HOLT-SMITH ADVISORS, INC.
Legal name: HOLT-SMITH ADVISORS
CRD #105901 SEC #801-30171 MADISON, WI 608-249-4488
SEC Registered
Total AUM
$181M
Discretionary
$181M
Employees
6
Clients
11
Accounts
147
Firm Details
- Organization Type
- Corporation
- State of Formation
- Wisconsin
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 11, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ERICKSON, RYAN, DANIEL | I | VICE PRESIDENT, SENIOR PORTFOLIO MANAGER | NA | Control |
| ERICKSON, RYAN, DANIEL | I | VICE PRESIDENT, SENIOR PORTFOLIO MANAGER | NA | Control |
| ERICKSON, RYAN, DANIEL | I | VICE PRESIDENT, SENIOR PORTFOLIO MANAGER | NA | Control |
| ERICKSON, RYAN, DANIEL | I | VICE PRESIDENT, SENIOR PORTFOLIO MANAGER | NA | Control |
| ERICKSON, RYAN, DANIEL | I | VICE PRESIDENT, SENIOR PORTFOLIO MANAGER | NA | Control |
| ERICKSON, RYAN, DANIEL | I | VICE PRESIDENT, SENIOR PORTFOLIO MANAGER | NA | Control |
| ERICKSON, RYAN, DANIEL | I | VICE PRESIDENT, SENIOR PORTFOLIO MANAGER | NA | Control |
| ERICKSON, RYAN, DANIEL | I | EXECUTIVE VICE PRESIDENT, SENIOR PORTFOLIO MANAGER | NA | Control |
| ERICKSON, RYAN, DANIEL | I | EXECUTIVE VICE PRESIDENT, SENIOR PORTFOLIO MANAGER | NA | Control |
| ERICKSON, RYAN, DANIEL | I | EXECUTIVE VICE PRESIDENT, SENIOR PORTFOLIO MANAGER | NA | Control |
| ERICKSON, RYAN, DANIEL | I | EXECUTIVE VICE PRESIDENT, SENIOR PORTFOLIO MANAGER | NA | Control |
| ERICKSON, RYAN, DANIEL | I | EXECUTIVE VICE PRESIDENT, SENIOR PORTFOLIO MANAGER | NA | Control |
| ERICKSON, RYAN, DANIEL | I | EXECUTIVE VICE PRESIDENT, SENIOR PORTFOLIO MANAGER | NA | Control |
| ERICKSON, RYAN, DANIEL | I | EXECUTIVE VICE PRESIDENT, SENIOR PORTFOLIO MANAGER | NA | Control |
| GOEDDEL, NOEL, DAVID | I | VICE PRESIDENT | NA | |
| GOEDDEL, NOEL, DAVID | I | VICE PRESIDENT | NA | |
| GOEDDEL, NOEL, DAVID | I | VICE PRESIDENT | NA | |
| GOEDDEL, NOEL, DAVID | I | VICE PRESIDENT | NA | |
| GOEDDEL, NOEL, DAVID | I | VICE PRESIDENT | NA | |
| KORTH, BETH, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KORTH, BETH, ANN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KORTH, BETH, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KORTH, BETH, ANN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KORTH, BETH, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KORTH, BETH, ANN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KORTH, BETH, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KORTH, BETH, ANN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KORTH, BETH, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KORTH, BETH, ANN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SMITH, EVA, SOLCOVA | I | CHIEF OPERATIONS OFFICER | NA | |
| SMITH, EVA, SOLCOVA | I | CHIEF OPERATIONS OFFICER | NA | |
| SMITH, EVA, SOLCOVA | I | CHIEF OPERATIONS OFFICER, SECRETARY | NA | Control |
| SMITH, EVA, SOLCOVA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, EVA, SOLCOVA | I | CHIEF OPERATIONS OFFICER, SECRETARY | NA | Control |
