RIA Intelligence

SIMMS CAPITAL MANAGEMENT INC

CRD #105938 SEC #801-38275 STAMFORD, CT 203-252-5700
SEC Registered
Total AUM
$472.3M
Discretionary
$472.3M
Employees
10
Clients
--
Accounts
16

Firm Details

Organization Type
Corporation
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 30, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
KINGSLEY, THOMASIHEAD TRADERNA
KINGSLEY, THOMASIHEAD TRADERNA
KINGSLEY, THOMASIHEAD TRADERNA
MELLY, THOMAS, LAWRENCEIPRESIDENTC
MELLY, THOMAS, LAWRENCEIPRESIDENTC
MELLY, THOMAS, LAWRENCEIPRESIDENTC
MELLY, THOMAS, LAWRENCEIPRESIDENTC
MELLY, THOMAS, LAWRENCEIPRESIDENTC
MELLY, THOMAS, LAWRENCEIPRESIDENTC
MELLY, THOMAS, LAWRENCEIPRESIDENTC
MELLY, THOMAS, LAWRENCEIPRESIDENTC
MELLY, THOMAS, LAWRENCEIPRESIDENTC
MELLY, THOMAS, LAWRENCEIPRESIDENTC
MELLY, THOMAS, LAWRENCEIPRESIDENTC
MELLY, THOMAS, LAWRENCEIPRESIDENTC
MELLY, THOMAS, LAWRENCEIPRESIDENTC
MILLER, JENNIFER, DRUISECRETARYC
MILLER, JENNIFER, DRUISECRETARYC
MILLER, JENNIFER, DRUISECRETARYC
MILLER, JENNIFER, DRUISECRETARYC
MILLER, JENNIFER, DRUISECRETARYC
MILLER, JENNIFER, DRUISECRETARYC
MILLER, JENNIFER, DRUISECRETARYC
MILLER, JENNIFER, DRUISECRETARYC
MILLER, JENNIFER, DRUISECRETARYC
MILLER, JENNIFER, DRUISECRETARYC
MILLER, JENNIFER, DRUISECRETARYC
MILLER, JENNIFER, DRUISECRETARYC
MILLER, JENNIFER, DRUISECRETARYC
POLTRACK, ARTHUR, OLMSTEDICHIEF COMPLIANCE OFFICERC Control
POLTRACK, ARTHUR, OLMSTEDICHIEF COMPLIANCE OFFICERC Control
POLTRACK, ARTHUR, OLMSTEDICFO, CHIEF COMP OFFICER (CCO)C
POLTRACK, ARTHUR, OLMSTEDICHIEF COMPLIANCE OFFICERC Control
POLTRACK, ARTHUR, OLMSTEDICHIEF COMPLIANCE OFFICERC Control
POLTRACK, ARTHUR, OLMSTEDICHIEF COMPLIANCE OFFICERC Control
POLTRACK, ARTHUR, OLMSTEDICFOC
POLTRACK, ARTHUR, OLMSTEDICFOC
POLTRACK, ARTHUR, OLMSTEDICHIEF COMPLIANCE OFFICERC Control
POLTRACK, ARTHUR, OLMSTEDICHIEF COMPLIANCE OFFICERC Control
POLTRACK, ARTHUR, OLMSTEDICHIEF COMPLIANCE OFFICERC Control
POLTRACK, ARTHUR, OLMSTEDICFOC
POLTRACK, ARTHUR, OLMSTEDICHIEF COMPLIANCE OFFICERC Control

Registrations

Federal

IA
Jan 30, 2007 REGISTERED

Notice Filings (49)

AK AL AR AZ CA CO CT DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV

Address

107 ELM STREET, SUITE 401
STAMFORD, CT 6902
USA
Phone: 203-252-5700