OPTIMUM FINANCIAL SERVICES, LLC
CRD #105878 SEC #801-38310 JACKSON, MS 601-981-5900
SEC Registered
Total AUM
$269.3M
Discretionary
$269.1M
Employees
4
Clients
--
Accounts
469
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Mississippi
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 3, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GARRARD, JOHN, WALTER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARRARD, JOHN, WALTER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARRARD, JOHN, WALTER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARRARD, JOHN, WALTER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARRARD, JOHN, WALTER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARRARD, JOHN, WALTER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARRARD, JOHN, WALTER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARRARD, JOHN, WALTER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARRARD, JOHN, WALTER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARRARD, JOHN, WALTER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARRARD, JOHN, WALTER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARRARD, JOHN, WALTER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARRARD, JOHN, WALTER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARRARD, JOHN, WALTER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARRARD, JOHN, WALTER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARRARD, JOHN, WALTER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARRARD, JOHN, WALTER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARRARD, JOHN, WALTER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARRARD, WILLIAM, HUGH | I | VICE PRESIDENT | NA | Control |
| GARRARD, WILLIAM, HUGH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARRARD, WILLIAM, HUGH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARRARD, WILLIAM, HUGH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARRARD, WILLIAM, HUGH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARRARD, WILLIAM, HUGH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARRARD, WILLIAM, HUGH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARRARD, WILLIAM, HUGH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARRARD, WILLIAM, HUGH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARRARD, WILLIAM, HUGH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARRARD, WILLIAM, HUGH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARRARD, WILLIAM, HUGH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARRARD, WILLIAM, HUGH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARRARD, WILLIAM, HUGH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARRARD, WILLIAM, HUGH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARRARD, WILLIAM, HUGH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARRARD, WILLIAM, HUGH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARRARD, WILLIAM, HUGH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STONE, AUGUST, JOSEPH | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | |
| STONE, AUGUST, JOSEPH | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | |
| STONE, AUGUST, JOSEPH | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | |
| STONE, AUGUST, JOSEPH | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | |
| STONE, AUGUST, JOSEPH | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | |
| OPTIMUM HOLDINGS, LLC | DE | MEMBER | E | Control |
| OPTIMUM HOLDINGS, LLC | DE | MEMBER | E | Control |
| OPTIMUM HOLDINGS, LLC | DE | MEMBER | E | Control |
| OPTIMUM HOLDINGS, LLC | DE | MEMBER | E | Control |
| OPTIMUM HOLDINGS, LLC | DE | MEMBER | E | Control |
| OPTIMUM HOLDINGS, LLC | DE | MEMBER | E | Control |
