CREDIT SUISSE ASSET MANAGEMENT, LLC
CRD #106012 SEC #801-37170 NEW YORK, NY 212-325-2000
SEC Registered Private Funds Disclosures
Total AUM
$65.8B
Discretionary
$65.8B
Employees
276
Clients
--
Accounts
1,139
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 5, 2023
- Branch Offices
- 2
- LEI
- 5493008W2093UORD3V27
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AHMAD, NASSER, AZIZ | I | MANAGING DIRECTOR | NA | |
| AHMAD, NASSER, AZIZ | I | MANAGING DIRECTOR | NA | |
| AHMAD, NASSER, AZIZ | I | MANAGING DIRECTOR | NA | |
| AHMAD, NASSER, AZIZ | I | MANAGING DIRECTOR | NA | |
| AHMAD, NASSER, AZIZ | I | MANAGING DIRECTOR | NA | |
| AHMAD, NASSER, AZIZ | I | MANAGING DIRECTOR | NA | |
| AHMAD, NASSER, AZIZ | I | MANAGING DIRECTOR | NA | |
| BALDINGER, MICHAEL, WERNER | I | MANAGING DIRECTOR | NA | |
| BARRETT, BRUCE, ALLEN | I | MANAGING DIRECTOR | NA | |
| BARRETT, BRUCE, ALLEN | I | MANAGING DIRECTOR | NA | |
| BARRETT, BRUCE, ALLEN | I | MANAGING DIRECTOR | NA | |
| BARRETT, BRUCE, ALLEN | I | MANAGING DIRECTOR | NA | |
| BARRETT, BRUCE, ALLEN | I | MANAGING DIRECTOR | NA | |
| BARRETT, BRUCE, ALLEN | I | MANAGING DIRECTOR | NA | |
| BARRETT, BRUCE, ALLEN | I | MANAGING DIRECTOR | NA | |
| BARRETT, BRUCE, ALLEN | I | MANAGING DIRECTOR | NA | |
| BARRETT, BRUCE, ALLEN | I | MANAGING DIRECTOR | NA | |
| BARRETT, BRUCE, ALLEN | I | MANAGING DIRECTOR | NA | |
| BARRETT, BRUCE, ALLEN | I | MANAGING DIRECTOR | NA | |
| BARRETT, BRUCE, ALLEN | I | MANAGING DIRECTOR | NA | |
| BARRETT, BRUCE, ALLEN | I | MANAGING DIRECTOR | NA | |
| BARRETT, BRUCE, ALLEN | I | MANAGING DIRECTOR | NA | |
| BARRETT, BRUCE, ALLEN | I | MANAGING DIRECTOR | NA | |
| BARRY, KEVIN, DANIEL | I | MANAGING DIRECTOR | NA | |
| BARRY, KEVIN, DANIEL | I | MANAGING DIRECTOR | NA | |
| BARRY, KEVIN, DANIEL | I | MANAGING DIRECTOR | NA | |
| BARRY, KEVIN, DANIEL | I | MANAGING DIRECTOR | NA | |
| BARRY, KEVIN, DANIEL | I | MANAGING DIRECTOR | NA | |
| BARRY, KEVIN, DANIEL | I | MANAGING DIRECTOR | NA | |
| BARRY, KEVIN, DANIEL | I | MANAGING DIRECTOR | NA | |
| BARRY, KEVIN, DANIEL | I | MANAGING DIRECTOR | NA | |
| BATTEY, MICHAEL, SEELIGSON | I | MANAGING DIRECTOR | NA | |
| BENNER, H, DEAN | I | MANAGING DIRECTOR | NA | |
| BLACK, SUSAN, LANGSAN | I | MANAGING DIRECTOR | NA | |
| BLEAKLEY, JAMES, FREDERICK | I | MANAGING DIRECTOR | NA | |
| BLEIBERG, STEVEN, DAVID | I | MANAGING DIRECTOR | NA | |
| BUCHANAN, MICHAEL, CARLTON | I | MANAGING DIRECTOR | NA | |
| BUCHANAN, MICHAEL, CARLTON | I | MANAGING DIRECTOR | NA | |
| BUCHANAN, MICHAEL, CARLTON | I | MANAGING DIRECTOR | NA | |
| BUCHANAN, MICHAEL, CARLTON | I | MANAGING DIRECTOR | NA | |
| BUCHANAN, MICHAEL, CARLTON | I | MANAGING DIRECTOR | NA | |
| BUCHANAN, MICHAEL, CARLTON | I | MANAGING DIRECTOR | NA | |
| BUCHANAN, MICHAEL, CARLTON | I | MANAGING DIRECTOR | NA | |
| BUCHANAN, MICHAEL, CARLTON | I | MANAGING DIRECTOR | NA | |
| BUCHANAN, MICHAEL, CARLTON | I | MANAGING DIRECTOR | NA | |
| CHERIAN, JOSEPH | I | MANAGING DIRECTOR | NA | |
| CHERIAN, JOSEPH | I | MANAGING DIRECTOR | NA | |
| CHERIAN, JOSEPH | I | MANAGING DIRECTOR | NA | |
| CHERIAN, JOSEPH | I | MANAGING DIRECTOR | NA | |
| CHERIAN, JOSEPH | I | MANAGING DIRECTOR | NA | |
| CHERIAN, JOSEPH | I | MANAGING DIRECTOR | NA | |
| CHERIAN, JOSEPH | I | MANAGING DIRECTOR | NA | |
| CHRYSTAL, JOHN, CHARLES | I | MEMBER OF THE MANAGEMENT COMMITTEE AND MANAGING DIRECTOR | NA | |
| CHRYSTAL, JOHN, CHARLES | I | MEMBER OF THE MANAGEMENT COMMITTEE AND MANAGING DIRECTOR | NA | |
| CHRYSTAL, JOHN, CHARLES | I | MEMBER OF THE MANAGEMENT COMMITTEE & MANAGING DIRECTOR | NA | |
| CHRYSTAL, JOHN, CHARLES | I | MEMBER OF THE MANAGEMENT COMMITTEE AND MANAGING DIRECTOR | NA | |
| CHRYSTAL, JOHN, CHARLES | I | MEMBER OF THE MANAGEMENT COMMITEE AND MANAGING DIRECTOR | NA | |
| CHRYSTAL, JOHN, CHARLES | I | MEMBER OF THE MANAGEMENT COMMITEE AND MANAGING DIRECTOR | NA | |
| CHRYSTAL, JOHN, CHARLES | I | MEMBER OF THE MANAGEMENT COMMITEE AND MANAGING DIRECTOR | NA | |
| COCHRAN, G, MOFFETT | I | MEMBER OF MANAGEMENT COMMITTEE, PRESIDENT AND MANAGING DIRECTOR | NA | |
| COHANE, LORI, ALISON | I | MANAGING DIRECTOR | NA | |
| COHANE, LORI, ALISON | I | MANAGING DIRECTOR | NA | |
| COHANE, LORI, ALISON | I | MANAGING DIRECTOR | NA | |
| COHANE, LORI, ALISON | I | MANAGING DIRECTOR | NA | |
| COHANE, LORI, ALISON | I | MANAGING DIRECTOR | NA | |
| COHANE, LORI, ALISON | I | MANAGING DIRECTOR | NA | |
| COHANE, LORI, ALISON | I | MANAGING DIRECTOR | NA | |
| COHANE, LORI, ALISON | I | MANAGING DIRECTOR | NA | |
| COHANE, LORI, ALISON | I | MANAGING DIRECTOR | NA | |
| COHANE, LORI, ALISON | I | MANAGING DIRECTOR | NA | |
| COHANE, LORI, ALISON | I | MANAGING DIRECTOR | NA | |
| COHANE, LORI, ALISON | I | MANAGING DIRECTOR | NA | |
| COHANE, LORI, ALISON | I | MANAGING DIRECTOR | NA | |
| COHANE, LORI, ALISON | I | MANAGING DIRECTOR | NA | |
| CONVERSE, CHRISTINE, MARIE | I | MANAGING DIRECTOR | NA | |
| CONVERSE, CHRISTINE, MARIE | I | MANAGING DIRECTOR | NA | |
| CONVERSE, CHRISTINE, MARIE | I | MANAGING DIRECTOR | NA | |
| CONVERSE, CHRISTINE, MARIE | I | MANAGING DIRECTOR | NA | |
| CORAPI, CHRISTOPHER, FRANCIS | I | MEMBER OF MANAGEMENT COMMITTEE, HEAD OF EQUITY RESEARCH AND MANAGING DIRECTOR | NA | |
| CORKRAN, JO ANN | I | MEMBER OF MANAGEMENT COMMITTEE, HEAD OF CORE FIXED INCOME & MANAGING DIRECTOR | NA | |
| CORKRAN, JO ANN | I | MEMBER OF MANAGEMENT COMMITTEE, HEAD OF CORE FIXED INCOME & MANAGING DIRECTOR | NA | |
| CORKRAN, JO ANN | I | MANAGING DIRECTOR | NA | |
| CORKRAN, JO ANN | I | MEMBER OF THE MANAGEMENT COMMITTEE, HEAD OF CORE FIXED INCOME & MANAGING DIRECTOR | NA | |
| CORKRAN, JO ANN | I | MANAGING DIRECTOR | NA | |
| CORKRAN, JO ANN | I | MEMBER OF MANAGEMENT COMMITTEE, HEAD OF CORE FIXED INCOME & MANAGING DIRECTOR | NA | |
| CORKRAN, JO ANN | I | MEMBER OF MANAGEMENT COMMITTEE, HEAD OF CORE FIXED INCOME & MANAGING DIRECTOR | NA | |
| CORKRAN, JO ANN | I | MEMBER OF MANAGEMENT COMMITTEE, HEAD OF CORE FIXED INCOME & MANAGING DIRECTOR | NA | |
| CORKRAN, JO ANN | I | MEMBER OF MANAGEMENT COMMITTEE, HEAD OF CORE FIXED INCOME & MANAGING DIRECTOR | NA | |
| CORKRAN, JO ANN | I | MEMBER OF MANAGEMENT COMMITTEE, HEAD OF CORE FIXED INCOME & MANAGING DIRECTOR | NA | |
| CORKRAN, JO ANN | I | MEMBER OF MANAGEMENT COMMITTEE, HEAD OF CORE FIXED INCOME & MANAGING DIRECTOR | NA | |
| CORKRAN, JO ANN | I | MEMBER OF MANAGEMENT COMMITTEE, HEAD OF CORE FIXED INCOME & MANAGING DIRECTOR | NA | |
| CORKRAN, JO, ANN | I | MANAGING DIRECTOR | NA | |
| DATER, ELIZABETH | I | MANAGING DIRECTOR | NA | |
| DE COSTER, ALAIN, GASTON | I | MANAGING DIRECTOR | NA | |
| DEADDIO, MICHAEL, LOUIS | I | CHIEF OPERATING OFFICER | NA | Control |
| DEADDIO, MICHAEL, LOUIS | I | CHIEF OPERATING OFFICER | NA | Control |
| DEADDIO, MICHAEL, LOUIS | I | CHIEF OPERATING OFFICER | NA | Control |
| DEADDIO, MICHAEL, LOUIS | I | CHIEF OPERATING OFFICER | NA | Control |
| DEADDIO, MICHAEL, LOUIS | I | CHIEF OPERATING OFFICER | NA | Control |
| DEADDIO, MICHAEL, LOUIS | I | CHIEF OPERATING OFFICER | NA | Control |
| DEADDIO, MICHAEL, LOUIS | I | CHIEF OPERATING OFFICER | NA | Control |
| DEADDIO, MICHAEL, LOUIS | I | CHIEF OPERATING OFFICER | NA | Control |
| DEADDIO, MICHAEL, LOUIS | I | CHIEF OPERATING OFFICER | NA | Control |
| DEADDIO, MICHAEL, LOUIS | I | CHIEF OPERATING OFFICER | NA | Control |
| DEADDIO, MICHAEL, LOUIS | I | CHIEF OPERATING OFFICER | NA | Control |
