MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT, LLC
CRD #106054 SEC #801-52871 SAN FRANCISCO, CA 415-788-7553
SEC Registered Private Funds
Total AUM
$6.9B
Discretionary
$6.9B
Employees
104
Clients
--
Accounts
45
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 23, 2025
- Branch Offices
- 2
- LEI
- 549300EWYMD78NBU6N05
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABBOTT, JAMES, COOPER | I | CHIEF EXECUTIVE OFFICER/DIRECTOR/MEMBER | NA | Control |
| ABBOTT, JAMES, COOPER | I | CHIEF EXECUTIVE OFFICER/DIRECTOR/MEMBER | NA | Control |
| ABBOTT, JAMES, COOPER | I | CHIEF EXECUTIVE OFFICER/DIRECTOR/MEMBER | NA | Control |
| ABBOTT, JAMES, COOPER | I | CHIEF EXECUTIVE OFFICER/DIRECTOR/MEMBER | NA | Control |
| ABBOTT, JAMES, COOPER | I | CHIEF EXECUTIVE OFFICER/DIRECTOR/MEMBER | NA | Control |
| ABBOTT, JAMES, COOPER | I | CHIEF EXECUTIVE OFFICER/DIRECTOR/MEMBER | NA | Control |
| ABBOTT, JAMES, COOPER | I | CHIEF EXECUTIVE OFFICER/CHAIR/DIRECTOR/MEMBER | NA | Control |
| ADLER, RICHARD, HOWARD | I | MEMBER, BOARD OF REPRESENTATIVES | NA | Control |
| ADLER, RICHARD, HOWARD | I | MEMBER, BOARD OF REPRESENTATIVES | NA | Control |
| BIENEN, HENRY, SAMUEL | I | MEMBER, BOARD OF REPRESENTATIVES | NA | Control |
| BLOUNT, DOWNEY, HEBBLE | I | SENIOR VICE PRESIDENT/COMPLIANCE OFFICER/EQUITY OWNER | NA | Control |
| BLOUNT, DOWNEY, HEBBLE | I | SENIOR VICE PRESIDENT/COMPLIANCE OFFICER/EQUITY OWNER | NA | Control |
| BLOUNT, DOWNEY, HEBBLE | I | SENIOR VICE PRESIDENT/COMPLIANCE OFFICER/EQUITY OWNER | NA | Control |
| CAREY, CHRISTOPHER, J. | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| CAREY, CHRISTOPHER, J. | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| CAREY, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| CAREY, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| CAREY, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| CAREY, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| CAREY, CHRISTOPHER, J. | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| CAREY, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| CAREY, CHRISTOPHER, J. | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| CAREY, CHRISTOPHER, J. | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| CAREY, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| CAREY, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| CAREY, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| CAREY, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| CAREY, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| CAREY, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| CAREY, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| CAREY, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| CAREY, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| CAREY, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| CAREY, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| CAREY, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| CAREY, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| CAREY, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| CAREY, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| CAREY, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| CAREY, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| CAREY, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| CAREY, CHRISTOPHER, J. | I | CHAIRMAN/DIRECTOR | NA | Control |
| CAREY, CHRISTOPHER, J. | I | CHAIRMAN/DIRECTOR | NA | Control |
| CAREY, CHRISTOPHER, J. | I | CHAIRMAN/DIRECTOR | NA | Control |
| CAREY, CHRISTOPHER, J. | I | CHAIRMAN/DIRECTOR | NA | Control |
| CAREY, CHRISTOPHER, J. | I | CHAIRMAN/DIRECTOR | NA | Control |
| CAREY, CHRISTOPHER, J. | I | CHAIRMAN/DIRECTOR | NA | Control |
| DAMRE SMITH, DEEPA | I | GENERAL COUNSEL/SECRETARY/MEMBER | NA | Control |
| DAMRE SMITH, DEEPA | I | GENERAL COUNSEL/SECRETARY/MEMBER | NA | Control |
| DAMRE SMITH, DEEPA | I | GENERAL COUNSEL/SECRETARY/MEMBER | NA | Control |
| DAMRE SMITH, DEEPA | I | GENERAL COUNSEL/SECRETARY/MEMBER | NA | Control |
| DAMRE SMITH, DEEPA | I | GENERAL COUNSEL/SECRETARY/MEMBER | NA | Control |
| DAMRE SMITH, DEEPA | I | GENERAL COUNSEL/SECRETARY/MEMBER | NA | Control |
| DAMRE SMITH, DEEPA | I | GENERAL COUNSEL/SECRETARY/MEMBER | NA | Control |
| DAMRE SMITH, DEEPA | I | GENERAL COUNSEL/SECRETARY/MEMBER | NA | Control |
| DAMRE SMITH, DEEPA | I | GENERAL COUNSEL/SECRETARY/MEMBER | NA | Control |
| DOLL, CHRISTOPHER, M | I | CHAIRMAN/DIRECTOR | NA | Control |
| DOLL, CHRISTOPHER, M | I | CHAIRMAN/DIRECTOR | NA | Control |
| DOLL, CHRISTOPHER, M | I | DIRECTOR | NA | Control |
| DOLL, CHRISTOPHER, M | I | DIRECTOR | NA | Control |
| DOLL, CHRISTOPHER, M | I | DIRECTOR | NA | Control |
| DOLL, CHRISTOPHER, M | I | DIRECTOR | NA | Control |
| EU, ROBERT, JAMES | I | MEMBER, BOARD OF REPRESENTATIVES | NA | Control |
| EU, ROBERT, JAMES | I | MEMBER, BOARD OF REPRESENTATIVES | NA | Control |
| EU, ROBERT, JAMES | I | MEMBER, BOARD OF REPRESENTATIVES | NA | Control |
| EU, ROBERT, JAMES | I | MEMBER, BOARD OF REPRESENTATIVES | NA | Control |
| EU, ROBERT, JAMES | I | MEMBER, BOARD OF REPRESENTATIVES | NA | Control |
| FOSTER, ANDREW, THEODORE | I | DIRECTOR OF RESEARCH/MEMBER | NA | Control |
| FOSTER, ANDREW, THEODORE | I | ACTING CHIEF INVESTMENT OFFICER / MEMBER | NA | Control |
| FOSTER, ANDREW, THEODORE | I | DIRECTOR OF RESEARCH | NA | Control |
| FOSTER, ANDREW, THEODORE | I | ACTING CHIEF INVESTMENT OFFICER / DIRECTOR OF RESEARCH / MEMBER | NA | Control |
| FOSTER, ANDREW, THEODORE | I | DIRECTOR OF RESEARCH/MEMBER | NA | Control |
| FOSTER, ANDREW, THEODORE | I | DIRECTOR OF RESEARCH/MEMBER | NA | Control |
| FREEMAN, WILLIAM, J. | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| FUJISHIRO, GOJI | I | DIRECTOR | NA | Control |
| FUJISHIRO, GOJI | I | DIRECTOR | NA | Control |
| FUJISHIRO, GOJI | I | DIRECTOR | NA | Control |
| FUJISHIRO, GOJI | I | DIRECTOR | NA | Control |
| FUJISHIRO, GOJI | I | DIRECTOR | NA | Control |
| FUJISHIRO, GOJI | I | DIRECTOR | NA | Control |
| GUILFOYLE, WILLIAM, JOSEPH | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| GUILFOYLE, WILLIAM, JOSEPH | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| GUILFOYLE, WILLIAM, JOSEPH | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| HACKETT, WILLIAM, JOHN | I | PRESIDENT | NA | Control |
| HACKETT, WILLIAM, JOHN | I | PRESIDENT/SECRETARY/MEMBER | NA | Control |
| HACKETT, WILLIAM, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/SECRETARY/MEMBER | NA | Control |
| HACKETT, WILLIAM, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/SECRETARY/MEMBER | NA | Control |
| HACKETT, WILLIAM, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/SECRETARY/MEMBER | NA | Control |