| SMITH, EVA, SOLCOVA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, EVA, SOLCOVA | I | CHIEF OPERATIONS OFFICER, SECRETARY | NA | Control |
| SMITH, EVA, SOLCOVA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, EVA, SOLCOVA | I | CHIEF OPERATIONS OFFICER, SECRETARY | NA | Control |
| SMITH, EVA, SOLCOVA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, EVA, SOLCOVA | I | CHIEF OPERATIONS OFFICER, SECRETARY | NA | Control |
| SMITH, EVA, SOLCOVA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, EVA, SOLCOVA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, EVA, SOLCOVA | I | CHIEF OPERATIONS OFFICER, SECRETARY | NA | Control |
| SMITH, EVA, SOLCOVA | I | CHIEF OPERATIONS OFFICER, SECRETARY | NA | Control |
| SMITH, EVA, SOLCOVA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILSON, MICHAEL, JOHN | I | VICE PRESIDENT | NA | |
| WILSON, MICHAEL, JOHN | I | VICE PRESIDENT | NA | |
| WILSON, MICHAEL, JOHN | I | VICE PRESIDENT | NA | |
| WILSON, MICHAEL, JOHN | I | VICE PRESIDENT | NA | |
| WILSON, MICHAEL, JOHN | I | VICE PRESIDENT | NA | |
| WILSON, MICHAEL, JOHN | I | VICE PRESIDENT | NA | |
| WILSON, MICHAEL, JOHN | I | VICE PRESIDENT | NA | |
| HOLT-SMITH, MARILYN | I | PRESIDENT, TREASURER | E | Control |
| HOLT-SMITH, MARILYN | I | PRESIDENT, TREASURER | E | Control |
| HOLT-SMITH, MARILYN | I | PRESIDENT, TREASURER | E | Control |
| HOLT-SMITH, MARILYN | I | PRESIDENT, TREASURER | E | Control |
| HOLT-SMITH, MARILYN | I | PRESIDENT, TREASURER | E | Control |
| HOLT-SMITH, MARILYN | I | PRESIDENT, TREASURER | E | Control |
| HOLT-SMITH, MARILYN | I | PRESIDENT, TREASURER | E | Control |
| HOLT-SMITH, MARILYN | I | PRESIDENT, TREASURER | E | Control |
| HOLT-SMITH, MARILYN | I | PRESIDENT, TREASURER | D | Control |
| HOLT-SMITH, MARILYN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| HOLT-SMITH, MARILYN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| HOLT-SMITH, MARILYN | I | PRESIDENT, TREASURER | D | Control |
| YATES, KRISTIN | I | SHAREHOLDER | D | Control |
| YATES, KRISTIN, A | I | VICE PRESIDENT, SECRETARY | D | Control |
| HOLT-SMITH, MARILYN | I | PRESIDENT, TREASURER | C | Control |
| HOLT-SMITH, MARILYN | I | PRESIDENT, TREASURER | C | Control |
| HOLT-SMITH, MARILYN | I | PRESIDENT, TREASURER | C | Control |
| HOLT-SMITH, MARILYN | I | PRESIDENT, TREASURER | C | Control |
| HOLT-SMITH, MARILYN | I | PRESIDENT, TREASURER | C | Control |
| YATES, KRISTIN | I | VICE PRESIDENT, SECRETARY | C | Control |
| YATES, KRISTIN | I | VICE PRESIDENT, SECRETARY | C | Control |
| YATES, KRISTIN | I | VICE PRESIDENT, SECRETARY | C | Control |
| YATES, KRISTIN | I | SHAREHOLDER | C | Control |
| YATES, KRISTIN | I | SHAREHOLDER | C | Control |
Registrations
Federal
IA
May 11, 2012 REGISTERED
Notice Filings (40)
AK AL AZ CA CO CT DC FL GA HI IA IL IN KS KY LA MA MD MI MN MO MT NC ND NH NJ NY OH OK OR PA RI SC SD TN TX VA VT WA WI
Address
5201 EAST TERRACE DRIVESUITE #380
MADISON, WI 53718
United States
Phone: 608-249-4488