SULLIVAN & SERWITZ INVESTMENT ADVISORS INC
Legal name: SULLIVAN & SERWITZ
CRD #106029 SEC #801-40244 LOS ALTOS, CA 650-949-2221
SEC Registered Disclosures
Total AUM
$527M
Discretionary
$0
Employees
6
Clients
101
Accounts
605
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jun 2012 | $527M | $0 | $527M | 6 | 200 |
| Apr 2012 | $527M | $0 | $527M | 6 | 200 |
| Feb 2012 | $527M | $0 | $527M | 6 | 200 |
| May 2011 | $550.3M | $0 | $550.3M | 10 | -- |
| Mar 2011 | $550.3M | $0 | $550.3M | 10 | -- |
| Mar 2009 | $356.2M | $0 | $356.2M | 10 | -- |
| Nov 2007 | $496.7M | $0 | $496.7M | 10 | -- |
| Feb 2007 | $496.7M | $0 | $496.7M | 10 | -- |
| Dec 2006 | $416.5M | $0 | $416.5M | 10 | -- |
| Sep 2005 | $364.2M | $0 | $364.2M | 10 | -- |
| Feb 2005 | $364.2M | $0 | $364.2M | 10 | -- |
| Feb 2005 | $365M | $0 | $365M | 10 | -- |
| Dec 2003 | $234M | $0 | $234M | 5 | -- |
| Apr 2002 | $215M | $0 | $215M | 5 | -- |
DateJun 2012
Total AUM$527M
Discretionary$0
Non-Disc.$527M
Employees6
Clients200
DateApr 2012
Total AUM$527M
Discretionary$0
Non-Disc.$527M
Employees6
Clients200
DateFeb 2012
Total AUM$527M
Discretionary$0
Non-Disc.$527M
Employees6
Clients200
DateMay 2011
Total AUM$550.3M
Discretionary$0
Non-Disc.$550.3M
Employees10
Clients--
DateMar 2011
Total AUM$550.3M
Discretionary$0
Non-Disc.$550.3M
Employees10
Clients--
DateMar 2009
Total AUM$356.2M
Discretionary$0
Non-Disc.$356.2M
Employees10
Clients--
DateNov 2007
Total AUM$496.7M
Discretionary$0
Non-Disc.$496.7M
Employees10
Clients--
DateFeb 2007
Total AUM$496.7M
Discretionary$0
Non-Disc.$496.7M
Employees10
Clients--
DateDec 2006
Total AUM$416.5M
Discretionary$0
Non-Disc.$416.5M
Employees10
Clients--
DateSep 2005
Total AUM$364.2M
Discretionary$0
Non-Disc.$364.2M
Employees10
Clients--
DateFeb 2005
Total AUM$364.2M
Discretionary$0
Non-Disc.$364.2M
Employees10
Clients--
DateFeb 2005
Total AUM$365M
Discretionary$0
Non-Disc.$365M
Employees10
Clients--
DateDec 2003
Total AUM$234M
Discretionary$0
Non-Disc.$234M
Employees5
Clients--
DateApr 2002
Total AUM$215M
Discretionary$0
Non-Disc.$215M
Employees5
Clients--