SIMMONS FINANCIAL MANAGEMENT INC
CRD #105973 SEC #801-17514 MILWAUKEE, WI 414-271-1856
SEC Registered
Total AUM
$32.1M
Discretionary
$32.1M
Employees
5
Clients
0
Accounts
38
Firm Details
- Organization Type
- Corporation
- State of Formation
- Wisconsin
- Fiscal Year End
- OCTOBER
- Registration Date
- --
- Latest Filing
- Sep 13, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SIMMONS, MICHAEL, DAWES | I | PRESIDENT, CHIEF COMPLIENCE OFFICER | E | Control |
| SIMMONS, MICHAEL, DAWES | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| SIMMONS, MICHAEL, DAWES | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| SIMMONS, MICHAEL, DAWES | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| SIMMONS, MICHAEL, DAWES | I | PRESIDENT, CHIEF COMPLIENCE OFFICER | E | Control |
| SIMMONS, MICHAEL, DAWES | I | PRESIDENT | E | Control |
| SIMMONS, MICHAEL, DAWES | I | PRESIDENT | E | Control |
| SIMMONS, MICHAEL, DAWES | I | PRESIDENT | E | Control |
| SIMMONS, MICHAEL, DAWES | I | PRESIDENT | E | Control |
| SIMMONS, MICHAEL, DAWES | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Sep 13, 2005 REGISTERED
Notice Filings (1)
WI
Address
250 E WISCONSIN AVE18TH FLOOR
MILWAUKEE, WI 53202
USA
Phone: 414-271-1856