| DEADDIO, MICHAEL, LOUIS | I | CHIEF OPERATING OFFICER | NA | Control |
| DEADDIO, MICHAEL, LOUIS | I | CHIEF OPERATING OFFICER | NA | Control |
| DEADDIO, MICHAEL, LOUIS | I | CHIEF OPERATING OFFICER | NA | Control |
| DECKER, ROBERT, WALTER | I | MANAGING DIRECTOR | NA | |
| DECKER, ROBERT, WALTER | I | MANAGING DIRECTOR | NA | |
| DECKER, ROBERT, WALTER | I | MANAGING DIRECTOR | NA | |
| DECKER, ROBERT, WALTER | I | MANAGING DIRECTOR | NA | |
| DECKER, ROBERT, WALTER | I | MANAGING DIRECTOR | NA | |
| DECKER, ROBERT, WALTER | I | MANAGING DIRECTOR | NA | |
| DECKER, ROBERT, WALTER | I | MANAGING DIRECTOR | NA | |
| DECKER, ROBERT, WALTER | I | MANAGING DIRECTOR | NA | |
| DECKER, ROBERT, WALTER | I | MANAGING DIRECTOR & CHIEF OF STAFF | NA | |
| DECKER, ROBERT, WALTER | I | MANAGING DIRECTOR & CHIEF OF STAFF | NA | |
| DECKER, ROBERT, WALTER | I | MANAGING DIRECTOR & CHIEF OF STAFF | NA | |
| DECKER, ROBERT, WALTER | I | MANAGING DIRECTOR | NA | |
| DECKER, ROBERT, WALTER | I | MANAGING DIRECTOR | NA | |
| DECKER, ROBERT, WALTER | I | MANAGING DIRECTOR | NA | |
| DILIBERTO, GREGG, MICHAEL | I | MANAGING DIRECTOR | NA | |
| DIMAIO, JACK, JOHN | I | MANAGING DIRECTOR | NA | |
| DIMAIO, JACK, JOHN | I | MANAGING DIRECTOR | NA | |
| DIMAIO, JACK, JOHN | I | MANAGING DIRECTOR | NA | |
| DIMAIO, JACK, JOHN | I | MANAGING DIRECTOR | NA | |
| DIMAIO, JACK, JOHN | I | MANAGING DIRECTOR | NA | |
| DIMAIO, JACK, JOHN | I | MANAGING DIRECTOR | NA | |
| DIMAIO, JACK, JOHN | I | MANAGING DIRECTOR | NA | |
| DONOVAN, TIMOTHY, JAMES | I | MANAGING DIRECTOR | NA | |
| DURKIN, PATRICK, JAMES | I | MANAGING DIRECTOR | NA | |
| DURKIN, PATRICK, JAMES | I | MANAGING DIRECTOR | NA | |
| DURKIN, PATRICK, JAMES | I | MANAGING DIRECTOR | NA | |
| DURKIN, PATRICK, JAMES | I | MANAGING DIRECTOR | NA | |
| DURKIN, PATRICK, JAMES | I | MANAGING DIRECTOR | NA | |
| DURKIN, PATRICK, JAMES | I | MANAGING DIRECTOR | NA | |
| DURKIN, PATRICK, JAMES | I | MANAGING DIRECTOR | NA | |
| DURKIN, PATRICK, JAMES | I | MANAGING DIRECTOR | NA | |
| DURKIN, PATRICK, JAMES | I | MANAGING DIRECTOR | NA | |
| DURKIN, PATRICK, JAMES | I | MANAGING DIRECTOR | NA | |
| EDWARDS, PAUL, NICHOLAS | I | MANAGING DIRECTOR | NA | |
| EISENKRAFT, GAIL, ANN | I | MANAGING DIRECTOR | NA | |
| EVERLY, DEBRA, SUSAN | I | MANAGING DIRECTOR | NA | |
| EVERLY, DEBRA, SUSAN | I | MANAGING DIRECTOR | NA | |
| EVERLY, DEBRA, SUSAN | I | MANAGING DIRECTOR | NA | |
| FAMILETTI, RICHARD, SCOTT | I | MANAGING DIRECTOR | NA | |
| FLYNN, SEAN, TIMOTHY | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| FLYNN, SEAN, TIMOTHY | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| FLYNN, SEAN, TIMOTHY | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| FLYNN, SEAN, TIMOTHY | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| FLYNN, SEAN, TIMOTHY | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| FLYNN, SEAN, TIMOTHY | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| FLYNN, SEAN, TIMOTHY | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| FLYNN, SEAN, TIMOTHY | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| FLYNN, SEAN, TIMOTHY | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| FLYNN, SEAN, TIMOTHY | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| FLYNN, SEAN, TIMOTHY | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| FLYNN, SEAN, TIMOTHY | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| FLYNN, SEAN, TIMOTHY | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| FLYNN, SEAN, TIMOTHY | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| FLYNN, SEAN, TIMOTHY | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| FLYNN, SEAN, TIMOTHY | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| FLYNN, SEAN, TIMOTHY | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| FLYNN, SEAN, TIMOTHY | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| FLYNN, SEAN, TIMOTHY | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| FLYNN, SEAN, TIMOTHY | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| FOORD, DEBORAH, CARTER | I | MANAGING DIRECTOR | NA | |
| FOORD, DEBORAH, CARTER | I | MANAGING DIRECTOR | NA | |
| FOORD, DEBORAH, CARTER | I | MANAGING DIRECTOR | NA | |
| FOORD, DEBORAH, CARTER | I | MANAGING DIRECTOR | NA | |
| FOORD, DEBORAH, CARTER | I | MANAGING DIRECTOR | NA | |
| FOORD, DEBORAH, CARTER | I | MANAGING DIRECTOR | NA | |
| FOORD, DEBORAH, CARTER | I | MANAGING DIRECTOR | NA | |
| FOORD, DEBORAH, CARTER | I | MANAGING DIRECTOR | NA | |
| FOORD, DEBORAH, CARTER | I | MANAGING DIRECTOR | NA | |
| FOORD, DEBORAH, CARTER | I | MANAGING DIRECTOR | NA | |
| FOORD, DEBORAH, CARTER | I | MANAGING DIRECTOR | NA | |
| FOORD, DEBORAH, CARTER | I | MANAGING DIRECTOR | NA | |
| FOORD, DEBORAH, CARTER | I | MANAGING DIRECTOR | NA | |
| FOORD, DEBORAH, CARTER | I | MANAGING DIRECTOR | NA | |
| FOORD, DEBORAH, CARTER | I | MANAGING DIRECTOR | NA | |
| GALLAGHER, JOSEPH, D | I | CHAIRMAN OF MANAGEMENT COMMITTEE, CHIEF EXECUTIVE OFFICER & MANAGING DIRECTOR | NA | |
| GALLAGHER, JOSEPH, D | I | CHAIRMAN OF MANAGEMENT COMMITTEE, CHIEF EXECUTIVE OFFICER & MANAGING DIRECTOR | NA | |
| GALLAGHER, JOSEPH, D | I | CHAIRMAN OF THE MANAGEMENT COMMITTEE, CHIEF EXECUTIVE OFFICER & MANAGING DIRECTOR | NA | |
| GALLAGHER, JOSEPH, D | I | CHAIRMAN OF MANAGEMENT COMMITTEE, CHIEF EXECUTIVE OFFICER & MANAGING DIRECTOR | NA | |
| GALLAGHER, JOSEPH, D | I | CHAIRMAN OF MANAGEMENT COMMITTEE, CHIEF EXECUTIVE OFFICER & MANAGING DIRECTOR | NA | |
| GALLAGHER, JOSEPH, D | I | CHAIRMAN OF MANAGEMENT COMMITTEE, CHIEF EXECUTIVE OFFICER & MANAGING DIRECTOR | NA | |
| GALLAGHER, JOSEPH, D | I | CHAIRMAN OF MANAGEMENT COMMITTEE, CHIEF EXECUTIVE OFFICER & MANAGING DIRECTOR | NA | |
| GALLAGHER, JOSEPH, D | I | CHAIRMAN OF MANAGEMENT COMMITTEE, CHIEF EXECUTIVE OFFICER & MANAGING DIRECTOR | NA | |
| GALLAGHER, JOSEPH, D | I | CHAIRMAN OF MANAGEMENT COMMITTEE, CHIEF EXECUTIVE OFFICER & MANAGING DIRECTOR | NA | |
| GALLAGHER, JOSEPH, D | I | CHAIRMAN OF MANAGEMENT COMMITTEE, CHIEF EXECUTIVE OFFICER & MANAGING DIRECTOR | NA | |
| GAO, JUWEN | I | SECRETARY | NA | |
| GAO, JUWEN | I | SECRETARY | NA | |
| GAO, JUWEN | I | SECRETARY | NA | |
| GAO, JUWEN | I | SECRETARY | NA | |
| GAO, JUWEN | I | SECRETARY | NA | |
| GAO, JUWEN | I | SECRETARY | NA | |
| GAO, JUWEN, KEVIN | I | SECRETARY | NA | |
| GIMBEL, THOMAS, SUFFERN TAILER | I | MANAGING DIRECTOR | NA | |
| GIMBEL, THOMAS, SUFFERN TAILER | I | MANAGING DIRECTOR | NA | |
| GIMBEL, THOMAS, SUFFERN TAILER | I | MANAGING DIRECTOR | NA | |
| GIMBEL, THOMAS, SUFFERN TAILER | I | MANAGING DIRECTOR | NA | |
| GIMBEL, THOMAS, SUFFERN TAILER | I | MANAGING DIRECTOR | NA | |
| GIMBEL, THOMAS, SUFFERN TAILER | I | MANAGING DIRECTOR | NA | |
| GIMBEL, THOMAS, SUFFERN TAILER | I | MANAGING DIRECTOR | NA | |
| GIMBEL, THOMAS, SUFFERN TAILER | I | MANAGING DIRECTOR | NA | |
| GORDON, THOMAS, FRANCIS | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| GORDON, THOMAS, FRANCIS | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| GORDON, THOMAS, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GORDON, THOMAS, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GORDON, THOMAS, FRANCIS | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| GORDON, THOMAS, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GORDON, THOMAS, FRANCIS | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| GORDON, THOMAS, FRANCIS | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| GORDON, THOMAS, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GORDON, THOMAS, FRANCIS | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| GORDON, THOMAS, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GORDON, THOMAS, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GORDON, THOMAS, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GRAY, MICHAEL, EDWARD | I | MANAGING DIRECTOR | NA | |
