EVALUATION ASSOCIATES CAPITAL MARKETS INC
CRD #105935 SEC #801-41771 NORWALK, CT 203-855-2200
SEC Registered
Total AUM
$810.5M
Discretionary
$810.5M
Employees
--
Clients
0
Accounts
16
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CREREND, WILLIAM, CHRISTOPHER | I | PRESIDENT | NA | Control |
| CREREND, WILLIAM, CHRISTOPHER | I | PRESIDENT | NA | Control |
| GIBBONS, JAMES, THOMAS | I | SENIOR VICE PRESIDENT | NA | Control |
| GWIAZDOWSKI, PETER, PAUL | I | TREASURER | NA | |
| GWIAZDOWSKI, PETER, PAUL | I | VICE PRESIDENT | NA | |
| GWIAZDOWSKI, PETER, PAUL | I | TREASURER | NA | |
| GWIAZDOWSKI, PETER, PAUL | I | VICE PRESIDENT | NA | |
| HAYES, TRACEY, DYNENE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JAEGER, ROBERT, ALLEN | I | VICE CHAIRMAN | NA | Control |
| JAEGER, ROBERT, ALLEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JAEGER, ROBERT, ALLEN | I | DIRECTOR | NA | Control |
| JAEGER, ROBERT, ALLEN | I | VICE CHAIRMAN | NA | Control |
| JAEGER, ROBERT, ALLEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JAEGER, ROBERT, ALLEN | I | DIRECTOR | NA | Control |
| MAISANO, PHILLIP, NICHOLAS | I | CHAIRMAN | NA | Control |
| MAISANO, PHILLIP, NICHOLAS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MAISANO, PHILLIP, NICHOLAS | I | DIRECTOR | NA | Control |
| MAISANO, PHILLIP, NICHOLAS | I | CHAIRMAN | NA | Control |
| MAISANO, PHILLIP, NICHOLAS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MAISANO, PHILLIP, NICHOLAS | I | DIRECTOR | NA | Control |
| MAYERICK, ROBERT, BRUCE | I | SENIOR VICE PRESIDENT | NA | Control |
| MAYERICK, ROBERT, BRUCE | I | SENIOR VICE PRESIDENT | NA | Control |
| MCGOWAN, JOSEPH, PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MORIARTY, PATRICK, JAMES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MORIARTY, PATRICK, JAMES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MYLOTT, ANDREW, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| MYLOTT, ANDREW, RAYMOND | I | COUNSEL | NA | |
| MYLOTT, ANDREW, RAYMOND | I | VICE PRESIDENT | NA | |
| MYLOTT, ANDREW, RAYMOND | I | ASSISTANT SECRETARY | NA | |
| MYLOTT, ANDREW, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| MYLOTT, ANDREW, RAYMOND | I | COUNSEL | NA | |
| MYLOTT, ANDREW, RAYMOND | I | VICE PRESIDENT | NA | |
| MYLOTT, ANDREW, RAYMOND | I | ASSISTANT SECRETARY | NA | Control |
| STRANSKY, KEITH, LESLIE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STRANSKY, KEITH, LESLIE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WALSH, JEFFREY, RICHARD | I | VICE CHAIRMAN | NA | Control |
| WALSH, JEFFREY, RICHARD | I | DIRECTOR | NA | Control |
| WALSH, JEFFREY, RICHARD | I | VICE CHAIRMAN | NA | Control |
| WALSH, JEFFREY, RICHARD | I | DIRECTOR | NA | Control |
| EACM PARTNERS, L.P.(FKA EAI PARTNERS, L.P.) | DE | SHAREHOLDER | E | Control |
| EAI PARTNERS, L.P. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| EACM HOLDING CORPORATION | DE | EACM PARTNERS, L.P. | F | Control |
| EVALUATION ASSOCIATES HOLDING CORPORATION | DE | EAI PARTNERS, L.P. | F | Control |
| WALSH, JEFFREY, RICHARD | I | EACM HOLDING CORPORATION | D | Control |
| WALSH, JEFFREY, RICHARD | I | EVALUATION ASSOCIATES HOLDING CORPORATION | D | Control |
| MAISANO, PHILLIP, NICHOLAS | I | EACM HOLDING CORPORATION | C | Control |
| MAISANO, PHILLIP, NICHOLAS | I | EVALUATION ASSOCIATES HOLDING CORPORATION | C | Control |
Registrations
Federal
IA
Mar 28, 2002 REGISTERED
Notice Filings (25)
AZ CA CT DC FL GA ID IL IN KS MA MD ME MN MO NC NH NJ NY OR PA SC TX VA WA
Address
200 CONNECTICUT AVENUENORWALK, CT 6854
USA
Phone: 203-855-2200