RIA Intelligence

MORGAN STANLEY INVESTMENT GROUP INC.

CRD #105855 SEC #801-56374 NEW YORK, NY 212-762-6067
SEC Registered
Total AUM
$3.7B
Discretionary
$3.5B
Employees
--
Clients
--
Accounts
1,218

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
NOVEMBER
Registration Date
--
Latest Filing
Oct 22, 2003
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BIGGS, BARTON, MICHAELIDIRECTORNA Control
FINK, BARRYICHIEF LEGAL OFFICER & SECRETARYNA
FRANK, ALEXANDER, CHARLESITREASURERNA Control
FRANK, ALEXANDER, CHARLESITREASURERNA Control
GUPTA, RAJEH, KUMARIDIRECTORNA Control
GUPTA, RAJESH, KUMARIDIRECTOR, MANAGINIG DIRECTOR & CHIEF ADMINISTRATIVE OFFICER/INVESTMENTSNA Control
HARRIS, RAYMOND, ALBERTIDIRECTORNA Control
HARRIS, RAYMOND, ALBERTIDIRECTORNA Control
HILLER, JEFFREYIMANAGING DIRECTOR AND GLOBAL DIRECTOR OF COMPLIANCENA
HUNT, KEVIN, MARTINIPRESIDENTNA Control
LEV, ARTHUR, JASONICHIEF LEGAL OFFICERNA Control
MCALINDEN, JOSEPH, JOHNICHIEF INVESTMENT OFFICERNA Control
MCALINDEN, JOSEPH, JOHNIPRESIDENT, MANAGING DIRECTOR & CHIEF INVESTMENT OFFICERNA Control
RYAN, DONALD, PATRICKICHIEF COMPLIANCE OFFICERNA Control
SIMON, BRUCE, DAVIDIDIRECTORNA Control
MORGAN STANLEYDEBENEFICIAL OWNERE Control
MORGAN STANLEY DEAN WITTER & CO.DEBENEFICIAL OWNERE Control

Registrations

Federal

IA
Oct 22, 2003 REGISTERED

Notice Filings (51)

AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV

Address

1221 AVENUE OF THE AMERICAS
NEW YORK, NY 10020
USA
Phone: 212-762-6067