PORTFOLIO ADVISORS LLC

CRD #105981 SEC #801-46369 DARIEN, CT 203-662-3456

SEC Registered Private Funds

Total AUM

$44.7B

Discretionary

$28.3B

Employees

157

Clients

Accounts

121

Firm Details

Organization Type: Limited Liability Company
State of Formation: Connecticut
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Dec 4, 2025
Branch Offices: 7

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BINICK, KENNETH	I	MANAGING DIRECTOR	NA
BINICK, KENNETH	I	MANAGING DIRECTOR	NA
BINICK, KENNETH	I	MANAGING DIRECTOR	NA
BINICK, KENNETH	I	MANAGING DIRECTOR	NA
BINICK, KENNETH	I	MANAGING DIRECTOR	NA
BINICK, KENNETH	I	MANAGING DIRECTOR	NA
BINICK, KENNETH	I	MANAGING DIRECTOR	NA
BINICK, KENNETH	I	MANAGING DIRECTOR	NA
BINICK, KENNETH	I	MANAGING DIRECTOR	NA
BINICK, KENNETH	I	MANAGING DIRECTOR	NA
BINICK, KENNETH	I	MANAGING DIRECTOR	NA
BINICK, KENNETH	I	MANAGING DIRECTOR	NA
BINICK, KENNETH, GARRETT	I	MANAGING DIRECTOR	NA
BINICK, KENNETH, GARRETT	I	MANAGING DIRECTOR	NA
BUTLER, RYAN	I	MANAGING DIRECTOR	NA
BUTLER, RYAN	I	MANAGING DIRECTOR	NA
BUTLER, RYAN	I	MANAGING DIRECTOR	NA
BUTLER, RYAN	I	MANAGING DIRECTOR	NA
CAMPBELL, ELIZABETH, MERRITT	I	MANAGING DIRECTOR	NA
CAMPBELL, ELIZABETH, MERRITT	I	MANAGING DIRECTOR	NA
CAMPBELL, ELIZABETH, MERRITT	I	MANAGING DIRECTOR	NA
CAMPBELL, ELIZABETH, MERRITT	I	MANAGING DIRECTOR	NA
CAMPBELL, ELIZABETH, MERRITT	I	MANAGING DIRECTOR	NA
CAMPBELL, ELIZABETH, MERRITT	I	MANAGING DIRECTOR	NA
CAMPBELL, ELIZABETH, MERRITT	I	MEMBER OF MANAGEMENT COMMITTEE	NA	Control
CAMPBELL, ELIZABETH, MERRITT	I	MEMBER OF MANAGEMENT COMMITTEE	NA	Control
CAMPBELL, ELIZABETH, MERRITT	I	MEMBER OF MANAGEMENT COMMITTEE	NA	Control
CAMPBELL, ELIZABETH, MERRITT	I	MEMBER OF MANAGEMENT COMMITTEE	NA	Control
CEDAR MOUNTAIN TRUST	DE	OWNER	NA
CEDAR MOUNTAIN TRUST	DE	OWNER	NA
CEDAR MOUNTAIN TRUST	DE	OWNER	NA
CEDAR MOUNTAIN TRUST	DE	OWNER	NA
CEDAR MOUNTAIN TRUST	DE	OWNER	NA
CHEN, MICHAEL, JENGHAO	I	MANAGING DIRECTOR	NA
CHO, JEFFREY, JIN	I	MANAGING DIRECTOR	NA
CHO, JEFFREY, JIN	I	MANAGING DIRECTOR	NA
CHRYSALIS INVESTMENTS, LLC	DE	OWNER	NA
CHRYSALIS INVESTMENTS, LLC	DE	OWNER	NA
CHRYSALIS INVESTMENTS, LLC	DE	OWNER	NA
CHRYSALIS INVESTMENTS, LLC	DE	OWNER	NA
CLEMENS, ADAM, GERARD	I	MANAGING DIRECTOR	NA
CLEMENS, ADAM, GERARD	I	MANAGING DIRECTOR	NA
CLEMENS, ADAM, GERARD	I	MANAGING DIRECTOR	NA
CLEMENS, ADAM, GERARD	I	MANAGING DIRECTOR	NA
CLEMENS, ADAM, GERARD	I	MANAGING DIRECTOR	NA
CLEMENS, ADAM, GERARD	I	MANAGING DIRECTOR	NA
CLEMENS, ADAM, GERARD	I	MANAGING DIRECTOR	NA
CLEMENS, ADAM, GERARD	I	MANAGING DIRECTOR	NA
CLEMENS, ADAM, GERARD	I	MANAGING DIRECTOR	NA
CLEMENS, ADAM, GERARD	I	MANAGING DIRECTOR	NA
CLEMENS, ADAM, GERARD	I	MANAGING DIRECTOR	NA
CLEMENS, ADAM, GERARD	I	MANAGING DIRECTOR	NA
CLEMENS, ADAM, GERARD	I	MANAGING DIRECTOR	NA
CLEMENS, ADAM, GERARD	I	MANAGING DIRECTOR	NA	Control
CLEMENS, ADAM, GERARD	I	MANAGING DIRECTOR	NA	Control
CLEMENS, ADAM, GERARD	I	MANAGING DIRECTOR	NA
CLEMENS, ADAM, GERARD	I	MANAGING DIRECTOR	NA
CLEMENS, ADAM, GERARD	I	MANAGING DIRECTOR	NA
CLEMENS, ADAM, GERARD	I	MANAGING DIRECTOR	NA
CLEMENS, ADAM, GERARD	I	MEMBER OF MANAGEMENT COMMITTEE	NA	Control
CLEMENS, ADAM, GERARD	I	MEMBER OF MANAGEMENT COMMITTEE	NA	Control
CLEMENS, ADAM, GERARD	I	MEMBER OF MANAGEMENT COMMITTEE	NA	Control
CLEMENS, ADAM, GERARD	I	MEMBER OF MANAGEMENT COMMITTEE	NA	Control
COHN-SFETCU, DAN, ANTHONY	I	MANAGING DIRECTOR	NA
COHN-SFETCU, DAN, ANTHONY	I	MANAGING DIRECTOR	NA
COHN-SFETCU, DAN, ANTHONY	I	MANAGING DIRECTOR	NA
COHN-SFETCU, DAN, ANTHONY	I	MANAGING DIRECTOR	NA
COHN-SFETCU, DAN, ANTHONY	I	MANAGING DIRECTOR	NA
CONNOLLY, PATRICK, E	I	MANAGING DIRECTOR	NA
CONNOLLY, PATRICK, E	I	MANAGING DIRECTOR	NA
CONNOLLY, PATRICK, E	I	MANAGING DIRECTOR	NA
CONNOLLY, PATRICK, E	I	MANAGING DIRECTOR	NA
CONNOLLY, PATRICK, E	I	MANAGING DIRECTOR	NA
CONNOLLY, PATRICK, E	I	MANAGING DIRECTOR	NA
CONNOLLY, PATRICK, E	I	MANAGING DIRECTOR	NA
CONNOLLY, PATRICK, E	I	MANAGING DIRECTOR	NA
CONNOLLY, PATRICK, E	I	MANAGING DIRECTOR	NA
CONNOLLY, PATRICK, E	I	OWNER	NA
CONNOLLY, PATRICK, E	I	OWNER	NA
CONNOLLY, PATRICK, E	I	OWNER	NA
CONNOLLY, PATRICK, EUGENE	I	OWNER	NA
CONNOLLY, PATRICK, EUGENE	I	OWNER	NA
CROTTY, PAUL, ROWLAND	I	OWNER	NA
CROTTY, PAUL, ROWLAND	I	OWNER	NA
CROTTY, PAUL, ROWLAND	I	OWNER	NA
CROTTY, PAUL, ROWLAND	I	OWNER	NA
CROTTY, PAUL, ROWLAND	I	OWNER	NA
CROTTY, PAUL, ROWLAND	I	OWNER	NA
CROTTY, PAUL, ROWLAND	I	OWNER	NA
Cho, Jeffrey	I	MANAGING DIRECTOR	NA
Cho, Jeffrey	I	MANAGING DIRECTOR	NA
Cho, Jeffrey	I	MANAGING DIRECTOR	NA
Cho, Jeffrey	I	MANAGING DIRECTOR	NA
DACOSTA, IGOR, MAYA	I	MANAGING DIRECTOR	NA
DACOSTA, IGOR, MAYA	I	MANAGING DIRECTOR	NA
DACOSTA, IGOR, MAYA	I	MANAGING DIRECTOR	NA
DACOSTA, IGOR, MAYA	I	MANAGING DIRECTOR	NA
DACOSTA, IGOR, MAYA	I	MANAGING DIRECTOR	NA
DACOSTA, IGOR, MAYA	I	MANAGING DIRECTOR	NA
