WHB WOLVERINE ASSET MANAGEMENT INC
Legal name: WOLVERINE INVESTMENTS
CRD #106020 SEC #801-37177 SOUTHPORT, CT 203-254-7260
SEC Registered
Total AUM
$33.9M
Discretionary
$18M
Employees
1
Clients
0
Accounts
65
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BABYAK, NANCY, ANN | I | VICE PRESIDENT & DIRECTOR | NA | |
| BABYAK, NANCY, ANN | I | EXECUTIVE VICE PRESIDENT & CORP. SECRETARY | NA | Control |
| BABYAK, NANCY, ANN | I | DIRECTOR | NA | |
| BABYAK, NANCY, ANN | I | EXECUTIVE VICE PRESIDENT & CORP. SECRETARY | NA | Control |
| BABYAK, NANCY, ANN | I | EXECUTIVE VICE PRESIDENT & CORP. SECRETARY | NA | Control |
| BABYAK, NANCY, ANN | I | DIRECTOR | NA | |
| BABYAK, NANCY, ANN | I | DIRECTOR | NA | |
| BABYAK, NANCY, ANN | I | DIRECTOR | NA | |
| BABYAK, NANCY, ANN | I | EXECUTIVE VICE PRESIDENT & CORP. SECRETARY | NA | Control |
| BABYAK, NANCY, ANN | I | DIRECTOR | NA | |
| BABYAK, NANCY, ANN | I | EXECUTIVE VICE PRESIDENT & CORP. SECRETARY | NA | Control |
| BABYAK, NANCY, ANN | I | EXECUTIVE VICE PRESIDENT & CORP. SECRETARY | NA | Control |
| BABYAK, NANCY, ANN | I | EXECUTIVE VICE PRESIDENT & CORP. SECRETARY | NA | Control |
| BABYAK, NANCY, ANN | I | EXECUTIVE VICE PRESIDENT & CORP. SECRETARY | NA | Control |
| BABYAK, NANCY, ANN | I | EXECUTIVE VICE PRESIDENT & CORP. SECRETARY | NA | Control |
| BARLOW, NORMAN, HOWARD | I | SENIOR VICE PRESIDENT | NA | |
| BARLOW, NORMAN, HOWARD | I | SENIOR VICE PRESIDENT | NA | |
| BARLOW, NORMAN, HOWARD | I | SENIOR VICE PRESIDENT | NA | |
| BREE, ADAM | I | DIRECTOR | NA | |
| BREE, ADAM | I | DIRECTOR | NA | |
| BREE, ADAM | I | DIRECTOR | NA | |
| BREE, ADAM | I | DIRECTOR | NA | |
| BREE, ADAM | I | DIRECTOR | NA | |
| BREE, ADAM | I | DIRECTOR | NA | |
| CARUSO, NICHOLAS, ANTHONY | I | SENIOR VICE PRESIDENT | NA | |
| CARUSO, NICHOLAS, ANTHONY | I | SENIOR VICE PRESIDENT | NA | |
| CARUSO, NICHOLAS, ANTHONY | I | SENIOR VICE PRESIDENT | NA | |
| FREMONT III, PATRICK, WESTON | I | SENIOR VICE PRESIDENT | NA | Control |
| FREMONT III, PATRICK, WESTON | I | SENIOR VICE PRESIDENT | NA | Control |
| FREMONT III, PATRICK, WESTON | I | SENIOR VICE PRESIDENT | NA | Control |
| FREMONT III, PATRICK, WESTON | I | SENIOR VICE PRESIDENT | NA | Control |
| FREMONT III, PATRICK, WESTON | I | SENIOR VICE PRESIDENT | NA | Control |
| FREMONT III, PATRICK, WESTON | I | SENIOR VICE PRESIDENT | NA | Control |
| FREMONT III, PATRICK, WESTON | I | SENIOR VICE PRESIDENT | NA | Control |
| FREMONT III, PATRICK, WESTON | I | SENIOR VICE PRESIDENT | NA | Control |
| FREMONT III, PATRICK, WESTON | I | SENIOR VICE PRESIDENT | NA | Control |
| FREMONT III, PATRICK, WESTON | I | SENIOR VICE PRESIDENT | NA | Control |
| FREMONT III, PATRICK, WESTON | I | SENIOR VICE PRESIDENT | NA | Control |
| FREMONT III, PATRICK, WESTON | I | SENIOR VICE PRESIDENT | NA | Control |
| FREMONT III, PATRICK, WESTON | I | SENIOR VICE PRESIDENT | NA | Control |
