CUSTOM FUND MANAGEMENT, LLC
CRD #105932 SEC #801-49149 SAN FRANCISCO, CA 415-399-1818
SEC Registered
Total AUM
$5.1M
Discretionary
$5.1M
Employees
5
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Partnership
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 28, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COLWELL, KENT | I | DIRECTOR | NA | Control |
| COLWELL, KENT | I | DIRECTOR | NA | Control |
| COLWELL, KENT | I | DIRECTOR | NA | Control |
| COLWELL, KENT | I | DIRECTOR | NA | Control |
| COLWELL, KENT | I | DIRECTOR | NA | Control |
| ENGMANN, DOUGLAS, JOE | I | DIRECTOR | NA | Control |
| ENGMANN, DOUGLAS, JOE | I | DIRECTOR | NA | Control |
| ENGMANN, DOUGLAS, JOE | I | DIRECTOR | NA | Control |
| ENGMANN, DOUGLAS, JOE | I | DIRECTOR | NA | Control |
| ENGMANN, DOUGLAS, JOE | I | DIRECTOR | NA | Control |
| HAGGERTY, WILLIAM, JOHN | I | OWNER | NA | Control |
| HAGGERTY, WILLIAM, JOHN | I | OWNER | NA | Control |
| HAGGERTY, WILLIAM, JOHN | I | OWNER/DIRECTOR | NA | Control |
| HAGGERTY, WILLIAM, JOHN | I | OWNER/DIRECTOR | NA | Control |
| HAGGERTY, WILLIAM, JOHN | I | OWNER/DIRECTOR | NA | Control |
| LACSON, DIANA, YAKUPZACK | I | COMPLIANCE OFFICER | NA | |
| LACSON, DIANA, YAKUPZACK | I | CHIEF COMPLIANCE OFFICER | NA | |
| NILSSEN, ROBERT, ENGEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NILSSEN, ROBERT, ENGEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NILSSEN, ROBERT, ENGEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NILSSEN, ROBERT, ENGEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NILSSEN, ROBERT, ENGEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POLOGE, STUART, LAWRENCE | I | CHIEF OPERATING OFFICER | NA | Control |
| POLOGE, STUART, LAWRENCE | I | CHIEF OPERATING OFFICER | NA | Control |
| TURNER, MARSHALL, CHITTENDEN | I | DIRECTOR | NA | Control |
| TURNER, MARSHALL, CHITTENDEN | I | DIRECTOR | NA | Control |
| CUSTOM DIVERSIFICATION FUND MANAGEMENT, INC. | DE | OWNER | E | Control |
| CUSTOM DIVERSIFICATION FUND MANAGEMENT, INC. | DE | OWNER | E | Control |
| CUSTOM DIVERSIFICATION FUND MANAGEMENT, INC. | DE | OWNER | D | Control |
| CUSTOM DIVERSIFICATION FUND MANAGEMENT, INC. | DE | OWNER | D | Control |
| CUSTOM DIVERSIFICATION FUND MANAGEMENT, INC. | DE | OWNER | D | Control |
| FRIESE, ROBERT, CHARLES | I | CHAIRMAN + PRESIDENT + SECRETARY | D | Control |
| FRIESE, ROBERT, CHARLES | I | CHAIRMAN + PRESIDENT + SECRETARY | D | Control |
| FRIESE, ROBERT, CHARLES | I | CHAIRMAN + PRESIDENT + SECRETARY | C | Control |
| FRIESE, ROBERT, CHARLES | I | CHAIRMAN + PRESIDENT + SECRETARY | C | Control |
| FRIESE, ROBERT, CHARLES | I | CHAIRMAN + PRESIDENT + SECRETARY | C | Control |
| HAMBRECHT & QUIST CALIFORNIA | DE | OWNER | B | |
| HAMBRECHT & QUIST CALIFORNIA | DE | OWNER | B | |
| HAMBRECHT & QUIST CALIFORNIA | DE | OWNER | B | |
| STONE, BRUCE, JAY | I | OWNER | A | |
| STONE, BRUCE, JAY | I | OWNER | A | |
| STONE, BRUCE, JAY | I | OWNER | A | |
| STONE, BRUCE, JAY | I | OWNER | A | |
| STONE, BRUCE, JAY | I | OWNER | A |
Registrations
Federal
IA
Sep 28, 2005 REGISTERED
Notice Filings (1)
CA
Address
260 CALIFORNIA STREET, SUITE 610SAN FRANCISCO, CA 94111
USA
Phone: 415-399-1818