PERSONAL FINANCIAL ADVISORS INC
CRD #105911 SEC #801-24986 HOUSTON, TX 713-529-0333
SEC Registered
Total AUM
$57M
Discretionary
$37.5M
Employees
5
Clients
25
Accounts
118
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| OSHEA, JAMES, FRANCIS | I | PRESIDENT | E | Control |
| OSHEA, JAMES, FRANCIS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| OSHEA, JAMES, FRANCIS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 20, 2007 REGISTERED
Notice Filings (1)
TX
Address
1616 S. VOSSSTE 830
HOUSTON, TX 77057
USA
Phone: 713-529-0333