| GRAY, MICHAEL, EDWARD | I | MANAGING DIRECTOR | NA | |
| GRAY, MICHAEL, EDWARD | I | MANAGING DIRECTOR | NA | |
| GRAY, MICHAEL, EDWARD | I | MANAGING DIRECTOR | NA | |
| GRAY, MICHAEL, EDWARD | I | MANAGING DIRECTOR | NA | |
| GRAY, MICHAEL, EDWARD | I | MANAGING DIRECTOR | NA | |
| GRAY, MICHAEL, EDWARD | I | MANAGING DIRECTOR | NA | |
| HABER, LAWRENCE, D. | I | MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| HABER, LAWRENCE, D. | I | MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| HABER, LAWRENCE, D. | I | MEMBER OF THE MANAGEMENT COMMITTEE, CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| HABER, LAWRENCE, D. | I | MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| HABER, LAWRENCE, D. | I | MANAGING DIRECTOR | NA | |
| HABER, LAWRENCE, D. | I | MANAGING DIRECTOR | NA | |
| HABER, LAWRENCE, D. | I | MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| HABER, LAWRENCE, D. | I | MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| HABER, LAWRENCE, D. | I | MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| HABER, LAWRENCE, D. | I | MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| HABER, LAWRENCE, D. | I | MEMBER OF THE MANAGEMENT COMMITTEE, CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | |
| HABER, LAWRENCE, D. | I | MANAGING DIRECTOR | NA | |
| HABER, LAWRENCE, D. | I | MEMBER OF THE MANAGEMENT COMMITTEE, CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| HABER, LAWRENCE, D. | I | MANAGING DIRECTOR | NA | |
| HABER, LAWRENCE, D. | I | MEMBER OF THE MANAGEMENT COMMITTEE, CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | |
| HABER, LAWRENCE, D. | I | MEMBER OF THE MANAGEMENT COMMITTEE, CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | |
| HABER, LAWRENCE, D. | I | MEMBER OF THE MANAGEMENT COMMITTEE, CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | |
| HARRIS, ROGER, MARTIN | I | MANAGING DIRECTOR | NA | |
| HARRIS, ROGER, MARTIN | I | MANAGING DIRECTOR | NA | |
| HARRIS, ROGER, MARTIN | I | MANAGING DIRECTOR | NA | |
| HARRIS, SUSAN, EVERLY | I | MANAGING DIRECTOR | NA | |
| HARRIS, SUSAN, EVERLY | I | MANAGING DIRECTOR | NA | |
| HARRIS, SUSAN, EVERLY | I | MANAGING DIRECTOR | NA | |
| HARRIS, SUSAN, EVERLY | I | MANAGING DIRECTOR | NA | |
| HARRIS, SUSAN, EVERLY | I | MANAGING DIRECTOR | NA | |
| HARRIS, SUSAN, EVERLY | I | MANAGING DIRECTOR | NA | |
| HARRIS, SUSAN, EVERLY | I | MANAGING DIRECTOR | NA | |
| HARRIS, SUSAN, EVERLY | I | MANAGING DIRECTOR | NA | |
| HOFFMAN, RACHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOFFMAN, RACHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOFFMAN, RACHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOFFMAN, RACHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOFFMAN, RACHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOFFMAN, RACHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOFFMAN, RACHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNIG, GEORGE, RONALD | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| HORNIG, GEORGE, RONALD | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| HORNIG, GEORGE, RONALD | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| HORNIG, GEORGE, RONALD | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| HORNIG, GEORGE, RONALD | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| HORNIG, GEORGE, RONALD | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| HORNIG, GEORGE, RONALD | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAFFE, MARTIN | I | MEMBER OF MANAGEMENT COMMITTEE, CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAIN, ROBERT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JAMESON, CATHY, ANN | I | MANAGING DIRECTOR | NA | |
| JAMGOCHIAN, GEORGE, MICHAEL | I | MANAGING DIRECTOR | NA | |
| JAMGOCHIAN, GEORGE, MICHAEL | I | MEMBER OF MANAGEMENT COMMITTEE, HEAD OF AMERICAS DISTRIBUTION & MANAGING DIRECTOR | NA | |
| JAMGOCHIAN, GEORGE, MICHAEL | I | MEMBER OF MANAGEMENT COMMITTEE, HEAD OF AMERICAS DISTRIBUTION & MANAGING DIRECTOR | NA | |
| JAMGOCHIAN, GEORGE, MICHAEL | I | MEMBER OF MANAGEMENT COMMITTEE, HEAD OF AMERICAS DISTRIBUTION & MANAGING DIRECTOR | NA | |
| JANIS, ROBERT, SAMUEL | I | MANAGING DIRECTOR | NA | |
| JANIS, ROBERT, SAMUEL | I | MANAGING DIRECTOR | NA | |
| JANIS, ROBERT, SAMUEL | I | MANAGING DIRECTOR | NA | |
| JANIS, ROBERT, SAMUEL | I | MANAGING DIRECTOR | NA | |
| JANIS, ROBERT, SAMUEL | I | MANAGING DIRECTOR | NA | |
| JANIS, ROBERT, SAMUEL | I | MANAGING DIRECTOR | NA | |
| JANIS, ROBERT, SAMUEL | I | MANAGING DIRECTOR | NA | |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOHNSON, WILLIAM, WESCOTT | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| JOYCE, TIMOTHY, MICHAEL | I | MANAGING DIRECTOR | NA | |
| JOYCE, TIMOTHY, MICHAEL | I | MANAGING DIRECTOR | NA | |
| JOYCE, TIMOTHY, MICHAEL | I | MANAGING DIRECTOR | NA | |
| JOYCE, TIMOTHY, MICHAEL | I | MANAGING DIRECTOR | NA | |
| JOYCE, TIMOTHY, MICHAEL | I | MANAGING DIRECTOR | NA | |
| JOYCE, TIMOTHY, MICHAEL | I | MANAGING DIRECTOR | NA | |
| JOYCE, TIMOTHY, MICHAEL | I | MANAGING DIRECTOR | NA | |
| JOYCE, TIMOTHY, MICHAEL | I | MANAGING DIRECTOR | NA | |
| JOYCE, TIMOTHY, MICHAEL | I | MANAGING DIRECTOR | NA | |
| JOYCE, TIMOTHY, MICHAEL | I | MANAGING DIRECTOR | NA | |
| KASZYNSKI, STEPHEN, JAMES | I | MANAGING DIRECTOR | NA | |
| KASZYNSKI, STEPHEN, JAMES | I | MANAGING DIRECTOR | NA | |
| KASZYNSKI, STEPHEN, JAMES | I | MANAGING DIRECTOR | NA | |
| KASZYNSKI, STEPHEN, JAMES | I | MANAGING DIRECTOR | NA | |
| KASZYNSKI, STEPHEN, JAMES | I | MANAGING DIRECTOR | NA | |
| KASZYNSKI, STEPHEN, JAMES | I | MANAGING DIRECTOR | NA | |
| KASZYNSKI, STEPHEN, JAMES | I | MANAGING DIRECTOR | NA | |
| KASZYNSKI, STEPHEN, JAMES | I | MANAGING DIRECTOR | NA | |
| KASZYNSKI, STEPHEN, JAMES | I | MANAGING DIRECTOR | NA | |
| KASZYNSKI, STEPHEN, JAMES | I | MANAGING DIRECTOR | NA | |
| KASZYNSKI, STEPHEN, JAMES | I | MANAGING DIRECTOR | NA | |
| KEADY, KEVIN, KENNEDY | I | MANAGING DIRECTOR | NA | |
| KENNEALLY, MICHAEL, EDWARD | I | MANAGING DIRECTOR | NA | |
| KENNEALLY, MICHAEL, EDWARD | I | MANAGING DIRECTOR | NA | |
| KENNEALLY, MICHAEL, EDWARD | I | CHAIRMAN OF THE MANAGEMENT COMMITTEE, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR | NA | |
| KENNEALLY, MICHAEL, EDWARD | I | MANAGING DIRECTOR | NA | |
| KENNEALLY, MICHAEL, EDWARD | I | CHAIRMAN OF THE MANAGEMENT COMMITTEE, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR | NA | Control |
| KENNEALLY, MICHAEL, EDWARD | I | MANAGING DIRECTOR | NA | |
| KENNEALLY, MICHAEL, EDWARD | I | MANAGING DIRECTOR | NA | |
| KENNEALLY, MICHAEL, EDWARD | I | MANAGING DIRECTOR | NA | |
| KENNEALLY, MICHAEL, EDWARD | I | MANAGING DIRECTOR | NA | |
| KENNEALLY, MICHAEL, EDWARD | I | MANAGING DIRECTOR | NA | |
| KENNEALLY, MICHAEL, EDWARD | I | MANAGING DIRECTOR | NA | |
| KENNEALLY, MICHAEL, EDWARD | I | MANAGING DIRECTOR | NA | |