| HACKETT, WILLIAM, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/SECRETARY/MEMBER | NA | Control |
| HACKETT, WILLIAM, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/SECRETARY/MEMBER | NA | Control |
| HACKETT, WILLIAM, JOHN | I | PRESIDENT & SECRETARY | NA | Control |
| HACKETT, WILLIAM, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/SECRETARY/MEMBER | NA | Control |
| HACKETT, WILLIAM, JOHN | I | PRESIDENT & SECRETARY | NA | Control |
| HACKETT, WILLIAM, JOHN | I | PRESIDENT & SECRETARY | NA | Control |
| HACKETT, WILLIAM, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/SECRETARY/MEMBER | NA | Control |
| HACKETT, WILLIAM, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/SECRETARY/MEMBER | NA | Control |
| HACKETT, WILLIAM, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/SECRETARY/MEMBER | NA | Control |
| HACKETT, WILLIAM, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/SECRETARY/MEMBER | NA | Control |
| HACKETT, WILLIAM, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/SECRETARY/MEMBER | NA | Control |
| HACKETT, WILLIAM, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/SECRETARY/MEMBER | NA | Control |
| HACKETT, WILLIAM, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/SECRETARY/MEMBER | NA | Control |
| HACKETT, WILLIAM, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/SECRETARY/DIRECTOR/MEMBER | NA | Control |
| HACKETT, WILLIAM, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/DIRECTOR/MEMBER | NA | Control |
| HACKETT, WILLIAM, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/SECRETARY/DIRECTOR/MEMBER | NA | Control |
| HACKETT, WILLIAM, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/DIRECTOR/MEMBER | NA | Control |
| HACKETT, WILLIAM, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/DIRECTOR/MEMBER | NA | Control |
| HACKETT, WILLIAM, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/DIRECTOR/MEMBER | NA | Control |
| HACKETT, WILLIAM, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/DIRECTOR/MEMBER | NA | Control |
| HACKETT, WILLIAM, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/DIRECTOR/MEMBER | NA | Control |
| HACKETT, WILLIAM, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/DIRECTOR/MEMBER | NA | Control |
| HACKETT, WILLIAM, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/DIRECTOR/MEMBER | NA | Control |
| HACKETT, WILLIAM, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/DIRECTOR/MEMBER | NA | Control |
| HACKETT, WILLIAM, JOHN | I | CHIEF EXECUTIVE OFFICER/DIRECTOR/MEMBER | NA | Control |
| HACKETT, WILLIAM, JOHN | I | CHIEF EXECUTIVE OFFICER/DIRECTOR/MEMBER | NA | Control |
| HACKETT, WILLIAM, JOHN | I | CHIEF EXECUTIVE OFFICER/DIRECTOR/MEMBER | NA | Control |
| HACKETT, WILLIAM, JOHN | I | CHIEF EXECUTIVE OFFICER/DIRECTOR/MEMBER | NA | Control |
| HAMBRECHT, SARAH, PIGMAN | I | TRUSTEE, THE HAMBRECHT 1980 REVOCABLE TRUST | NA | Control |
| HAMBRECHT, SARAH, PIGMAN | I | TRUSTEE, THE HAMBRECHT 1980 REVOCABLE TRUST | NA | Control |
| HAMBRECHT, SARAH, PIGMAN | I | TRUSTEE, THE HAMBRECHT 1980 REVOCABLE TRUST | NA | Control |
| HAMBRECHT, SARAH, PIGMAN | I | TRUSTEE, THE HAMBRECHT 1980 REVOCABLE TRUST | NA | Control |
| HAMBRECHT, SARAH, PIGMAN | I | TRUSTEE, THE HAMBRECHT 1980 REVOCABLE TRUST | NA | |
| HAMBRECHT, SARAH, PIGMAN | I | TRUSTEE, THE HAMBRECHT 1980 REVOCABLE TRUST | NA | Control |
| HAMBRECHT, SARAH, PIGMAN | I | TRUSTEE, THE HAMBRECHT 1980 REVOCABLE TRUST | NA | |
| HAMBRECHT, SARAH, PIGMAN | I | TRUSTEE, THE HAMBRECHT 1980 REVOCABLE TRUST | NA | Control |
| HAMBRECHT, SARAH, PIGMAN | I | TRUSTEE, THE HAMBRECHT 1980 REVOCABLE TRUST | NA | Control |
| HAMBRECHT, WILLIAM, ROBERT | I | TRUSTEE, THE HAMBRECHT 1980 REVOCABLE TRUST | NA | Control |
| HAMBRECHT, WILLIAM, ROBERT | I | TRUSTEE, THE HAMBRECHT 1980 REVOCABLE TRUST | NA | Control |
| HAMBRECHT, WILLIAM, ROBERT | I | TRUSTEE, THE HAMBRECHT 1980 REVOCABLE TRUST | NA | Control |
| HAMBRECHT, WILLIAM, ROBERT | I | TRUSTEE, THE HAMBRECHT 1980 REVOCABLE TRUST | NA | Control |
| HAMBRECHT, WILLIAM, ROBERT | I | TRUSTEE, THE HAMBRECHT 1980 REVOCABLE TRUST | NA | |
| HAMBRECHT, WILLIAM, ROBERT | I | TRUSTEE, THE HAMBRECHT 1980 REVOCABLE TRUST | NA | Control |
| HAMBRECHT, WILLIAM, ROBERT | I | TRUSTEE, THE HAMBRECHT 1980 REVOCABLE TRUST | NA | |
| HAMBRECHT, WILLIAM, ROBERT | I | TRUSTEE, THE HAMBRECHT 1980 REVOCABLE TRUST | NA | Control |
| HAMBRECHT, WILLIAM, ROBERT | I | TRUSTEE, THE HAMBRECHT 1980 REVOCABLE TRUST | NA | Control |
| HARDING, DAVID, CHARLES ROBERT | I | MANAGING DIRECTOR, MARKETING & CLIENT SERVICES/MEMBER | NA | Control |
| HARTLEY, DAVID, ALEXANDER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARTLEY, DAVID, ALEXANDER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARTLEY, DAVID, ALEXANDER | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| HARTLEY, DAVID, ALEXANDER | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| HARTLEY, DAVID, ALEXANDER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARTLEY, DAVID, ALEXANDER | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| HARTLEY, DAVID, ALEXANDER | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| HARTLEY, DAVID, ALEXANDER | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| HARTLEY, DAVID, ALEXANDER | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| HARTLEY, DAVID, ALEXANDER | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| HARTLEY, DAVID, ALEXANDER | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| HARTLEY, DAVID, ALEXANDER | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| HARTLEY, DAVID, ALEXANDER | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| HARTLEY, DAVID, ALEXANDER | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| HARTLEY, DAVID, ALEXANDER | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| HARTLEY, DAVID, ALEXANDER | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| HARTLEY, DAVID, ALEXANDER | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| HARTLEY, DAVID, ALEXANDER | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| HARTLEY, DAVID, ALEXANDER | I | CHIEF FINANCIAL OFFICER/MEMBER | NA | Control |
| HEADLEY, MARK, WOLD | I | PRESIDENT/EQUITY OWNER | NA | Control |
| HEADLEY, MARK, WOLD | I | PRESIDENT/EQUITY OWNER | NA | Control |
| HEBBLE, DOWNEY, LYNN | I | SENIOR VICE PRESIDENT/COMPLIANCE OFFICER | NA | Control |
| HEBBLE, DOWNEY, LYNN | I | SENIOR VICE PRESIDENT/COMPLIANCE OFFICER | NA | Control |
| HORROCKS, ROBERT, JAMES | I | DIRECTOR OF RESEARCH | NA | Control |
| HORROCKS, ROBERT, JAMES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HORROCKS, ROBERT, JAMES | I | CHIEF INVESTMENT OFFICER / MEMBER | NA | Control |
| HORROCKS, ROBERT, JAMES | I | CHIEF INVESTMENT OFFICER / MEMBER | NA | Control |