DACOSTA, IGOR, MAYA	I	MANAGING DIRECTOR	NA
DACOSTA, IGOR, MAYA	I	MANAGING DIRECTOR	NA
DACOSTA, IGOR, MAYA	I	MANAGING DIRECTOR	NA
DACOSTA, IGOR, MAYA	I	MANAGING DIRECTOR	NA
DACOSTA, IGOR, MAYA	I	MANAGING DIRECTOR	NA
DACOSTA, IGOR, MAYA	I	MANAGING DIRECTOR	NA
DACOSTA, IGOR, MAYA	I	MANAGING DIRECTOR	NA
DACOSTA, IGOR, MAYA	I	MANAGING DIRECTOR	NA
DWYER, DANIEL, FRANCIS	I	SENIOR COMPLIANCE OFFICER	NA
DWYER, DANIEL, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA
DWYER, DANIEL, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA
DWYER, DANIEL, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA
DWYER, DANIEL, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA
DWYER, DANIEL, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA
DWYER, DANIEL, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA
DWYER, DANIEL, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA
DWYER, DANIEL, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA
DWYER, DANIEL, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA
DWYER, DANIEL, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA
DWYER, DANIEL, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA
DWYER, DANIEL, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA
DWYER, DANIEL, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA
DWYER, DANIEL, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA
DWYER, DANIEL, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA	Control
DWYER, DANIEL, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA	Control
DWYER, DANIEL, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA	Control
EISENBERG, JESSE	I	CHIEF LEGAL OFFICER	NA
EISENBERG, JESSE	I	CHIEF COMPLIANCE OFFICER	NA
EISENBERG, JESSE	I	CHIEF COMPLIANCE OFFICER	NA
EISENBERG, JESSE	I	CHIEF COMPLIANCE OFFICER	NA
EISENBERG, JESSE	I	CHIEF COMPLIANCE OFFICER	NA
EISENBERG, JESSE	I	CHIEF COMPLIANCE OFFICER	NA
EISENBERG, JESSE	I	MANAGING DIRECTOR	NA
EISENBERG, JESSE	I	CHIEF COMPLIANCE OFFICER	NA
EISENBERG, JESSE	I	MANAGING DIRECTOR	NA
EISENBERG, JESSE	I	MANAGING DIRECTOR	NA
EISENBERG, JESSE	I	MANAGING DIRECTOR	NA
EISENBERG, JESSE	I	MANAGING DIRECTOR	NA
EISENBERG, JESSE	I	MANAGING DIRECTOR	NA
EISENBERG, JESSE	I	MANAGING DIRECTOR	NA
EISENBERG, JESSE	I	MANAGING DIRECTOR	NA
EISENBERG, JESSE	I	MANAGING DIRECTOR	NA
EISENBERG, JESSE	I	MANAGING DIRECTOR	NA
EISENBERG, JESSE	I	MANAGING DIRECTOR	NA
EISENBERG, JESSE	I	MANAGING DIRECTOR	NA
EISENBERG, JESSE, SEVIN	I	MANAGING DIRECTOR	NA
EISENBERG, JESSE, SEVIN	I	MANAGING DIRECTOR	NA
EISENBERG, JESSE, SEVIN	I	GENERAL COUNSEL	NA	Control
EISENBERG, JESSE, SEVIN	I	GENERAL COUNSEL	NA	Control
ENGLISH, JONATHAN, A	I	MANAGING DIRECTOR	NA
ENGLISH, JONATHAN, A	I	MANAGING DIRECTOR	NA
ENGLISH, JONATHAN, A	I	MANAGING DIRECTOR	NA
ENGLISH, JONATHAN, A	I	MANAGING DIRECTOR	NA
ENGLISH, JONATHAN, A	I	MANAGING DIRECTOR	NA
ENGLISH, JONATHAN, A	I	MANAGING DIRECTOR	NA
ENGLISH, JONATHAN, A	I	MANAGING DIRECTOR	NA
ENGLISH, JONATHAN, A	I	MANAGING DIRECTOR	NA
ENGLISH, JONATHAN, A	I	MANAGING DIRECTOR	NA
ENGLISH, JONATHAN, A	I	MANAGING DIRECTOR	NA
ENGLISH, JONATHAN, A	I	MANAGING DIRECTOR	NA
ENGLISH, JONATHAN, A	I	MANAGING DIRECTOR	NA
ENGLISH, JONATHAN, ANDREW	I	MANAGING DIRECTOR	NA
ENGLISH, JONATHAN, ANDREW	I	MANAGING DIRECTOR	NA
FAGAN, JOHN, MCKENZIE	I	MANAGING DIRECTOR	NA
FAGAN, JOHN, MCKENZIE	I	MANAGING DIRECTOR	NA
FAGAN, JOHN, MCKENZIE	I	MANAGING DIRECTOR	NA
FAGAN, JOHN, MCKENZIE	I	MANAGING DIRECTOR	NA
GARRETT, GREGORY, J	I	MANAGING DIRECTOR	NA
GARRETT, GREGORY, J	I	MANAGING DIRECTOR	NA
GARRETT, GREGORY, J	I	MANAGING DIRECTOR	NA
GARRETT, GREGORY, J	I	MANAGING DIRECTOR	NA
GARRETT, GREGORY, J	I	MANAGING DIRECTOR	NA
GARRETT, GREGORY, J	I	MANAGING DIRECTOR	NA
GARRETT, GREGORY, J	I	MANAGING DIRECTOR	NA
GARRETT, GREGORY, J	I	MANAGING DIRECTOR	NA
GARRETT, GREGORY, J	I	MANAGING DIRECTOR	NA
GARRETT, GREGORY, J	I	MANAGING DIRECTOR	NA
GARRETT, GREGORY, J	I	MANAGING DIRECTOR	NA
GARRETT, GREGORY, J	I	MANAGING DIRECTOR	NA
GARRETT, GREGORY, J	I	MANAGING DIRECTOR	NA
GARRETT, GREGORY, J	I	MANAGING DIRECTOR	NA
GARRETT, GREGORY, J	I	MANAGING DIRECTOR	NA
GARRETT, GREGORY, J	I	MANAGING DIRECTOR	NA
GARRETT, GREGORY, J	I	MANAGING DIRECTOR	NA
GARRETT, GREGORY, JOSEPH	I	MANAGING DIRECTOR	NA
GARRETT, GREGORY, JOSEPH	I	MANAGING DIRECTOR	NA
GENOVESE, CHRISTOPHER, JOSEPH	I	MANAGING DIRECTOR	NA
GENOVESE, CHRISTOPHER, JOSEPH	I	MANAGING DIRECTOR	NA
GENOVESE, CHRISTOPHER, JOSEPH	I	MANAGING DIRECTOR	NA
GENOVESE, CHRISTOPHER, JOSEPH	I	MANAGING DIRECTOR	NA
GENOVESE, CHRISTOPHER, JOSEPH	I	MANAGING DIRECTOR	NA
GENOVESE, CHRISTOPHER, JOSEPH	I	MANAGING DIRECTOR	NA
GENOVESE, CHRISTOPHER, JOSEPH	I	MANAGING DIRECTOR	NA
GENOVESE, CHRISTOPHER, JOSEPH	I	MANAGING DIRECTOR	NA
GENOVESE, CHRISTOPHER, JOSEPH	I	MANAGING DIRECTOR	NA
GENOVESE, CHRISTOPHER, JOSEPH	I	MANAGING DIRECTOR	NA
