RETIREMENT DESIGN & MANAGEMENT INC
CRD #106067 SEC #801-47206 WESTPORT, CT 203-255-0222
SEC Registered
Total AUM
$599.1M
Discretionary
$598.8M
Employees
15
Clients
101
Accounts
988
Firm Details
- Organization Type
- Corporation
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 23, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARTLETT, JONATHAN, JAMES | I | MANAGING DIRECTOR, FIXED INCOME AND RESEARCH | NA | |
| BARTLETT, JONATHAN, JAMES | I | MANAGING DIRECTOR, FIXED INCOME AND RESEARCH | NA | |
| BARTLETT, JONATHAN, JAMES | I | MANAGING DIRECTOR, FIXED INCOME AND RESEARCH | NA | |
| BARTLETT, JONATHAN, JAMES | I | SVP, FIXED INCOME AND RESEARCH | NA | |
| BARTLETT, JONATHAN, JAMES | I | SVP, FIXED INCOME AND RESEARCH | NA | |
| BARTLETT, JONATHAN, JAMES | I | MANAGING DIRECTOR, FIXED INCOME AND RESEARCH | NA | |
| BARTLETT, JONATHAN, JAMES | I | SVP, FIXED INCOME AND RESEARCH | NA | |
| BARTLETT, JONATHAN, JAMES | I | SVP, FIXED INCOME AND RESEARCH | NA | |
| BARTLETT, JONATHAN, JAMES | I | SVP, FIXED INCOME AND RESEARCH | NA | |
| BARTLETT, JONATHAN, JAMES | I | MANAGING DIRECTOR, FIXED INCOME AND RESEARCH | NA | |
| BARTLETT, JONATHAN, JAMES | I | SVP, FIXED INCOME AND RESEARCH | NA | |
| BARTLETT, JONATHAN, JAMES | I | SVP, FIXED INCOME AND RESEARCH | NA | |
| BARTLETT, JONATHAN, JAMES | I | SVP, FIXED INCOME AND RESEARCH | NA | |
| BARTLETT, JONATHAN, JAMES | I | MANAGING DIRECTOR, FIXED INCOME AND RESEARCH | NA | |
| BARTLETT, JONATHAN, JAMES | I | MANAGING DIRECTOR, FIXED INCOME AND RESEARCH | NA | |
| BARTLETT, JONATHAN, JAMES | I | MANAGING DIRECTOR, FIXED INCOME AND RESEARCH | NA | |
| BARTLETT, JONATHAN, JAMES | I | MANAGING DIRECTOR, FIXED INCOME AND RESEARCH | NA | |
| BARTLETT, JONATHAN, JAMES | I | MANAGING DIRECTOR, FIXED INCOME AND RESEARCH | NA | |
| BARTLETT, JONATHAN, JAMES | I | MANAGING DIRECTOR, FIXED INCOME AND RESEARCH | NA | |
| BARTLETT, JONATHAN, JAMES | I | MANAGING DIRECTOR, FIXED INCOME AND RESEARCH | NA | |
| BARTLETT, JONATHAN, JAMES | I | MANAGING DIRECTOR, FIXED INCOME AND RESEARCH | NA | |
| BARTLETT, JONATHAN, JAMES | I | MANAGING DIRECTOR, FIXED INCOME AND RESEARCH | NA | |
| BARTLETT, JONATHAN, JAMES | I | MANAGING DIRECTOR, FIXED INCOME AND RESEARCH | NA | |
| BODOSSIAN, JILL, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BODOSSIAN, JILL, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BODOSSIAN, JILL, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BODOSSIAN, JILL, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BODOSSIAN, JILL, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BODOSSIAN, JILL, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BODOSSIAN, JILL, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BODOSSIAN, JILL, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BODOSSIAN, JILL, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BODOSSIAN, JILL, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BODOSSIAN, JILL, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BODOSSIAN, JILL, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BODOSSIAN, JILL, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BODOSSIAN, JILL, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