RIA Intelligence

LIBERTY ADVISORY SERVICES CORP

CRD #106035 SEC #801-43301 BOSTON, MA 800-426-3750
SEC Registered
Total AUM
$834.3M
Discretionary
$834.3M
Employees
10
Clients
0
Accounts
17

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 28, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BANKS, KEITH, THOMASIPRESIDENT, CEO, DIRECTOR, CHIEF INVESTMENT OFFICER AND CHAIRMANNA Control
BEGLEY, LINDAICHIEF COMPLIANCE OFFICERNA
BRYANT, DANIEL, CONANTIVPNA Control
IUDICE, PHILIP, JOHNITREASURERNA Control
KLOPPER, JAMES, JOSEPHIVP, SECRETARYNA Control
LOEWENBERG, JEAN, SUSANICLERKNA Control
MORRISON, STEWART, RICHARDISR VP, CIO, DIRECTORNA Control
PALOMBO, JOSEPH, ROBERTICHIEF OPERATING OFFICER AND DIRECTORNA Control
POLKINGHORN, PHILIP, KONRADIPRESIDENT, DIRECTORNA Control
SAYLER, ROGER, AIDIRECTOR, EXECUTIVE VICE PRESIDENTNA Control
WHITEHEAD, JEFFERY, JAYIVP, TREASURERNA Control
KEYPORT LIFE INSURANCE COMPANYDESOLE SHAREHOLDER OF LIBERTY ADVISORY SERVICES CORP.E Control
LIBERTY FUNDS GROUP LLCDESOLE SHAREHOLDER OF LIBERTY ADVISORY SERVICES CORP.E Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
COLUMBIA MANAGEMENT GROUP, INC.DELIBERTY FUNDS GROUP LLCE Control
FLEET NATIONAL BANKDECOLUMBIA MANAGEMENT GROUP, INC.E Control
FLEETBOSTON FINANCIAL CORPORATIONDESOLE SHAREHOLDER OF FLEET NATIONAL BANKE Control
LFC HOLDINGS, INC.DELIBERTY CORPORATE HOLDINGS, INC.E
LIBERTY CORPORATE HOLDINGS, INC.DELFC MANAGEMENT CORPORATIONE Control
LIBERTY FINANCIAL COMPANIES, INC.DELIBERTY FINANCIAL COMPANIES, INC.E Control
LIBERTY MUTUAL EQUITY CORPORATIONDELFCHOLDINGS, INC.E Control
LIBERTY MUTUAL INSURANCE COMPANYDELIBERTY MUTUAL EQUITY CORPORATIONE Control
LFC MANAGEMENT CORPORATIONDELIBERTY FINANCIAL COMPANIES, INC.D Control

Registrations

Federal

IA
Mar 28, 2002 REGISTERED

Address

ONE FINANCIAL CENTER
BOSTON, MA 2111
USA
Phone: 800-426-3750