| KHANNA, SUMIT | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| KHANNA, SUMIT | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| KHANNA, SUMIT | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| KHANNA, SUMIT | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| KHANNA, SUMIT | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| KHANNA, SUMIT | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| KHANNA, SUMIT | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| KHANNA, SUMIT | I | DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| KHANNA, SUMIT | I | DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| KHANNA, SUMIT | I | DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| KHANNA, SUMIT | I | DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| KHANNA, SUMIT | I | DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| KHANNA, SUMIT | I | DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| KHANNA, SUMIT | I | DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| LANDIS, GAIL, SUSAN | I | MEMBER OF THE MANAGEMENT COMMITTEE, HEAD OF U.S. SALES & MARKETING AND MANAGING DIRECTOR | NA | |
| LANDIS, GAIL, SUSAN | I | MEMBER OF THE MANAGEMENT COMMITTEE, HEAD OF U.S. SALES & MARKETING AND MANAGING DIRECTOR | NA | |
| LANDIS, GAIL, SUSAN | I | MANAGING DIRECTOR | NA | |
| LANDIS, GAIL, SUSAN | I | MMEMBER OF THE MANAGEMENT COMMITTEE, HEAD OF U.S. SALES & MARKETING AND MANAGING DIRECTOR | NA | |
| LANDIS, GAIL, SUSAN | I | MANAGING DIRECTOR | NA | |
| LANDIS, GAIL, SUSAN | I | MEMBER OF THE MANAGEMENT COMMITTEE, HEAD OF U.S. SALES & MARKETING AND MANAGING DIRECTOR | NA | |
| LANDIS, GAIL, SUSAN | I | MEMBER OF THE MANAGEMENT COMMITTEE, HEAD OF U.S. SALES & MARKETING AND MANAGING DIRECTOR | NA | |
| LANDIS, GAIL, SUSAN | I | MEMBER OF THE MANAGEMENT COMMITTEE, HEAD OF U.S. SALES & MARKETING AND MANAGING DIRECTOR | NA | |
| LANDIS, GAIL, SUSAN | I | MEMBER OF THE MANAGEMENT COMMITTEE, HEAD OF U.S. SALES & MARKETING AND MANAGING DIRECTOR | NA | |
| LANDIS, GAIL, SUSAN | I | MEMBER OF THE MANAGEMENT COMMITEE, HEAD OF US INSTITUTIONAL MARKETING & MANAGING DIRECTOR | NA | |
| LANDIS, GAIL, SUSAN | I | MEMBER OF THE MANAGEMENT COMMITEE, HEAD OF US INSTITUTIONAL MARKETING & MANAGING DIRECTOR | NA | |
| LANDIS, GAIL, SUSAN | I | MEMBER OF THE MANAGEMENT COMMITEE, HEAD OF US INSTITUTIONAL MARKETING & MANAGING DIRECTOR | NA | |
| LAYNG, JOHN, GARDINER | I | MANAGING DIRECTOR | NA | |
| LEVIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| LEVIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| LEVIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| LEVIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| LEVIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| LEVIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| LEVIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| LEWIS, SCOTT, THOMAS | I | MANAGING DIRECTOR | NA | |
| LEWIS, SCOTT, THOMAS | I | MANAGING DIRECTOR | NA | |
| LEWIS, SCOTT, THOMAS | I | MANAGING DIRECTOR | NA | |
| LEWIS, SCOTT, THOMAS | I | MANAGING DIRECTOR | NA | |
| LEWIS, SCOTT, THOMAS | I | MANAGING DIRECTOR | NA | |
| LEWIS, SCOTT, THOMAS | I | MANAGING DIRECTOR | NA | |
| LEWIS, SCOTT, THOMAS | I | MANAGING DIRECTOR | NA | |
| LIEBES, HAL | I | GENERAL COUNSEL AND MANAGING DIRECTOR | NA | |
| LIEBES, HAL | I | MEMBER OF MANAGEMENT COMMITTEE, GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR | NA | |
| LIEBES, HAL | I | MEMBER OF MANAGEMENT COMMITTEE, GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR | NA | |
| LIEBES, HAL | I | MEMBER OF THE MANAGEMENT COMMITTEE, GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR | NA | |
| LIEBES, HAL | I | MEMBER OF MANAGEMENT COMMITTEE, GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR | NA | |
| LIEBES, HAL | I | MEMBER OF MANAGEMENT COMMITTEE, GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR | NA | |
| LIEBES, HAL | I | MEMBER OF MANAGEMENT COMMITTEE, GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR | NA | |
| LIEBES, HAL | I | MEMBER OF MANAGEMENT COMMITTEE, GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR | NA | |
| LIEBES, HAL | I | MEMBER OF MANAGEMENT COMMITTEE, GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR | NA | |
| LIEBES, HAL | I | MEMBER OF MANAGEMENT COMMITTEE, GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR | NA | |
| LIEBES, HAL | I | MEMBER OF MANAGEMENT COMMITTEE, GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR | NA | |
| LINDARS, JOHN, LAURENCE | I | MANAGING DIRECTOR | NA | |
| LINDQUIST, RICHARD, JAMES | I | MANAGING DIRECTOR | NA | |
| LINDQUIST, RICHARD, JAMES | I | MANAGING DIRECTOR | NA | |
| LINDQUIST, RICHARD, JAMES | I | MANAGING DIRECTOR | NA | |
| LINDQUIST, RICHARD, JAMES | I | MANAGING DIRECTOR | NA | |
| LINDQUIST, RICHARD, JAMES | I | MANAGING DIRECTOR | NA | |
| LINDQUIST, RICHARD, JAMES | I | MANAGING DIRECTOR | NA | |
| LINDQUIST, RICHARD, JAMES | I | MANAGING DIRECTOR | NA | |
| LINDQUIST, RICHARD, JAMES | I | MANAGING DIRECTOR | NA | |
| LINDQUIST, RICHARD, JAMES | I | MANAGING DIRECTOR | NA | |
| LINDQUIST, RICHARD, JAMES | I | MANAGING DIRECTOR | NA | |
| LINDQUIST, RICHARD, JAMES | I | MANAGING DIRECTOR | NA | |
| LINDQUIST, RICHARD, JAMES | I | MANAGING DIRECTOR | NA | |
| LINDQUIST, RICHARD, JAMES | I | MANAGING DIRECTOR | NA | |
| LIPP, BRADY, THOMAS | I | MANAGING DIRECTOR | NA | |
| LURITO, STEPHEN, JOSEPH | I | MANAGING DIRECTOR | NA | |
| MACE, ERIK, SORENSEN | I | MANAGING DIRECTOR | NA | |
| MACE, ERIK, SORENSEN | I | MANAGING DIRECTOR | NA | |
| MACE, ERIK, SORENSEN | I | MANAGING DIRECTOR | NA | |
| MACGUIRE, KEVIN, ANTHONY | I | MANAGING DIRECTOR | NA | |
| MAHONEY, GERALD, SCOTT | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| MAHONEY, GERALD, SCOTT | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| MAHONEY, GERALD, SCOTT | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| MAHONEY, GERALD, SCOTT | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| MAHONEY, GERALD, SCOTT | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| MAHONEY, GERALD, SCOTT | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| MAHONEY, GERALD, SCOTT | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| MAHONEY, GERALD, SCOTT | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| MAHONEY, GERALD, SCOTT | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| MAHONEY, GERALD, SCOTT | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| MAHONEY, GERALD, SCOTT | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| MAHONEY, GERALD, SCOTT | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| MAHONEY, GERALD, SCOTT | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| MARSHAK, ANDREW, HYATT | I | MANAGING DIRECTOR | NA | |
| MARSHAK, ANDREW, HYATT | I | MANAGING DIRECTOR | NA | |
| MARSHAK, ANDREW, HYATT | I | MANAGING DIRECTOR | NA | |
| MARSHAK, ANDREW, HYATT | I | MANAGING DIRECTOR | NA | |
| MARSHAK, ANDREW, HYATT | I | MANAGING DIRECTOR | NA | |
| MARSHAK, ANDREW, HYATT | I | MANAGING DIRECTOR | NA | |
| MARSHAK, ANDREW, HYATT | I | MANAGING DIRECTOR | NA | |
| MARSHAK, ANDREW, HYATT | I | MANAGING DIRECTOR | NA | |
| MARTIN, LYNN, CECILE | I | MANAGING DIRECTOR | NA | |
| MCBRIDE, VINCENT, J | I | MANAGING DIRECTOR | NA | |
| MCCAUGHAN, JAMES, PATRICK | I | CHAIRMAN OF MANAGEMENT COMMITTEE, CHIEF EXECUTIVE OFFICER & MANAGING DIRECTOR | NA | |
| MCDADE, WESLEY | I | MANAGING DIRECTOR | NA | |
