DELESSERT FINANCIAL SERVICES INC
CRD #106005 SEC #801-46245 WALTHAM, MA 781-547-5589
SEC Registered
Total AUM
$339.8M
Discretionary
$290M
Employees
6
Clients
51
Accounts
1,029
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 9, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BECKER, LAWRENCE | DE | VICE PRESIDENT | NA | |
| COWENHOVEN, PETER, SHAW | I | VICE PRESIDENT | NA | |
| COWENHOVEN, PETER, SHAW | I | VICE PRESIDENT | NA | |
| COWENHOVEN, PETER, SHAW | I | VICE PRESIDENT | NA | |
| DALTO, CHRISTOPHER JON | DE | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| DALTO, CHRISTOPHER JON | DE | VICE PRESIDENT | NA | Control |
| DALTO, CHRISTOPHER JON | DE | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| DALTO, CHRISTOPHER, JON | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| DALTO, CHRISTOPHER, JON | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| DALTO, CHRISTOPHER, JON | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| DALTO, CHRISTOPHER, JON | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| DALTO, CHRISTOPHER, JON | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| DALTO, CHRISTOPHER, JON | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| DELESSERT, CHRISTIANE S. | DE | PRESIDENT, TREASURER AND CLERK | NA | Control |
| DELESSERT, CHRISTIANE SHIELDS | DE | PRESIDENT, TREASURER AND CLERK | NA | Control |
| DELESSERT, CHRISTIANE SHIELDS | DE | PRESIDENT, TREASURER AND CLERK | NA | Control |
| DELESSERT, CHRISTIANE SHIELDS | DE | PRESIDENT, TREASURER AND CLERK | NA | Control |
| DELESSERT, CHRISTIANE SHIELDS | DE | PRESIDENT, TREASURER AND CLERK | NA | Control |
| DELESSERT, CHRISTIANE SHIELDS | DE | PRESIDENT, TREASURER AND CLERK | NA | Control |
| DELESSERT, CHRISTIANE, SHIELDS | I | CHAIRMAN, TREASURER AND CLERK | NA | Control |
| DELESSERT, CHRISTIANE, SHIELDS | I | CHAIRMAN, TREASURER AND CLERK | NA | Control |
| DELESSERT, CHRISTIANE, SHIELDS | I | CHAIRMAN, TREASURER AND CLERK | NA | Control |
| GELDER, JAMES, RODERICK | I | DIRECTOR | NA | |
| GELDER, JAMES, RODERICK | I | DIRECTOR | NA | |
| HAMMOND, DOUGLAS | DE | VICE PRESIDENT | NA | |
| HAMMOND, DOUGLAS, W | I | DIRECTOR | NA | Control |
| HINKSON, MALIKA | I | DIRECTOR | NA | |
| HINKSON, MALIKA | I | DIRECTOR | NA | |
| HINKSON, MALIKA | I | DIRECTOR | NA | |
| HORN, DAVID, ANTHONY | I | SECRETARY, VICE PRESIDENT | NA | Control |
| KATZ, MIRIAM | DE | ASSISTANT CLERK | NA | |
| LIESER, LORI | DE | VICE PRESIDENT | NA | |
| NOACK, RENEE R. | DE | ASSISTANT CLERK | NA | |
| OLSON, STEPHANIE SCHERR | DE | VICE PRESIDENT | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | DIRECTOR, PRESIDENT | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| ULLMAN, JON, M | I | DIRECTOR OF FINANCIAL PLANNING | NA | |
| ULLMAN, JON, M | I | DIRECTOR OF FINANCIAL PLANNING | NA | |
| ZUCCARO, ROBERT, STEVEN | I | DIRECTOR | NA | Control |
| ZUCCARO, ROBERT, STEVEN | I | DIRECTOR | NA | Control |
| ZUCCARO, ROBERT, STEVEN | I | DIRECTOR | NA | Control |
| DALTO, CHRISTOPHER, JON | I | CHIEF COMPLIANCE OFFICER | E | Control |
| DALTO, CHRISTOPHER, JON | I | CHIEF COMPLIANCE OFFICER | E | Control |
| DELESSERT FINANCIAL SERVICES INC | DE | PRESIDENT | E | Control |
| DELESSERT FINANCIAL SERVICES INC | DE | PRESIDENT | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| APOLLO ADVISORS IV, LP ("APOLLO ADVISORS") | DE | APOLLO FUND | F | |
| APOLLO CAPITAL MANAGEMENT IV, INC. | DE | APOLLO ADVISORS | F | |
| APOLLO INVESTMENT FUND IV, LP ("APOLLO FUND") | DE | NATIONAL FINANCIAL PARTNERS CORP. | C | Control |
Registrations
Federal
IA
May 9, 2012 REGISTERED
Notice Filings (1)
MA
Address
230 THIRD AVENUEFIFTH FLOOR
WALTHAM, MA 02451
United States
Phone: 781-547-5589