SHARKEY HOWES & JAVER INC
CRD #106050 SEC #801-38328 DENVER, CO 303-639-5100
SEC Registered
Total AUM
$917M
Discretionary
$917M
Employees
14
Clients
11
Accounts
2,390
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 17, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BALDWIN, MELISSA, JEAN | I | SHAREHOLDER | NA | |
| BALDWIN, MELISSA, JEAN | I | SHAREHOLDER | NA | |
| BALDWIN, MELISSA, JEAN | I | SHAREHOLDER | NA | |
| BALDWIN, MELISSA, JEAN | I | SHAREHOLDER | NA | |
| BALDWIN, MELISSA, JEAN | I | SHAREHOLDER | NA | |
| BALDWIN, MELISSA, JEAN | I | SHAREHOLDER | NA | |
| BALDWIN, MELISSA, JEAN | I | SHAREHOLDER | NA | |
| BALDWIN, MELISSA, JEAN | I | SHAREHOLDER | NA | |
| BALDWIN, MELISSA, JEAN | I | SHAREHOLDER | NA | |
| BALDWIN, MELISSA, JEAN | I | SHAREHOLDER | NA | |
| BALDWIN, MELISSA, JEAN | I | SHAREHOLDER | NA | |
| BALDWIN, MELISSA, JEAN | I | SHAREHOLDER | NA | |
| BALDWIN, MELISSA, JEAN | I | SHAREHOLDER | NA | |
| BALDWIN, MELISSA, JEAN | I | SHAREHOLDER | NA | |
| BALDWIN, MELISSA, JEAN | I | SHAREHOLDER | NA | |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | NA | Control |
| CONOVER, BRADLEY, ROBERT | I | SHAREHOLDER | NA | |
| CONOVER, BRADLEY, ROBERT | I | SHAREHOLDER | NA | |
| CONOVER, BRADLEY, ROBERT | I | SHAREHOLDER | NA | |
| HACKLEY, MARY, NATHALIE | I | SHAREHOLDER | NA | |
| HACKLEY, MARY, NATHALIE | I | SHAREHOLDER | NA | |
| HACKLEY, MARY, NATHALIE | I | SHAREHOLDER | NA | |
| HACKLEY, MARY, NATHALIE | I | SHAREHOLDER | NA | |
| HACKLEY, MARY, NATHALIE | I | SHAREHOLDER | NA | |
| HACKLEY, MARY, NATHALIE | I | SHAREHOLDER | NA | |
| HACKLEY, MARY, NATHALIE | I | SHAREHOLDER | NA | |
| HACKLEY, MARY, NATHALIE | I | SHAREHOLDER | NA | |
| HACKLEY, MARY, NATHALIE | I | SHAREHOLDER | NA | |
| HACKLEY, MARY, NATHALIE | I | SHAREHOLDER | NA | Control |
| HACKLEY, MARY, NATHALIE | I | SHAREHOLDER | NA | Control |
| HACKLEY, MARY, NATHALIE | I | SHAREHOLDER | NA | Control |
| HACKLEY, MARY, NATHALIE | I | SHAREHOLDER | NA | Control |
| HACKLEY, MARY, NATHALIE | I | SHAREHOLDER | NA | Control |
| HACKLEY, MARY, NATHALIE | I | SHAREHOLDER | NA | Control |
| HACKLEY, MARY, NATHALIE | I | SHAREHOLDER | NA | Control |
| HACKLEY, MARY, NATHALIE | I | SHAREHOLDER | NA | Control |
| HACKLEY, MARY, NATHALIE | I | SHAREHOLDER | NA | Control |
| HACKLEY, MARY, NATHALIE | I | SHAREHOLDER | NA | Control |
| HACKLEY, MARY, NATHALIE | I | SHAREHOLDER | NA | Control |
| HACKLEY, MARY, NATHALIE | I | SHAREHOLDER | NA | Control |
| HACKLEY, MARY, NATHALIE | I | SHAREHOLDER | NA | Control |
| HACKLEY, MARY, NATHALIE | I | SHAREHOLDER | NA | Control |
| HACKLEY, MARY, NATHALIE | I | SHAREHOLDER | NA | Control |
| KIRSCHNER, HAROLD, WALTER | I | SHAREHOLDER | NA | Control |
| KIRSCHNER, HAROLD, WALTER | I | SHAREHOLDER | NA | Control |
| KIRSCHNER, HAROLD, WALTER | I | SHAREHOLDER | NA | Control |
| KIRSCHNER, HAROLD, WALTER | I | SHAREHOLDER | NA | Control |
| KIRSCHNER, HAROLD, WALTER | I | SHAREHOLDER | NA | Control |
| KIRSCHNER, HAROLD, WALTER | I | SHAREHOLDER | NA | Control |
| KIRSCHNER, HAROLD, WALTER | I | SHAREHOLDER | NA | Control |
| KIRSCHNER, HAROLD, WALTER | I | SHAREHOLDER | NA | Control |
| KIRSCHNER, HAROLD, WALTER | I | SHAREHOLDER | NA | Control |
| KIRSCHNER, HAROLD, WALTER | I | SHAREHOLDER | NA | Control |
| KIRSCHNER, HAROLD, WALTER | I | SHAREHOLDER | NA | Control |
| KIRSCHNER, HAROLD, WALTER | I | SHAREHOLDER | NA | Control |
| KIRSCHNER, HAROLD, WALTER | I | SHAREHOLDER | NA | Control |
| KIRSCHNER, HAROLD, WALTER | I | SHAREHOLDER | NA | Control |
| KIRSCHNER, HAROLD, WALTER | I | SHAREHOLDER | NA | Control |
| KIRSCHNER, HAROLD, WALTER | I | SHAREHOLDER | NA | Control |
| KIRSCHNER, HAROLD, WALTER | I | SHAREHOLDER | NA | Control |
| KIRSCHNER, HAROLD, WALTER | I | SHAREHOLDER | NA | Control |
| KIRSCHNER, HAROLD, WALTER | I | SHAREHOLDER | NA | Control |
| KIRSCHNER, HAROLD, WALTER | I | SHAREHOLDER | NA | Control |
| KIRSCHNER, HAROLD, WALTER | I | SHAREHOLDER | NA | Control |
| KIRSCHNER, HAROLD, WALTER | I | SHAREHOLDER | NA | Control |
| KIRSCHNER, HAROLD, WALTER | I | SHAREHOLDER | NA | Control |
| KIRSCHNER, HAROLD, WALTER | I | SHAREHOLDER | NA | Control |
| MCGOWAN, MELISSA, JEAN | I | SHAREHOLDER | NA | |