| HORROCKS, ROBERT, JAMES | I | CHIEF INVESTMENT OFFICER / MEMBER | NA | Control |
| HORROCKS, ROBERT, JAMES | I | CHIEF INVESTMENT OFFICER / MEMBER | NA | Control |
| HORROCKS, ROBERT, JAMES | I | CHIEF INVESTMENT OFFICER / MEMBER | NA | Control |
| HORROCKS, ROBERT, JAMES | I | CHIEF INVESTMENT OFFICER / MEMBER | NA | Control |
| HORROCKS, ROBERT, JAMES | I | CHIEF INVESTMENT OFFICER / MEMBER | NA | Control |
| HORROCKS, ROBERT, JAMES | I | CHIEF INVESTMENT OFFICER / MEMBER | NA | Control |
| HORROCKS, ROBERT, JAMES | I | CHIEF INVESTMENT OFFICER / MEMBER | NA | Control |
| HORROCKS, ROBERT, JAMES | I | CHIEF INVESTMENT OFFICER / MEMBER | NA | Control |
| HORROCKS, ROBERT, JAMES | I | CHIEF INVESTMENT OFFICER / MEMBER | NA | Control |
| HORROCKS, ROBERT, JAMES | I | CHIEF INVESTMENT OFFICER / MEMBER | NA | Control |
| HORROCKS, ROBERT, JAMES | I | CHIEF INVESTMENT OFFICER / MEMBER | NA | Control |
| HORROCKS, ROBERT, JAMES | I | CHIEF INVESTMENT OFFICER / MEMBER | NA | Control |
| HORROCKS, ROBERT, JAMES | I | CHIEF INVESTMENT OFFICER / MEMBER | NA | Control |
| HORROCKS, ROBERT, JAMES | I | CHIEF INVESTMENT OFFICER / MEMBER | NA | Control |
| HORROCKS, ROBERT, JAMES | I | CHIEF INVESTMENT OFFICER / MEMBER | NA | Control |
| HORROCKS, ROBERT, JAMES | I | CHIEF INVESTMENT OFFICER / MEMBER | NA | Control |
| HORROCKS, ROBERT, JAMES | I | CHIEF INVESTMENT OFFICER / MEMBER | NA | Control |
| HORROCKS, ROBERT, JAMES | I | CHIEF INVESTMENT OFFICER / MEMBER | NA | Control |
| HORROCKS, ROBERT, JAMES | I | CHIEF INVESTMENT OFFICER / MEMBER | NA | Control |
| HORROCKS, ROBERT, JAMES | I | CHIEF INVESTMENT OFFICER / MEMBER | NA | Control |
| HORROCKS, ROBERT, JAMES | I | CHIEF INVESTMENT OFFICER / MEMBER | NA | Control |
| HORROCKS, ROBERT, JAMES | I | CHIEF INVESTMENT OFFICER/MEMBER | NA | Control |
| HORROCKS, ROBERT, JAMES | I | CHIEF INVESTMENT OFFICER/MEMBER | NA | Control |
| HORROCKS, ROBERT, JAMES | I | CHIEF INVESTMENT OFFICER/MEMBER | NA | Control |
| HORROCKS, ROBERT, JAMES | I | CHIEF INVESTMENT OFFICER/MEMBER | NA | Control |
| HORROCKS, ROBERT, JAMES | I | CHIEF INVESTMENT OFFICER/MEMBER | NA | Control |
| HORROCKS, ROBERT, JAMES | I | CHIEF INVESTMENT OFFICER/MEMBER | NA | Control |
| HUNT, JON, COWELL | I | MEMBER, BOARD OF REPRESENTATIVES | NA | Control |
| HUTCHINS, THOMAS, DANIEL | I | DIRECTOR | NA | Control |
| HUTCHINS, THOMAS, DANIEL | I | DIRECTOR | NA | Control |
| HYLAND, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HYLAND, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HYLAND, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HYLAND, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HYLAND, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HYLAND, JOHN, THOMAS | I | DIRECTOR/MEMBER | NA | Control |
| HYLAND, JOHN, THOMAS | I | DIRECTOR/MEMBER | NA | Control |
| HYLAND, JOHN, THOMAS | I | DIRECTOR/MEMBER | NA | Control |
| ISHIKAWA, MASAMICHI, NMN | I | DIRECTOR | NA | Control |
| ISHIKAWA, MASAMICHI, NMN | I | DIRECTOR | NA | Control |
| ISHIKAWA, MASAMICHI, NMN | I | DIRECTOR | NA | Control |
| ISHIKAWA, MASAMICHI, NMN | I | DIRECTOR | NA | Control |
| KAST, JOHN, DAVID | I | GLOBAL HEAD OF RISK AND COMPLIANCE | NA | Control |
| KAST, JOHN, DAVID | I | GLOBAL HEAD OF RISK AND COMPLIANCE | NA | Control |
| KAST, JOHN, DAVID | I | GLOBAL HEAD OF RISK AND COMPLIANCE | NA | Control |
| KAST, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| KAST, JOHN, DAVID | I | GLOBAL HEAD OF RISK AND COMPLIANCE | NA | Control |
| KAST, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| KAST, JOHN, DAVID | I | GLOBAL HEAD OF RISK AND COMPLIANCE | NA | Control |
| KAST, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| KAST, JOHN, DAVID | I | GLOBAL HEAD OF RISK AND COMPLIANCE | NA | Control |
| KAST, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| KAST, JOHN, DAVID | I | GLOBAL HEAD OF RISK AND COMPLIANCE | NA | Control |
| KAST, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| KAST, JOHN, DAVID | I | GLOBAL HEAD OF RISK AND COMPLIANCE | NA | Control |
| KAST, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| KAST, JOHN, DAVID | I | GLOBAL HEAD OF RISK AND COMPLIANCE | NA | Control |
| KAST, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| KAST, JOHN, DAVID | I | GLOBAL HEAD OF RISK AND COMPLIANCE/CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| KAST, JOHN, DAVID | I | GLOBAL HEAD OF RISK AND COMPLIANCE/CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| KAST, JOHN, DAVID | I | GLOBAL HEAD OF RISK AND COMPLIANCE/CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| KAST, JOHN, DAVID | I | GLOBAL HEAD OF RISK AND COMPLIANCE/CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| KAST, JOHN, DAVID | I | GLOBAL HEAD OF RISK AND COMPLIANCE/CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| KAST, JOHN, DAVID | I | GLOBAL HEAD OF RISK AND COMPLIANCE/CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| KAST, JOHN, DAVID | I | GLOBAL HEAD OF RISK AND COMPLIANCE/CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| KAST, JOHN, DAVID | I | GLOBAL HEAD OF RISK AND COMPLIANCE/CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| KAST, JOHN, DAVID | I | GLOBAL HEAD OF RISK AND COMPLIANCE/CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| KAST, JOHN, DAVID | I | GLOBAL HEAD OF RISK AND COMPLIANCE/CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| KAST, JOHN, DAVID | I | GLOBAL HEAD OF RISK AND COMPLIANCE/CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| KAST, JOHN, DAVID | I | GLOBAL HEAD OF RISK AND COMPLIANCE/CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| KOZLEN, VERNON, CLARK | I | MEMBER, BOARD OF DIRECTORS | NA | Control |
| KOZLEN, VERNON, CLARK | I | MEMBER, BOARD OF REPRESENTATIVES | NA | Control |
| KOZLEN, VERNON, CLARK | I | MEMBER, BOARD OF REPRESENTATIVES | NA | Control |
| KOZLEN, VERNON, CLARK | I | MEMBER, BOARD OF REPRESENTATIVES | NA | Control |
| LI, MELINDA, LILING | I | MANAGING DIRECTOR | NA | Control |
| LI, MELINDA, LILING | I | MANAGING DIRECTOR | NA | Control |
| LI, MELINDA, LILING | I | MANAGING DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | CHAIRMAN/DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | CHAIRMAN/DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | CHAIRMAN/DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| MATTHEWS, DEBORAH, K. | I | MEMBER | NA | |
| MATTHEWS, DEBORAH, K. | I | MEMBER | NA | |
| MATTHEWS, DEBORAH, K. | I | MEMBER | NA | |
| MCGOWAN, JOHN, PAUL | I | CHIEF OPERATING OFFICER/SECRETARY/MEMBER | NA | Control |
| MCGOWAN, JOHN, PAUL | I | CHIEF OPERATING OFFICER/SECRETARY | NA | Control |
| MONROE, DAVID, WALTER | I | GENERAL COUNSEL/MEMBER | NA | Control |