| OPTIMUM HOLDINGS, LLC | DE | MEMBER | E | Control |
| OPTIMUM HOLDINGS, LLC | DE | MEMBER | E | Control |
| OPTIMUM HOLDINGS, LLC | DE | MEMBER | E | Control |
| OPTIMUM HOLDINGS, LLC | DE | MEMBER | E | Control |
| OPTIMUM HOLDINGS, LLC | DE | MEMBER | E | Control |
| OPTIMUM HOLDINGS, LLC | DE | MEMBER | E | Control |
| OPTIMUM HOLDINGS, LLC | DE | MEMBER | E | Control |
| OPTIMUM HOLDINGS, LLC | DE | MEMBER | E | Control |
| OPTIMUM HOLDINGS, LLC | DE | MEMBER | E | Control |
| OPTIMUM HOLDINGS, LLC | DE | MEMBER | E | Control |
| OPTIMUM HOLDINGS, LLC | DE | MEMBER | E | Control |
| OPTIMUM HOLDINGS, LLC | DE | MEMBER | E | Control |
| STONE, AUGUST, JOSEPH | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | E | Control |
| STONE, AUGUST, JOSEPH | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | E | Control |
| GARRARD, JOHN, WALTER | I | EXECUTIVE VICE PRESIDENT | D | Control |
| GARRARD, JOHN, WALTER | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | D | Control |
| GARRARD, JOHN, WALTER | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | D | Control |
| GARRARD, JOHN, WALTER | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | D | Control |
| STONE, AUGUST, JOSEPH | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER/DIRECTOR | D | Control |
| STONE, AUGUST, JOSEPH | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER/DIRECTOR | D | Control |
| STONE, AUGUST, JOSEPH | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER/DIRECTOR | D | Control |
| STONE, AUGUST, JOSEPH | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER/DIRECTOR | D | Control |
| STONE, AUGUST, JOSEPH | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER/DIRECTOR | D | Control |
| STONE, AUGUST, JOSEPH | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER/DIRECTOR | D | Control |
| BRUMFIELD, FRANK, SWAYZE | I | CONTROL PERSON | C | Control |
| BRUMFIELD, FRANK, SWAYZE | I | CONTROL PERSON | C | Control |
| BRUMFIELD, FRANK, SWAYZE | I | CONTROL PERSON | C | Control |
| BRUMFIELD, FRANK, SWAYZE | I | CONTROL PERSON | C | Control |
| BRUMFIELD, FRANK, SWAYZE | I | CONTROL PERSON | C | Control |
| BRUMFIELD, FRANK, SWAYZE | I | CONTROL PERSON | C | Control |
| BRUMFIELD, FRANK, SWAYZE | I | MANAGER | C | Control |
| BRUMFIELD, FRANK, SWAYZE | I | MANAGER | C | Control |
| BRUMFIELD, FRANK, SWAYZE | I | CONTROL PERSON | C | Control |
| BRUMFIELD, FRANK, SWAYZE | I | MANAGER | C | Control |
| BRUMFIELD, FRANK, SWAYZE | I | CONTROL PERSON | C | Control |
| BRUMFIELD, FRANK, SWAYZE | I | CONTROL PERSON | C | Control |
| BRUMFIELD, FRANK, SWAYZE | I | MANAGER | C | Control |
| BRUMFIELD, FRANK, SWAYZE | I | MANAGER | C | Control |
| BRUMFIELD, FRANK, SWAYZE | I | MANAGER | C | Control |
| BRUMFIELD, FRANK, SWAYZE | I | MANAGER | C | Control |
| GARRARD, WILLIAM, HUGH | I | MANAGER/EXECUTIVE VICE PRESIDENT | B | Control |
| GARRARD, WILLIAM, HUGH | I | MANAGER/EXECUTIVE VICE PRESIDENT | B | Control |
| GARRARD, WILLIAM, HUGH | I | MANAGER/EXECUTIVE VICE PRESIDENT | B | Control |
| GARRARD, WILLIAM, HUGH | I | MANAGER/EXECUTIVE VICE PRESIDENT | B | Control |
| GARRARD, WILLIAM, HUGH | I | MANAGER/EXECUTIVE VICE PRESIDENT | B | Control |
| GARRARD, WILLIAM, HUGH | I | MANAGER/EXECUTIVE VICE PRESIDENT | B | Control |
| GARRARD, WILLIAM, HUGH | I | MANAGER/EXECUTIVE VICE PRESIDENT | B | Control |
| BARBOUR, JEPTHA, FOWLKES | I | MANAGER | A | |
| BARBOUR, JEPTHA, FOWLKES | I | MANAGER | A | |
| BARBOUR, JEPTHA, FOWLKES | I | MANAGER | A | |
| BARBOUR, JEPTHA, FOWLKES | I | MANAGER | A | |
| BARBOUR, JEPTHA, FOWLKES | I | MANAGER | A | |
| BARBOUR, JEPTHA, FOWLKES | I | MANAGER | A | |
| BARBOUR, JEPTHA, FOWLKES | I | MANAGER | A | |
