JOHNSTON JAMES M & ASSOCIATES INC
Legal name: JOHNSTON & ASSOCIATES INC
CRD #106048 SEC #801-77752 GLENDALE, CO 303-831-6120
SEC Registered
Total AUM
$398.4M
Discretionary
$252.9M
Employees
4
Clients
51
Accounts
162
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DURICA, EDWARD, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DURICA, EDWARD, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DURICA, EDWARD, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DURICA, EDWARD, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DURICA, EDWARD, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DURICA, EDWARD, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DURICA, EDWARD, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DURICA, EDWARD, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DURICA, EDWARD, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DURICA, EDWARD, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSTON, CATHERINE, JOSEPHINE | I | VICE-PRESIDENT/DIRECTOR | NA | Control |
| JOHNSTON, CATHERINE, JOSEPHINE | I | VICE-PRESIDENT/DIRECTOR | NA | Control |
| JOHNSTON, CATHERINE, JOSEPHINE | I | VICE-PRESIDENT/DIRECTOR | NA | Control |
| JOHNSTON, CATHERINE, JOSEPHINE | I | VICE-PRESIDENT/DIRECTOR | NA | Control |
| JOHNSTON, CATHERINE, JOSEPHINE | I | VICE-PRESIDENT/DIRECTOR | NA | Control |
| JOHNSTON, CATHERINE, JOSEPHINE | I | VICE-PRESIDENT/DIRECTOR | NA | Control |
| JOHNSTON, CATHERINE, JOSEPHINE | I | VICE-PRESIDENT/DIRECTOR | NA | Control |
| JOHNSTON, CATHERINE, JOSEPHINE | I | VICE-PRESIDENT/DIRECTOR | NA | Control |
| JOHNSTON, CATHERINE, JOSEPHINE | I | VICE-PRESIDENT/DIRECTOR | NA | Control |
| JOHNSTON, CATHERINE, JOSEPHINE | I | VICE-PRESIDENT/DIRECTOR | NA | Control |
| Johnston, Susan, W | I | SECRETARY/DIRECTOR | NA | |
| JOHNSTON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | ESOP | E | |
| JOHNSTON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | ESOP | E | |
| JOHNSTON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | ESOP | E | |
| JOHNSTON & ASSOCIATES, INC. PROFIT SHARING PLAN | DE | PSP | E | |
| JOHNSTON & ASSOCIATES, INC. PROFIT SHARING PLAN | DE | PSP | E | |
| JOHNSTON & ASSOCIATES, INC. PROFIT SHARING PLAN | DE | PSP | E | |
| JOHNSTON & ASSOCIATES, INC. PROFIT SHARING PLAN | DE | PSP | E | |
| JOHNSTON & ASSOCIATES, INC. PROFIT SHARING PLAN | DE | PSP | E | |
| JOHNSTON & ASSOCIATES, INC. PROFIT SHARING PLAN | DE | PSP | E | |
| JOHNSTON & ASSOCIATES, INC. PROFIT SHARING PLAN | DE | PSP | E | |
| JOHNSTON & ASSOCIATES, INC. PROFIT SHARING PLAN | DE | PSP | E | |
| JOHNSTON, JAMES, MICHAEL | I | PRESIDENT/DIRECTOR | D | Control |
| JOHNSTON, JAMES, MICHAEL | I | PRESIDENT/DIRECTOR | D | Control |
| JOHNSTON, JAMES, MICHAEL | I | PRESIDENT/DIRECTOR | D | Control |
| JOHNSTON, JAMES, MICHAEL | I | PRESIDENT/DIRECTOR | D | Control |
| JOHNSTON, JAMES, MICHAEL | I | PRESIDENT/DIRECTOR | D | Control |
| JOHNSTON, JAMES, MICHAEL | I | PRESIDENT/DIRECTOR | D | Control |
| JOHNSTON, JAMES, MICHAEL | I | PRESIDENT/DIRECTOR | D | Control |
| JOHNSTON, JAMES, MICHAEL | I | PRESIDENT/DIRECTOR | D | Control |
| JOHNSTON, JAMES, MICHAEL | I | PRESIDENT/DIRECTOR | D | Control |
| JOHNSTON, JAMES, MICHAEL | I | PRESIDENT/DIRECTOR | D | Control |
| JOHNSTON, JAMES, MICHAEL | I | PRESIDENT/DIRECTOR | D | Control |
| JOHNSTON, JAMES, MICHAEL | I | PRESIDENT/DIRECTOR | D | Control |
| JOHNSTON, JAMES, MICHAEL | I | PRESIDENT/DIRECTOR | D | Control |
| JOHNSTON, JAMES, MICHAEL | I | PRESIDENT/DIRECTOR | D | Control |
| JOHNSTON, JAMES, MICHAEL | I | PRESIDENT/DIRECTOR | D | Control |
| JOHNSTON, JAMES, MICHAEL | I | PRESIDENT/DIRECTOR | D | Control |
| JOHNSTON, JAMES, MICHAEL | I | PRESIDENT/DIRECTOR | D | Control |
| JOHNSTON, JAMES, MICHAEL | I | PRESIDENT/DIRECTOR | D | Control |
| JOHNSTON, JAMES, MICHAEL | I | PRESIDENT/DIRECTOR | D | Control |
| JOHNSTON, JAMES, MICHAEL | I | PRESIDENT/DIRECTOR | D | Control |
| JOHNSTON, JAMES, MICHAEL | I | PRESIDENT/DIRECTOR | D | Control |
| JOHNSTON, JAMES, MICHAEL | I | PRESIDENT/DIRECTOR | D | Control |
| JOHNSTON, JAMES, MICHAEL | I | PRESIDENT/DIRECTOR | D | Control |
| DURICA, EDWARD, JOHN | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT/DIRECTOR | C | Control |