| MONROE, DAVID, WALTER | I | GENERAL COUNSEL/MEMBER | NA | Control |
| MONROE, DAVID, WALTER | I | GENERAL COUNSEL/MEMBER | NA | Control |
| MONROE, DAVID, WALTER | I | GENERAL COUNSEL/MEMBER | NA | Control |
| MONROE, DAVID, WALTER | I | GENERAL COUNSEL/SECRETARY/MEMBER | NA | Control |
| MONROE, DAVID, WALTER | I | GENERAL COUNSEL/MEMBER | NA | Control |
| MONROE, DAVID, WALTER | I | GENERAL COUNSEL/SECRETARY/MEMBER | NA | Control |
| MONROE, DAVID, WALTER | I | GENERAL COUNSEL/SECRETARY/MEMBER | NA | Control |
| MONROE, DAVID, WALTER | I | GENERAL COUNSEL/SECRETARY/MEMBER | NA | Control |
| MONROE, DAVID, WALTER | I | GENERAL COUNSEL/SECRETARY/MEMBER | NA | Control |
| MONROE, DAVID, WALTER | I | GENERAL COUNSEL/SECRETARY/MEMBER | NA | Control |
| MONROE, DAVID, WALTER | I | GENERAL COUNSEL/SECRETARY/MEMBER | NA | Control |
| MONROE, DAVID, WALTER | I | GENERAL COUNSEL/SECRETARY/MEMBER | NA | Control |
| MONROE, DAVID, WALTER | I | GENERAL COUNSEL/SECRETARY/MEMBER | NA | Control |
| MONROE, DAVID, WALTER | I | GENERAL COUNSEL/SECRETARY/MEMBER | NA | Control |
| MONROE, DAVID, WALTER | I | GENERAL COUNSEL/SECRETARY/MEMBER | NA | Control |
| MONROE, DAVID, WALTER | I | GENERAL COUNSEL/SECRETARY/MEMBER | NA | Control |
| MONROE, DAVID, WALTER | I | GENERAL COUNSEL/SECRETARY/MEMBER | NA | Control |
| MONROE, DAVID, WALTER | I | GENERAL COUNSEL/SECRETARY/MEMBER | NA | Control |
| MOTOHASHI, KATSUNOBU | I | DIRECTOR | NA | Control |
| MOTOHASHI, KATSUNOBU | I | DIRECTOR | NA | Control |
| MOTOHASHI, KATSUNOBU | I | DIRECTOR | NA | Control |
| MOTOHASHI, KATSUNOBU | I | DIRECTOR | NA | Control |
| MOTOHASHI, KATSUNOBU | I | DIRECTOR | NA | Control |
| MOTOHASHI, KATSUNOBU | I | DIRECTOR | NA | Control |
| MOTOHASHI, KATSUNOBU | I | DIRECTOR | NA | Control |
| NORIEGA-LUM, THERESA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NORIEGA-LUM, THERESA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NORIEGA-LUM, THERESA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NORIEGA-LUM, THERESA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NORIEGA-LUM, THERESA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NORIEGA-LUM, THERESA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NORIEGA-LUM, THERESA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NORIEGA-LUM, THERESA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NORIEGA-LUM, THERESA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NORIEGA-LUM, THERESA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NORIEGA-LUM, THERESA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NORIEGA-LUM, THERESA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NORIEGA-LUM, THERESA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Noriyuki, Sato | I | DIRECTOR | NA | Control |
| PARKER, TIMOTHY, BRIAN | I | GENERAL COUNSEL/MEMBER | NA | Control |
| PARKER, TIMOTHY, BRIAN | I | GENERAL COUNSEL/MEMBER | NA | Control |
| PARKER, TIMOTHY, BRIAN | I | GENERAL COUNSEL/MEMBER | NA | Control |
| PARKER, TIMOTHY, BRIAN | I | GENERAL COUNSEL/MEMBER | NA | Control |
| PARKER, TIMOTHY, BRIAN | I | GENERAL COUNSEL/MEMBER | NA | Control |
| PARKER, TIMOTHY, BRIAN | I | GENERAL COUNSEL/MEMBER | NA | Control |
| PARKER, TIMOTHY, BRIAN | I | GENERAL COUNSEL/MEMBER | NA | Control |
| PARKER, TIMOTHY, BRIAN | I | GENERAL COUNSEL/MEMBER | NA | Control |
| PARKER, TIMOTHY, BRIAN | I | GENERAL COUNSEL/MEMBER | NA | Control |
| PARKER, TIMOTHY, BRIAN | I | GENERAL COUNSEL/MEMBER | NA | Control |
| PARKER, TIMOTHY, BRIAN | I | GENERAL COUNSEL/MEMBER | NA | Control |
| PARKER, TIMOTHY, BRIAN | I | GENERAL COUNSEL/MEMBER | NA | Control |
| PARKER, TIMOTHY, BRIAN | I | GENERAL COUNSEL/MEMBER | NA | Control |
| PARKER, TIMOTHY, BRIAN | I | DIRECTOR, INTERNATIONAL STRATEGY, PRODUCT AND OPERATIONS/MEMBER | NA | Control |
| PARKER, TIMOTHY, BRIAN | I | GENERAL COUNSEL/MEMBER | NA | Control |
| PARKER, TIMOTHY, BRIAN | I | GENERAL COUNSEL/MEMBER | NA | Control |
| PARKER, TIMOTHY, BRIAN | I | INTERIM GLOBAL HEAD OF RISK AND COMPLIANCE/MEMBER | NA | Control |
| PARKER, TIMOTHY, BRIAN | I | INTERIM GLOBAL HEAD OF RISK AND COMPLIANCE/MEMBER | NA | Control |
| PELOSI, PAUL, FRANK | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| PELOSI, PAUL, FRANK | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| PELOSI, PAUL, FRANK | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| PELOSI, PAUL, FRANK | I | DIRECTOR / MEMBER | NA | Control |
| PELOSI, PAUL, FRANK | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| PELOSI, PAUL, FRANK | I | DIRECTOR / MEMBER | NA | Control |
| PELOSI, PAUL, FRANK | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| PELOSI, PAUL, FRANK | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| POMBRA, MANOJ, KUMAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POMBRA, MANOJ, KUMAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POMBRA, MANOJ, KUMAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POMBRA, MANOJ, KUMAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POMBRA, MANOJ, KUMAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POMBRA, MANOJ, KUMAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POMBRA, MANOJ, KUMAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POMBRA, MANOJ, KUMAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POMBRA, MANOJ, KUMAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POMBRA, MANOJ, KUMAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POMBRA, MANOJ, KUMAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POMBRA, MANOJ, KUMAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POMBRA, MANOJ, KUMAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POMBRA, MANOJ, KUMAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POMBRA, MANOJ, KUMAR | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| POMBRA, MANOJ, KUMAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POMBRA, MANOJ, KUMAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POMBRA, MANOJ, KUMAR | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| POMBRA, MANOJ, KUMAR | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| POMBRA, MANOJ, KUMAR | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| POMBRA, MANOJ, KUMAR | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| POMBRA, MANOJ, KUMAR | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| POMBRA, MANOJ, KUMAR | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| POMBRA, MANOJ, KUMAR | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| POMBRA, MANOJ, KUMAR | I | CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| PUSCH, GREGORY, THOMAS | I | GLOBAL HEAD OF RISK AND COMPLIANCE | NA | Control |
| PUSCH, GREGORY, THOMAS | I | GLOBAL HEAD OF RISK AND COMPLIANCE | NA | Control |
| SAPPINGTON, BILL, EUGENE | I | DIRECTOR | NA | Control |
