BARROW INVESTMENT MANAGEMENT INC
CRD #105961 SEC #801-24343 TAMPA, FL 813-831-4191
SEC Registered
Total AUM
$54.5M
Discretionary
$54.5M
Employees
5
Clients
--
Accounts
52
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 25, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARROW INVESTMENT MANAGEMENT INC | DE | PRESIDENT | E | Control |
| BARROW INVESTMENT MANAGEMENT INC | DE | PRESIDENT | E | Control |
| BARROW, ALSTON, MCCONNELL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BARROW, ALSTON, MCCONNELL | I | CCO | E | Control |
| BARROW, ALSTON, MCCONNELL | I | CCO | E | Control |
| BARROW, ALSTON, MCCONNELL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BARROW, ALSTON, MCCONNELL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BARROW, ALSTON, MCCONNELL | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jan 25, 2007 REGISTERED
Notice Filings (1)
FL
Address
3800 BAY TO BAY BLVDSTE 21
TAMPA, FL 33629
USA
Phone: 813-831-4191