK | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | FLEET NATIONAL BANK | E | Control |
| BANK OF AMERICA CORPORATION | DE | FLEET NATIONAL BANK | E | Control |
| BANK OF AMERICA CORPORATION | DE | FLEET NATIONAL BANK | E | Control |
| FLEET NATIONAL BANK | DE | SHAREHOLDER OF COLUMBIA MANAGEMENT GROUP, INC. | E | Control |
| FLEET NATIONAL BANK | DE | SHAREHOLDER OF COLUMBIA MANAGEMENT GROUP, INC. | E | Control |
| FLEET NATIONAL BANK | DE | COLUMBIA MANAGEMENT GROUP, INC. | E | Control |
| FLEET NATIONAL BANK | DE | COLUMBIA MANAGEMENT GROUP, INC. | E | Control |
| FLEET NATIONAL BANK | DE | SHAREHOLDER OF COLUMBIA MANAGEMENT GROUP, INC. | E | Control |
| FLEET NATIONAL BANK | DE | COLUMBIA MANAGEMENT GROUP, INC. | E | Control |
| FLEET NATIONAL BANK | DE | COLUMBIA MANAGEMENT GROUP, INC. | E | Control |
| FLEET NATIONAL BANK | DE | COLUMBIA MANAGEMENT GROUP, INC. | E | Control |
| FLEET NATIONAL BANK | DE | SHAREHOLDER OF COLUMBIA MANAGEMENT GROUP, INC. | E | Control |
| FLEETBOSTON FINANCIAL CORPORATION | DE | SHAREHOLDER OF FLEET NATIONAL BANK | E | Control |
| FLEETBOSTON FINANCIAL CORPORATION | DE | SHAREHOLDER OF FLEET NATIONAL BANK | E | Control |
| FLEETBOSTON FINANCIAL CORPORATION | DE | SHAREHOLDER OF FLEET NATIONAL BANK | E | Control |
| FLEETBOSTON FINANCIAL CORPORATION | DE | SHAREHOLDER OF FLEET NATIONAL BANK | E | Control |
| FLEETBOSTON FINANCIAL CORPORATION | DE | SHAREHOLDER OF FLEET NATIONAL BANK | E | Control |
| FLEETBOSTON FINANCIAL CORPORATION | DE | SHAREHOLDER OF FLEET NATIONAL BANK | E | Control |
| FLEETBOSTON FINANCIAL CORPORATION | DE | SHAREHOLDER OF FLEET NATIONAL BANK | E | Control |
| NB HOLDINGS CORPORATION | DE | FLEET NATIONAL BANK | E | Control |
Registrations
Federal
IA
Dec 21, 2005 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
100 FEDERAL STREETBOSTON, MA 2110
USA
Phone: 617-772-3413