| SAPPINGTON, BILL, EUGENE | I | DIRECTOR | NA | Control |
| SATO, NORIYUKI | I | DIRECTOR | NA | Control |
| SATO, NORIYUKI | I | DIRECTOR | NA | Control |
| SATO, NORIYUKI | I | DIRECTOR | NA | Control |
| SATO, NORIYUKI | I | DIRECTOR | NA | Control |
| SATO, NORIYUKI | I | DIRECTOR | NA | Control |
| SATO, NORIYUKI | I | DIRECTOR | NA | Control |
| SATO, NORIYUKI | I | DIRECTOR | NA | Control |
| SCHOOLER, ROBERT, LEONARD | I | CONTROLLER OF FINANCE | NA | Control |
| SCHWEIZER, ANNAMARIE, ELIZABETH | I | MEMBER, BOARD OF DIRECTORS | NA | Control |
| SEGAL, DEBORAH, C | I | DIRECTOR | NA | Control |
| SEGAL, DEBORAH, C | I | DIRECTOR/MEMBER | NA | Control |
| SEGAL, DEBORAH, C | I | DIRECTOR/MEMBER | NA | Control |
| SEGAL, DEBORAH, C | I | DIRECTOR/MEMBER | NA | Control |
| SEGAL, DEBORAH, C | I | DIRECTOR/MEMBER | NA | Control |
| SEGAL, DEBORAH, C | I | DIRECTOR/MEMBER | NA | Control |
| SEGAL, DEBORAH, C | I | DIRECTOR/MEMBER | NA | Control |
| SEGAL, DEBORAH, C | I | DIRECTOR/MEMBER | NA | Control |
| SEGAL, DEBORAH, C | I | DIRECTOR/MEMBER | NA | Control |
| SHROFF, SHARAT | I | PORTFOLIO MANAGER / MEMBER | NA | Control |
| SHROFF, SHARAT | I | PORTFOLIO MANAGER / MEMBER | NA | Control |
| SHROFF, SHARAT | I | PORTFOLIO MANAGER / MEMBER | NA | Control |
| SHROFF, SHARAT | I | PORTFOLIO MANAGER / MEMBER | NA | Control |
| SHROFF, SHARAT | I | PORTFOLIO MANAGER / MEMBER | NA | Control |
| SHROFF, SHARAT | I | PORTFOLIO MANAGER / MEMBER | NA | Control |
| SHROFF, SHARAT | I | PORTFOLIO MANAGER / MEMBER | NA | Control |
| SHROFF, SHARAT | I | PORTFOLIO MANAGER / MEMBER | NA | Control |
| SHROFF, SHARAT | I | PORTFOLIO MANAGER / MEMBER | NA | Control |
| SHROFF, SHARAT | I | PORTFOLIO MANAGER / MEMBER | NA | Control |
| SHROFF, SHARAT | I | PORTFOLIO MANAGER / MEMBER | NA | Control |
| SHROFF, SHARAT | I | PORTFOLIO MANAGER / MEMBER | NA | Control |
| SHROFF, SHARAT | I | PORTFOLIO MANAGER / MEMBER | NA | Control |
| SHROFF, SHARAT | I | PORTFOLIO MANAGER / MEMBER | NA | Control |
| SHROFF, SHARAT | I | PORTFOLIO MANAGER / MEMBER | NA | Control |
| SHROFF, SHARAT | I | PORTFOLIO MANAGER / MEMBER | NA | Control |
| SHROFF, SHARAT | I | PORTFOLIO MANAGER / MEMBER | NA | Control |
| SHROFF, SHARAT | I | PORTFOLIO MANAGER / MEMBER | NA | Control |
| SHROFF, SHARAT | I | PORTFOLIO MANAGER / MEMBER | NA | Control |
| SHROFF, SHARAT | I | PORTFOLIO MANAGER / MEMBER | NA | Control |
| SHROFF, SHARAT | I | PORTFOLIO MANAGER / MEMBER | NA | Control |
| SHROFF, SHARAT | I | PORTFOLIO MANAGER / MEMBER | NA | Control |
| SHROFF, SHARAT | I | PORTFOLIO MANAGER / MEMBER | NA | Control |
| Taylor, Sean | I | CHIEF INVESTMENT OFFICER/MEMBER | NA | Control |
| Taylor, Sean | I | CHIEF INVESTMENT OFFICER/MEMBER | NA | Control |
| Taylor, Sean | I | CHIEF INVESTMENT OFFICER/MEMBER | NA | Control |
| Taylor, Sean | I | CHIEF INVESTMENT OFFICER/MEMBER | NA | Control |
| Taylor, Sean | I | CHIEF INVESTMENT OFFICER/MEMBER | NA | Control |
| Taylor, Sean | I | CHIEF INVESTMENT OFFICER/MEMBER | NA | Control |
| Taylor, Sean | I | CHIEF INVESTMENT OFFICER/MEMBER | NA | Control |
| Taylor, Sean | I | CHIEF INVESTMENT OFFICER/MEMBER | NA | Control |
| WALTER, JAMES, EDWARD | I | VICE PRESIDENT/MEMBER | NA | Control |
| WALTER, JAMES, EDWARD | I | EXECUTIVE VICE PRESIDENT/MEMBER | NA | Control |
| WALTER, JAMES, EDWARD | I | VICE PRESIDENT, INVESTMENT OPERATIONS/EQUITY OWNER | NA | Control |
| WALTER, JAMES, EDWARD | I | EXECUTIVE VICE PRESIDENT/MEMBER | NA | Control |
| WALTER, JAMES, EDWARD | I | EXECUTIVE VICE PRESIDENT/MEMBER | NA | Control |
| WALTER, JAMES, EDWARD | I | EXECUTIVE VICE PRESIDENT/MEMBER | NA | Control |
| WALTER, JAMES, EDWARD | I | EXECUTIVE VICE PRESIDENT/MEMBER | NA | Control |
| WALTER, JAMES, EDWARD | I | VICE PRESIDENT, INVESTMENT OPERATIONS/EQUITY OWNER | NA | Control |
| WALTER, JAMES, EDWARD | I | EXECUTIVE VICE PRESIDENT/MEMBER | NA | Control |
| WALTER, JAMES, EDWARD | I | EXECUTIVE VICE PRESIDENT/MEMBER | NA | Control |
| WALTER, JAMES, EDWARD | I | VICE PRESIDENT, INVESTMENT OPERATIONS/EQUITY OWNER | NA | Control |
| WALTER, JAMES, EDWARD | I | VICE PRESIDENT, INVESTMENT OPERATIONS/EQUITY OWNER | NA | Control |
| WALTER, JAMES, EDWARD | I | EXECUTIVE VICE PRESIDENT/MEMBER | NA | Control |
| WALTER, JAMES, EDWARD | I | EXECUTIVE VICE PRESIDENT/MEMBER | NA | Control |
| WALTER, JAMES, EDWARD | I | EXECUTIVE VICE PRESIDENT/MEMBER | NA | Control |
| WALTER, JAMES, EDWARD | I | EXECUTIVE VICE PRESIDENT/MEMBER | NA | Control |
| WALTER, JAMES, EDWARD | I | EXECUTIVE VICE PRESIDENT/MEMBER | NA | Control |
| WALTER, JAMES, EDWARD | I | EXECUTIVE VICE PRESIDENT/MEMBER | NA | Control |
| WALTER, JAMES, EDWARD | I | EXECUTIVE VICE PRESIDENT/MEMBER | NA | Control |
| WALTER, JAMES, EDWARD | I | EXECUTIVE VICE PRESIDENT/MEMBER | NA | Control |
| WALTER, JAMES, EDWARD | I | EXECUTIVE VICE PRESIDENT/MEMBER | NA | Control |
| WALTER, JAMES, EDWARD | I | EXECUTIVE VICE PRESIDENT/MEMBER | NA | Control |
| WALTER, JAMES, EDWARD | I | EXECUTIVE VICE PRESIDENT/MEMBER | NA | Control |
| WALTER, JAMES, EDWARD | I | HEAD OF INVESTMENT OPERATIONS/MEMBER | NA | Control |
| WALTER, JAMES, EDWARD | I | HEAD OF INVESTMENT OPERATIONS/MEMBER | NA | Control |
| WALTER, JAMES, EDWARD | I | HEAD OF INVESTMENT OPERATIONS/MEMBER | NA | Control |
| WALTER, JAMES, EDWARD | I | HEAD OF INVESTMENT OPERATIONS/MEMBER | NA | Control |
| WALTER, JAMES, EDWARD | I | HEAD OF INVESTMENT OPERATIONS/MEMBER | NA | Control |
| WANG, YU, MING | I | GLOBAL CHIEF INVESTMENT OFFICER/PRESIDENT | NA | Control |
| WANG, YU, MING | I | GLOBAL CHIEF INVESTMENT OFFICER/PRESIDENT | NA | Control |
| WHEELER, FRANK, LEE | I | GLOBAL HEAD OF DISTRIBUTION & MARKETING/MEMBER | NA | Control |
| WHEELER, FRANK, LEE | I | GLOBAL HEAD OF DISTRIBUTION & MARKETING | NA | Control |
| WHEELER, FRANK, LEE | I | GLOBAL HEAD OF DISTRIBUTION & MARKETING/MEMBER | NA | Control |
| WHEELER, FRANK, LEE | I | GLOBAL HEAD OF DISTRIBUTION & MARKETING/MEMBER | NA | Control |
| WHEELER, FRANK, LEE | I | GLOBAL HEAD OF DISTRIBUTION/MEMBER | NA | Control |
| WHEELER, FRANK, LEE | I | GLOBAL HEAD OF DISTRIBUTION/MEMBER | NA | Control |
| WHEELER, FRANK, LEE | I | GLOBAL HEAD OF DISTRIBUTION/MEMBER | NA | Control |
| WHEELER, FRANK, LEE | I | GLOBAL HEAD OF DISTRIBUTION/MEMBER | NA | Control |
| WHEELER, FRANK, LEE | I | GLOBAL HEAD OF DISTRIBUTION/MEMBER | NA | Control |
| WHEELER, FRANK, LEE | I | GLOBAL HEAD OF DISTRIBUTION/MEMBER | NA | Control |
| WHEELER, FRANK, LEE | I | GLOBAL HEAD OF DISTRIBUTION/MEMBER | NA | Control |
| WHEELER, FRANK, LEE | I | GLOBAL HEAD OF DISTRIBUTION/MEMBER | NA | Control |
| WHEELER, FRANK, LEE | I | GLOBAL HEAD OF DISTRIBUTION/MEMBER | NA | Control |