| MEHRA, AJAY | I | MEMBER OF THE MANAGEMENT COMMITTEE, GENERAL COUNSEL, SECRETARY AND DIRECTOR | NA | Control |
| MEHRA, AJAY | I | MEMBER OF THE MANAGEMENT COMMITTEE, SECRETARY, HEAD OF LEGAL AMERICAS (TRADIT'L ASSET MGMT & HEDGE FUNDS) AND DIRECTOR | NA | Control |
| MEHRA, AJAY | I | MEMBER OF THE MANAGEMENT COMMITTEE, SECRETARY, HEAD OF LEGAL AMERICAS (TRADIT'L ASSET MGMT & HEDGE FUNDS) AND DIRECTOR | NA | Control |
| MEHRA, AJAY | I | MEMBER OF THE MANAGEMENT COMMITTEE, DEPUTY GENERAL COUNSEL, SECRETARY AND DIRECTOR | NA | Control |
| MEHTA, SHRIVINDU | I | MANAGING DIRECTOR | NA | |
| MEHTA, SHRIVINDU | I | MANAGING DIRECTOR | NA | |
| MEHTA, SHRIVINDU | I | MANAGING DIRECTOR | NA | |
| MENOCAL, LUIS, FRANCISCO | I | MANAGING DIRECTOR | NA | |
| MESSINA, ALBERT, SEBASTIAN | I | MANAGING DIRECTOR | NA | |
| METCALF, MARTHA | I | MANAGING DIRECTOR | NA | |
| METCALF, MARTHA | I | MANAGING DIRECTOR | NA | |
| MILLER, MAURA, ANNE | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| MILLER, MAURA, ANNE | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| MILLER, MAURA, ANNE | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| MILLER, MAURA, ANNE | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| MILLER, MAURA, ANNE | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| MILLER, MAURA, ANNE | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| MILLER, MAURA, ANNE | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| MORAN, SUZANNE, ELLEN | I | MANAGING DIRECTOR | NA | |
| MORAN, SUZANNE, ELLEN | I | MANAGING DIRECTOR | NA | |
| MORAN, SUZANNE, ELLEN | I | MANAGING DIRECTOR | NA | |
| MORAN, SUZANNE, ELLEN | I | MANAGING DIRECTOR | NA | |
| MORAN, SUZANNE, ELLEN | I | MANAGING DIRECTOR | NA | |
| MORAN, SUZANNE, ELLEN | I | MANAGING DIRECTOR | NA | |
| MORAN, SUZANNE, ELLEN | I | MANAGING DIRECTOR | NA | |
| MORAN, SUZANNE, ELLEN | I | MANAGING DIRECTOR | NA | |
| MORAN, SUZANNE, ELLEN | I | MANAGING DIRECTOR | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER & DIRECTOR | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER & DIRECTOR | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER & DIRECTOR | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER & DIRECTOR | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER & DIRECTOR | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER & DIRECTOR | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER & DIRECTOR | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER & DIRECTOR | NA | |
| MORIZIO, EMIDIO | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOSS, MATTHEW, CHARLES | I | MEMBER OF MANAGEMENT COMMITTEE, CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | |
| MOSS, MATTHEW, CHARLES | I | MEMBER OF MANAGEMENT COMMITTEE, CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | |
| MOSS, MATTHEW, CHARLES | I | MEMBER OF THE MANAGEMENT COMMITTEE, CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | |
| MOSS, MATTHEW, CHARLES | I | MEMBER OF MANAGEMENT COMMITTEE, CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | |
| MOSS, MATTHEW, CHARLES | I | MEMBER OF MANAGEMENT COMMITTEE, CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | |
| MOSS, MATTHEW, CHARLES | I | MEMBER OF MANAGEMENT COMMITTEE, CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | |
| MOSS, MATTHEW, CHARLES | I | MEMBER OF MANAGEMENT COMMITTEE, CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | |
| MUINOS, ANTONIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUINOS, ANTONIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUINOS, ANTONIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| NABI, STANLEY, A | I | MANAGING DIRECTOR - SENIOR ADVISOR | NA | |
| NABI, STANLEY, A | I | MANAGING DIRECTOR - SENIOR ADVISOR | NA | |
| NABI, STANLEY, A | I | MANAGING DIRECTOR - SENIOR ADVISOR | NA | |
| NABI, STANLEY, A | I | MANAGING DIRECTOR - SENIOR ADVISOR | NA | |
| NEUBURGER, HUGH, MICHAEL | I | MANAGING DIRECTOR | NA | |
| NEUBURGER, HUGH, MICHAEL | I | MANAGING DIRECTOR | NA | |
| NEUBURGER, HUGH, MICHAEL | I | MANAGING DIRECTOR | NA | |
| NEUBURGER, HUGH, MICHAEL | I | MANAGING DIRECTOR | NA | |
| NEUBURGER, HUGH, MICHAEL | I | MANAGING DIRECTOR | NA | |
| NEUBURGER, HUGH, MICHAEL | I | MANAGING DIRECTOR | NA | |
| NEUBURGER, HUGH, MICHAEL | I | MANAGING DIRECTOR | NA | |
| NEUBURGER, HUGH, MICHAEL | I | MANAGING DIRECTOR | NA | |
| NEUBURGER, HUGH, MICHAEL | I | MANAGING DIRECTOR | NA | |
| NEUBURGER, HUGH, MICHAEL | I | MANAGING DIRECTOR | NA | |
| NEUBURGER, HUGH, MICHAEL | I | MANAGING DIRECTOR | NA | |
| NEUBURGER, HUGH, MICHAEL | I | MANAGING DIRECTOR | NA | |
| NEUBURGER, HUGH, MICHAEL | I | MANAGING DIRECTOR | NA | |
| NEUBURGER, HUGH, MICHAEL | I | MANAGING DIRECTOR | NA | |
| NEUBURGER, HUGH, MICHAEL | I | MANAGING DIRECTOR | NA | |
| NORLEY, PETER | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER, GEORGE | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER, GEORGE | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER, GEORGE | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER, GEORGE | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER, GEORGE | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER, GEORGE | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER, GEORGE | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER, GEORGE | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER, GEORGE | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| NORLEY, PETER, GEORGE | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| OH, SEIMIN | I | MANAGING DIRECTOR | NA | |
| OH, SEIMIN | I | MANAGING DIRECTOR | NA | |
| OH, SEIMIN | I | MANAGING DIRECTOR | NA | |
| PADDON, STEVEN, WILLIAM | I | MANAGING DIRECTOR | NA | |
| PARDO, MARIAN, U. | I | MANAGING DIRECTOR | NA | |
| PARDO, MARIAN, U. | I | MANAGING DIRECTOR | NA | |
| PARDO, MARIAN, U. | I | MANAGING DIRECTOR | NA | |
| PARDO, MARIAN, U. | I | MANAGING DIRECTOR | NA | |
| PARDO, MARIAN, U. | I | MANAGING DIRECTOR | NA | |
| PARDO, MARIAN, U. | I | MANAGING DIRECTOR | NA | |
| PARDO, MARIAN, U. | I | MANAGING DIRECTOR | NA | |
| PARDO, MARIAN, U. | I | MANAGING DIRECTOR | NA | |
| PARDO, MARIAN, U. | I | MANAGING DIRECTOR | NA | |
| PARDO, MARIAN, U. | I | MANAGING DIRECTOR | NA | |
| PARDO, MARIAN, U. | I | MANAGING DIRECTOR | NA | |
| PARDO, MARIAN, U. | I | MANAGING DIRECTOR | NA | |
| PARDO, MARIAN, U. | I | MANAGING DIRECTOR | NA | |
| PARDO, MARIAN, U. | I | MANAGING DIRECTOR | NA | |
| PARENTE, SHARON, BETH | I | MANAGING DIRECTOR | NA | |
| PENNETTI, ANTHONY, DAVID | I | MANAGING DIRECTOR | NA | |
| PLUMP, STEVEN, BRYAN | I | MANAGING DIRECTOR | NA | |
| PLUMP, STEVEN, BRYAN | I | MANAGING DIRECTOR | NA | |
| PLUMP, STEVEN, BRYAN | I | MANAGING DIRECTOR | NA | |
| PLUMP, STEVEN, BRYAN | I | MANAGING DIRECTOR | NA | |
| PLUMP, STEVEN, BRYAN | I | MANAGING DIRECTOR | NA | |
| PLUMP, STEVEN, BRYAN | I | MANAGING DIRECTOR | NA | |
| PLUMP, STEVEN, BRYAN | I | MANAGING DIRECTOR | NA | |
| PLUMP, STEVEN, BRYAN | I | MANAGING DIRECTOR | NA | |
| PLUMP, STEVEN, BRYAN | I | MANAGING DIRECTOR | NA | |
| PLUMP, STEVEN, BRYAN | I | MANAGING DIRECTOR | NA | |
| PLUMP, STEVEN, BRYAN | I | MANAGING DIRECTOR | NA | |
| PLUMP, STEVEN, BRYAN | I | MANAGING DIRECTOR | NA | |
| PLUMP, STEVEN, BRYAN | I | MANAGING DIRECTOR | NA | |
