RESNICK INVESTMENT ADVISORS, LLC
Legal name: RESNICK ADVISORS
CRD #105927 SEC #801-48564 WESTPORT, CT 203-226-8262
SEC Registered
Total AUM
$955.4M
Discretionary
$911M
Employees
23
Clients
101
Accounts
2,668
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARAVIELLO, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARAVIELLO, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARAVIELLO, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARAVIELLO, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARAVIELLO, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARAVIELLO, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARAVIELLO, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARAVIELLO, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARAVIELLO, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARAVIELLO, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FISHMAN, DAVID, SAMUEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FITZGERALD, JOHN, ANTHONY | I | MANAGING DIRECTOR | NA | Control |
| FITZGERALD, JOHN, ANTHONY | I | MANAGING DIRECTOR | NA | Control |
| FITZGERALD, JOHN, ANTHONY | I | MANAGING DIRECTOR | NA | Control |
| FITZGERALD, JOHN, ANTHONY | I | MANAGING DIRECTOR | NA | Control |
| FITZGERALD, JOHN, ANTHONY | I | MANAGING DIRECTOR | NA | Control |
| FITZGERALD, JOHN, ANTHONY | I | MANAGING DIRECTOR | NA | Control |
| FITZGERALD, JOHN, ANTHONY | I | MANAGING DIRECTOR | NA | Control |
| FITZGERALD, JOHN, ANTHONY | I | MANAGING DIRECTOR | NA | Control |
| FITZGERALD, JOHN, ANTHONY | I | MANAGING DIRECTOR | NA | Control |
| FITZGERALD, JOHN, ANTHONY | I | MANAGING DIRECTOR | NA | Control |
| FITZGERALD, JOHN, ANTHONY | I | MANAGING DIRECTOR | NA | Control |
| FITZGERALD, JOHN, ANTHONY | I | MANAGING DIRECTOR | NA | Control |
| FITZGERALD, JOHN, ANTHONY | I | MANAGING DIRECTOR | NA | Control |
| FITZGERALD, JOHN, ANTHONY | I | MANAGING DIRECTOR | NA | Control |
| FITZGERALD, JOHN, ANTHONY | I | MANAGING DIRECTOR | NA | |
| FITZGERALD, JOHN, ANTHONY | I | MANAGING DIRECTOR | NA | |
| FITZGERALD, JOHN, ANTHONY | I | MANAGING DIRECTOR | NA | |
| FITZGERALD, JOHN, ANTHONY | I | MANAGING DIRECTOR | NA | |
| FITZGERALD, JOHN, ANTHONY | I | MANAGING DIRECTOR | NA | |
| FITZGERALD, JOHN, ANTHONY | I | MANAGING DIRECTOR | NA | |
| FITZGERALD, JOHN, ANTHONY | I | MANAGING DIRECTOR | NA | |
| FITZGERALD, JOHN, ANTHONY | I | MANAGING DIRECTOR | NA | |
| FITZGERALD, JOHN, ANTHONY | I | MANAGING DIRECTOR | NA | |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| MOELLER, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOELLER, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOELLER, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOELLER, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOELLER, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOELLER, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOELLER, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOELLER, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOELLER, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOELLER, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOELLER, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOELLER, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOELLER, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOELLER, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOELLER, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOELLER, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOELLER, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOELLER, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOELLER, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOELLER, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOELLER, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOELLER, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| RESNICK, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| RESNICK, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| RESNICK, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| RESNICK, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| RESNICK, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| RESNICK, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| RESNICK, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| RESNICK, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| RESNICK, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| RESNICK, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| RESNICK, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| RESNICK, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| RESNICK, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| RESNICK, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| RESNICK, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| RESNICK, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| RESNICK, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| RESNICK, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| RESNICK, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| RESNICK, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| RESNICK, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| RESNICK, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| RESNICK, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | MEMBER | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | MEMBER | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | MEMBER | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | MEMBER | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | MEMBER | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | MEMBER | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER | E | Control |