| BOURNE, RUSS, M | I | MANAGER | A | |
| BOURNE, RUSS, M | I | MANAGER | A | |
| BOURNE, RUSS, M | I | MANAGER | A | |
| BOURNE, RUSS, M | I | MANAGER | A | |
| BOURNE, RUSS, M | I | MANAGER | A | |
| BOURNE, RUSS, M | I | MANAGER | A | |
| BOURNE, RUSS, M | I | MANAGER | A | |
| GARRARD, JOHN, WALTER | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | A | Control |
| GARRARD, JOHN, WALTER | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | A | Control |
| GARRARD, JOHN, WALTER | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | A | Control |
| GARRARD, JOHN, WALTER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | A | Control |
| GARRARD, JOHN, WALTER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | A | Control |
| GARRARD, JOHN, WALTER | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | A | Control |
| GARRARD, JOHN, WALTER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | A | Control |
| GARRARD, JOHN, WALTER | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | A | Control |
| GARRARD, JOHN, WALTER | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | A | Control |
| GARRARD, JOHN, WALTER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | A | Control |
| GARRARD, JOHN, WALTER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | A | Control |
| GARRARD, JOHN, WALTER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | A | Control |
| GARRARD, JOHN, WALTER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | A | Control |
| HARPER, WILLIAM, B | I | MEMBER | A | |
| HARPER, WILLIAM, B | I | MEMBER | A | |
| HARPER, WILLIAM, B | I | MEMBER | A | |
| HARPER, WILLIAM, B | I | MEMBER | A | |
| HARPER, WILLIAM, B | I | MEMBER | A | |
| HARPER, WILLIAM, B | I | MEMBER | A | |
| HARPER, WILLIAM, B | I | MEMBER | A | |
| STONE, AUGUST, JOSEPH | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | A | Control |
| STONE, AUGUST, JOSEPH | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER/DIRECTOR | A | Control |
| STONE, AUGUST, JOSEPH | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER/DIRECTOR | A | Control |
| STONE, AUGUST, JOSEPH | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER/DIRECTOR | A | Control |
| WEGENER, ERIC, E | I | MEMBER | A | |
| WEGENER, ERIC, E | I | MEMBER | A | |
| WEGENER, ERIC, E | I | MEMBER | A | |
| WEGENER, ERIC, E | I | MEMBER | A | |
| WEGENER, ERIC, E | I | MEMBER | A | |
| WEGENER, ERIC, E | I | MEMBER | A | |
| WEGENER, ERIC, E | I | MEMBER | A | |
| WEISSINGER, ROY, TABOR | I | 5% SHAREHOLDER | A | |
| WEISSINGER, ROY, TABOR | I | 5% SHAREHOLDER | A | |
| WEISSINGER, ROY, TABOR | I | 5% SHAREHOLDER | A | |
| WEISSINGER, ROY, TABOR | I | 5% SHAREHOLDER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BOURNE, RUSS, M | I | OPTIMUM HOLDINGS, LLC | F | Control |
| BOURNE, RUSS, M | I | OPTIMUM HOLDINGS, LLC | F | Control |
| BOURNE, RUSS, M | I | OPTIMUM HOLDINGS, LLC | F | Control |
| BOURNE, RUSS, M | I | OPTIMUM HOLDINGS, LLC | F | Control |
| BOURNE, RUSS, M | I | OPTIMUM HOLDINGS, LLC | F | Control |
| BOURNE, RUSS, M | I | OPTIMUM HOLDINGS, LLC | F | Control |
| BOURNE, RUSS, M | I | OPTIMUM HOLDINGS, LLC | F | Control |
| BOURNE, RUSS, M | I | OPTIMUM HOLDINGS, LLC | F | Control |
| BOURNE, RUSS, M | I | OPTIMUM HOLDINGS, LLC | F | Control |
| BOURNE, RUSS, M | I | OPTIMUM HOLDINGS, LLC | F | Control |
| GARRARD, JOHN, WALTER | I | OPTIMUM HOLDINGS, LLC | F | Control |
| GARRARD, JOHN, WALTER | I | OPTIMUM HOLDINGS, LLC | F | Control |
| GARRARD, JOHN, WALTER | I | OPTIMUM HOLDINGS, LLC | F | Control |
| GARRARD, JOHN, WALTER | I | OPTIMUM HOLDINGS, LLC | F | Control |
| GARRARD, JOHN, WALTER | I | OPTIMUM HOLDINGS, LLC | F | Control |
