ROBERT GORDON & ASSOCIATES, INC.
Legal name: ROBERT GORDON & ASSOCIATES INC
CRD #106037 SEC #801-107410 SPRINGFIELD, IL 217-698-4844
SEC Registered
Total AUM
$265.9M
Discretionary
$200.6M
Employees
7
Clients
251
Accounts
728
Firm Details
- Organization Type
- Corporation
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 14, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GORDON, NICHOLAS | I | DIRECTOR OF CLIENT DEVELOPMENT | NA | |
| GORDON, NICHOLAS, ROBERT | I | DIRECTOR OF CLIENT DEVELOPMENT | NA | |
| GORDON, NICHOLAS, ROBERT | I | DIRECTOR OF CLIENT DEVELOPMENT | NA | |
| GORDON, NICHOLAS, ROBERT | I | DIRECTOR OF CLIENT DEVELOPMENT | NA | |
| GORDON, NICHOLAS, ROBERT | I | DIRECTOR OF CLIENT DEVELOPMENT | NA | |
| GORDON, NICHOLAS, ROBERT | I | DIRECTOR OF CLIENT DEVELOPMENT | NA | |
| GORDON, NICHOLAS, ROBERT | I | DIRECTOR OF CLIENT DEVELOPMENT | NA | |
| GORDON, NICHOLAS, ROBERT | I | DIRECTOR OF CLIENT DEVELOPMENT | NA | |
| GORDON, NICHOLAS, ROBERT | I | DIRECTOR OF CLIENT DEVELOPMENT | NA | |
| GORDON, NICHOLAS, ROBERT | I | DIRECTOR OF CLIENT DEVELOPMENT | NA | |
| STONE, RICHARD, LEE | I | DIRECTOR OF OPERATIONS | NA | |
| STONE, RICHARD, LEE | I | DIRECTOR OF OPERATIONS | NA | |
| STONE, RICHARD, LEE | I | DIRECTOR OF OPERATIONS | NA | |
| STONE, RICHARD, LEE | I | DIRECTOR OF OPERATIONS | NA | |
| STONE, RICHARD, LEE | I | DIRECTOR OF OPERATIONS | NA | |
| STONE, RICHARD, LEE | I | DIRECTOR OF OPERATIONS | NA | |
| STONE, RICHARD, LEE | I | DIRECTOR OF OPERATIONS | NA | |
| STONE, RICHARD, LEE | I | DIRECTOR OF OPERATIONS | NA | |
| STONE, RICHARD, LEE | I | DIRECTOR OF OPERATIONS | NA | |
| STONE, RICHARD, LEE | I | DIRECTOR OF OPERATIONS | NA | |
| STONE, RICHARD, LEE | I | DIRECTOR OF OPERATIONS | NA | |
| STONE, RICHARD, LEE | I | DIRECTOR OF OPERATIONS | NA | |
| STONE, RICHARD, LEE | I | DIRECTOR OF OPERATIONS | NA | |
| STONE, RICHARD, LEE | I | DIRECTOR OF OPERATIONS | NA | |
| STONE, RICHARD, LEE | I | DIRECTOR OF OPERATIONS | NA | |
| STONE, RICHARD, LEE | I | DIRECTOR OF OPERATIONS | NA | |
| STONE, RICHARD, LEE | I | DIRECTOR OF OPERATIONS | NA | |
| STONE, RICHARD, LEE | I | DIRECTOR OF OPERATIONS | NA | |
| GORDON, ROBERT, ALLEN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| GORDON, ROBERT, ALLEN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| GORDON, ROBERT, ALLEN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| GORDON, ROBERT, ALLEN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| GORDON, ROBERT, ALLEN | I | PRESIDENT | E | Control |
| GORDON, ROBERT, ALLEN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| GORDON, ROBERT, ALLEN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| GORDON, ROBERT, ALLEN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| GORDON, ROBERT, ALLEN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| GORDON, ROBERT, ALLEN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| GORDON, ROBERT, ALLEN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| GORDON, ROBERT, ALLEN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| GORDON, ROBERT, ALLEN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| GORDON, ROBERT, ALLEN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| GORDON, ROBERT, ALLEN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| GORDON, ROBERT, ALLEN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| GORDON, ROBERT, ALLEN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| GORDON, ROBERT, ALLEN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 14, 2023 REGISTERED
Notice Filings (2)
FL IL
Address
1201 S. VETERANS PARKWAY STE ASPRINGFIELD, IL 62704
United States
Phone: 217-698-4844