OPTIMA FUND MANAGEMENT LLC
CRD #105929 SEC #801-45464 NEW YORK, NY 212-484-3000
SEC Registered Private Funds
Total AUM
$1.2B
Discretionary
$771.1M
Employees
25
Clients
--
Accounts
22
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOARDMAN, DENNIE, DIXON | I | MANAGING MEMBER | NA | Control |
| BOARDMAN, DENNIE, DIXON | I | MANAGING MEMBER | NA | Control |
| BOARDMAN, DENNIE, DIXON | I | MANAGING MEMBER | NA | Control |
| BOARDMAN, DENNIE, DIXON | I | MANAGING MEMBER | NA | Control |
| BOARDMAN, DENNIE, DIXON | I | MANAGING MEMBER | NA | Control |
| BOARDMAN, DENNIE, DIXON | I | MANAGING MEMBER | NA | Control |
| BOARDMAN, DENNIE, DIXON | I | MANAGING MEMBER | NA | Control |
| BOARDMAN, DENNIE, DIXON | I | MANAGING GENERAL PARTNER | NA | Control |
| BOARDMAN, DENNIE, DIXON | I | MANAGING MEMBER | NA | Control |
| BOARDMAN, DENNIE, DIXON | I | MANAGING MEMBER | NA | Control |
| BOARDMAN, DENNIE, DIXON | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | NA | Control |
| BOARDMAN, DENNIE, DIXON | I | MANAGING MEMBER | NA | Control |
| BOARDMAN, DENNIE, DIXON | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | NA | Control |
| BOARDMAN, DENNIE, DIXON | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | NA | Control |
| BOARDMAN, DENNIE, DIXON | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | NA | Control |
| BOARDMAN, DENNIE, DIXON | I | MANAGING MEMBER | NA | Control |
| BOARDMAN, DENNIE, DIXON | I | MANAGING MEMBER | NA | Control |
| BOARDMAN, DENNIE, DIXON | I | MANAGING MEMBER | NA | Control |
| BOARDMAN, DENNIE, DIXON | I | MANAGING MEMBER | NA | Control |
| BOARDMAN, DENNIE, DIXON | I | MANAGING MEMBER | NA | Control |
| BOARDMAN, DENNIE, DIXON | I | MANAGING MEMBER | NA | Control |
| BOARDMAN, DENNIE, DIXON | I | MANAGING MEMBER | NA | Control |
| BOARDMAN, DENNIE, DIXON | I | MANAGING MEMBER | NA | Control |
| BOARDMAN, DENNIE, DIXON | I | MANAGING MEMBER | NA | Control |
| LEWIS, GEOFFREY, MANFRED | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| LEWIS, GEOFFREY, MANFRED | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| LEWIS, GEOFFREY, MANFRED | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| LEWIS, GEOFFREY, MANFRED | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| LEWIS, GEOFFREY, MANFRED | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| LEWIS, GEOFFREY, MANFRED | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| LEWIS, GEOFFREY, MANFRED | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| LEWIS, GEOFFREY, MANFRED | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEWIS, GEOFFREY, MANFRED | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| LEWIS, GEOFFREY, MANFRED | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEWIS, GEOFFREY, MANFRED | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| LEWIS, GEOFFREY, MANFRED | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| LEWIS, GEOFFREY, MANFRED | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| LEWIS, GEOFFREY, MANFRED | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| LEWIS, GEOFFREY, MANFRED | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| LEWIS, GEOFFREY, MANFRED | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| LEWIS, GEOFFREY, MANFRED | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| LEWIS, GEOFFREY, MANFRED | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| LEWIS, GEOFFREY, MANFRED | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| LEWIS, GEOFFREY, MANFRED | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| LEWIS, GEOFFREY, MANFRED | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| LEWIS, GEOFFREY, MANFRED | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| LEWIS, GEOFFREY, MANFRED | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| LEWIS, GEOFFREY, MANFRED | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| LITTMAN, NANCY, SUE | I | DIRECTOR OF ADMINISTRATION | NA | |
| LITTMAN, NANCY, SUE | I | DIRECTOR OF ADMINISTRATION | NA | |
| LITTMAN, NANCY, SUE | I | DIRECTOR OF ADMINISTRATION | NA | |
| LITTMAN, NANCY, SUE | I | DIRECTOR OF ADMINISTRATION | NA | |
| LITTMAN, NANCY, SUE | I | DIRECTOR OF ADMINISTRATION | NA | |