| POORMAN, KERRY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| POORMAN, KERRY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| POORMAN, KERRY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| POORMAN, KERRY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| POORMAN, KERRY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER AND MANAGING DIRECTOR | C | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER AND MANAGING DIRECTOR | C | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER AND MANAGING DIRECTOR | C | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER AND MANAGING DIRECTOR | C | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER AND MANAGING DIRECTOR | C | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER AND MANAGING DIRECTOR | C | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER AND MANAGING DIRECTOR | C | Control |
| CHILDRESS, KARLTON, DEAN | I | PRESIDENT AND MANAGING DIRECTOR | C | Control |
| CHILDRESS, KARLTON, DEAN | I | PRESIDENT AND MANAGING DIRECTOR | C | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER AND MANAGING DIRECTOR | C | Control |
| CHILDRESS, KARLTON, DEAN | I | PRESIDENT AND MANAGING DIRECTOR | C | Control |
| CHILDRESS, KARLTON, DEAN | I | PRESIDENT AND MANAGING DIRECTOR | C | Control |
| CHILDRESS, KARLTON, DEAN | I | PRESIDENT AND MANAGING DIRECTOR | C | Control |
| CHILDRESS, KARLTON, DEAN | I | PRESIDENT AND MANAGING DIRECTOR | C | Control |
| CHILDRESS, KARLTON, DEAN | I | PRESIDENT AND MANAGING DIRECTOR | C | Control |
| CHILDRESS, KARLTON, DEAN | I | PRESIDENT AND MANAGING DIRECTOR | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF COMPLIANCE OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF COMPLIANCE OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF COMPLIANCE OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF COMPLIANCE OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF COMPLIANCE OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF COMPLIANCE OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF COMPLIANCE OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF COMPLIANCE OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | SEC/TREASURER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | SEC/TREASURER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF COMPLIANCE OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF COMPLIANCE OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF COMPLIANCE OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF COMPLIANCE OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF COMPLIANCE OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF COMPLIANCE OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF COMPLIANCE OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF COMPLIANCE OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF COMPLIANCE OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF COMPLIANCE OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF COMPLIANCE OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF COMPLIANCE OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF COMPLIANCE OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | C | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | C | Control |
| JAVER, JOEL, BARRY | I | CHIEF COMPLIANCE OFFICER | C | Control |
| JAVER, JOEL, BARRY | I | CHIEF COMPLIANCE OFFICER | C | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | C | Control |
| JAVER, JOEL, BARRY | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| SHARKEY, EILEEN, MARY | I | VICE PRESIDENT | C | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | B | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | B | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | B | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | B | Control |
| CHILDRESS, KARLTON, DEAN | I | SHAREHOLDER | B | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | B | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | B | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | B | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | B | Control |
| HOWES, LAWRENCE, EDWARD | I | CHIEF FINANCIAL OFFICER | B | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | B | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | B | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | B | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | B | Control |
| JAVER, JOEL, BARRY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | B | Control |
| KIRSCHNER, HAROLD, WALTER | I | SHAREHOLDER | B | Control |
| KIRSCHNER, HAROLD, WALTER | I | SHAREHOLDER | B | Control |
| KIRSCHNER, HAROLD, WALTER | I | SHAREHOLDER | B | Control |
| KIRSCHNER, HAROLD, WALTER | I | SHAREHOLDER | B | Control |
| KIRSCHNER, HAROLD, WALTER | I | SHAREHOLDER | B | Control |
Registrations
Federal
IA
Dec 17, 2025 REGISTERED
Notice Filings (23)
AZ CA CO FL ID IL KS LA MA MN MO MT NC NE NH NM NV NY OR TX VA WA WI
Address
720 SOUTH COLORADO BLVDSUITE 600 SOUTH TOWER
DENVER, CO 80246-1904
United States
Phone: 303-639-5100