GENOVESE, CHRISTOPHER, JOSEPH	I	MANAGING DIRECTOR	NA
GENOVESE, CHRISTOPHER, JOSEPH	I	MANAGING DIRECTOR	NA
GENOVESE, CHRISTOPHER, JOSEPH	I	MANAGING DIRECTOR	NA
GENOVESE, CHRISTOPHER, JOSEPH	I	MANAGING DIRECTOR	NA
GERBRACHT, PATRICK, REED	I	MANAGING DIRECTOR	NA
GERBRACHT, PATRICK, REED	I	MANAGING DIRECTOR	NA
Gerbracht, Patrick	I	MANAGING DIRECTOR	NA
Gerbracht, Patrick	I	MANAGING DIRECTOR	NA
Gerbracht, Patrick	I	MANAGING DIRECTOR	NA
Gerbracht, Patrick	I	MANAGING DIRECTOR	NA
HARPER, CHARLES, WILLIAM	I	MANAGING DIRECTOR	NA
HARPER, CHARLES, WILLIAM	I	MANAGING DIRECTOR	NA
HARPER, CHARLES, WILLIAM	I	MANAGING DIRECTOR	NA
HARPER, CHARLES, WILLIAM	I	MANAGING DIRECTOR	NA
HARPER, CHARLES, WILLIAM	I	MANAGING DIRECTOR	NA
HARPER, CHARLES, WILLIAM	I	MANAGING DIRECTOR	NA
HARPER, CHARLES, WILLIAM	I	MANAGING DIRECTOR	NA
HARPER, CHARLES, WILLIAM	I	MANAGING DIRECTOR	NA
HARPER, CHARLES, WILLIAM	I	MANAGING DIRECTOR	NA
HARPER, CHARLES, WILLIAM	I	MANAGING DIRECTOR	NA
HARPER, CHARLES, WILLIAM	I	MANAGING DIRECTOR	NA
HARPER, CHARLES, WILLIAM	I	MANAGING DIRECTOR	NA
HARPER, CHARLES, WILLIAM	I	MANAGING DIRECTOR	NA
HARPER, CHARLES, WILLIAM	I	MANAGING DIRECTOR	NA
HIGBEE, SCOTT, DAVID	I	MANAGING DIRECTOR	NA
HIGBEE, SCOTT, DAVID	I	MANAGING DIRECTOR	NA
HIGBEE, SCOTT, DAVID	I	MANAGING DIRECTOR	NA
HIGBEE, SCOTT, DAVID	I	MANAGING DIRECTOR	NA
HIGBEE, SCOTT, DAVID	I	MEMBER OF MANAGEMENT COMMITTEE	NA	Control
HIGBEE, SCOTT, DAVID	I	MEMBER OF MANAGEMENT COMMITTEE	NA	Control
HIGBEE, SCOTT, DAVID	I	MEMBER OF MANAGEMENT COMMITTEE	NA	Control
HIGBEE, SCOTT, DAVID	I	MEMBER OF MANAGEMENT COMMITTEE	NA	Control
HOUTTEVILLE, BRIAC, NMN	I	MANAGING DIRECTOR	NA
HUR, BENJAMIN, SANGHO	I	MANAGING DIRECTOR	NA
HUR, BENJAMIN, SANGHO	I	MANAGING DIRECTOR	NA
HUR, BENJAMIN, SANGHO	I	MANAGING DIRECTOR	NA
HUR, BENJAMIN, SANGHO	I	MANAGING DIRECTOR	NA
HUR, BENJAMIN, SANGHO	I	MANAGING DIRECTOR	NA
HUR, BENJAMIN, SANGHO	I	MANAGING DIRECTOR	NA
IAMICELI, DANIEL, CHRISTOPHER	I	CHIEF FINANCIAL OFFICER-FUNDS	NA	Control
IAMICELI, DANIEL, CHRISTOPHER	I	CHIEF FINANCIAL OFFICER-FUNDS	NA	Control
IAMICELI, DANIEL, CHRISTOPHER	I	CHIEF FINANCIAL OFFICER-FUNDS	NA	Control
IAMICELI, DANIEL, CHRISTOPHER	I	CHIEF FINANCIAL OFFICER-FUNDS	NA	Control
IAMICELI, DANIEL, CHRISTOPHER	I	CHIEF FINANCIAL OFFICER-FUNDS	NA	Control
IAMICELI, DANIEL, CHRISTOPHER	I	CHIEF FINANCIAL OFFICER-FUNDS	NA	Control
IAMICELI, DANIEL, CHRISTOPHER	I	CHIEF FINANCIAL OFFICER-FUNDS	NA	Control
INDELICATO FAMILY TRUST	DE	OWNER	NA
INDELICATO FAMILY TRUST	DE	OWNER	NA
INDELICATO FAMILY TRUST	DE	OWNER	NA
INDELICATO FAMILY TRUST	DE	OWNER	NA
INDELICATO FAMILY TRUST	DE	OWNER	NA
INDELICATO FAMILY TRUST	DE	OWNER	NA
INDELICATO FAMILY TRUST	DE	OWNER	NA
INDELICATO FAMILY TRUST	DE	OWNER	NA
INDELICATO FAMILY TRUST	DE	OWNER	NA
INDELICATO FAMILY TRUST	DE	OWNER	NA
INDELICATO FAMILY TRUST	DE	OWNER	NA
INDELICATO FAMILY TRUST	DE	OWNER	NA
INDELICATO FAMILY TRUST	DE	OWNER	NA
JARVIS, KENNETH, SPALTER	I	MANAGING DIRECTOR	NA
JARVIS, KENNETH, SPALTER	I	MANAGING DIRECTOR	NA
JARVIS, KENNETH, SPALTER	I	MANAGING DIRECTOR	NA
JARVIS, KENNETH, SPALTER	I	MANAGING DIRECTOR	NA
JARVIS, KENNETH, SPALTER	I	MANAGING DIRECTOR	NA
JARVIS, KENNETH, SPALTER	I	MANAGING DIRECTOR	NA
JARVIS, KENNETH, SPALTER	I	MANAGING DIRECTOR	NA
JOHNSON, LAUREN	I	CHIEF FINANCIAL OFFICER - CORPORATE	NA	Control
JOHNSON, LAUREN	I	CHIEF FINANCIAL OFFICER - CORPORATE	NA	Control
JOHNSON, LAUREN	I	CHIEF FINANCIAL OFFICER - CORPORATE	NA	Control
JOHNSON, LAUREN	I	CHIEF FINANCIAL OFFICER - CORPORATE	NA	Control
JOHNSON, LAUREN, MARIE	I	CHIEF FINANCIAL OFFICER - CORPORATE	NA	Control
JOHNSON, LAUREN, MARIE	I	CHIEF FINANCIAL OFFICER - CORPORATE	NA	Control
KELLEMAN, GEOFFREY, PAUL	I	MANAGING DIRECTOR	NA
KELLEMAN, GEOFFREY, PAUL	I	MANAGING DIRECTOR	NA
KYLES, JOHN, MORROW	I	MANAGING DIRECTOR	NA
KYLES, JOHN, MORROW	I	MANAGING DIRECTOR	NA
KYLES, JOHN, MORROW	I	MANAGING DIRECTOR	NA
KYLES, JOHN, MORROW	I	MANAGING DIRECTOR	NA
KYLES, JOHN, MORROW	I	MANAGING DIRECTOR	NA
KYLES, JOHN, MORROW	I	MANAGING DIRECTOR	NA
KYLES, JOHN, MORROW	I	MANAGING DIRECTOR	NA
KYLES, JOHN, MORROW	I	MANAGING DIRECTOR	NA
KYLES, JOHN, MORROW	I	MANAGING DIRECTOR	NA
KYLES, JOHN, MORROW	I	MANAGING DIRECTOR	NA
KYLES, JOHN, MORROW	I	MANAGING DIRECTOR	NA
KYLES, JOHN, MORROW	I	MANAGING DIRECTOR	NA
KYLES, JOHN, MORROW	I	MANAGING DIRECTOR	NA
KYLES, JOHN, MORROW	I	MANAGING DIRECTOR	NA
KYLES, JOHN, MORROW	I	MANAGING DIRECTOR	NA
Kelleman, Geoffrey	I	MANAGING DIRECTOR	NA
Kelleman, Geoffrey	I	MANAGING DIRECTOR	NA
LANDON, JASON	I	MANAGING DIRECTOR	NA
LANDON, JASON	I	MANAGING DIRECTOR	NA
LANDON, JASON	I	MANAGING DIRECTOR	NA
LANDON, JASON	I	MANAGING DIRECTOR	NA
LANDON, JASON	I	MANAGING DIRECTOR	NA
LANDON, JASON	I	MANAGING DIRECTOR	NA
LANDON, JASON	I	MANAGING DIRECTOR	NA
LANDON, JASON	I	MANAGING DIRECTOR	NA