| GARRARD, JOHN, WALTER | I | OPTIMUM HOLDINGS, LLC | F | Control |
| GARRARD, JOHN, WALTER | I | OPTIMUM HOLDINGS, LLC | F | Control |
| GARRARD, JOHN, WALTER | I | OPTIMUM HOLDINGS, LLC | F | Control |
| GARRARD, JOHN, WALTER | I | OPTIMUM HOLDINGS, LLC | F | Control |
| GARRARD, JOHN, WALTER | I | OPTIMUM HOLDINGS, LLC | F | Control |
| GARRARD, WILLIAM, HUGH | I | OPTIMUM HOLDINGS, LLC | F | Control |
| GARRARD, WILLIAM, HUGH | I | OPTIMUM HOLDINGS, LLC | F | Control |
| GARRARD, WILLIAM, HUGH | I | OPTIMUM HOLDINGS, LLC | F | Control |
| GARRARD, WILLIAM, HUGH | I | OPTIMUM HOLDINGS, LLC | F | Control |
| GARRARD, WILLIAM, HUGH | I | OPTIMUM HOLDINGS, LLC | F | Control |
| GARRARD, WILLIAM, HUGH | I | OPTIMUM HOLDINGS, LLC | F | Control |
| GARRARD, WILLIAM, HUGH | I | OPTIMUM HOLDINGS, LLC | F | Control |
| GARRARD, WILLIAM, HUGH | I | OPTIMUM HOLDINGS, LLC | F | Control |
| GARRARD, WILLIAM, HUGH | I | OPTIMUM HOLDINGS, LLC | F | Control |
| GARRARD, WILLIAM, HUGH | I | OPTIMUM HOLDINGS, LLC | F | Control |
| HARPER, WILLIAM, B | I | OPTIMUM HOLDINGS, LLC | F | Control |
| HARPER, WILLIAM, B | I | OPTIMUM HOLDINGS, LLC | F | Control |
| HARPER, WILLIAM, B | I | OPTIMUM HOLDINGS, LLC | F | Control |
| HARPER, WILLIAM, B | I | OPTIMUM HOLDINGS, LLC | F | Control |
| HARPER, WILLIAM, B | I | OPTIMUM HOLDINGS, LLC | F | Control |
| HARPER, WILLIAM, B | I | OPTIMUM HOLDINGS, LLC | F | Control |
| HARPER, WILLIAM, B | I | OPTIMUM HOLDINGS, LLC | F | Control |
| HARPER, WILLIAM, B | I | OPTIMUM HOLDINGS, LLC | F | Control |
| HARPER, WILLIAM, B | I | OPTIMUM HOLDINGS, LLC | F | Control |
| HARPER, WILLIAM, B | I | OPTIMUM HOLDINGS, LLC | F | Control |
| WEGENER, ERIC, E | I | OPTIMUM HOLDINGS, LLC | F | Control |
| WEGENER, ERIC, E | I | OPTIMUM HOLDINGS, LLC | F | Control |
| WEGENER, ERIC, E | I | OPTIMUM HOLDINGS, LLC | F | Control |
| WEGENER, ERIC, E | I | OPTIMUM HOLDINGS, LLC | F | Control |
| WEGENER, ERIC, E | I | OPTIMUM HOLDINGS, LLC | F | Control |
| WEGENER, ERIC, E | I | OPTIMUM HOLDINGS, LLC | F | Control |
| WEGENER, ERIC, E | I | OPTIMUM HOLDINGS, LLC | F | Control |
| WEGENER, ERIC, E | I | OPTIMUM HOLDINGS, LLC | F | Control |
| WEGENER, ERIC, E | I | OPTIMUM HOLDINGS, LLC | F | Control |
| WEGENER, ERIC, E | I | OPTIMUM HOLDINGS, LLC | F | Control |
| BRUMFIELD, FRANK, SWAYZE | I | OPTIMUM HOLDINGS, LLC | E | Control |
| BRUMFIELD, FRANK, SWAYZE | I | OPTIMUM HOLDINGS, LLC | C | Control |
| BRUMFIELD, FRANK, SWAYZE | I | OPTIMUM HOLDINGS, LLC | C | Control |
| BRUMFIELD, FRANK, SWAYZE | I | OPTIMUM HOLDINGS, LLC | C | Control |
| BRUMFIELD, FRANK, SWAYZE | I | OPTIMUM HOLDINGS, LLC | C | Control |
| BRUMFIELD, FRANK, SWAYZE | I | OPTIMUM HOLDINGS, LLC | C | Control |
| BRUMFIELD, FRANK, SWAYZE | I | OPTIMUM HOLDINGS, LLC | C | Control |
| BRUMFIELD, FRANK, SWAYZE | I | OPTIMUM HOLDINGS, LLC | C | Control |
| BRUMFIELD, FRANK, SWAYZE | I | OPTIMUM HOLDINGS, LLC | C | Control |
| BRUMFIELD, FRANK, SWAYZE | I | OPTIMUM HOLDINGS, LLC | C | Control |
| BRUMFIELD, FRANK, SWAYZE | I | OPTIMUM HOLDINGS, LLC | C | Control |
| BRUMFIELD, FRANK, SWAYZE | I | OPTIMUM HOLDINGS, LLC | C | Control |
| BRUMFIELD, FRANK, SWAYZE | I | OPTIMUM HOLDINGS, LLC | C | Control |
| BRUMFIELD, FRANK, SWAYZE | I | OPTIMUM HOLDINGS, LLC | C | Control |
| BRUMFIELD, FRANK, SWAYZE | I | OPTIMUM HOLDINGS, LLC | C | Control |
| BRUMFIELD, FRANK, SWAYZE | I | OPTIMUM HOLDINGS, LLC | C | Control |
| BRUMFIELD, FRANK, SWAYZE | I | OPTIMUM HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Feb 3, 2025 REGISTERED
Notice Filings (4)
LA MS TN TX
Address
1817 CRANE RIDGE DRIVESUITE 200
JACKSON, MS 39216-4902
United States
Phone: 601-981-5900