| LITTMAN, NANCY, SUE | I | DIRECTOR OF ADMINISTRATION | NA | |
| LITTMAN, NANCY, SUE | I | DIRECTOR OF ADMINISTRATION | NA | |
| LITTMAN, NANCY, SUE | I | DIRECTOR OF ADMINISTRATION | NA | |
| LITTMAN, NANCY, SUE | I | DIRECTOR OF ADMINISTRATION | NA | |
| LITTMAN, NANCY, SUE | I | DIRECTOR OF ADMINISTRATION | NA | |
| LITTMAN, NANCY, SUE | I | DIRECTOR OF ADMINISTRATION | NA | |
| LITTMAN, NANCY, SUE | I | DIRECTOR OF ADMINISTRATION | NA | |
| LITTMAN, NANCY, SUE | I | DIRECTOR OF ADMINISTRATION | NA | |
| LITTMAN, NANCY, SUE | I | DIRECTOR OF ADMINISTRATION | NA | |
| LITTMAN, NANCY, SUE | I | DIRECTOR OF ADMINISTRATION | NA | |
| LITTMAN, NANCY, SUE | I | DIRECTOR OF ADMINISTRATION | NA | |
| LITTMAN, NANCY, SUE | I | DIRECTOR OF ADMINISTRATION | NA | |
| LITTMAN, NANCY, SUE | I | DIRECTOR OF ADMINISTRATION | NA | |
| LITTMAN, NANCY, SUE | I | DIRECTOR OF ADMINISTRATION | NA | |
| LITTMAN, NANCY, SUE | I | DIRECTOR OF ADMINISTRATION | NA | |
| LITTMAN, NANCY, SUE | I | DIRECTOR OF ADMINISTRATION | NA | |
| LITTMAN, NANCY, SUE | I | DIRECTOR OF ADMINISTRATION | NA | |
| LITTMAN, NANCY, SUE | I | DIRECTOR OF ADMINISTRATION | NA | |
| LITTMAN, NANCY, SUE | I | DIRECTOR OF ADMINISTRATION | NA | |
| LITTMAN, NANCY, SUE | I | DIRECTOR OF ADMINISTRATION | NA | |
| MELHADO, FREDERICK, ANDERSON | I | CO-GENERAL PARTNER | NA | Control |
| MELHADO, FREDERICK, ANDERSON | I | CO-GENERAL PARTNER | NA | Control |
| MINARD, RACHEL, SUSAN | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| MINARD, RACHEL, SUSAN | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| RIVERA, CHRISTINE, ANN | I | GENERAL COUNSEL | NA | |
| RIVERA, CHRISTINE, ANN | I | GENERAL COUNSEL | NA | |
| RIVERA, CHRISTINE, ANN | I | GENERAL COUNSEL | NA | |
| RIVERA, CHRISTINE, ANN | I | GENERAL COUNSEL | NA | |
| RIVERA, CHRISTINE, ANN | I | GENERAL COUNSEL | NA | |
| RIVERA, CHRISTINE, ANN | I | GENERAL COUNSEL | NA | |
| RIVERA, CHRISTINE, ANN | I | GENERAL COUNSEL | NA | |
| RIVERA, CHRISTINE, ANN | I | GENERAL COUNSEL | NA | |
| RIVERA, CHRISTINE, ANN | I | GENERAL COUNSEL | NA | |
| RIVERA, CHRISTINE, ANN | I | GENERAL COUNSEL | NA | |
| RIVERA, CHRISTINE, ANN | I | GENERAL COUNSEL | NA | |
| RIVERA, CHRISTINE, ANN | I | GENERAL COUNSEL | NA | |
| RIVERA, CHRISTINE, ANN | I | GENERAL COUNSEL | NA | |
| RIVERA, CHRISTINE, ANN | I | GENERAL COUNSEL | NA | |
| RIVERA, CHRISTINE, ANN | I | GENERAL COUNSEL | NA | |
| RIVERA, CHRISTINE, ANN | I | GENERAL COUNSEL | NA | |
| RIVERA, CHRISTINE, ANN | I | GENERAL COUNSEL | NA | |
| RIVERA, CHRISTINE, ANN | I | GENERAL COUNSEL | NA | |
| RIVERA, CHRISTINE, ANN | I | GENERAL COUNSEL | NA | |
| SAVOLDELLI, FABIO, PAUL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SAVOLDELLI, FABIO, PAUL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SAVOLDELLI, FABIO, PAUL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SAVOLDELLI, FABIO, PAUL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SAVOLDELLI, FABIO, PAUL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SPELMAN, MICHAEL, K | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| SPELMAN, MICHAEL, K | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| SPELMAN, MICHAEL, K | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| SPELMAN, MICHAEL, K | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| SPELMAN, MICHAEL, K | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| SPELMAN, MICHAEL, K | I | CHIEF INVESTMENT OFFICER | NA | |
| SPELMAN, MICHAEL, K | I | CHIEF INVESTMENT OFFICER | NA | |
| SPELMAN, MICHAEL, K | I | CHIEF INVESTMENT OFFICER | NA | |
| SPELMAN, MICHAEL, K | I | CHIEF INVESTMENT OFFICER | NA | |
| SPELMAN, MICHAEL, K | I | CHIEF INVESTMENT OFFICER | NA | |
| VONSPEYR, NICHOLAS, CHARLES | I | DIRECTOR OF MARKETING | NA | |
| VONSPEYR, NICHOLAS, CHARLES | I | DIRECTOR OF MARKETING | NA | |
| VONSPEYR, NICHOLAS, CHARLES | I | DIRECTOR OF MARKETING | NA | |
| VONSPEYR, NICHOLAS, CHARLES | I | DIRECTOR OF MARKETING | NA | |
| VONSPEYR, NICHOLAS, CHARLES | I | DIRECTOR OF MARKETING | NA | |
| VONSPEYR, NICHOLAS, CHARLES | I | DIRECTOR OF MARKETING | NA | |
| VONSPEYR, NICHOLAS, CHARLES | I | DIRECTOR OF MARKETING | NA | |