LANDON, JASON	I	MANAGING DIRECTOR	NA
LANDON, JASON	I	MANAGING DIRECTOR	NA
LANDON, JASON	I	MANAGING DIRECTOR	NA
LANDON, JASON	I	MANAGING DIRECTOR	NA
LANDON, JASON	I	MANAGING DIRECTOR	NA
LANDON, JASON, LEE	I	MANAGING DIRECTOR	NA
LANDON, JASON, LEE	I	MANAGING DIRECTOR	NA
LIENEMANN, DIRK, NMN	I	MANAGING DIRECTOR	NA
LIENEMANN, DIRK, NMN	I	MANAGING DIRECTOR	NA
LINDBERG, BROOKS, ANTHONY	I	MANAGING DIRECTOR	NA
LINDBERG, BROOKS, ANTHONY	I	MANAGING DIRECTOR	NA
LINDBERG, BROOKS, ANTHONY	I	MANAGING DIRECTOR	NA
LINDBERG, BROOKS, ANTHONY	I	MANAGING DIRECTOR	NA
LINDBERG, BROOKS, ANTHONY	I	MEMBER OF MANAGEMENT COMMITTEE	NA	Control
LINDBERG, BROOKS, ANTHONY	I	MEMBER OF MANAGEMENT COMMITTEE	NA	Control
LINDBERG, BROOKS, ANTHONY	I	MEMBER OF MANAGEMENT COMMITTEE	NA	Control
LINDBERG, BROOKS, ANTHONY	I	MEMBER OF MANAGEMENT COMMITTEE	NA	Control
LIU, MICHAEL, NMN	I	MANAGING DIRECTOR	NA
LIU, MICHAEL, NMN	I	MANAGING DIRECTOR	NA
LUX, JUSTIN, PAUL	I	MANAGING DIRECTOR	NA
LUX, JUSTIN, PAUL	I	MANAGING DIRECTOR	NA
Lienemann, Dirk	I	MANAGING DIRECTOR	NA	Control
Lienemann, Dirk	I	MANAGING DIRECTOR	NA	Control
Lienemann, Dirk	I	MANAGING DIRECTOR	NA	Control
Lienemann, Dirk	I	MANAGING DIRECTOR	NA
Lienemann, Dirk	I	MANAGING DIRECTOR	NA
Liu, Michael	I	MANAGING DIRECTOR	NA
Liu, Michael	I	MANAGING DIRECTOR	NA
Lux, Justin	I	MANAGING DIRECTOR	NA
Lux, Justin	I	MANAGING DIRECTOR	NA
MOONEY, BRIAN, PATRICK	I	MANAGING DIRECTOR	NA
MURPHY, BRIAN, POTTER	I	MANAGING DIRECTOR	NA	Control
MURPHY, BRIAN, POTTER	I	MANAGING DIRECTOR	NA	Control
MURPHY, BRIAN, POTTER	I	MANAGING DIRECTOR	NA	Control
MURPHY, BRIAN, POTTER	I	MANAGING DIRECTOR	NA	Control
MURPHY, BRIAN, POTTER	I	MANAGING DIRECTOR	NA	Control
MURPHY, BRIAN, POTTER	I	MANAGING DIRECTOR	NA	Control
MURPHY, BRIAN, POTTER	I	MANAGING DIRECTOR	NA	Control
MURPHY, BRIAN, POTTER	I	MANAGING DIRECTOR	NA	Control
MURPHY, BRIAN, POTTER	I	MANAGING DIRECTOR	NA	Control
MURPHY, BRIAN, POTTER	I	MANAGING DIRECTOR	NA	Control
MURPHY, BRIAN, POTTER	I	MANAGING DIRECTOR	NA	Control
MURPHY, BRIAN, POTTER	I	MANAGING DIRECTOR	NA	Control
MURPHY, BRIAN, POTTER	I	MANAGING DIRECTOR	NA	Control
MURPHY, BRIAN, POTTER	I	MANAGING DIRECTOR	NA	Control
MURPHY, BRIAN, POTTER	I	MANAGING DIRECTOR	NA	Control
MURPHY, JONATHAN, FARMER	I	MANAGING DIRECTOR	NA
PARKER, JENIFER, KEEF	I	CHIEF FINANCIAL OFFICER	NA
PARKER, JENIFER, KEEF	I	CHIEF FINANCIAL OFFICER	NA
PARKER, JENIFER, KEEF	I	CHIEF FINANCIAL OFFICER	NA
PARKER, JENIFER, KEEF	I	CHIEF FINANCIAL OFFICER	NA
PARKER, JENIFER, KEEF	I	CHIEF FINANCIAL OFFICER	NA
PARKER, JENIFER, KEEF	I	CHIEF FINANCIAL OFFICER	NA
PARKER, JENIFER, KEEF	I	CHIEF FINANCIAL OFFICER	NA
PETERSON, JAMES, ROBERT	I	CHIEF COMPLIANCE OFFICER	NA	Control
PIERANDRI, HARRY, DUANE	I	MANAGING DIRECTOR	NA
PIERANDRI, HARRY, DUANE	I	MANAGING DIRECTOR	NA
PIERANDRI, HARRY, DUANE	I	MANAGING DIRECTOR	NA
PIERANDRI, HARRY, DUANE	I	MANAGING DIRECTOR	NA
PIERANDRI, HARRY, DUANE	I	MANAGING DIRECTOR	NA
PIERANDRI, HARRY, DUANE	I	MANAGING DIRECTOR	NA
PIERANDRI, HARRY, DUANE	I	MANAGING DIRECTOR	NA
PIERANDRI, HARRY, DUANE	I	MANAGING DIRECTOR	NA
PIERANDRI, HARRY, DUANE	I	MANAGING DIRECTOR	NA
PIERANDRI, HARRY, DUANE	I	MANAGING DIRECTOR	NA
PIERANDRI, HARRY, DUANE	I	MANAGING DIRECTOR	NA
PIERANDRI, HARRY, DUANE	I	MANAGING DIRECTOR	NA
PIERANDRI, HARRY, DUANE	I	MANAGING DIRECTOR	NA
PIERANDRI, HARRY, DUANE	I	MANAGING DIRECTOR	NA
PIERANDRI, HARRY, DUANE	I	MANAGING DIRECTOR	NA
PIERANDRI, HARRY, DUANE	I	MANAGING DIRECTOR	NA
PIERANDRI, HARRY, DUANE	I	MANAGING DIRECTOR	NA
PIERANDRI, HARRY, DUANE	I	MANAGING DIRECTOR	NA
PIERANDRI, HARRY, DUANE	I	MANAGING DIRECTOR	NA
PIERANDRI, HARRY, DUANE	I	MANAGING DIRECTOR	NA
PIERANDRI, HARRY, DUANE	I	MANAGING DIRECTOR	NA
RUDER, CHRISTOPHER, T	I	CHIEF COMPLIANCE OFFICER	NA
RUDER, CHRISTOPHER, T	I	CHIEF COMPLIANCE OFFICER	NA
RUDER, CHRISTOPHER, T	I	MANAGING DIRECTOR	NA	Control
RUDER, CHRISTOPHER, T	I	MANAGING DIRECTOR	NA	Control
RUDER, CHRISTOPHER, T	I	MANAGING DIRECTOR	NA	Control
RUDER, CHRISTOPHER, T	I	MANAGING DIRECTOR	NA	Control
RUDER, CHRISTOPHER, T	I	MANAGING DIRECTOR	NA	Control
RUDER, CHRISTOPHER, T	I	OWNER	NA
RUDER, CHRISTOPHER, T	I	OWNER	NA
RUDER, CHRISTOPHER, THOMAS	I	OWNER	NA
RUDER, CHRISTOPHER, THOMAS	I	OWNER	NA
SCHWANITZ, PETER	I	MANAGING DIRECTOR	NA
SCHWANITZ, PETER	I	MANAGING DIRECTOR	NA
SCHWANITZ, PETER	I	MANAGING DIRECTOR	NA
SCHWANITZ, PETER	I	MANAGING DIRECTOR	NA
SCHWANITZ, PETER	I	MANAGING DIRECTOR	NA
SCHWANITZ, PETER	I	MANAGING DIRECTOR	NA
SCHWANITZ, PETER	I	MANAGING DIRECTOR	NA
SCHWANITZ, PETER	I	MANAGING DIRECTOR	NA
SCHWANITZ, PETER	I	MANAGING DIRECTOR	NA
SCHWANITZ, PETER	I	MANAGING DIRECTOR	NA
SCHWANITZ, PETER	I	MANAGING DIRECTOR	NA
SCHWANITZ, PETER	I	MANAGING DIRECTOR	NA
SCHWANITZ, PETER	I	MANAGING DIRECTOR	NA
SCHWANITZ, PETER	I	MANAGING DIRECTOR	NA
SCHWANITZ, PETER	I	OWNER	NA
