PRIME LIPPER ASSET MANAGEMENT
CRD #105868 SEC #801-41430 NEW YORK, NY 212-883-6333
SEC Registered
Total AUM
$153.6M
Discretionary
$153.6M
Employees
10
Clients
--
Accounts
2
Firm Details
- Organization Type
- Partnership
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 2, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BIDERMAN, ABRAHAM | I | EXECUTIVE VICE PRESIDENT, COMPLIANCE OFFICER | NA | Control |
| BLOCK, LAWRENCE, STEVEN | I | CHIEF LEGAL OFFICER | NA | |
| GUZZETTI, GUIDO | I | CO-CHAIRMAN | NA | Control |
| LIPPER, KENNETH | I | C0-CHAIRMAN | NA | Control |
| LIPPER EUROPE HOLDINGS, L.P. | DE | GENERAL PARTNER | D | Control |
| PRIME USA INC. | FE | GENERAL PARTNER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LIPPER & COMPANY, INC. | DE | LIPPER EUROPE HOLDINGS, L.P. | F | Control |
| ASSICURAZIONI GENERALI S.P.A. | FE | PRIME S.P.A. | E | Control |
| LIPPER & COMPANY, L.P. | DE | LIPPER EUROPE HOLDINGS, L.P. | E | Control |
| LIPPER, KENNETH | I | LIPPER & COMPANY, INC. | D | Control |
| LIPPER, KENNETH | I | LIPPER & COMPANY, L.P. | D | Control |
| PRIME S.P.A. | FE | PRIME USA INC. | D | Control |
Registrations
Federal
IA
Aug 2, 2001 REGISTERED
Address
101 PARK AVENUE6TH FLOOR
NEW YORK, NY 10178
UNITED STATES
Phone: 212-883-6333