| WHEELER, FRANK, LEE | I | GLOBAL HEAD OF DISTRIBUTION/MEMBER | NA | Control |
| WHEELER, FRANK, LEE | I | GLOBAL HEAD OF DISTRIBUTION/MEMBER | NA | Control |
| WRIGHT, LINDSAY, MEGAN | I | GLOBAL CHIEF OPERATING OFFICER | NA | Control |
| WRIGHT, LINDSAY, MEGAN | I | GLOBAL CHIEF OPERATING OFFICER | NA | Control |
| CCM HOLDINGS, INC. | DE | EQUITY OWNER | C | Control |
| CCM HOLDINGS, INC. | DE | EQUITY OWNER | C | Control |
| THE HAMBRECHT 1980 REVOCABLE TRUST | DE | MEMBER | C | Control |
| THE HAMBRECHT 1980 REVOCABLE TRUST | DE | MEMBER | C | Control |
| THE HAMBRECHT 1980 REVOCABLE TRUST | DE | EQUITY OWNER | C | Control |
| THE HAMBRECHT 1980 REVOCABLE TRUST | DE | MEMBER | C | Control |
| THE HAMBRECHT 1980 REVOCABLE TRUST | DE | EQUITY OWNER | C | Control |
| THE HAMBRECHT 1980 REVOCABLE TRUST | DE | MEMBER | C | Control |
| THE HAMBRECHT 1980 REVOCABLE TRUST | DE | MEMBER | C | Control |
| THE HAMBRECHT 1980 REVOCABLE TRUST | DE | MEMBER | C | Control |
| THE HAMBRECHT 1980 REVOCABLE TRUST | DE | EQUITY OWNER | C | Control |
| CITY NATIONAL CORPORATION | DE | MEMBER | B | Control |
| CITY NATIONAL CORPORATION | DE | MEMBER | B | |
| CITY NATIONAL CORPORATION | DE | EQUITY OWNER | B | Control |
| CITY NATIONAL CORPORATION | DE | MEMBER | B | |
| CITY NATIONAL CORPORATION | DE | MEMBER | B | |
| CITY NATIONAL CORPORATION | DE | MEMBER | B | |
| CITY NATIONAL CORPORATION | DE | MEMBER | B | |
| CITY NATIONAL CORPORATION | DE | MEMBER/EQUITY OWNER | B | Control |
| CITY NATIONAL CORPORATION | DE | MEMBER | B | |
| CITY NATIONAL CORPORATION | DE | MEMBER | B | |
| CITY NATIONAL CORPORATION | DE | MEMBER | B | |
| CITY NATIONAL CORPORATION | DE | MEMBER | B | |
| CITY NATIONAL CORPORATION | DE | MEMBER | B | |
| CITY NATIONAL CORPORATION | DE | MEMBER/EQUITY OWNER | B | Control |
| CITY NATIONAL CORPORATION | DE | MEMBER/EQUITY OWNER | B | Control |
| CITY NATIONAL CORPORATION | DE | MEMBER | B | |
| CITY NATIONAL CORPORATION | DE | MEMBER | B | |
| CITY NATIONAL CORPORATION | DE | MEMBER | B | |
| CITY NATIONAL CORPORATION | DE | MEMBER | B | |
| CITY NATIONAL CORPORATION | DE | MEMBER | B | |
| HEADLEY, MARK, WOLD | I | CHIEF EXECUTIVE OFFICER/MEMBER | B | Control |
| HEADLEY, MARK, WOLD | I | CHAIRMAN/DIRECTOR/MEMBER | B | Control |
| HEADLEY, MARK, WOLD | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/EQUITY OWNER | B | Control |
| HEADLEY, MARK, WOLD | I | CHAIRMAN/DIRECTOR/MEMBER | B | Control |
| HEADLEY, MARK, WOLD | I | CHAIRMAN/DIRECTOR/MEMBER | B | Control |
| HEADLEY, MARK, WOLD | I | CHAIRMAN/DIRECTOR/MEMBER | B | Control |
| HEADLEY, MARK, WOLD | I | CHAIRMAN/DIRECTOR/MEMBER | B | Control |
| HEADLEY, MARK, WOLD | I | PRESIDENT/CO-CHIEF EXECUTIVE OFFICER/EQUITY OWNER | B | Control |
| HEADLEY, MARK, WOLD | I | CHAIRMAN/DIRECTOR/MEMBER | B | Control |
| HEADLEY, MARK, WOLD | I | CO-CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER / MEMBER | B | Control |
| HEADLEY, MARK, WOLD | I | CHAIRMAN/DIRECTOR/MEMBER | B | Control |
| HEADLEY, MARK, WOLD | I | CO-CHIEF EXECUTIVE OFFICER/MEMBER | B | Control |
| HEADLEY, MARK, WOLD | I | CO-CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER / MEMBER | B | Control |
| HEADLEY, MARK, WOLD | I | PRESIDENT/CO-CHIEF EXECUTIVE OFFICER/EQUITY OWNER | B | Control |
| HEADLEY, MARK, WOLD | I | PRESIDENT/CO-CHIEF EXECUTIVE OFFICER/EQUITY OWNER | B | Control |
| HEADLEY, MARK, WOLD | I | CHAIRMAN/DIRECTOR/MEMBER | B | Control |
| HEADLEY, MARK, WOLD | I | CHAIRMAN/DIRECTOR/MEMBER | B | Control |
| HEADLEY, MARK, WOLD | I | CHAIRMAN/DIRECTOR/MEMBER | B | Control |
| HEADLEY, MARK, WOLD | I | CHAIRMAN/DIRECTOR/MEMBER | B | Control |
| HEADLEY, MARK, WOLD | I | CHAIRMAN/DIRECTOR/MEMBER | B | Control |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| LM MATTHEWS HOLDINGS III LLC | DE | MEMBER | B | |
| MATTHEWS, GORDON, PAUL | I | CHAIRMAN/CHIEF INVESTMENT OFFICER/MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | CHAIRMAN/CHIEF INVESTMENT OFFICER/EQUITY OWNER | B | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER/EQUITY OWNER | B | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | CHAIRMAN/CHIEF INVESTMENT OFFICER/CO-CHIEF EXECUTIVE OFFICER/EQUITY OWNER | B | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | CHAIRMAN/MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | CHAIRMAN/CHIEF INVESTMENT OFFICER/MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | CHAIRMAN/MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER/EQUITY OWNER | B | Control |
| MATTHEWS, GORDON, PAUL | I | CHAIRMAN/CHIEF INVESTMENT OFFICER/CO-CHIEF EXECUTIVE OFFICER/EQUITY OWNER | B | Control |
| MATTHEWS, GORDON, PAUL | I | CHAIRMAN/CHIEF INVESTMENT OFFICER/CO-CHIEF EXECUTIVE OFFICER/EQUITY OWNER | B | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | OWNER | B | Control |
| MATTHEWS, GORDON, PAUL | I | OWNER | B | Control |
| MATTHEWS, GORDON, PAUL | I | MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | MEMBER | B | Control |
| MATTHEWS, GORDON, PAUL | I | MEMBER | B | Control |
| MIZUHO BANK, LTD. | FE | MEMBER | B | |
| MIZUHO BANK, LTD. | FE | MEMBER | B | |
| MIZUHO BANK, LTD. | FE | MEMBER | B | |
| MIZUHO BANK, LTD. | FE | MEMBER | B | |
| MIZUHO BANK, LTD. | FE | MEMBER | B | |
| MIZUHO BANK, LTD. | FE | MEMBER | B | |
| MIZUHO BANK, LTD. | FE | MEMBER | B | |
| MIZUHO BANK, LTD. | FE | MEMBER | B | |
| MIZUHO BANK, LTD. | FE | MEMBER | B | |
| MIZUHO BANK, LTD. | FE | MEMBER | B | |
| MIZUHO BANK, LTD. | FE | MEMBER | B | |
| MIZUHO BANK, LTD. | FE | MEMBER | B | |
| MIZUHO BANK, LTD. | FE | MEMBER | B | |
| MIZUHO BANK, LTD. | FE | MEMBER | B | |
| MIZUHO BANK, LTD. | FE | MEMBER | B | |
| MIZUHO BANK, LTD. | FE | MEMBER | B | |
| MIZUHO BANK, LTD. | FE | MEMBER | B | |
| MIZUHO BANK, LTD. | FE | MEMBER | B | |
| MIZUHO BANK, LTD. | FE | MEMBER | B | |
| MIZUHO BANK, LTD. | FE | MEMBER | B | |
| MIZUHO BANK, LTD. | FE | MEMBER | B | |
| MIZUHO BANK, LTD. | FE | MEMBER | B | |
| MIZUHO BANK, LTD. | FE | MEMBER | B | |
| MIZUHO BANK, LTD. | FE | MEMBER | B | |
| MIZUHO BANK, LTD. | FE | MEMBER | B | |
| RBC USA HOLDCO CORPORATION | DE | MEMBER | B | |
| RBC USA HOLDCO CORPORATION | DE | MEMBER | B | |
| RBC USA HOLDCO CORPORATION | DE | MEMBER | B | |
| RBC USA HOLDCO CORPORATION | DE | MEMBER | B | |
| RBC USA HOLDCO CORPORATION | DE | MEMBER | B | |
| RBC USA HOLDCO CORPORATION | DE | MEMBER | B | |
| RBC USA HOLDCO CORPORATION | DE | MEMBER | B | |
| RBC USA HOLDCO CORPORATION | DE | MEMBER | B | |
| RBC USA HOLDCO CORPORATION | DE | MEMBER | B | |
| RBC USA HOLDCO CORPORATION | DE | MEMBER | B | |
| RBC USA HOLDCO CORPORATION | DE | MEMBER | B | |
| RBC USA HOLDCO CORPORATION | DE | MEMBER | B | |
| RBC USA HOLDCO CORPORATION | DE | MEMBER | B | |