SCHWANITZ, PETER	I	OWNER	NA
SCHWANITZ, PETER, MARTIN	I	OWNER	NA
SCHWANITZ, PETER, MARTIN	I	OWNER	NA
SCHWARTZ, BRIAN, MARTIN	I	MANAGING DIRECTOR	NA
SLOAN, STEPHEN, COULAM	I	MANAGING DIRECTOR	NA
SLOAN, STEPHEN, COULAM	I	MANAGING DIRECTOR	NA
SLOAN, STEPHEN, COULAM	I	MANAGING DIRECTOR	NA
SLOAN, STEPHEN, COULAM	I	MANAGING DIRECTOR	NA
SLOAN, STEPHEN, COULAM	I	MEMBER OF MANAGEMENT COMMITTEE	NA	Control
SLOAN, STEPHEN, COULAM	I	MEMBER OF MANAGEMENT COMMITTEE	NA	Control
SLOAN, STEPHEN, COULAM	I	MEMBER OF MANAGEMENT COMMITTEE	NA	Control
SLOAN, STEPHEN, COULAM	I	MEMBER OF MANAGEMENT COMMITTEE	NA	Control
SMOLENS, DONNA, OSWALD	I	OWNER	NA
SMOLENS, DONNA, OSWALD	I	OWNER	NA
STAUB, ERIC, JOHN	I	MANAGING DIRECTOR	NA
STAUB, ERIC, JOHN	I	MANAGING DIRECTOR	NA
STAUB, ERIC, JOHN	I	MANAGING DIRECTOR	NA
STAUB, ERIC, JOHN	I	MANAGING DIRECTOR	NA
STAUB, ERIC, JOHN	I	MANAGING DIRECTOR	NA
STAUB, ERIC, JOHN	I	MANAGING DIRECTOR	NA
STAUB, ERIC, JOHN	I	MANAGING DIRECTOR	NA
STAUB, ERIC, JOHN	I	MANAGING DIRECTOR	NA
STAUB, ERIC, JOHN	I	MANAGING DIRECTOR	NA
STAUB, ERIC, JOHN	I	MANAGING DIRECTOR	NA
STAUB, ERIC, JOHN	I	MANAGING DIRECTOR	NA
STAUFFER, COLIN, C	I	MANAGING DIRECTOR	NA
STAUFFER, COLIN, C	I	MANAGING DIRECTOR	NA
STAUFFER, COLIN, C	I	MANAGING DIRECTOR	NA
STAUFFER, COLIN, C	I	MANAGING DIRECTOR	NA
STAUFFER, COLIN, C	I	MANAGING DIRECTOR	NA
STAUFFER, COLIN, C	I	MANAGING DIRECTOR	NA
STAUFFER, COLIN, C	I	MANAGING DIRECTOR	NA
STAUFFER, COLIN, C	I	MANAGING DIRECTOR	NA
STAUFFER, COLIN, C	I	MANAGING DIRECTOR	NA
STAUFFER, COLIN, C	I	MANAGING DIRECTOR	NA
STAUFFER, COLIN, C	I	MANAGING DIRECTOR	NA
STAUFFER, COLIN, C	I	MANAGING DIRECTOR	NA
STAUFFER, COLIN, CHIRSTOPHER	I	MANAGING DIRECTOR	NA
STAUFFER, COLIN, CHIRSTOPHER	I	MANAGING DIRECTOR	NA
THE CLAIRE C. GRIDLEY TRUST	DE	OWNER	NA
THE CLAIRE C. GRIDLEY TRUST	DE	OWNER	NA
THE CLAIRE C. GRIDLEY TRUST	DE	OWNER	NA
THE CLAIRE C. GRIDLEY TRUST	DE	OWNER	NA
THE CLAIRE C. GRIDLEY TRUST	DE	OWNER	NA
THE CLAIRE C. GRIDLEY TRUST	DE	OWNER	NA
THE CLAIRE C. GRIDLEY TRUST	DE	OWNER	NA
THE CLAIRE C. GRIDLEY TRUST	DE	OWNER	NA
THE CLAIRE C. GRIDLEY TRUST	DE	OWNER	NA
THE CLAIRE C. GRIDLEY TRUST	DE	OWNER	NA
THE CLAIRE C. GRIDLEY TRUST	DE	OWNER	NA
THE CLAIRE C. GRIDLEY TRUST	DE	OWNER	NA
THE CLAIRE C. GRIDLEY TRUST	DE	OWNER	NA
THE LINDBERG FAMILY PARTNERSHIP	DE	OWNER	NA
THE LINDBERG FAMILY PARTNERSHIP	DE	OWNER	NA
THE LINDBERG FAMILY PARTNERSHIP	DE	OWNER	NA
THE LINDBERG FAMILY PARTNERSHIP	DE	OWNER	NA
THE LINDBERG FAMILY TRUST	DE	OWNER	NA
THE LINDBERG FAMILY TRUST	DE	OWNER	NA
THE LINDBERG FAMILY TRUST	DE	OWNER	NA
THE LINDBERG FAMILY TRUST	DE	OWNER	NA
THE LINDBERG FAMILY TRUST	DE	OWNER	NA
THUNEM, ERIC, LEE	I	MANAGING DIRECTOR	NA
THUNEM, ERIC, LEE	I	MANAGING DIRECTOR	NA
THUNEM, ERIC, LEE	I	MANAGING DIRECTOR	NA
THUNEM, ERIC, LEE	I	MANAGING DIRECTOR	NA
THUNEM, ERIC, LEE	I	MANAGING DIRECTOR	NA
THUNEM, ERIC, LEE	I	MANAGING DIRECTOR	NA
THUNEM, ERIC, LEE	I	MANAGING DIRECTOR	NA
THUNEM, ERIC, LEE	I	MANAGING DIRECTOR	NA
THUNEM, ERIC, LEE	I	MANAGING DIRECTOR	NA
THUNEM, ERIC, LEE	I	MANAGING DIRECTOR	NA
THUNEM, ERIC, LEE	I	MANAGING DIRECTOR	NA
THUNEM, ERIC, LEE	I	MANAGING DIRECTOR	NA
THUNEM, ERIC, LEE	I	MANAGING DIRECTOR	NA
THUNEM, ERIC, LEE	I	MANAGING DIRECTOR	NA
THUNEM, ERIC, LEE	I	MANAGING DIRECTOR	NA
THUNEM, ERIC, LEE	I	MANAGING DIRECTOR	NA
THUNEM, ERIC, LEE	I	OWNER	NA
THUNEM, ERIC, LEE	I	OWNER	NA
TODAI CAPITAL LLC	DE	OWNER	NA
TODAI CAPITAL LLC	DE	OWNER	NA
TODAI CAPITAL LLC	DE	OWNER	NA
TODAI CAPITAL LLC	DE	OWNER	NA
TRINKAUS, MICHAEL, A	I	CHIEF FINANCIAL OFFICER	NA
TRINKAUS, MICHAEL, A	I	CHIEF FINANCIAL OFFICER	NA
TRINKAUS, MICHAEL, A	I	CHIEF FINANCIAL OFFICER	NA
TRINKAUS, MICHAEL, A	I	CHIEF FINANCIAL OFFICER	NA
TRINKAUS, MICHAEL, A	I	CHIEF FINANCIAL OFFICER	NA
TRINKAUS, MICHAEL, A	I	CHIEF FINANCIAL OFFICER	NA
VON DER SCHULENBURG, NICOLAS	I	MANAGING DIRECTOR	NA	Control
VON DER SCHULENBURG, NICOLAS	I	MANAGING DIRECTOR	NA	Control
VON DER SCHULENBURG, NICOLAS	I	MANAGING DIRECTOR	NA	Control
VON DER SCHULENBURG, NICOLAS	I	MANAGING DIRECTOR	NA	Control
VON DER SCHULENBURG, NICOLAS	I	MANAGING DIRECTOR	NA	Control
VON DER SCHULENBURG, NICOLAS	I	MANAGING DIRECTOR	NA	Control
VON DER SCHULENBURG, NICOLAS	I	MANAGING DIRECTOR	NA	Control
VON DER SCHULENBURG, NICOLAS	I	MANAGING DIRECTOR	NA	Control
VON DER SCHULENBURG, NICOLAS	I	MANAGING DIRECTOR	NA	Control
VON DER SCHULENBURG, NICOLAS	I	MANAGING DIRECTOR	NA	Control
VON DER SCHULENBURG, NICOLAS	I	MANAGING DIRECTOR	NA	Control
VON DER SCHULENBURG, NICOLAS	I	MANAGING DIRECTOR	NA	Control
FRANKLIN SQUARE HOLDINGS, L.P.	DE	MEMBER	E	Control
FRANKLIN SQUARE HOLDINGS, L.P.	DE	MEMBER	E	Control
FRANKLIN SQUARE HOLDINGS, L.P.	DE	MEMBER	E	Control
FRANKLIN SQUARE HOLDINGS, L.P.	DE	MEMBER	E	Control
LANDMARK PORTFOLIO ADVISORS, LLC	DE	OWNER	C	Control
CROTTY, PAUL, ROWLAND	I	OWNER	B	Control
