TAYLOR MARY CATHERINE
Legal name: MC TAYLOR ASSOCIATES
CRD #106021 SEC #801-52702 OAKLAND, CA 510-987-8282
SEC Registered
Total AUM
$58.6M
Discretionary
$58.6M
Employees
5
Clients
51
Accounts
73
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 8, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TAYLOR, MARY, CATHERINE | I | OWNER, CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER | E | Control |
| TAYLOR, MARY, CATHERINE | I | OWNER, CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER | E | Control |
| TAYLOR, MARY, CATHERINE | I | OWNER, CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER | E | Control |
| TAYLOR, MARY, CATHERINE | I | OWNER, CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER | E | Control |
| TAYLOR, MARY, CATHERINE | I | OWNER, CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER | E | Control |
| TAYLOR, MARY, CATHERINE | I | OWNER, CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER | E | Control |
| TAYLOR, MARY, CATHERINE | I | OWNER, CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER | E | Control |
| TAYLOR, MARY, CATHERINE | I | OWNER, CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER | E | Control |
| TAYLOR, MARY, CATHERINE | I | OWNER | E | Control |
Registrations
Federal
IA
Sep 8, 2005 REGISTERED
Notice Filings (1)
CA
Address
ONE KAISER PLAZA, STE 1465OAKLAND, CA 94612
USA
Phone: 510-987-8282