| KRAMER, MARC | I | ON LEAVE OF ABSENCE | NA | |
| WIESE, PETER, CHRISTIAN | I | SENIOR VICE PRESIDENT | NA | |
| WIESE, PETER, CHRISTIAN | I | SENIOR VICE PRESIDENT | NA | Control |
| WIESE, PETER, CHRISTIAN | I | SENIOR VICE PRESIDENT | NA | Control |
| WIESE, PETER, CHRISTIAN | I | SENIOR VICE PRESIDENT | NA | Control |
| WIESE, PETER, CHRISTIAN | I | SENIOR VICE PRESIDENT | NA | |
| WIESE, PETER, CHRISTIAN | I | SENIOR VICE PRESIDENT | NA | |
| WIESE, PETER, CHRISTIAN | I | SENIOR VICE PRESIDENT | NA | Control |
| WIESE, PETER, CHRISTIAN | I | SENIOR VICE PRESIDENT | NA | Control |
| WIESE, PETER, CHRISTIAN | I | SENIOR VICE PRESIDENT | NA | Control |
| WIESE, PETER, CHRISTIAN | I | SENIOR VICE PRESIDENT | NA | Control |
| BABYAK, JOHN, MICHAEL | I | PRESIDENT, CEO/CIO AND CHIEF COMPLIANCE OFFICER | E | Control |
| BABYAK, JOHN, MICHAEL | I | PRESIDENT, CEO/CIO AND CHIEF COMPLIANCE OFFICER | E | Control |
| BABYAK, JOHN, MICHAEL | I | PRESIDENT, CEO/CIO AND CHIEF COMPLIANCE OFFICER | E | Control |
| BABYAK, JOHN, MICHAEL | I | PRESIDENT, CEO/CIO AND CHIEF COMPLIANCE OFFICER | E | Control |
| BABYAK, JOHN, MICHAEL | I | PRESIDENT, CEO/CIO AND CHIEF COMPLIANCE OFFICER | E | Control |
| BABYAK, JOHN, MICHAEL | I | PRESIDENT, CEO/CIO AND CHIEF COMPLIANCE OFFICER | E | Control |
| BABYAK, JOHN, MICHAEL | I | PRESIDENT, CEO/CIO AND CHIEF COMPLIANCE OFFICER | E | Control |
| BABYAK, JOHN, MICHAEL | I | PRESIDENT, CEO/CIO AND CHIEF COMPLIANCE OFFICER | E | Control |
| BABYAK, JOHN, MICHAEL | I | PRESIDENT, CEO/CIO AND CHIEF COMPLIANCE OFFICER | E | Control |
| BREE, WARREN, HERBERT | I | PRESIDENT & CEO | D | Control |
| BREE, WARREN, HERBERT | I | PRESIDENT & CEO | D | Control |
| BABYAK, JOHN, MICHAEL | I | PRESIDENT, CEO/CIO AND CHIEF COMPLIANCE OFFICER | C | Control |
| BABYAK, JOHN, MICHAEL | I | PRESIDENT, CEO/CIO AND CHIEF COMPLIANCE OFFICER | C | Control |
| BABYAK, JOHN, MICHAEL | I | PRESIDENT, CEO/CIO AND CHIEF COMPLIANCE OFFICER | C | Control |
| BABYAK, JOHN, MICHAEL | I | PRESIDENT, CEO/CIO AND CHIEF COMPLIANCE OFFICER | C | Control |
| BREE, VIOLET | I | DIRECTOR & CORP. SECRETARY | C | |
| BREE, VIOLET | I | DIRECTOR & CORP. SECRETARY | C | |
| BREE, VIOLET | I | DIRECTOR & CORP. SECRETARY | C | |
| BREE, VIOLET | I | DIRECTOR & CORP. SECRETARY | C | |
| WARREN H. BREE TRUST | DE | DIRECT OWNER | C | |
| WARREN H. BREE TRUST | DE | DIRECT OWNER | C | |
| WARREN H. BREE TRUST | DE | DIRECT OWNER | C | |
| WARREN H. BREE TRUST | DE | DIRECT OWNER | C | |
| BABYAK, JOHN, MICHAEL | I | E.V.P. & COO | B | Control |
| BABYAK, JOHN, MICHAEL | I | E.V.P. & COO | B | Control |
| BREE, VIOLET | I | VICE PRESIDENT & SECRETARY | B | |
| BREE, VIOLET | I | VICE PRESIDENT & SECRETARY | B |
Registrations
Federal
IA
Mar 29, 2012 REGISTERED
Notice Filings (1)
CT
Address
200 PEQUOT AVENUE2ND FLOOR
SOUTHPORT, CT 06890
United States
Phone: 203-254-7260