CROTTY, PAUL, ROWLAND	I	OWNER	B	Control
CROTTY, PAUL, ROWLAND	I	MANAGING DIRECTOR	B	Control
CROTTY, PAUL, ROWLAND	I	MANAGING DIRECTOR	B	Control
CROTTY, PAUL, ROWLAND	I	OWNER	B	Control
INDELICATO, WILLIAM, JOSEPH	I	OWNER	B	Control
INDELICATO, WILLIAM, JOSEPH	I	OWNER	B	Control
INDELICATO, WILLIAM, JOSEPH	I	MANAGING DIRECTOR	B	Control
INDELICATO, WILLIAM, JOSEPH	I	MANAGING DIRECTOR	B	Control
INDELICATO, WILLIAM, JOSEPH	I	OWNER	B	Control
MURPHY, BRIAN, POTTER	I	OWNER	B	Control
MURPHY, BRIAN, POTTER	I	OWNER	B	Control
MURPHY, JONATHAN, FARMER	I	OWNER	B	Control
THE BPM FAMILY TRUST	DE	OWNER	B	Control
THE BPM FAMILY TRUST	DE	OWNER	B	Control
THE BPM FAMILY TRUST	DE	OWNER	B	Control
THE BPM FAMILY TRUST	DE	OWNER	B	Control
THE BPM FAMILY TRUST	DE	OWNER	B	Control
THE BPM FAMILY TRUST	DE	OWNER	B	Control
THE BPM FAMILY TRUST	DE	OWNER	B	Control
THE BPM FAMILY TRUST	DE	OWNER	B	Control
THE BPM FAMILY TRUST	DE	OWNER	B	Control
THE BPM FAMILY TRUST	DE	OWNER	B	Control
THE BPM FAMILY TRUST	DE	OWNER	B	Control
THE BPM FAMILY TRUST	DE	OWNER	B	Control
THE BPM FAMILY TRUST	DE	OWNER	B	Control
CROTTY, PAUL	I	OWNER	A
CROTTY, PAUL, ROWLAND	I	MANAGING DIRECTOR	A	Control
CROTTY, PAUL, ROWLAND	I	MANAGING DIRECTOR	A	Control
CROTTY, PAUL, ROWLAND	I	MANAGING DIRECTOR	A	Control
CROTTY, PAUL, ROWLAND	I	MANAGING DIRECTOR	A	Control
CROTTY, PAUL, ROWLAND	I	MANAGING DIRECTOR	A	Control
CROTTY, PAUL, ROWLAND	I	MANAGING DIRECTOR	A	Control
CROTTY, PAUL, ROWLAND	I	MANAGING DIRECTOR	A	Control
CROTTY, PAUL, ROWLAND	I	OWNER	A
CROTTY, PAUL, ROWLAND	I	MANAGING DIRECTOR	A	Control
CROTTY, PAUL, ROWLAND	I	MANAGING DIRECTOR	A	Control
HUGHES, TODD, ALGER	I	OWNER	A
HUGHES, TODD, ALGER	I	OWNER	A
HUGHES, TODD, ALGER	I	MANAGING DIRECTOR	A	Control
HUGHES, TODD, ALGER	I	MANAGING DIRECTOR	A	Control
HUGHES, TODD, ALGER	I	OWNER	A	Control
HUGHES, TODD, ALGER	I	MANAGING DIRECTOR	A	Control
HUGHES, TODD, ALGER	I	MANAGING DIRECTOR	A	Control
HUGHES, TODD, ALGER	I	MANAGING DIRECTOR	A	Control
HUGHES, TODD, ALGER	I	MANAGING DIRECTOR	A	Control
HUGHES, TODD, ALGER	I	MANAGING DIRECTOR	A	Control
HUGHES, TODD, ALGER	I	MANAGING DIRECTOR	A	Control
HUGHES, TODD, ALGER	I	MANAGING DIRECTOR	A	Control
HUGHES, TODD, ALGER	I	MANAGING DIRECTOR	A	Control
HUGHES, TODD, ALGER	I	MANAGING DIRECTOR	A	Control
HUGHES, TODD, ALGER	I	MANAGING DIRECTOR	A	Control
HUGHES, TODD, ALGER	I	MANAGING DIRECTOR	A	Control
HUGHES, TODD, ALGER	I	MANAGING DIRECTOR	A	Control
HUGHES, TODD, ALGER	I	MANAGING DIRECTOR	A	Control
HUGHES, TODD, ALGER	I	MANAGING DIRECTOR	A	Control
HUGHES, TODD, ALGER	I	MANAGING DIRECTOR	A	Control
HUGHES, TODD, ALGER	I	MANAGING DIRECTOR	A	Control
HUGHES, TODD, ALGER	I	MANAGING DIRECTOR	A	Control
INDELICATO, WILLIAM	I	OWNER	A
INDELICATO, WILLIAM, JOSEPH	I	MANAGING DIRECTOR	A	Control
INDELICATO, WILLIAM, JOSEPH	I	MANAGING DIRECTOR	A	Control
INDELICATO, WILLIAM, JOSEPH	I	MANAGING DIRECTOR	A	Control
INDELICATO, WILLIAM, JOSEPH	I	MANAGING DIRECTOR	A	Control
INDELICATO, WILLIAM, JOSEPH	I	MANAGING DIRECTOR	A	Control
INDELICATO, WILLIAM, JOSEPH	I	MANAGING DIRECTOR	A	Control
INDELICATO, WILLIAM, JOSEPH	I	MANAGING DIRECTOR	A	Control
INDELICATO, WILLIAM, JOSEPH	I	MANAGING DIRECTOR	A	Control
INDELICATO, WILLIAM, JOSEPH	I	MANAGING DIRECTOR	A	Control
INDELICATO, WILLIAM, JOSEPH	I	MANAGING DIRECTOR	A	Control
INDELICATO, WILLIAM, JOSEPH	I	MANAGING DIRECTOR	A	Control
INDELICATO, WILLIAM, JOSEPH	I	MANAGING DIRECTOR	A	Control
INDELICATO, WILLIAM, JOSEPH	I	MANAGING DIRECTOR	A	Control
INDELICATO, WILLIAM, JOSEPH	I	MANAGING DIRECTOR	A	Control
INDELICATO, WILLIAM, JOSEPH	I	MANAGING DIRECTOR	A	Control
INDELICATO, WILLIAM, JOSEPH	I	MANAGING DIRECTOR	A	Control
INDELICATO, WILLIAM, JOSEPH	I	MANAGING DIRECTOR	A	Control
MURPHY, BRIAN	I	OWNER	A
MURPHY, BRIAN, POTTER	I	MANAGING DIRECTOR	A	Control
MURPHY, BRIAN, POTTER	I	MANAGING DIRECTOR	A	Control
MURPHY, BRIAN, POTTER	I	OWNER	A	Control
MURPHY, BRIAN, POTTER	I	MANAGING DIRECTOR	A	Control
MURPHY, BRIAN, POTTER	I	MANAGING DIRECTOR	A	Control
PERLOFF, HUGH, J.	I	OWNER	A
PERLOFF, HUGH, J.	I	OWNER	A
PERLOFF, HUGH, J.	I	MANAGING DIRECTOR	A	Control
PERLOFF, HUGH, J.	I	MANAGING DIRECTOR	A	Control
PERLOFF, HUGH, J.	I	MANAGING DIRECTOR	A	Control
PERLOFF, HUGH, J.	I	MANAGING DIRECTOR	A	Control
PERLOFF, HUGH, J.	I	MANAGING DIRECTOR	A	Control
PERLOFF, HUGH, J.	I	MANAGING DIRECTOR	A	Control
PERLOFF, HUGH, J.	I	MANAGING DIRECTOR	A	Control
PERLOFF, HUGH, J.	I	MANAGING DIRECTOR	A	Control
PERLOFF, HUGH, J.	I	MANAGING DIRECTOR	A	Control
PERLOFF, HUGH, J.	I	MANAGING DIRECTOR	A	Control
PERLOFF, HUGH, J.	I	MANAGING DIRECTOR	A	Control
PERLOFF, HUGH, J.	I	MANAGING DIRECTOR	A	Control
PERLOFF, HUGH, J.	I	MANAGING DIRECTOR	A	Control
PERLOFF, HUGH, J.	I	MANAGING DIRECTOR	A	Control
PERLOFF, HUGH, J.	I	MANAGING DIRECTOR	A	Control