| RESNICK, MARTIN | I | MANAGING DIRECTOR, MEMBER | D | Control |
| RESNICK, MARTIN | I | MANAGING DIRECTOR, MEMBER | D | Control |
| RESNICK, MARTIN | I | MANAGING DIRECTOR, MEMBER | D | Control |
| RESNICK, MARTIN | I | MANAGING DIRECTOR, MEMBER | D | Control |
| FISHMAN, DAVID, SAMUEL | I | CCO, MANAGING DIRECTOR, MEMBER | B | Control |
| FISHMAN, DAVID, SAMUEL | I | MANAGING DIRECTOR, MEMBER | B | Control |
| FISHMAN, DAVID, SAMUEL | I | MANAGING DIRECTOR, MEMBER | B | Control |
| FISHMAN, DAVID, SAMUEL | I | CCO, MANAGING DIRECTOR, MEMBER | B | Control |
| FITZGERALD, JOHN, ANTHONY | I | MANAGING DIRECTOR, MEMBER | B | |
| FITZGERALD, JOHN, ANTHONY | I | MEMBER | B | |
| FITZGERALD, JOHN, ANTHONY | I | MEMBER | B | |
| FITZGERALD, JOHN, ANTHONY | I | MANAGING DIRECTOR, MEMBER | B | |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR, MEMBER | B | |
| MCBRIDE, JOSEPH, BERNARD | I | MEMBER | B | |
| MCBRIDE, JOSEPH, BERNARD | I | MANAGING DIRECTOR, MEMBER | B | |
| MCBRIE, JOSEPH, B | I | MEMBER | B | |
| ROBERTS, JANET, BROWN | I | MANAGING DIRECTOR, MEMBER | A | Control |
| ROBERTS, JANET, BROWN | I | MANAGING DIRECTOR, MEMBER | A | Control |
| ROBERTS, JANET, BROWN | I | MANAGING DIRECTOR, MEMBER | A | Control |
| ROBERTS, JANET, BROWN | I | MANAGING DIRECTOR, MEMBER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT PARTNERS VI (GP), L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT PARTNERS VI (GP), L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT PARTNERS VI (GP), L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT PARTNERS VI (GP), L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT PARTNERS VI (GP), L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT PARTNERS VI (GP), L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT PARTNERS VI (GP), L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LP | DE | SUMMIT VENTURES V-IA, L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LP | DE | SUMMIT VENTURES V-IA, L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LP | DE | SUMMIT VENTURES V-IA, L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LP | DE | SUMMIT VENTURES V-IA, L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LP | DE | SUMMIT VENTURES V-IA, L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LP | DE | SUMMIT VENTURES V-IA, L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LP | DE | SUMMIT VENTURES V-IA, L.P. | F | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| TRIDENT VI PARALLEL FUND, L.P. | FE | TRIDENT FFP BLOCKER LLC | E | Control |
| TRIDENT VI PARALLEL FUND, L.P. | FE | TRIDENT FFP BLOCKER LLC | E | Control |
| TRIDENT VI PARALLEL FUND, L.P. | FE | TRIDENT FFP BLOCKER LLC | E | Control |
| TRIDENT VI PARALLEL FUND, L.P. | FE | TRIDENT FFP BLOCKER LLC | E | Control |
| SUMMIT VENTURES VI-A, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | D | Control |
| SUMMIT VENTURES VI-A, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | D | Control |
| SUMMIT VENTURES VI-A, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | D | Control |
| SUMMIT VENTURES VI-A, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | D | Control |
| SUMMIT VENTURES VI-A, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | D | Control |
| CP FALCON AIV, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| CP FALCON AIV, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| CP FALCON AIV, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| SUMMIT VENTURES VI-A, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| SUMMIT VENTURES VI-A, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| SUMMIT VENTURES VI-A, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| SUMMIT VENTURES VI-A, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| SUMMIT VENTURES VI-A, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| SUMMIT VENTURES VI-A, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| SUMMIT VENTURES VI-A, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| TRIDENT FFP BLOCKER LLC | DE | TRIDENT FFP, L.P. | C | Control |
| TRIDENT FFP BLOCKER LLC | DE | TRIDENT FFP, L.P. | C | Control |
| TRIDENT FFP BLOCKER LLC | DE | TRIDENT FFP, L.P. | C | Control |
| TRIDENT FFP BLOCKER LLC | DE | TRIDENT FFP, L.P. | C | Control |
| TRIDENT FFP, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| TRIDENT FFP, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| TRIDENT FFP, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| TRIDENT FFP, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| TRIDENT VI, L.P. | FE | TRIDENT FFP, L.P. | C | Control |
| TRIDENT VI, L.P. | FE | TRIDENT FFP, L.P. | C | Control |
| TRIDENT VI, L.P. | FE | TRIDENT FFP, L.P. | C | Control |
| TRIDENT VI, L.P. | FE | TRIDENT FFP, L.P. | C | Control |
Registrations
Federal
IA
Mar 27, 2018 REGISTERED
Notice Filings (24)
AZ CA CO CT DC FL IL LA MA MD ME NC NE NH NJ NY PA RI SC TX UT VA VT WA
Address
20 KETCHUM STREETWESTPORT, CT 06880
United States
Phone: 203-226-8262