| RBC USA HOLDCO CORPORATION | DE | MEMBER | B | |
| RBC USA HOLDCO CORPORATION | DE | MEMBER | B | |
| RBC USA HOLDCO CORPORATION | DE | MEMBER | B | |
| RBC USA HOLDCO CORPORATION | DE | MEMBER | B | |
| RBC USA HOLDCO CORPORATION | DE | MEMBER | B | |
| RBC USA HOLDCO CORPORATION | DE | MEMBER | B | |
| RBC USA HOLDCO CORPORATION | DE | MEMBER | B | |
| RBC USA HOLDCO CORPORATION | DE | MEMBER | B | |
| RBC USA HOLDCO CORPORATION | DE | MEMBER | B | |
| RBC USA HOLDCO CORPORATION | DE | MEMBER | B | |
| RBC USA HOLDCO CORPORATION | DE | MEMBER | B | |
| RBC USA HOLDCO CORPORATION | DE | MEMBER | B | |
| RBC USA HOLDCO CORPORATION | DE | MEMBER | B | |
| RBC USA HOLDCO CORPORATION | DE | MEMBER | B | |
| THE HAMBRECHT 1980 REVOCABLE TRUST | DE | MEMBER | B | |
| THE HAMBRECHT 1980 REVOCABLE TRUST | DE | EQUITY OWNER | B | Control |
| THE HAMBRECHT 1980 REVOCABLE TRUST | DE | MEMBER | B | |
| THE HAMBRECHT 1980 REVOCABLE TRUST | DE | EQUITY OWNER | B | Control |
| THE HAMBRECHT 1980 REVOCABLE TRUST | DE | EQUITY OWNER | B | Control |
| HEADLEY, MARK, WOLD | I | CHAIRMAN/DIRECTOR/MEMBER | A | Control |
| HEADLEY, MARK, WOLD | I | CHAIRMAN/DIRECTOR/MEMBER | A | Control |
| HEADLEY, MARK, WOLD | I | CHAIRMAN/DIRECTOR/MEMBER | A | Control |
| HEADLEY, MARK, WOLD | I | CHAIRMAN/DIRECTOR/MEMBER | A | Control |
| HEADLEY, MARK, WOLD | I | CHAIRMAN/DIRECTOR/MEMBER | A | Control |
| HEADLEY, MARK, WOLD | I | CHAIRMAN/DIRECTOR/MEMBER | A | Control |
| HEADLEY, MARK, WOLD | I | CHAIRMAN/DIRECTOR/MEMBER | A | Control |
| HEADLEY, MARK, WOLD | I | CHAIRMAN/DIRECTOR/MEMBER | A | Control |
| HEADLEY, MARK, WOLD | I | CHAIRMAN/DIRECTOR/MEMBER | A | Control |
| HEADLEY, MARK, WOLD | I | CHAIRMAN/DIRECTOR/MEMBER | A | Control |
| HEADLEY, MARK, WOLD | I | CHAIRMAN/DIRECTOR/MEMBER | A | Control |
| HEADLEY, MARK, WOLD | I | CHAIRMAN/DIRECTOR/MEMBER | A | Control |
| HEADLEY, MARK, WOLD | I | DIRECTOR/MEMBER | A | Control |
| HEADLEY, MARK, WOLD | I | DIRECTOR/MEMBER | A | Control |
| HEADLEY, MARK, WOLD | I | DIRECTOR/MEMBER | A | Control |
| HEADLEY, MARK, WOLD | I | MEMBER | A | Control |
| HEADLEY, MARK, WOLD | I | MEMBER | A | Control |
| HEADLEY, MARK, WOLD | I | MEMBER | A | Control |
| HEADLEY, MARK, WOLD | I | MEMBER | A | Control |
| HEADLEY, MARK, WOLD | I | MEMBER | A | Control |
| HEADLEY, MARK, WOLD | I | MEMBER | A | Control |
| HEADLEY, MARK, WOLD | I | MEMBER | A | Control |
| HEADLEY, MARK, WOLD | I | MEMBER | A | Control |
| HEADLEY, MARK, WOLD | I | MEMBER | A | Control |
| HEADLEY, MARK, WOLD | I | CHAIR/INTERIM CHIEF EXECUTIVE OFFICER/DIRECTOR/MEMBER | A | Control |
| HEADLEY, MARK, WOLD | I | CHAIR/INTERIM CHIEF EXECUTIVE OFFICER/DIRECTOR/MEMBER | A | Control |
| HEADLEY, MARK, WOLD | I | CHAIR/INTERIM CHIEF EXECUTIVE OFFICER/DIRECTOR/MEMBER | A | Control |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| LM MATTHEWS HOLDINGS III-A LLC | DE | MEMBER | A | |
| MATTHEWS, DEBORAH, K. | I | MEMBER | A | |
| MATTHEWS, DEBORAH, K. | I | MEMBER | A | |
| MATTHEWS, DEBORAH, K. | I | MEMBER | A | |
| MATTHEWS, DEBORAH, K. | I | MEMBER | A | |
| MATTHEWS, DEBORAH, K. | I | MEMBER | A | |
| MATTHEWS, DEBORAH, K. | I | MEMBER | A | |
| MATTHEWS, GORDON, PAUL | I | MEMBER | A | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | A | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | A | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | A | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | A | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | A | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | A | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | A | Control |
| MATTHEWS, GORDON, PAUL | I | DIRECTOR/MEMBER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HAMBRECHT, SARAH, PIGMAN | I | THE HAMBRECHT 1980 REVOCABLE TRUST | F | Control |
| HAMBRECHT, SARAH, PIGMAN | I | THE HAMBRECHT 1980 REVOCABLE TRUST | F | Control |
| HAMBRECHT, WILLIAM, ROBERT | I | THE HAMBRECHT 1980 REVOCABLE TRUST | F | Control |
| HAMBRECHT, WILLIAM, ROBERT | I | THE HAMBRECHT 1980 REVOCABLE TRUST | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISOR III LP | DE | MICM INVESTMENT PARTNERSHIP LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LMEP III LP AND LMEP III-A LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LMEP III LP AND LMEP III-A LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LMEP III LP AND LMEP III-A LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LMEP III LP AND LMEP III-A LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LMEP III LP AND LMEP III-A LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LMEP III LP AND LMEP III-A LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LMEP III LP AND LMEP III-A LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LMEP III LP AND LMEP III-A LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LMEP III LP AND LMEP III-A LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LMEP III LP AND LMEP III-A LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LMEP III LP AND LMEP III-A LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LMEP III LP AND LMEP III-A LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LMEP III LP AND LMEP III-A LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LMEP III LP AND LMEP III-A LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LMEP III LP AND LMEP III-A LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LMEP III LP AND LMEP III-A LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LMEP III LP AND LMEP III-A LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LMEP III LP AND LMEP III-A LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LMEP III LP AND LMEP III-A LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LMEP III LP AND LMEP III-A LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LMEP III LP AND LMEP III-A LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LMEP III LP AND LMEP III-A LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LMEP III LP AND LMEP III-A LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LMEP III LP AND LMEP III-A LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LMEP III LP AND LMEP III-A LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LMEP III LP AND LMEP III-A LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LMEP III LP AND LMEP III-A LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LMEP III LP AND LMEP III-A LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LOVELL MINNICK EQUITY PARTNERS III LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LOVELL MINNICK EQUITY PARTNERS III LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS III LP | DE | LOVELL MINNICK EQUITY PARTNERS III LP | F | Control |