PERLOFF, HUGH, J.	I	MANAGING DIRECTOR	A	Control
PERLOFF, HUGH, J.	I	MANAGING DIRECTOR	A	Control
PERLOFF, HUGH, JEFFREY	I	MANAGING DIRECTOR	A	Control
PERLOFF, HUGH, JEFFREY	I	MANAGING DIRECTOR	A	Control
RUDER, CHRISTOPHER, T	I	OWNER	A	Control
RUDER, CHRISTOPHER, T	I	MANAGING DIRECTOR	A	Control
RUDER, CHRISTOPHER, T	I	MANAGING DIRECTOR	A	Control
RUDER, CHRISTOPHER, T	I	MANAGING DIRECTOR	A	Control
RUDER, CHRISTOPHER, T	I	MANAGING DIRECTOR	A	Control
RUDER, CHRISTOPHER, T	I	MANAGING DIRECTOR	A	Control
RUDER, CHRISTOPHER, T	I	MANAGING DIRECTOR	A	Control
RUDER, CHRISTOPHER, T	I	MANAGING DIRECTOR	A	Control
RUDER, CHRISTOPHER, T	I	OWNER	A
RUDER, CHRISTOPHER, T	I	OWNER	A
RUDER, CHRISTOPHER, T	I	OWNER	A
SMOLENS, DONNA, OSWALD	I	OWNER	A	Control
SMOLENS, DONNA, OSWALD	I	OWNER	A	Control
SMOLENS, DONNA, OSWALD	I	MANAGING DIRECTOR	A	Control
SMOLENS, DONNA, OSWALD	I	MANAGING DIRECTOR	A	Control
SMOLENS, DONNA, OSWALD	I	OWNER	A	Control
SMOLENS, DONNA, OSWALD	I	MANAGING DIRECTOR	A	Control
SMOLENS, DONNA, OSWALD	I	MANAGING DIRECTOR	A	Control
SMOLENS, DONNA, OSWALD	I	MANAGING DIRECTOR	A	Control
SMOLENS, DONNA, OSWALD	I	MANAGING DIRECTOR	A	Control
SMOLENS, DONNA, OSWALD	I	MANAGING DIRECTOR	A	Control
SMOLENS, DONNA, OSWALD	I	MANAGING DIRECTOR	A	Control
SMOLENS, DONNA, OSWALD	I	MANAGING DIRECTOR	A	Control
SMOLENS, DONNA, OSWALD	I	OWNER	A
SMOLENS, DONNA, OSWALD	I	MANAGING DIRECTOR	A	Control
SMOLENS, DONNA, OSWALD	I	MANAGING DIRECTOR	A	Control
THE BPM FAMILY TRUST	DE	OWNER	A
THE BPM FAMILY TRUST	DE	OWNER	A
THE BPM FAMILY TRUST	DE	OWNER	A
THE BPM FAMILY TRUST	DE	OWNER	A
THE BPM FAMILY TRUST	DE	OWNER	A
THE BPM FAMILY TRUST	DE	OWNER	A	Control
THE BPM FAMILY TRUST	DE	OWNER	A	Control
VON DER SCHULENBURG, NICOLAS	I	MANAGING DIRECTOR	A	Control
VON DER SCHULENBURG, NICOLAS	I	MANAGING DIRECTOR	A	Control
VON DER SCHULENBURG, NICOLAS	I	MANAGING DIRECTOR	A	Control
VON DER SCHULENBURG, NICOLAS	I	MANAGING DIRECTOR	A	Control
VON DER SCHULENBURG, NICOLAS	I	MANAGING DIRECTOR	A	Control
VON DER SCHULENBURG, NICOLAS, FRIEDRICH	I	MANAGING DIRECTOR	A	Control
VON DER SCHULENBURG, NICOLAS, FRIEDRICH	I	MANAGING DIRECTOR	A	Control
WALSH, WILLIAM, EDWARD	I	OWNER	A	Control
WALSH, WILLIAM, EDWARD	I	OWNER	A	Control
WALSH, WILLIAM, EDWARD	I	OWNER	A	Control
WISDOM, KENNETH, MARK	I	OWNER	A
WISDOM, KENNETH, MARK	I	OWNER	A
WISDOM, KENNETH, MARK	I	MANAGING DIRECTOR	A	Control
WISDOM, KENNETH, MARK	I	MANAGING DIRECTOR	A	Control
WISDOM, KENNETH, MARK	I	OWNER	A	Control
WISDOM, KENNETH, MARK	I	MANAGING DIRECTOR	A	Control
WISDOM, KENNETH, MARK	I	MANAGING DIRECTOR	A	Control
WISDOM, KENNETH, MARK	I	MANAGING DIRECTOR	A	Control
WISDOM, KENNETH, MARK	I	MANAGING DIRECTOR	A	Control
WISDOM, KENNETH, MARK	I	MANAGING DIRECTOR	A	Control
WISDOM, KENNETH, MARK	I	MANAGING DIRECTOR	A	Control
WISDOM, KENNETH, MARK	I	MANAGING DIRECTOR	A	Control
WISDOM, KENNETH, MARK	I	MANAGING DIRECTOR	A	Control
WISDOM, KENNETH, MARK	I	MANAGING DIRECTOR	A	Control
WISDOM, KENNETH, MARK	I	MANAGING DIRECTOR	A	Control
WISDOM, KENNETH, MARK	I	MANAGING DIRECTOR	A	Control
WISDOM, KENNETH, MARK	I	MANAGING DIRECTOR	A	Control
WISDOM, KENNETH, MARK	I	MANAGING DIRECTOR	A	Control
WISDOM, KENNETH, MARK	I	MANAGING DIRECTOR	A	Control
WISDOM, KENNETH, MARK	I	MANAGING DIRECTOR	A	Control
WISDOM, KENNETH, MARK	I	MANAGING DIRECTOR	A	Control
WISDOM, KENNETH, MARK	I	MANAGING DIRECTOR	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
CROTTY, CHRISTINE, V	I	THE CLAIRE C. GRIDLEY TRUST	F	Control
CROTTY, CHRISTINE, V	I	THE CLAIRE C. GRIDLEY TRUST	F	Control
CROTTY, CHRISTINE, V	I	THE CLAIRE C. GRIDLEY TRUST	F	Control
CROTTY, CHRISTINE, V	I	THE CLAIRE C. GRIDLEY TRUST	F	Control
CROTTY, CHRISTINE, V	I	THE CLAIRE C. GRIDLEY TRUST	F	Control
CROTTY, CHRISTINE, V	I	THE CLAIRE C. GRIDLEY TRUST	F	Control
CROTTY, CHRISTINE, V	I	THE CLAIRE C. GRIDLEY TRUST	F	Control
CROTTY, CHRISTINE, V	I	THE CLAIRE C. GRIDLEY TRUST	F	Control
CROTTY, CHRISTINE, V	I	THE CLAIRE C. GRIDLEY TRUST	F	Control
CROTTY, CHRISTINE, V	I	THE CLAIRE C. GRIDLEY TRUST	F	Control
CROTTY, CHRISTINE, VIRGINIA	I	THE CLAIRE C. GRIDLEY TRUST	F	Control
CROTTY, CHRISTINE, VIRGINIA	I	THE CLAIRE C. GRIDLEY TRUST	F	Control
DELONG, SUSAN	I	THE CLAIRE C. GRIDLEY TRUST	F	Control
DELONG, SUSAN	I	THE CLAIRE C. GRIDLEY TRUST	F	Control
DELONG, SUSAN	I	THE CLAIRE C. GRIDLEY TRUST	F	Control
DELONG, SUSAN	I	THE CLAIRE C. GRIDLEY TRUST	F	Control
DELONG, SUSAN	I	THE CLAIRE C. GRIDLEY TRUST	F	Control
DELONG, SUSAN	I	THE CLAIRE C. GRIDLEY TRUST	F	Control
DELONG, SUSAN	I	THE CLAIRE C. GRIDLEY TRUST	F	Control
DELONG, SUSAN	I	THE CLAIRE C. GRIDLEY TRUST	F	Control
DELONG, SUSAN	I	THE CLAIRE C. GRIDLEY TRUST	F	Control
DELONG, SUSAN	I	THE CLAIRE C. GRIDLEY TRUST	F	Control
DELONG, SUSAN, ELAINE	I	THE CLAIRE C. GRIDLEY TRUST	F	Control
DELONG, SUSAN, ELAINE	I	THE CLAIRE C. GRIDLEY TRUST	F	Control