| DURICA, EDWARD, JOHN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| DURICA, EDWARD, JOHN | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT/DIRECTOR | C | Control |
| DURICA, EDWARD, JOHN | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT/DIRECTOR | C | Control |
| DURICA, EDWARD, JOHN | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT/DIRECTOR | C | Control |
| DURICA, EDWARD, JOHN | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT/DIRECTOR | C | Control |
| DURICA, EDWARD, JOHN | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT/DIRECTOR | C | Control |
| DURICA, EDWARD, JOHN | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT/DIRECTOR | C | Control |
| DURICA, EDWARD, JOHN | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT/DIRECTOR | C | Control |
| DURICA, EDWARD, JOHN | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT/DIRECTOR | C | Control |
| DURICA, EDWARD, JOHN | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT/DIRECTOR | C | Control |
| DURICA, EDWARD, JOHN | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT/DIRECTOR | C | Control |
| EGBERT, GAIL, RITTER | I | SECRETARY/DIRECTOR | B | Control |
| EGBERT, GAIL, RITTER | I | SECRETARY/DIRECTOR | B | Control |
| EGBERT, GAIL, RITTER | I | SECRETARY/DIRECTOR | B | Control |
| EGBERT, GAIL, RITTER | I | SECRETARY/DIRECTOR | B | Control |
| EGBERT, GAIL, RITTER | I | SECRETARY/DIRECTOR | B | Control |
| EGBERT, GAIL, RITTER | I | SECRETARY/DIRECTOR | B | Control |
| EGBERT, GAIL, RITTER | I | SECRETARY/DIRECTOR | B | Control |
| EGBERT, GAIL, RITTER | I | SECRETARY/DIRECTOR | B | Control |
| EGBERT, GAIL, RITTER | I | SECRETARY/DIRECTOR | B | Control |
| EGBERT, GAIL, RITTER | I | SECRETARY/DIRECTOR | B | Control |
| EGBERT, GAIL, RITTER | I | SECRETARY/DIRECTOR | B | Control |
| EGBERT, GAIL, RITTER | I | SECRETARY/DIRECTOR | B | Control |
| EGBERT, GAIL, RITTER | I | SECRETARY/DIRECTOR | B | Control |
| EGBERT, GAIL, RITTER | I | SECRETARY/DIRECTOR | B | Control |
| EGBERT, GAIL, RITTER | I | SECRETARY/DIRECTOR | B | Control |
| EGBERT, GAIL, RITTER | I | SECRETARY/DIRECTOR | B | Control |
| EGBERT, GAIL, RITTER | I | SECRETARY/DIRECTOR | B | Control |
| EGBERT, GAIL, RITTER | I | SECRETARY/DIRECTOR | B | Control |
| EGBERT, GAIL, RITTER | I | SECRETARY/DIRECTOR | B | Control |
| EGBERT, GAIL, RITTER | I | SECRETARY/DIRECTOR | B | Control |
| EGBERT, GAIL, RITTER | I | SECRETARY/DIRECTOR | B | Control |
| EGBERT, GAIL, RITTER | I | SECRETARY/DIRECTOR | B | Control |
| GUTT, ALVINA, MARGARET | I | TREASURER/DIRECTOR | B | Control |
| GUTT, ALVINA, MARGARET | I | TREASURER/DIRECTOR | B | Control |
| GUTT, ALVINA, MARGARET | I | TREASURER/DIRECTOR | B | Control |
| GUTT, ALVINA, MARGARET | I | TREASURER/DIRECTOR | B | Control |
| GUTT, ALVINA, MARGARET | I | TREASURER/DIRECTOR | B | Control |
| GUTT, ALVINA, MARGARET | I | TREASURER/DIRECTOR | B | Control |
| GUTT, ALVINA, MARGARET | I | TREASURER/DIRECTOR | B | Control |
| GUTT, ALVINA, MARGARET | I | TREASURER/DIRECTOR | B | Control |
| GUTT, ALVINA, MARGARET | I | TREASURER/DIRECTOR | B | Control |
| GUTT, ALVINA, MARGARET | I | TREASURER/DIRECTOR | B | Control |
| GUTT, ALVINA, MARGARET | I | TREASURER/DIRECTOR | B | Control |
| GUTT, ALVINA, MARGARET | I | TREASURER/DIRECTOR | B | Control |
| GUTT, ALVINA, MARGARET | I | TREASURER/DIRECTOR | B | Control |
| GUTT, ALVINA, MARGARET | I | TREASURER/DIRECTOR | B | Control |
| GUTT, ALVINA, MARGARET | I | TREASURER/DIRECTOR | B | Control |
| GUTT, ALVINA, MARGARET | I | TREASURER/DIRECTOR | B | Control |
| GUTT, ALVINA, MARGARET | I | TREASURER/DIRECTOR | B | Control |
| GUTT, ALVINA, MARGARET | I | TREASURER/DIRECTOR | B | Control |
| GUTT, ALVINA, MARGARET | I | TREASURER/DIRECTOR | B | Control |
| GUTT, ALVINA, MARGARET | I | TREASURER/DIRECTOR | B | Control |
| GUTT, ALVINA, MARGARET | I | TREASURER/DIRECTOR | B | Control |
| GUTT, ALVINA, MARGARET | I | TREASURER/DIRECTOR | B | Control |
| GUTT, ALVINA, MARGARET | I | TREASURER/DIRECTOR | B | Control |
Registrations
Federal
IA
Mar 29, 2023 REGISTERED
Notice Filings (3)
CO OK TX
Address
4500 CHERRY CREEK DRIVE SOUTHSUITE 1070
GLENDALE, CO 80246
United States
Phone: 303-831-6120