| CONVERGENT CAPITAL MANAGEMENT INC. | DE | CCM HOLDINGS, INC. | E | Control |
| CONVERGENT CAPITAL MANAGEMENT INC. | DE | CCM HOLDINGS, INC. | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| FUND III UGP LLC | DE | LOVELL MINNICK EQUITY ADVISORS III LP | E | Control |
| LMEP III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LMEP III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LMEP III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LMEP III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LMEP III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LMEP III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LMEP III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LMEP III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LMEP III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LMEP III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LMEP III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LMEP III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LMEP III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LMEP III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LMEP III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LMEP III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LMEP III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LMEP III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LMEP III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LMEP III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LMEP III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LMEP III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LMEP III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LMEP III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LMEP III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LMEP III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LMEP III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LMEP III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LOVELL MINNICK EQUITY PARTNERS III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LOVELL MINNICK EQUITY PARTNERS III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LOVELL MINNICK EQUITY PARTNERS III-A LP | DE | MICM INVESTMENT HOLDINGS INC. | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | FUND III UGP LLC | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT HOLDINGS INC. | DE | MICM INVESTMENT PARTNERSHIP LP | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MICM INVESTMENT PARTNERSHIP LP | DE | LM MATTHEWS HOLDINGS III-A LLC | E | Control |
| MIZUHO FINANCIAL GROUP, INC. | FE | MIZUHO BANK, LTD. | E | Control |
| MIZUHO FINANCIAL GROUP, INC. | FE | MIZUHO BANK, LTD. | E | Control |
| MIZUHO FINANCIAL GROUP, INC. | FE | MIZUHO BANK, LTD. | E | Control |
| MIZUHO FINANCIAL GROUP, INC. | FE | MIZUHO BANK, LTD. | E | Control |
| MIZUHO FINANCIAL GROUP, INC. | FE | MIZUHO BANK, LTD. | E | Control |
| MIZUHO FINANCIAL GROUP, INC. | FE | MIZUHO BANK, LTD. | E | Control |
| MIZUHO FINANCIAL GROUP, INC. | FE | MIZUHO BANK, LTD. | E | Control |
| MIZUHO FINANCIAL GROUP, INC. | FE | MIZUHO BANK, LTD. | E | Control |
| MIZUHO FINANCIAL GROUP, INC. | FE | MIZUHO BANK, LTD. | E | Control |
| MIZUHO FINANCIAL GROUP, INC. | FE | MIZUHO BANK, LTD. | E | Control |
| MIZUHO FINANCIAL GROUP, INC. | FE | MIZUHO BANK, LTD. | E | Control |
| MIZUHO FINANCIAL GROUP, INC. | FE | MIZUHO BANK, LTD. | E | Control |
| MIZUHO FINANCIAL GROUP, INC. | FE | MIZUHO BANK, LTD. | E | Control |
| MIZUHO FINANCIAL GROUP, INC. | FE | MIZUHO BANK, LTD. | E | Control |
| MIZUHO FINANCIAL GROUP, INC. | FE | MIZUHO BANK, LTD. | E | Control |
| MIZUHO FINANCIAL GROUP, INC. | FE | MIZUHO BANK, LTD. | E | Control |
| MIZUHO FINANCIAL GROUP, INC. | FE | MIZUHO BANK, LTD. | E | Control |
| MIZUHO FINANCIAL GROUP, INC. | FE | MIZUHO BANK, LTD. | E | Control |
| MIZUHO FINANCIAL GROUP, INC. | FE | MIZUHO BANK, LTD. | E | Control |
| MIZUHO FINANCIAL GROUP, INC. | FE | MIZUHO BANK, LTD. | E | Control |
| MIZUHO FINANCIAL GROUP, INC. | FE | MIZUHO BANK, LTD. | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| LMEP III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| LMEP III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| LMEP III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| LMEP III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| LMEP III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| LMEP III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| LMEP III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| LMEP III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| LMEP III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| LMEP III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| LMEP III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| LMEP III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| LMEP III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| LMEP III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| LMEP III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| LMEP III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| LMEP III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| LMEP III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| LMEP III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| LMEP III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| LMEP III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| LMEP III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| LMEP III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| LMEP III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| LMEP III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| LMEP III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| LMEP III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| LMEP III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| LOVELL MINNICK EQUITY PARTNERS III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| LOVELL MINNICK EQUITY PARTNERS III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| LOVELL MINNICK EQUITY PARTNERS III LP | DE | LM MATTHEWS HOLDINGS III LLC | D | Control |
| ADLER, RICHARD, HOWARD | I | CONVERGENT CAPITAL MANAGEMENT INC. | C | Control |
| ADLER, RICHARD, HOWARD | I | CONVERGENT CAPITAL MANAGEMENT INC. | C | Control |
| GRIFFITH, HARRY, TOM | I | CONVERGENT CAPITAL MANAGEMENT INC. | C | Control |
| GRIFFITH, HARRY, TOM | I | CONVERGENT CAPITAL MANAGEMENT INC. | C | Control |
| HAYES, JAMES, EDWARD | I | CONVERGENT CAPITAL MANAGEMENT INC. | C | Control |
| HAYES, JAMES, EDWARD | I | CONVERGENT CAPITAL MANAGEMENT INC. | C | Control |
Registrations
Federal
IA
Oct 23, 2025 REGISTERED
Notice Filings (1)
CA
Address
FOUR EMBARCADERO CENTERSUITE 550
SAN FRANCISCO, CA 94111
United States
Phone: 415-788-7553