FB CAPITAL MANAGEMENT, LLC	DE	FB CAPITAL PARTNERS, L.P.	F	Control
FB CAPITAL MANAGEMENT, LLC	DE	FB CAPITAL PARTNERS, L.P.	F	Control
FRANKLIN SQUARE HOLDINGS GP, LLC	DE	FRANKLIN SQUARE HOLDINGS, L.P.	F	Control
FRANKLIN SQUARE HOLDINGS GP, LLC	DE	FRANKLIN SQUARE HOLDINGS, L.P.	F	Control
HELLER, MICHAEL, JAY	I	THE 2011 FORMAN INVESTMENT TRUST	F
HELLER, MICHAEL, JAY	I	THE 2011 FORMAN INVESTMENT TRUST	F
HIGBEE, BENJAMIN, THOMAS	I	CEDAR MOUNTAIN TRUST	F	Control
HIGBEE, BENJAMIN, THOMAS	I	CEDAR MOUNTAIN TRUST	F	Control
HIGBEE, DAVID, GILES	I	CEDAR MOUNTAIN TRUST	F	Control
HIGBEE, DAVID, GILES	I	CEDAR MOUNTAIN TRUST	F	Control
HIGBEE, EVELYN, KAYE	I	CEDAR MOUNTAIN TRUST	F	Control
HIGBEE, EVELYN, KAYE	I	CEDAR MOUNTAIN TRUST	F	Control
HIGBEE, JACOB, SCOTT	I	CEDAR MOUNTAIN TRUST	F	Control
HIGBEE, JACOB, SCOTT	I	CEDAR MOUNTAIN TRUST	F	Control
HIGBEE, MELINDA, NMN	I	CEDAR MOUNTAIN TRUST	F	Control
HIGBEE, MELINDA, NMN	I	CEDAR MOUNTAIN TRUST	F	Control
HIGBEE, SAMUEL, STEVEN	I	CEDAR MOUNTAIN TRUST	F	Control
HIGBEE, SAMUEL, STEVEN	I	CEDAR MOUNTAIN TRUST	F	Control
Higbee, Benjamin, Thomas	I	CEDAR MOUNTAIN TRUST	F
Higbee, Benjamin, Thomas	I	CEDAR MOUNTAIN TRUST	F
Higbee, David, Giles	I	CEDAR MOUNTAIN TRUST	F
Higbee, David, Giles	I	CEDAR MOUNTAIN TRUST	F
Higbee, Evelyn, Kaye	I	CEDAR MOUNTAIN TRUST	F
Higbee, Evelyn, Kaye	I	CEDAR MOUNTAIN TRUST	F
Higbee, Jacob, Scott	I	CEDAR MOUNTAIN TRUST	F
Higbee, Jacob, Scott	I	CEDAR MOUNTAIN TRUST	F
Higbee, Melinda	I	CEDAR MOUNTAIN TRUST	F
Higbee, Melinda	I	CEDAR MOUNTAIN TRUST	F
Higbee, Samuel, Steven	I	CEDAR MOUNTAIN TRUST	F
Higbee, Samuel, Steven	I	CEDAR MOUNTAIN TRUST	F
INDELICATO, PATRICIA	I	INDELICATO FAMILY TRUST	F	Control
INDELICATO, PATRICIA	I	INDELICATO FAMILY TRUST	F	Control
INDELICATO, PATRICIA	I	INDELICATO FAMILY TRUST	F	Control
INDELICATO, PATRICIA	I	INDELICATO FAMILY TRUST	F	Control
INDELICATO, PATRICIA	I	INDELICATO FAMILY TRUST	F	Control
INDELICATO, PATRICIA	I	INDELICATO FAMILY TRUST	F	Control
INDELICATO, PATRICIA	I	INDELICATO FAMILY TRUST	F	Control
INDELICATO, PATRICIA	I	INDELICATO FAMILY TRUST	F	Control
INDELICATO, PATRICIA	I	INDELICATO FAMILY TRUST	F	Control
INDELICATO, PATRICIA	I	INDELICATO FAMILY TRUST	F	Control
INDELICATO, PATRICIA, JOAN	I	INDELICATO FAMILY TRUST	F	Control
INDELICATO, PATRICIA, JOAN	I	INDELICATO FAMILY TRUST	F	Control
LINDBERG, JANA, GWEN	I	THE LINDBERG FAMILY TRUST	F	Control
LINDBERG, JANA, GWEN	I	THE LINDBERG FAMILY TRUST	F	Control
Lindberg, Jana	I	THE LINDBERG FAMILY TRUST	F
Lindberg, Jana	I	THE LINDBERG FAMILY TRUST	F
MURPHY, BLAKE	I	THE BPM FAMILY TRUST	F	Control
MURPHY, BLAKE	I	THE BPM FAMILY TRUST	F	Control
MURPHY, BLAKE	I	THE BPM FAMILY TRUST	F	Control
MURPHY, BLAKE	I	THE BPM FAMILY TRUST	F	Control
MURPHY, BLAKE	I	THE BPM FAMILY TRUST	F	Control
MURPHY, BLAKE	I	THE BPM FAMILY TRUST	F	Control
MURPHY, BLAKE	I	THE BPM FAMILY TRUST	F	Control
MURPHY, BLAKE	I	THE BPM FAMILY TRUST	F	Control
MURPHY, BLAKE	I	THE BPM FAMILY TRUST	F	Control
MURPHY, BLAKE	I	THE BPM FAMILY TRUST	F	Control
MURPHY, BLAKE, POTTER	I	THE BPM FAMILY TRUST	F	Control
MURPHY, BLAKE, POTTER	I	THE BPM FAMILY TRUST	F	Control
MURPHY, LOUISE	I	THE BPM FAMILY TRUST	F	Control
MURPHY, LOUISE	I	THE BPM FAMILY TRUST	F	Control
MURPHY, LOUISE	I	THE BPM FAMILY TRUST	F	Control
MURPHY, LOUISE	I	THE BPM FAMILY TRUST	F	Control
MURPHY, LOUISE	I	THE BPM FAMILY TRUST	F	Control
MURPHY, LOUISE	I	THE BPM FAMILY TRUST	F	Control
MURPHY, LOUISE	I	THE BPM FAMILY TRUST	F	Control
MURPHY, LOUISE	I	THE BPM FAMILY TRUST	F	Control
MURPHY, LOUISE	I	THE BPM FAMILY TRUST	F	Control
MURPHY, LOUISE	I	THE BPM FAMILY TRUST	F	Control
MURPHY, LOUISE, HOGGE	I	THE BPM FAMILY TRUST	F	Control
MURPHY, LOUISE, HOGGE	I	THE BPM FAMILY TRUST	F	Control
FORMAN, MICHAEL, CRAIG	I	FB CAPITAL PARTNERS, L.P.	E	Control
FORMAN, MICHAEL, CRAIG	I	FB CAPITAL MANAGEMENT, LLC	E	Control
FORMAN, MICHAEL, CRAIG	I	FB CAPITAL PARTNERS, L.P.	E	Control
FORMAN, MICHAEL, CRAIG	I	FB CAPITAL MANAGEMENT, LLC	E	Control
ADELMAN, DAVID, JASON	I	FRANKLIN SQUARE HOLDINGS GP, LLC	D	Control
ADELMAN, DAVID, JASON	I	FRANKLIN SQUARE HOLDINGS GP, LLC	D	Control
FORMAN, MICHAEL, CRAIG	I	FRANKLIN SQUARE HOLDINGS GP, LLC	D	Control
FORMAN, MICHAEL, CRAIG	I	FRANKLIN SQUARE HOLDINGS GP, LLC	D	Control
FB CAPITAL PARTNERS, L.P.	DE	FSH NCI AGGREGATOR, LLC	C	Control
FB CAPITAL PARTNERS, L.P.	DE	FSH NCI AGGREGATOR, LLC	C	Control
FSH NCI AGGREGATOR, LLC	DE	FRANKLIN SQUARE HOLDINGS, L.P.	C	Control
FSH NCI AGGREGATOR, LLC	DE	FRANKLIN SQUARE HOLDINGS, L.P.	C	Control
THE 2011 FORMAN INVESTMENT TRUST	DE	FSH NCI AGGREGATOR, LLC	C	Control
THE 2011 FORMAN INVESTMENT TRUST	DE	FSH NCI AGGREGATOR, LLC	C	Control

Registrations

Federal

Dec 4, 2025 REGISTERED

Notice Filings (39)

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