RIA Intelligence

STOCKWALK INVESTMENT MANAGEMENT, INC.

CRD #105976 SEC #801-49691 MINNEAPOLIS, MN 763-847-7356
SEC Registered
Total AUM
$96M
Discretionary
$82M
Employees
5
Clients
0
Accounts
60

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
OCTOBER
Registration Date
--
Latest Filing
Aug 23, 2001
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
COLTON, PHILIP, THEODOREISECRETARYNA Control
COLTON, PHILIP, THEODOREISECRETARYNA Control
DAWKINS, KENNETH, EUGENEICHIEF EXECUTIVE OFFICERNA
DAWKINS, KENNETH, EUGENEICHIEF EXECUTIVE OFFICERNA
FELTL, JOHN, ELMERIDIRECTORNA Control
FELTL, JOHN, ELMERIDIRECTORNA Control
HOUDEK, JEFFREY, LONNICHIEF FINANCIAL OFFICERNA Control
HOUDEK, JEFFREY, LONNICHIEF FINANCIAL OFFICERNA Control
JOHNSON, DAVID, BRUCEIPRESIDENTNA Control
JOHNSON, DAVID, BRUCEIPRESIDENTNA Control
MILLER, ELDON, CHARLESICHAIRMAN OF THE BOARDNA Control
MILLER, ELDON, CHARLESICHAIRMAN OF THE BOARDNA Control
SCHIERMAN, MICHAEL, BERNARDIDIRECTOR OF COMPLIANCENA Control
SCHIERMAN, MICHAEL, BERNARDIDIRECTOR OF COMPLIANCENA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
STOCKWALK GROUP, INC.DESTOCKWALK INVESTMENT MANAGEMENT, INC.E Control
STOCKWALK GROUP, INC.DESTOCKWALK INVESTMENT MANAGEMENT, INC.E Control

Registrations

Federal

IA
Aug 23, 2001 REGISTERED

Notice Filings (1)

MN

Address

5500 WAYZATA BLVD
SUITE 800
MINNEAPOLIS, MN 55416
USA
Phone: 763-847-7356