COHEN IRA STANLEY
Legal name: IRA S. COHEN INC
CRD #105877 SEC #801-31462 BAKERSFIELD, CA 661-321-0341
SEC Registered
Total AUM
$125.1M
Discretionary
$125.1M
Employees
5
Clients
0
Accounts
338
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COHEN, CAROLE, LUCILLE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COHEN, IRA STANLEY | DE | CHIEF EXECUTIVE OFFICER | E | Control |
| COHEN, IRA, STANLEY | DE | OWNER CEO | E | Control |
| COHEN, IRA, STANLEY | DE | OWNER CEO | E | Control |
| COHEN, IRA, STANLEY | DE | OWNER CEO | E | Control |
| COHEN, IRA, STANLEY | DE | OWNER CEO | E | Control |
Registrations
Federal
IA
Mar 20, 2007 REGISTERED
Notice Filings (1)
CA
Address
4200 TRUXTUN AVESUITE 103
BAKERSFIELD, CA 93309
USA
Phone: 661-321-0341