IVES ASSET MANAGEMENT INC
CRD #106008 SEC #801-38579 SCOTTSDALE, AZ 602-971-7545
SEC Registered
Total AUM
$114.1M
Discretionary
$60.9M
Employees
5
Clients
101
Accounts
234
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JOHNSON, REID, STUART | I | PRESIDENT | NA | Control |
| KEEFE, CYNTHIA, JEANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, CYNTHIA, JEANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, CYNTHIA, JEANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, CYNTHIA, JEANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACHIZ, IVES | I | PRESIDENT | E | Control |
| MACHIZ, IVES | I | PRESIDENT | E | Control |
| MACHIZ, IVES | I | PRESIDENT | E | Control |
| MACHIZ, IVES | I | PRESIDENT | E | Control |
| MACHIZ, IVES | I | PRESIDENT | E | Control |
| THE PLANNING GROUP | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| JOHNSON, REID, STUART | I | THE PLANNING GROUP | E | Control |
Registrations
Federal
IA
Mar 20, 2009 REGISTERED
Notice Filings (5)
AZ CA PA TX WA
Address
4835 E. CACTUS ROADSUITE 255
SCOTTSDALE, AZ 85254
United States
Phone: 602-971-7545