FORTIS ADVISERS, INC
CRD #105956 SEC #801-7877 WOODBURY, MN 651-738-4000
SEC Registered
Total AUM
$17.4B
Discretionary
$17.4B
Employees
51
Clients
0
Accounts
103
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 1, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BYRD, JAMES, STEPHEN | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| ETTESTAD, PEGGY, L | I | COO, SENIOR VICE PRESIDENT | NA | Control |
| HOUGHTBY, CAROL, MARY | I | TREASURER & VICE PRESIDENT | NA | |
| HUDSON, HOWARD, GEER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KOPPERUD, DEAN, CONRAD | I | CEO & DIRECTOR | NA | Control |
| MEZEY, LUCINDA, SANDFORD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MICHAELS, KEVIN, JOSEPH | I | CCO, VICE PRESIDENT | NA | Control |
| PLUMMER, SCOTT, ROANE | I | VICE PRESIDENT, ASSOCICATE GENERAL COUNSEL, ASSISTANT SECRETARY | NA | |
| SCHWARTZ, RHONDA, JOY | I | CLO, SECRETARY, SENIOR VICE PRESIDENT | NA | Control |
| URION, MELINDA, SUE | I | CFO, SENIOR VICE PRESIDENT | NA | Control |
| YALEN, GARY, NORMAN | I | PRESIDENT, DIRECTOR, & CIO | NA | Control |
| FORTIS, INC. | DE | PARENT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FORTIS INSURANCE N.V. | FE | FORTIS, INC. | E | Control |
| FORTIS N.V. | FE | FORTIS INSURANCE N.V. | E | Control |
| FORTIS (B) | FE | FORTIS N.V. | D | Control |
| FORTIS (NL) | FE | FORTIS N.V. | C | Control |
Registrations
Federal
IA
Oct 1, 2001 REGISTERED
Notice Filings (1)
MN
Address
500 BIELENBERG DRWOODBURY, MN 55125
USA
Phone: 651-738-4000