TRAIN, BABCOCK ADVISORS LLC
CRD #106018 SEC #801-10571 NEW YORK, NY 212-451-3400
SEC Registered
Total AUM
$434.1M
Discretionary
$426.2M
Employees
9
Clients
251
Accounts
558
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Apr 2017 | $434.1M | $426.2M | $8M | 9 | 558 |
| Mar 2017 | $434.1M | $426.2M | $8M | 9 | 558 |
| Feb 2017 | $425M | $417.3M | $7.8M | 13 | 582 |
| Jul 2016 | $425M | $417.3M | $7.8M | 13 | 582 |
| Mar 2016 | $430.1M | $422.5M | $7.6M | 13 | 589 |
| Mar 2016 | $430.1M | $422.5M | $7.6M | 13 | 589 |
| Apr 2015 | $468.1M | $455.2M | $12.9M | 14 | 589 |
| Dec 2014 | $484.7M | $472.7M | $12M | 14 | 570 |
| Oct 2014 | $484.7M | $472.7M | $12M | 14 | 570 |
| May 2014 | $484.7M | $472.7M | $12M | 14 | 570 |
| May 2014 | $484.7M | $472.7M | $12M | 14 | 570 |
| Mar 2014 | $484.7M | $472.7M | $12M | 14 | 570 |
| Dec 2013 | $489.1M | $464M | $25.1M | 15 | 700 |
| Mar 2013 | $489.1M | $464M | $25.1M | 15 | 700 |
| Dec 2012 | $630.3M | $602.2M | $28.1M | 20 | 700 |
| Sep 2012 | $630.3M | $602.2M | $28.1M | 11 | 700 |
| Jul 2012 | $630.3M | $602.2M | $28.1M | 11 | 700 |
| Apr 2012 | $630.3M | $602.2M | $28.1M | 11 | 700 |
| Mar 2011 | $683.8M | $649.8M | $34M | -- | -- |
| Mar 2008 | $645M | $606.8M | $38.2M | -- | -- |
| May 2007 | $693.2M | $603.4M | $89.8M | -- | -- |
| Mar 2007 | $693.2M | $603.4M | $89.8M | -- | -- |
| Mar 2006 | $657M | $599.7M | $57.3M | -- | -- |
| Dec 2005 | $645.2M | $423.7M | $221.5M | -- | -- |
| Nov 2005 | $645.2M | $423.7M | $221.5M | -- | -- |
| Oct 2005 | $645.2M | $423.7M | $221.5M | -- | -- |
| May 2005 | $645.2M | $423.7M | $221.5M | -- | -- |
| May 2005 | $645.2M | $423.7M | $221.5M | -- | -- |
| Mar 2004 | $605.1M | $390M | $215.1M | -- | -- |
| Mar 2002 | $731.8M | $476.1M | $255.6M | -- | -- |
DateApr 2017
Total AUM$434.1M
Discretionary$426.2M
Non-Disc.$8M
Employees9
Clients558
DateMar 2017
Total AUM$434.1M
Discretionary$426.2M
Non-Disc.$8M
Employees9
Clients558
DateFeb 2017
Total AUM$425M
Discretionary$417.3M
Non-Disc.$7.8M
Employees13
Clients582
DateJul 2016
Total AUM$425M
Discretionary$417.3M
Non-Disc.$7.8M
Employees13
Clients582
DateMar 2016
Total AUM$430.1M
Discretionary$422.5M
Non-Disc.$7.6M
Employees13
Clients589
DateMar 2016
Total AUM$430.1M
Discretionary$422.5M
Non-Disc.$7.6M
Employees13
Clients589
DateApr 2015
Total AUM$468.1M
Discretionary$455.2M
Non-Disc.$12.9M
Employees14
Clients589
DateDec 2014
Total AUM$484.7M
Discretionary$472.7M
Non-Disc.$12M
Employees14
Clients570
DateOct 2014
Total AUM$484.7M
Discretionary$472.7M
Non-Disc.$12M
Employees14
Clients570
DateMay 2014
Total AUM$484.7M
Discretionary$472.7M
Non-Disc.$12M
Employees14
Clients570
DateMay 2014
Total AUM$484.7M
Discretionary$472.7M
Non-Disc.$12M
Employees14
Clients570
DateMar 2014
Total AUM$484.7M
Discretionary$472.7M
Non-Disc.$12M
Employees14
Clients570
DateDec 2013
Total AUM$489.1M
Discretionary$464M
Non-Disc.$25.1M
Employees15
Clients700
DateMar 2013
Total AUM$489.1M
Discretionary$464M
Non-Disc.$25.1M
Employees15
Clients700
DateDec 2012
Total AUM$630.3M
Discretionary$602.2M
Non-Disc.$28.1M
Employees20
Clients700
DateSep 2012
Total AUM$630.3M
Discretionary$602.2M
Non-Disc.$28.1M
Employees11
Clients700
DateJul 2012
Total AUM$630.3M
Discretionary$602.2M
Non-Disc.$28.1M
Employees11
Clients700
DateApr 2012
Total AUM$630.3M
Discretionary$602.2M
Non-Disc.$28.1M
Employees11
Clients700
DateMar 2011
Total AUM$683.8M
Discretionary$649.8M
Non-Disc.$34M
Employees--
Clients--
DateMar 2008
Total AUM$645M
Discretionary$606.8M
Non-Disc.$38.2M
Employees--
Clients--
DateMay 2007
Total AUM$693.2M
Discretionary$603.4M
Non-Disc.$89.8M
Employees--
Clients--
DateMar 2007
Total AUM$693.2M
Discretionary$603.4M
Non-Disc.$89.8M
Employees--
Clients--
DateMar 2006
Total AUM$657M
Discretionary$599.7M
Non-Disc.$57.3M
Employees--
Clients--
DateDec 2005
Total AUM$645.2M
Discretionary$423.7M
Non-Disc.$221.5M
Employees--
Clients--
DateNov 2005
Total AUM$645.2M
Discretionary$423.7M
Non-Disc.$221.5M
Employees--
Clients--
DateOct 2005
Total AUM$645.2M
Discretionary$423.7M
Non-Disc.$221.5M
Employees--
Clients--
DateMay 2005
Total AUM$645.2M
Discretionary$423.7M
Non-Disc.$221.5M
Employees--
Clients--
DateMay 2005
Total AUM$645.2M
Discretionary$423.7M
Non-Disc.$221.5M
Employees--
Clients--
DateMar 2004
Total AUM$605.1M
Discretionary$390M
Non-Disc.$215.1M
Employees--
Clients--
DateMar 2002
Total AUM$731.8M
Discretionary$476.1M
Non-Disc.$255.6M
Employees--
Clients--