MORGAN STANLEY INVESTMENT GROUP INC.
CRD #105855 SEC #801-56374 NEW YORK, NY 212-762-6067
SEC Registered
Total AUM
$3.7B
Discretionary
$3.5B
Employees
--
Clients
--
Accounts
1,218
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- NOVEMBER
- Registration Date
- --
- Latest Filing
- Oct 22, 2003
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BIGGS, BARTON, MICHAEL | I | DIRECTOR | NA | Control |
| FINK, BARRY | I | CHIEF LEGAL OFFICER & SECRETARY | NA | |
| FRANK, ALEXANDER, CHARLES | I | TREASURER | NA | Control |
| FRANK, ALEXANDER, CHARLES | I | TREASURER | NA | Control |
| GUPTA, RAJEH, KUMAR | I | DIRECTOR | NA | Control |
| GUPTA, RAJESH, KUMAR | I | DIRECTOR, MANAGINIG DIRECTOR & CHIEF ADMINISTRATIVE OFFICER/INVESTMENTS | NA | Control |
| HARRIS, RAYMOND, ALBERT | I | DIRECTOR | NA | Control |
| HARRIS, RAYMOND, ALBERT | I | DIRECTOR | NA | Control |
| HILLER, JEFFREY | I | MANAGING DIRECTOR AND GLOBAL DIRECTOR OF COMPLIANCE | NA | |
| HUNT, KEVIN, MARTIN | I | PRESIDENT | NA | Control |
| LEV, ARTHUR, JASON | I | CHIEF LEGAL OFFICER | NA | Control |
| MCALINDEN, JOSEPH, JOHN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MCALINDEN, JOSEPH, JOHN | I | PRESIDENT, MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| RYAN, DONALD, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMON, BRUCE, DAVID | I | DIRECTOR | NA | Control |
| MORGAN STANLEY | DE | BENEFICIAL OWNER | E | Control |
| MORGAN STANLEY DEAN WITTER & CO. | DE | BENEFICIAL OWNER | E | Control |
Registrations
Federal
IA
Oct 22, 2003 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
1221 AVENUE OF THE AMERICASNEW YORK, NY 10020
USA
Phone: 212-762-6067