| PLUMP, STEVEN, BRYAN | I | MANAGING DIRECTOR | NA | |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR | NA | |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR | NA | |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR | NA | |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR | NA | |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR | NA | |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR | NA | |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR | NA | |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR | NA | |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| POPP, JOHN, GERARD | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| PRAVEEN, JOHN | I | MANAGING DIRECTOR | NA | |
| PRAVEEN, JOHN | I | MANAGING DIRECTOR | NA | |
| PRAVEEN, JOHN | I | MANAGING DIRECTOR | NA | |
| REMOLE, ERIC | I | MANAGING DIRECTOR | NA | |
| RESCOE, ROBERT | I | MANAGING DIRECTOR | NA | |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| RONGETTI, MICHAEL, JAMES | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| ROSE, JEFFREY, THOMAS | I | MANAGING DIRECTOR | NA | |
| ROSE, JEFFREY, THOMAS | I | MANAGING DIRECTOR | NA | |
| ROSE, JEFFREY, THOMAS | I | MANAGING DIRECTOR | NA | |
| ROSE, JEFFREY, THOMAS | I | MANAGING DIRECTOR | NA | |
| ROSE, JEFFREY, THOMAS | I | MANAGING DIRECTOR | NA | |
| ROSE, JEFFREY, THOMAS | I | MANAGING DIRECTOR | NA | |
| ROSE, JEFFREY, THOMAS | I | MANAGING DIRECTOR | NA | |
| ROSE, JEFFREY, THOMAS | I | MANAGING DIRECTOR | NA | |
| ROSE, JEFFREY, THOMAS | I | MANAGING DIRECTOR | NA | |
| ROSE, JEFFREY, THOMAS | I | MANAGING DIRECTOR | NA | |
| ROSE, JEFFREY, THOMAS | I | MANAGING DIRECTOR | NA | |
| ROSE, JEFFREY, THOMAS | I | MANAGING DIRECTOR | NA | |
| ROSE, JEFFREY, THOMAS | I | MANAGING DIRECTOR | NA | |
| ROSE, JEFFREY, THOMAS | I | MANAGING DIRECTOR | NA | |
| RUBIN, JACK, LAWRENCE | I | MANAGING DIRECTOR | NA | |
| SAWERS, GREGORY, R | I | MEMBER OF MANAGEMENT COMMITTEE, HEAD OF RESEARCH, HEAD OF US EQUITIES & MANAGING DIRECTOR | NA | |
| SAWERS, GREGORY, R | I | MEMBER OF MANAGEMENT COMMITTEE, HEAD OF RESEARCH, HEAD OF US EQUITIES & MANAGING DIRECTOR | NA | |
| SAWERS, GREGORY, R | I | MANAGING DIRECTOR | NA | |
| SAWERS, GREGORY, R | I | MEMBER OF THE MANAGEMENT COMMITTEE, HEAD OF RESEARCH, HEAD OF US EQUITIES & MANAGING DIRECTOR | NA | |
| SAWERS, GREGORY, R | I | MANAGING DIRECTOR | NA | |
| SAWERS, GREGORY, R | I | MEMBER OF MANAGEMENT COMMITTEE, HEAD OF RESEARCH, HEAD OF US EQUITIES & MANAGING DIRECTOR | NA | |
| SAWERS, GREGORY, R | I | MEMBER OF MANAGEMENT COMMITTEE, HEAD OF RESEARCH, HEAD OF US EQUITIES & MANAGING DIRECTOR | NA | |
| SAWERS, GREGORY, R | I | MEMBER OF MANAGEMENT COMMITTEE, HEAD OF RESEARCH, HEAD OF US EQUITIES & MANAGING DIRECTOR | NA | |
| SAWERS, GREGORY, R | I | MEMBER OF MANAGEMENT COMMITTEE, HEAD OF RESEARCH, HEAD OF US EQUITIES & MANAGING DIRECTOR | NA | |
| SAWERS, GREGORY, R | I | MEMBER OF MANAGEMENT COMMITTEE, HEAD OF RESEARCH, HEAD OF US EQUITIES & MANAGING DIRECTOR | NA | |
| SAWERS, GREGORY, R | I | MEMBER OF MANAGEMENT COMMITTEE, HEAD OF RESEARCH, HEAD OF US EQUITIES & MANAGING DIRECTOR | NA | |
| SAWERS, GREGORY, R | I | MEMBER OF MANAGEMENT COMMITTEE, HEAD OF RESEARCH, HEAD OF US EQUITIES & MANAGING DIRECTOR | NA | |
| SCHANEY, DENNIS, MICHAEL | I | MANAGING DIRECTOR | NA | |
| SCHANEY, DENNIS, MICHAEL | I | MANAGING DIRECTOR | NA | |
| SCHANEY, DENNIS, MICHAEL | I | MANAGING DIRECTOR AND HEAD OF FIXED INCOME | NA | |
| SCHANEY, DENNIS, MICHAEL | I | MANAGING DIRECTOR AND HEAD OF FIXED INCOME | NA | |
| SCHANEY, DENNIS, MICHAEL | I | MANAGING DIRECTOR | NA | |
| SCHANEY, DENNIS, MICHAEL | I | MANAGING DIRECTOR | NA | |
| SCHANEY, DENNIS, MICHAEL | I | MANAGING DIRECTOR | NA | |
| SCHANEY, DENNIS, MICHAEL | I | MANAGING DIRECTOR AND HEAD OF FIXED INCOME | NA | |
| SCHANEY, DENNIS, MICHAEL | I | MANAGING DIRECTOR AND HEAD OF FIXED INCOME | NA | |
| SCHANEY, DENNIS, MICHAEL | I | MANAGING DIRECTOR AND HEAD OF FIXED INCOME | NA | |
| SCHANEY, DENNIS, MICHAEL | I | MANAGING DIRECTOR AND HEAD OF FIXED INCOME | NA | |
| SCHANEY, DENNIS, MICHAEL | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | |
| SCHANEY, DENNIS, MICHAEL | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | |
| SCHANEY, DENNIS, MICHAEL | I | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | NA | |
| SCHAPPERT, KEITH, MORGAN | I | MEMBER OF THE MANAGEMENT COMMITTEE, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR | NA | Control |
| SCHAPPERT, KEITH, MORGAN | I | MEMBER OF THE MANAGEMENT COMMITTEE, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR | NA | Control |
| SCHAPPERT, KEITH, MORGAN | I | MEMBER OF THE MANAGEMENT COMMITTEE, EXECUTIVE VICE CHAIRMAN, HEAD OF ASSET MANAGEMENT FOR THE AMERICAS & MANAGING DIRECTOR | NA | Control |
| SCHAPPERT, KEITH, MORGAN | I | MEMBER OF THE MANAGEMENT COMMITTEE, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR | NA | Control |
| SCHULTHEIS, DONALD, CHRISTOPHER | I | MANAGING DIRECTOR | NA | |
| SCHULTHEIS, DONALD, CHRISTOPHER | I | MANAGING DIRECTOR | NA | |
| SCHULTHEIS, DONALD, CHRISTOPHER | I | MANAGING DIRECTOR | NA | |
| SCHULTHEIS, DONALD, CHRISTOPHER | I | MANAGING DIRECTOR | NA | |
| SCHULTHEIS, DONALD, CHRISTOPHER | I | MANAGING DIRECTOR | NA | |
| SCHULTHEIS, DONALD, CHRISTOPHER | I | MANAGING DIRECTOR | NA | |
| SCHULTHEIS, DONALD, CHRISTOPHER | I | MANAGING DIRECTOR | NA | |
| SCOTT, SHEILA | I | MEMBER OF MANAGEMENT COMMITTEE, CO-HEAD OF PRIVATE WEALTH MANAGEEMNT AND MANAGING DIRECTOR | NA | |
| SHADRIN, DMITRI | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| SHADRIN, DMITRI | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| SHADRIN, DMITRI | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| SHADRIN, DMITRI | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| SHADRIN, DMITRI | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| SHADRIN, DMITRI | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| SHADRIN, DMITRI | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| SHADRIN, DMITRI | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| SHADRIN, DMITRI | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| SINGH, RAVI, MOHAN | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| SINGH, RAVI, MOHAN | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| SINGH, RAVI, MOHAN | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| SINGH, RAVI, MOHAN | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| SINGH, RAVI, MOHAN | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| SINGH, RAVI, MOHAN | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| SINGH, RAVI, MOHAN | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| SINGH, RAVI, MOHAN | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| SINGH, RAVI, MOHAN | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| SINGH, RAVI, MOHAN | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| SINGH, RAVI, MOHAN | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| SINGH, RAVI, MOHAN | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| SINGH, RAVI, MOHAN | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| SINGH, RAVI, MOHAN | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| SIPP, THOMAS, MICHAEL | I | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SMITH, LAURENCE | I | MEMBER OF MANAGEMENT COMMITTEE, CHIEF INVESTMENT OFFICER AND MANAGING DIRECTOR | NA | |
| SPODAK, SHARON, TRACY | I | MANAGING DIRECTOR | NA | |