| YEE, JOHNNY | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| YEE, JOHNNY | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| YEE, JOHNNY | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| YEE, JOHNNY | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| YEE, JOHNNY | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| OPTIMA GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| OPTIMA GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| OPTIMA GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| OPTIMA GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| OPTIMA GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| OPTIMA GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| OPTIMA GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| OPTIMA GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| OPTIMA GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| OPTIMA GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| OPTIMA GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| OPTIMA GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| OPTIMA GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| OPTIMA GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| OPTIMA GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| OPTIMA GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| OPTIMA GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| OPTIMA GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| OPTIMA GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| OPTIMA GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| OPTIMA GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| OPTIMA GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| OPTIMA GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| OPTIMA GROUP HOLDINGS LLC | DE | OWNER | E | Control |
| BOARDMAN, DENNIE, DIXON | I | MANAGING GENERAL PARTNER | C | Control |
| TIC OPTIMA, INC. | DE | LIMITED PARTNER | C | Control |
| LEWIS, GEOFFREY, MANFRED | I | CHIEF FINANCIAL OFFICER | B | Control |
| VONSPEYR, NICHOLAS, CHARLES | I | DIRECTOR OF MARKETING | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| A. ALFRED TAUBMAN RESTATED REVOCABLE TRUST | DE | TIC OPTIMA, INC. | C | Control |
| BOARDMAN, DENNIE, DIXON | I | OPTIMA GROUP HOLDINGS LLC | C | Control |
| BOARDMAN, DENNIE, DIXON | I | OPTIMA GROUP HOLDINGS LLC | C | Control |
| BOARDMAN, DENNIE, DIXON | I | OPTIMA GROUP HOLDINGS LLC | C | Control |
| BOARDMAN, DENNIE, DIXON | I | OPTIMA GROUP HOLDINGS LLC | C | Control |
| BOARDMAN, DENNIE, DIXON | I | OPTIMA GROUP HOLDINGS LLC | C | Control |
| BOARDMAN, DENNIE, DIXON | I | OPTIMA GROUP HOLDINGS LLC | C | Control |
| BOARDMAN, DENNIE, DIXON | I | OPTIMA GROUP HOLDINGS LLC | C | Control |
| BOARDMAN, DENNIE, DIXON | I | OPTIMA GROUP HOLDINGS LLC | C | Control |
| BOARDMAN, DENNIE, DIXON | I | OPTIMA GROUP HOLDINGS LLC | C | Control |
| BOARDMAN, DENNIE, DIXON | I | OPTIMA GROUP HOLDINGS LLC | C | Control |
| BOARDMAN, DENNIE, DIXON | I | OPTIMA GROUP HOLDINGS LLC | C | Control |
| BOARDMAN, DENNIE, DIXON | I | OPTIMA GROUP HOLDINGS LLC | C | Control |
| BOARDMAN, DENNIE, DIXON | I | OPTIMA GROUP HOLDINGS LLC | C | Control |
| BOARDMAN, DENNIE, DIXON | I | OPTIMA GROUP HOLDINGS LLC | C | Control |
| BOARDMAN, DENNIE, DIXON | I | OPTIMA GROUP HOLDINGS LLC | C | Control |
| BOARDMAN, DENNIE, DIXON | I | OPTIMA GROUP HOLDINGS LLC | C | Control |
| BOARDMAN, DENNIE, DIXON | I | OPTIMA GROUP HOLDINGS LLC | C | Control |
| BOARDMAN, DENNIE, DIXON | I | OPTIMA GROUP HOLDINGS LLC | C | Control |
| BOARDMAN, DENNIE, DIXON | I | OPTIMA GROUP HOLDINGS LLC | C | Control |
| BOARDMAN, DENNIE, DIXON | I | OPTIMA GROUP HOLDINGS LLC | C | Control |
| BOARDMAN, DENNIE, DIXON | I | OPTIMA GROUP HOLDINGS LLC | C | Control |
| BOARDMAN, DENNIE, DIXON | I | OPTIMA GROUP HOLDINGS LLC | C | Control |
| BOARDMAN, DENNIE, DIXON | I | OPTIMA GROUP HOLDINGS LLC | C | Control |
| BOARDMAN, DENNIE, DIXON | I | OPTIMA GROUP HOLDINGS LLC | C | Control |
| TAUBMAN, A, ALFRED | I | A. ALFRED TAUBMAN RESTATED REVOCABLE TRUST | C | Control |
Registrations
Federal
IA
Mar 29, 2019 REGISTERED
Address
10 EAST 53RD STREET29TH FLOOR
NEW YORK, NY 10022
United States
Phone: 212-484-3000