LIBERTY WEALTH MANAGEMENT, LLC
CRD #106036 SEC #801-64934 OAKLAND, CA 510-658-1880
SEC Registered Broker-Dealer
Total AUM
$356.8M
Discretionary
$1.3M
Employees
23
Clients
1
Accounts
94
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 16, 2018
- Branch Offices
- 6
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AZARY, DENNIS MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| AZARY, DENNIS MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| AZARY, DENNIS MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| AZARY, DENNIS MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| AZARY, DENNIS MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| AZARY, DENNIS MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| AZARY, DENNIS MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| AZARY, DENNIS MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| AZARY, DENNIS MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| AZARY, DENNIS MICHAEL | I | FINOP/CHIEF COMPLIANCE OFFICER | NA | |
| BARRETT, THOMAS JOSEPH | I | CFO/FINOP | NA | Control |
| BARRETT, THOMAS JOSEPH | I | CFO/FINOP | NA | Control |
| BARRETT, THOMAS JOSEPH | I | CFO/FINOP | NA | Control |
| BARRETT, THOMAS JOSEPH | I | CFO/FINOP | NA | Control |
| BARRETT, THOMAS JOSEPH | I | CFO/FINOP | NA | Control |
| BARRETT, THOMAS JOSEPH | I | CFO/FINOP | NA | Control |
| BARRETT, THOMAS JOSEPH | I | CFO/FINOP | NA | Control |
| BARRETT, THOMAS JOSEPH | I | CFO/FINOP | NA | Control |
| BARRETT, THOMAS JOSEPH | I | CFO/FINOP | NA | Control |
| BOCHAT, KENNETH FRANKLIN | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | NA | Control |
| BOCHAT, KENNETH FRANKLIN | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | NA | Control |
| BOCHAT, KENNETH FRANKLIN | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, SCOTT | I | CFO/FINOP | NA | Control |
| GUIDI, RON L | I | CHIEF OPERATING OFFICER/CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| HSU, DAVID CHENG-WEI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HSU, DAVID CHENG-WEI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HSU, DAVID CHENG-WEI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HSU, DAVID CHENG-WEI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HSU, DAVID CHENG-WEI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HSU, DAVID CHENG-WEI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HSU, DAVID CHENG-WEI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HSU, DAVID CHENG-WEI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HSU, DAVID CHENG-WEI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HSU, DAVID CHENG-WEI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HSU, DAVID CHENG-WEI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HSU, DAVID CHENG-WEI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HSU, DAVID CHENG-WEI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OHEARN, NANCY ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| OHEARN, NANCY ANN | I | CONSULTANT/ CO-CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, EDWARD MERRILL | I | ROP, FINOP | NA | |
| SMITH, EDWARD MERRILL | I | ROP, FINOP | NA | |
| SMITH, EDWARD MERRILL | I | ROP, FINOP | NA | |
| SMITH, EDWARD MERRILL | I | ROP, FINOP | NA | |
| SMITH, EDWARD MERRILL | I | ROP, FINOP | NA | |
| SMITH, EDWARD MERRILL | I | ROP, FINOP | NA | |
| SMITH, EDWARD MERRILL | I | ROP, FINOP | NA | |
| SMITH, EDWARD MERRILL | I | ROP, FINOP | NA | |
| SMITH, EDWARD MERRILL | I | ROP, FINOP | NA | |
| SMITH, EDWARD MERRILL | I | ROP, FINOP | NA | |
| SMITH, EDWARD MERRILL | I | ROP, FINOP | NA | |
| SMITH, EDWARD MERRILL | I | ROP, FINOP | NA | |
| SMITH, EDWARD MERRILL | I | ROP, FINOP | NA | |
| SMITH, EDWARD MERRILL JR | I | ROP, FINOP | NA | |
| SMITH, EDWARD MERRILL JR | I | ROP, FINOP | NA | Control |
| SMITH, EDWARD MERRILL JR | I | ROP, FINOP | NA | Control |
| SMITH, EDWARD MERRILL JR | I | ROP, FINOP | NA | Control |
| SMITH, EDWARD MERRILL JR | I | ROP, FINOP | NA | Control |
| SMITH, EDWARD MERRILL JR | I | ROP, FINOP | NA | |
| SMITH, EDWARD MERRILL JR | I | ROP, FINOP | NA | |
| SMITH, EDWARD MERRILL JR | I | ROP, FINOP | NA | Control |
| SMITH, EDWARD MERRILL JR | I | ROP, FINOP | NA | Control |
| SMITH, EDWARD MERRILL JR | I | ROP, FINOP | NA | Control |
| TRIPP, JASON LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| TRIPP, JASON LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| TRIPP, JASON LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| TRIPP, JASON LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| TRIPP, JASON LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| TRIPP, JASON LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| TRIPP, JASON LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| TRIPP, JASON LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| TRIPP, JASON LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOLLANDER, DAVID J | I | GENERAL MANAGER | E | Control |
| HOLLANDER, DAVID J | I | GENERAL MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLANDER, DAVID J | I | GENERAL MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLANDER, DAVID J | I | GENERAL MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLANDER, DAVID J | I | GENERAL MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLANDER, DAVID J | I | GENERAL MANAGER | E | Control |
| HOLLANDER, DAVID J | I | GENERAL MANAGER | E | Control |
| HOLLANDER, DAVID J | I | PRESIDENT | E | Control |
| HOLLANDER, DAVID J | I | PRESIDENT | E | Control |
| HOLLANDER, DAVID J | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLANDER, DAVID J | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLANDER, DAVID J | I | PRESIDENT | E | Control |
| HOLLANDER, DAVID J | I | PRESIDENT | E | Control |
| HOLLANDER, DAVID J | I | PRESIDENT | E | Control |
| HOLLANDER, DAVID J | I | PRESIDENT | E | Control |
| HOLLANDER, DAVID J | I | PRESIDENT | E | Control |
| HOLLANDER, DAVID J | I | PRESIDENT | E | Control |
| HOLLANDER, DAVID J | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLANDER, DAVID J | I | PRESIDENT | E | Control |
| HOLLANDER, DAVID J | I | PRESIDENT | E | Control |
| HOLLANDER, DAVID J | I | PRESIDENT | E | Control |
| HOLLANDER, DAVID J | I | PRESIDENT | E | Control |
| HOLLANDER, DAVID J | I | PRESIDENT | E | Control |
| HOLLANDER, DAVID J | I | PRESIDENT | E | Control |
| HOLLANDER, DAVID J | I | PRESIDENT | E | Control |
| HOLLANDER, DAVID J | I | PRESIDENT | E | Control |
| HOLLANDER, DAVID J | I | PRESIDENT | E | Control |
| HOLLANDER, DAVID J | I | PRESIDENT | E | Control |
| HOLLANDER, DAVID J | I | PRESIDENT | E | Control |
| HOLLANDER, DAVID J | I | PRESIDENT | E | Control |
| HOLLANDER, DAVID J | I | PRESIDENT | E | Control |
| HOLLANDER, DAVID J | I | PRESIDENT | E | Control |
| HOLLANDER, DAVID J | I | PRESIDENT | E | Control |
| HOLLANDER, DAVID J | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Jul 16, 2018 REGISTERED
Notice Filings (24)
AZ CA CO DC FL ID IL MA MD ME MI NC NE NV NY OH OK OR PA SC TX VA WA WI
Address
411 30TH ST2ND FLOOR
OAKLAND, CA 94609
United States
Phone: 510-658-1880