IDB CAPITAL CORP.
Legal name: ALEXANDRA & JAMES CO.
CRD #106032 SEC #801-67431 NEW YORK, NY 212-551-8175
SEC Registered Broker-Dealer
Total AUM
$28M
Discretionary
$0
Employees
--
Clients
0
Accounts
150
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 12, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARZIV, HAIM EMANUEL | I | DIRECTOR | NA | Control |
| BERGER, JULIO | I | DIRECTOR | NA | Control |
| COSTAGLIOLA, PAULA FRANCES | I | GENERAL SECURITIES PRINCIPAL | NA | Control |
| COSTAGLIOLA, PAULA FRANCES | I | MANAGING DIRECTOR, OPERATIONS AND ADMINISTRATION | NA | |
| COSTAGLIOLA, PAULA FRANCES | I | MANAGING DIRECTOR, OPERATIONS AND ADMINISTRATION | NA | |
| DOBBS, MICHAEL STEPHEN II | I | CHIEF COMPLIANCE OFFICER | NA | |
| DOBBS, MICHAEL STEPHEN II | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEBENTHAL, ALEXANDRA | I | PRESIDENT/CEO/DIRECTOR/MUNICIPAL SECURITIES PRICIPAL | NA | Control |
| LEBENTHAL, ALEXANDRA | I | PRESIDENT/CEO/DIRECTOR/MUNICIPAL SECURITIES PRINCIPAL | NA | Control |
| LEBENTHAL, ALEXANDRA | I | PRESIDENT/CEO/DIRECTOR/MUNICIPAL SECURITIES PRINCIPAL | NA | Control |
| MARRON, PATRICK JOSEPH | I | FINOP | NA | |
| MARRON, PATRICK JOSEPH | I | FINOP | NA | |
| MARRON, PATRICK JOSEPH | I | FINOP | NA | |
| ONEILL, THOMAS A | I | CHIEF COMPLIANCE OFFICER | NA | |
| ISRAEL DISCOUNT BANK OF NEW YORK | DE | SOLE SHAREHOLDER | E | Control |
| ISRAEL DISCOUNT BANK OF NEW YORK | DE | SOLE SHAREHOLDER | E | Control |
| ISRAEL DISCOUNT BANK OF NEW YORK | DE | SOLE SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DISCOUNT BANCORP. | DE | ISRAEL DISCOUNT BANK OF NY | E | Control |
| DISCOUNT BANCORP. | DE | ISRAEL DISCOUNT BANK OF NY | E | Control |
| DISCOUNT BANCORP. | DE | ISRAEL DISCOUNT BANK OF NY | E | Control |
| ISRAEL DISCOUNT BANK LIMITED | FE | DISCOUNT BANCORP. | E | Control |
| ISRAEL DISCOUNT BANK LIMITED | FE | DISCOUNT BANCORP. | E | Control |
| ISRAEL DISCOUNT BANK LIMITED | FE | DISCOUNT BANCORP. | E | Control |
| STATE OF ISRAEL | FE | ISRAEL DISCOUNT BANK LIMITED | D | Control |
| STATE OF ISRAEL | FE | ISRAEL DISCOUNT BANK LIMITED | C | Control |
| STATE OF ISRAEL | FE | ISRAEL DISCOUNT BANK LIMITED | C | Control |
Registrations
Federal
IA
Sep 12, 2007 REGISTERED
Notice Filings (33)
AR AZ CA CO CT DC DE FL GA IL IN KS LA MA MD ME MI MN MS MT NC NJ NM NY OH OR PA PR SC TN TX UT VA
Address
521 FIFTH AVENUE, 20TH FLOORNEW YORK, NY 10017
USA
Phone: 212-551-8175