SWS STRATEGIES, L.L.C.
Legal name: SOUTHWEST STRATEGIES
CRD #106013 SEC #801-17138 DALLAS, TX 972-960-6460
SEC Registered
Total AUM
$111.9M
Discretionary
$108.4M
Employees
5
Clients
10
Accounts
293
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 11, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| EVANS, BARRY, LYNDE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EVANS, BARRY, LYNDE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JILEK, KENNETH, JOSEPH | I | AGENT | NA | |
| JILEK, KENNETH, JOSEPH | I | AGENT | NA | |
| JILEK, KENNETH, JOSEPH | I | AGENT | NA | |
| JILEK, KENNETH, JOSEPH | I | AGENT | NA | |
| JILEK, KENNETH, JOSEPH | I | AGENT | NA | |
| BLE, INC. | DE | PARTNER | E | Control |
| BLE, INC. | DE | PARTNER | E | Control |
| BLE, INC. | DE | PARTNER | E | Control |
| BLE, INC. | DE | PARTNER | E | Control |
| BLE, INC. | DE | PARTNER | E | Control |
| BLE, INC. | DE | PARTNER | E | Control |
| CMG CAPITAL CORPORATION | DE | PARTNER | C | Control |
| CMG CAPITAL CORPORATION | DE | PARTNER | C | Control |
| CMG CAPITAL CORPORATION | DE | PARTNER | C | Control |
| CMG CAPITAL CORPORATION | DE | PARTNER | C | Control |
| CMG CAPITAL CORPORATION | DE | PARTNER | C | Control |
| CMG CAPITAL CORPORATION | DE | PARTNER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| EVANS, BARRY, LYNDE | I | BLE, INC. | E | Control |
| EVANS, BARRY, LYNDE | I | BLE, INC. | E | Control |
| EVANS, BARRY, LYNDE | I | BLE, INC. | E | Control |
| EVANS, BARRY, LYNDE | I | BLE, INC. | E | Control |
| EVANS, BARRY, LYNDE | I | BLE, INC. | E | Control |
| EVANS, BARRY, LYNDE | I | BLE, INC. | E | Control |
| GREENWAY, CRAIG, METZ | I | CMG CAPITAL CORPORATION | E | Control |
| GREENWAY, CRAIG, METZ | I | CMG CAPITAL CORPORATION | E | Control |
| GREENWAY, CRAIG, METZ | I | CMG CAPITAL CORPORATION | E | Control |
| GREENWAY, CRAIG, METZ | I | CMG CAPITAL CORPORATION | E | Control |
| GREENWAY, CRAIG, METZ | I | CMG CAPITAL CORPORATION | E | Control |
| GREENWAY, CRAIG, METZ | I | CMG CAPITAL CORPORATION | E | Control |
Registrations
Federal
IA
Nov 11, 2005 REGISTERED
Notice Filings (1)
TX
Address
5310 HARVEST HILL ROADSUITE 226
DALLAS, TX 75230
USA
Phone: 972-960-6460