| STEWART, ANDREW, ROBERT ANTHONY | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| STEWART, ANDREW, ROBERT ANTHONY | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| STEWART, ANDREW, ROBERT ANTHONY | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| STEWART, ANDREW, ROBERT ANTHONY | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| STEWART, ANDREW, ROBERT ANTHONY | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| STEWART, ANDREW, ROBERT ANTHONY | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| STEWART, ANDREW, ROBERT ANTHONY | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| STEWART, ANDREW, ROBERT ANTHONY | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| STEWART, ANDREW, ROBERT ANTHONY | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| STEWART, ANDREW, ROBERT ANTHONY | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| STEWART, ANDREW, ROBERT ANTHONY | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| STEWART, ANDREW, ROBERT ANTHONY | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| STEWART, ANDREW, ROBERT ANTHONY | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| STEWART, ANDREW, ROBERT ANTHONY | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| STEWART, ANDREW, ROBERT ANTHONY | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| STEWART, ANDREW, ROBERT ANTHONY | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| STEWART, ANDREW, ROBERT ANTHONY | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| STEWART, ANDREW, ROBERT ANTHONY | I | MANAGING DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| TARMY, BARBARA, ANN | I | MANAGING DIRECTOR | NA | |
| TRAVERS, GEORGE | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | |
| TURNER, CHRISTOPHER, MARK | I | MANAGING DIRECTOR | NA | |
| VANDENBULCKE, DONNA, MARY | I | MANAGING DIRECTOR | NA | |
| VARVEL, ERIC, MORRIS | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | NA | Control |
| VELSOR, CRAIG, MICHAEL | I | CHIEF FINANCIAL OFFICER, DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| VELSOR, CRAIG, MICHAEL | I | CHIEF FINANCIAL OFFICER, DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| VELSOR, CRAIG, MICHAEL | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| VELSOR, CRAIG, MICHAEL | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| VELSOR, CRAIG, MICHAEL | I | CHIEF FINANCIAL OFFICER, DIRECTOR AND MEMBER OF THE MANAGEMENT COMMITTEE | NA | Control |
| VELSOR, CRAIG, MICHAEL | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| VELSOR, CRAIG, MICHAEL | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| VELSOR, CRAIG, MICHAEL | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| VELSOR, CRAIG, MICHAEL | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| VELSOR, CRAIG, MICHAEL | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| VOGEL, ROGER, WILLIAM | I | MANAGING DIRECTOR | NA | |
| VOS, JAMES, HAYDEN | I | MANAGING DIRECTOR | NA | |
| VOS, JAMES, HAYDEN | I | MANAGING DIRECTOR | NA | |
| VOS, JAMES, HAYDEN | I | MANAGING DIRECTOR | NA | |
| VOS, JAMES, HAYDEN | I | MANAGING DIRECTOR | NA | |
| VOS, JAMES, HAYDEN | I | MANAGING DIRECTOR | NA | |
| VOS, JAMES, HAYDEN | I | MANAGING DIRECTOR | NA | |
| VOS, JAMES, HAYDEN | I | MANAGING DIRECTOR | NA | |
| WALTMAN, GUY, STANLEY | I | MANAGING DIRECTOR - SENIOR ADVISOR | NA | |
| WALTMAN, GUY, STANLEY | I | MANAGING DIRECTOR - SENIOR ADVISOR | NA | |
| WALTMAN, GUY, STANLEY | I | MANAGING DIRECTOR - SENIOR ADVISOR | NA | |
| WALTMAN, GUY, STANLEY | I | MANAGING DIRECTOR - SENIOR ADVISOR | NA | |
| WALTMAN, GUY, STANLEY | I | MANAGING DIRECTOR - SENIOR ADVISOR | NA | |
| WALTMAN, GUY, STANLEY | I | MANAGING DIRECTOR - SENIOR ADVISOR | NA | |
| WALTMAN, GUY, STANLEY | I | MANAGING DIRECTOR - SENIOR ADVISOR | NA | |
| WANG, JANET, Y | I | MEMBER OF THE MANAGEMENT COMMITTEE, CHIEF ADMINISTRATIVE OFFICER AND MANAGING DIRECTOR | NA | |
| WANG, JANET, Y | I | MEMBER OF THE MANAGEMENT COMMITTEE, CHIEF ADMINISTRATIVE OFFICER AND MANAGING DIRECTOR | NA | |
| WANG, JANET, Y | I | MEMBER OF THE MANAGEMENT COMMITTEE, CHIEF ADMINISTRATIVE OFFICER AND MANAGING DIRECTOR | NA | |
| WANG, JANET, Y | I | MANAGING DIRECTOR | NA | |
| WANG, JANET, Y | I | MANAGING DIRECTOR | NA | |
| WANG, JANET, Y | I | MEMBER OF THE MANAGEMENT COMMITTEE, CHIEF ADMINISTRATIVE OFFICER AND MANAGING DIRECTOR | NA | |
| WANG, JANET, Y | I | MEMBER OF THE MANAGEMENT COMMITTEE, CHIEF ADMINISTRATIVE OFFICER AND MANAGING DIRECTOR | NA | |
| WANG, JANET, Y | I | MANAGING DIRECTOR | NA | |
| WANG, JANET, Y | I | MANAGING DIRECTOR | NA | |
| WANG, JANET, Y | I | MANAGING DIRECTOR | NA | |
| WANG, JANET, Y | I | MANAGING DIRECTOR | NA | |
| WANG, JANET, Y | I | MANAGING DIRECTOR & HEAD OF HUMAN RESOURCES | NA | |
| WANG, JANET, Y | I | MANAGING DIRECTOR & HEAD OF HUMAN RESOURCES | NA | |
| WANG, JANET, Y | I | MANAGING DIRECTOR & HEAD OF HUMAN RESOURCES | NA | |
| WATT, RICHARD, WILLIAM | I | MANAGING DIRECTOR | NA | |
| WITHERS, GARY, NIGEL | I | CHAIRMAN OF THE MANAGEMENT COMMITTE, MANAGING DIRECTOR | NA | Control |
| WOLFSON, LARRY, JEFFREY | I | MANAGING DIRECTOR | NA | |
| WOLFSON, LARRY, JEFFREY | I | MANAGING DIRECTOR | NA | |
| WOLFSON, LARRY, JEFFREY | I | MANAGING DIRECTOR | NA | |
| WOLFSON, LARRY, JEFFREY | I | MANAGING DIRECTOR | NA | |
| WOLFSON, LARRY, JEFFREY | I | MANAGING DIRECTOR | NA | |
| WOLFSON, LARRY, JEFFREY | I | MANAGING DIRECTOR | NA | |
| WOLFSON, LARRY, JEFFREY | I | MANAGING DIRECTOR | NA | |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| UBS GROUP AG | FE | SHAREHOLDER | E | Control |
| UBS GROUP AG | FE | SHAREHOLDER | E | Control |
| UBS GROUP AG | FE | SHAREHOLDER | E | Control |
| UBS GROUP AG | FE | SHAREHOLDER | E | Control |
| UBS GROUP AG | FE | SHAREHOLDER | E | Control |
| UBS GROUP AG | FE | SHAREHOLDER | E | Control |
| UBS GROUP AG | FE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | E | |
| CREDIT SUISSE ASSET MANAGEMENT HOLDING CORP. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE ASSET MANAGEMENT HOLDING CORP. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE ASSET MANAGEMENT HOLDING CORP. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE ASSET MANAGEMENT HOLDING CORP. | DE | CSAM AMERICAS HOLDING CORP. | E | |
| CREDIT SUISSE ASSET MANAGEMENT HOLDING CORP. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE ASSET MANAGEMENT HOLDING CORP. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE ASSET MANAGEMENT HOLDING CORP. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE ASSET MANAGEMENT HOLDING CORP. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE ASSET MANAGEMENT HOLDING CORP. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE FIRST BOSTON, INC. | DE | CSAM AMERICAS HOLDING CORP. | E | |
| CREDIT SUISSE FIRST BOSTON, INC. | DE | CREDIT SUISSE ASSET MANAGEMENT HOLDING CORP. | E | Control |
| CREDIT SUISSE FIRST BOSTON, INC. | DE | CREDIT SUISSE ASSET MANAGEMENT HOLDING CORP. | E | Control |
| CREDIT SUISSE FIRST BOSTON, INC. | DE | CREDIT SUISSE ASSET MANAGEMENT HOLDING CORP. | E | Control |
| CREDIT SUISSE FIRST BOSTON, INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE FIRST BOSTON, INC. | DE | CREDIT SUISSE ASSET MANAGEMENT HOLDING CORP. | E | |
| CREDIT SUISSE FIRST BOSTON, INC. | DE | CSAM AMERICAS HOLDING CORP. | E | |
| CREDIT SUISSE FIRST BOSTON, INC. | DE | CREDIT SUISSE ASSET MANAGEMENT HOLDING CORP. | E | Control |
| CREDIT SUISSE FIRST BOSTON, INC. | DE | CREDIT SUISSE ASSET MANAGEMENT HOLDING CORP. | E | Control |
| CREDIT SUISSE FIRST BOSTON, INC. | DE | CREDIT SUISSE ASSET MANAGEMENT HOLDING CORP. | E | Control |
| CREDIT SUISSE FIRST BOSTON, INC. | DE | CSAM AMERICAS HOLDING CORP. | E | Control |
| CREDIT SUISSE FIRST BOSTON, INC. | DE | CREDIT SUISSE ASSET MANAGEMENT HOLDING CORP. | E | Control |
| CREDIT SUISSE FIRST BOSTON, INC. | DE | CREDIT SUISSE ASSET MANAGEMENT HOLDING CORP. | E | Control |
| CREDIT SUISSE FIRST BOSTON, INC. | DE | CREDIT SUISSE ASSET MANAGEMENT HOLDING CORP. | E | Control |
| CREDIT SUISSE GROUP | FE | CREDIT SUISSE (SWISS BANK) | E | |
| CREDIT SUISSE GROUP | FE | CREDIT SUISSE (SWISS BANK) | E | |
| CREDIT SUISSE GROUP | FE | CREDIT SUISSE FIRST BOSTON (SWISS BANK) | E | |
| CREDIT SUISSE GROUP | FE | CREDIT SUISSE FIRST BOSTON (SWISS BANK) | E | |
| CREDIT SUISSE GROUP | FE | CREDIT SUISSE (SWISS BANK) | E | |
| CREDIT SUISSE GROUP | FE | CREDIT SUISSE (SWISS BANK) | E | |
| CREDIT SUISSE GROUP | FE | CREDIT SUISSE (SWISS BANK) | E | |
| CREDIT SUISSE GROUP | FE | CREDIT SUISSE (SWISS BANK) | E | |
| CREDIT SUISSE GROUP | FE | CREDIT SUISSE FIRST BOSTON (SWISS BANK) | E | |
| CREDIT SUISSE GROUP | FE | CREDIT SUISSE FIRST BOSTON (SWISS BANK) | E | |
| CREDIT SUISSE GROUP | FE | CREDIT SUISSE FIRST BOSTON (SWISS BANK) | E | |
| CREDIT SUISSE GROUP | FE | CREDIT SUISSE FIRST BOSTON (SWISS BANK) | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE (SWISS BANK) | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE (SWISS BANK) | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CSAM AMERICAS HOLDING CORP. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | DE | CSAM AMERICAS HOLDING CORP. | E | |
| CSAM AMERICAS HOLDING CORP. | DE | CREDIT SUISSE ASSET MANAGEMENT LLC | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | CREDIT SUISSE ASSET MANAGEMENT LLC | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | CREDIT SUISSE ASSET MANAGEMENT, LLC | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | CREDIT SUISSE ASSET MANAGEMENT, LLC | E | |
| CSAM AMERICAS HOLDING CORP. | DE | CREDIT SUISSE ASSET MANAGEMENT, LLC | E | |
| CSAM AMERICAS HOLDING CORP. | DE | CREDIT SUISSE ASSET MANAGEMENT LLC | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | CREDIT SUISSE ASSET MANAGEMENT LLC | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | CREDIT SUISSE ASSET MANAGEMENT, LLC | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | CREDIT SUISSE ASSET MANAGEMENT, LLC | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | CREDIT SUISSE ASSET MANAGEMENT LLC | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | CREDIT SUISSE ASSET MANAGEMENT LLC | E | Control |
| CSAM AMERICAS HOLDING CORP. | DE | CREDIT SUISSE ASSET MANAGEMENT LLC | E | Control |
| UBS GROUP AG | FE | CREDIT SUISSE AG | E | Control |
| UBS GROUP AG | FE | CREDIT SUISSE AG | E | Control |
| UBS GROUP AG | FE | CREDIT SUISSE AG | E | Control |
| UBS GROUP AG | FE | CREDIT SUISSE AG | E | Control |
| UBS GROUP AG | FE | CREDIT SUISSE AG | E | Control |
| UBS GROUP AG | FE | CREDIT SUISSE AG | E | Control |
| UBS GROUP AG | FE | CREDIT SUISSE AG | E | Control |
| CREDIT SUISSE (SWISS BANK) | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE (SWISS BANK) | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE (SWISS BANK) | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE (SWISS BANK) | FE | OWNS 57% OF CREDIT SUISSE FIRST BOSTON, INC. | D | |
| CREDIT SUISSE (SWISS BANK) | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE (SWISS BANK) | FE | OWNS 57% OF CREDIT SUISSE FIRST BOSTON, INC. | D | |
| CREDIT SUISSE (SWISS BANK) | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE (SWISS BANK) | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE (SWISS BANK) | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE (SWISS BANK) | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE FIRST BOSTON | FE | CREDIT SUISSE FIRST BOSTON, INC. | D | Control |
| CREDIT SUISSE FIRST BOSTON | FE | CREDIT SUISSE FIRST BOSTON, INC. | D | Control |
| CREDIT SUISSE FIRST BOSTON | FE | CREDIT SUISSE FIRST BOSTON, INC. | D | Control |
| CREDIT SUISSE FIRST BOSTON | FE | CREDIT SUISSE FIRST BOSTON, INC. | D | Control |
| CREDIT SUISSE FIRST BOSTON | FE | CREDIT SUISSE FIRST BOSTON, INC. | D | Control |
| CREDIT SUISSE FIRST BOSTON | FE | CREDIT SUISSE FIRST BOSTON, INC. | D | Control |
| CREDIT SUISSE FIRST BOSTON | FE | CREDIT SUISSE FIRST BOSTON, INC. | D | Control |
| CREDIT SUISSE FIRST BOSTON | FE | CREDIT SUISSE FIRST BOSTON, INC. | D | Control |
| CREDIT SUISSE FIRST BOSTON | FE | CREDIT SUISSE FIRST BOSTON, INC. | D | Control |
| CREDIT SUISSE FIRST BOSTON (SWISS BANK) | FE | OWNS 57% OF CREDIT SUISSE FIRST BOSTON, INC. | D | Control |
| CREDIT SUISSE FIRST BOSTON (SWISS BANK) | FE | CREDIT SUISSE FIRST BOSTON, INC. | D | |
| CREDIT SUISSE FIRST BOSTON (SWISS BANK) | FE | OWNS 57% OF CREDIT SUISSE FIRST BOSTON, INC. | D | |
| CREDIT SUISSE FIRST BOSTON (SWISS BANK) | FE | OWNS 57% OF CREDIT SUISSE FIRST BOSTON, INC. | D | Control |
| CREDIT SUISSE GROUP | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP | FE | OWNS 43% OF CREDIT SUISSE FIRST BOSTON, INC. AND SOLE SHAREHOLDER OF CREDIT SUISSE FIRST BOSTON (SWISS BANK) | C | |
| CREDIT SUISSE GROUP | FE | OWNS 43% OF CREDIT SUISSE FIRST BOSTON, INC. AND SOLE SHAREHOLDER OF CREDIT SUISSE FIRST BOSTON (SWISS BANK) | C | |
| CREDIT SUISSE GROUP | FE | OWNS 43% OF CREDIT SUISSE FIRST BOSTON, INC. AND SOLE SHAREHOLDER OF CREDIT SUISSE FIRST BOSTON | C | Control |
| CREDIT SUISSE GROUP | FE | OWNS 43% OF CREDIT SUISSE FIRST BOSTON, INC. AND SOLE SHAREHOLDER OF CREDIT SUISSE FIRST BOSTON | C | Control |
| CREDIT SUISSE GROUP | FE | OWNS 43% OF CREDIT SUISSE FIRST BOSTON, INC. AND SOLE SHAREHOLDER OF CREDIT SUISSE FIRST BOSTON | C | Control |
| CREDIT SUISSE GROUP | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP | FE | OWNS 43% OF CREDIT SUISSE FIRST BOSTON, INC. | C | Control |
| CREDIT SUISSE GROUP | FE | OWNS 43% OF CREDIT SUISSE FIRST BOSTON, INC. AND SOLE SHAREHOLDER OF CREDIT SUISSE FIRST BOSTON | C | |
| CREDIT SUISSE GROUP | FE | OWNS 43% OF CREDIT SUISSE FIRST BOSTON, INC. AND SOLE SHAREHOLDER OF CREDIT SUISSE FIRST BOSTON (SWISS BANK) | C | |
| CREDIT SUISSE GROUP | FE | OWNS 43% OF CREDIT SUISSE FIRST BOSTON, INC. AND SOLE SHAREHOLDER OF CREDIT SUISSE FIRST BOSTON | C | Control |
| CREDIT SUISSE GROUP | FE | OWNS 43% OF CREDIT SUISSE FIRST BOSTON, INC. AND SOLE SHAREHOLDER OF CREDIT SUISSE FIRST BOSTON | C | Control |
| CREDIT SUISSE GROUP | FE | OWNS 43% OF CREDIT SUISSE FIRST BOSTON, INC. AND SOLE SHAREHOLDER OF CREDIT SUISSE FIRST BOSTON | C | Control |
| CREDIT SUISSE GROUP | FE | OWNS 43% OF CREDIT SUISSE FIRST BOSTON, INC. | C | Control |
| CREDIT SUISSE GROUP | FE | OWNS 43% OF CREDIT SUISSE FIRST BOSTON, INC. AND SOLE SHAREHOLDER OF CREDIT SUISSE FIRST BOSTON | C | Control |
| CREDIT SUISSE GROUP | FE | OWNS 43% OF CREDIT SUISSE FIRST BOSTON, INC. AND SOLE SHAREHOLDER OF CREDIT SUISSE FIRST BOSTON | C | Control |
| CREDIT SUISSE GROUP | FE | OWNS 43% OF CREDIT SUISSE FIRST BOSTON, INC. AND SOLE SHAREHOLDER OF CREDIT SUISSE FIRST BOSTON | C | Control |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C |
Registrations
Federal
IA
Dec 5, 2023 REGISTERED
Notice Filings (51)
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Address
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