BODOSSIAN, JILL, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BODOSSIAN, JILL, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BODOSSIAN, JILL, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BODOSSIAN, JILL, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BODOSSIAN, JILL, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BODOSSIAN, JILL, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BODOSSIAN, JILL, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BODOSSIAN, JILL, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BODOSSIAN, JILL, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BODOSSIAN, JILL, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BODOSSIAN, JILL, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BODOSSIAN, JILL, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BODOSSIAN, JILL, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BODOSSIAN, JILL, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DIMICELI, ELENA, ANNE | I | MANAGING DIRECTOR - TRADING | NA | |
| DIMICELI, ELENA, ANNE | I | MANAGING DIRECTOR - TRADING | NA | |
| DIMICELI, ELENA, ANNE | I | MANAGING DIRECTOR - TRADING | NA | |
| DIMICELI, ELENA, ANNE | I | MANAGING DIRECTOR - TRADING | NA | |
| DIMICELI, ELENA, ANNE | I | MANAGING DIRECTOR - TRADING | NA | |
| DIMICELI, ELENA, ANNE | I | MANAGING DIRECTOR - TRADING | NA | |
| DIMICELI, ELENA, ANNE | I | MANAGING DIRECTOR - TRADING | NA | |
| DIMICELI, ELENA, ANNE | I | MANAGING DIRECTOR - TRADING | NA | |
| DIMICELI, ELENA, ANNE | I | MANAGING DIRECTOR - TRADING | NA | |
| DIMICELI, ELENA, ANNE | I | MANAGING DIRECTOR - TRADING | NA | |
| DIMICELI, ELENA, ANNE | I | MANAGING DIRECTOR - TRADING | NA | |
| DIMICELI, ELENA, ANNE | I | MANAGING DIRECTOR - TRADING | NA | |
| DIMICELI, ELENA, ANNE | I | MANAGING DIRECTOR - TRADING | NA | |
| DIMICELI, ELENA, ANNE | I | MANAGING DIRECTOR - TRADING | NA | |
| DIMICELI, ELENA, ANNE | I | MANAGING DIRECTOR - TRADING | NA | |
| DIMICELI, ELENA, ANNE | I | MANAGING DIRECTOR - TRADING | NA | |
| DIMICELI, ELENA, ANNE | I | MANAGING DIRECTOR - TRADING | NA | |
| DIMICELI, ELENA, ANNE | I | MANAGING DIRECTOR - TRADING | NA | |
| DIMICELI, ELENA, ANNE | I | MANAGING DIRECTOR - TRADING | NA | |
| DIMICELI, ELENA, ANNE | I | MANAGING DIRECTOR - TRADING | NA | |
| DIMICELI, ELENA, ANNE | I | MANAGING DIRECTOR - TRADING | NA | |
| DIMICELI, ELENA, ANNE | I | MANAGING DIRECTOR - TRADING | NA | |
| DIMICELI, ELENA, ANNE | I | MANAGING DIRECTOR - TRADING | NA | |
| DIMICELI, ELENA, ANNE | I | MANAGING DIRECTOR - TRADING | NA | |
| MAYPER, THOMAS, OWEN | I | EXEC. VICE PRES.& MANAGING DIRECTOR | NA | Control |
| MAYPER, THOMAS, OWEN | I | EXEC. VICE PRES.& MANAGING DIRECTOR | NA | Control |
| MAYPER, THOMAS, OWEN | I | EXEC. VICE PRES.& MANAGING DIRECTOR | NA | Control |
| MAYPER, THOMAS, OWEN | I | EXEC. VICE PRES.& MANAGING DIRECTOR | NA | Control |
| MAYPER, THOMAS, OWEN | I | EXEC. VICE PRES.& MANAGING DIRECTOR | NA | Control |
| MAYPER, THOMAS, OWEN | I | EXEC. VICE PRES.& MANAGING DIRECTOR | NA | Control |
| MAYPER, THOMAS, OWEN | I | EXEC. VICE PRES.& MANAGING DIRECTOR | NA | Control |
| MAYPER, THOMAS, OWEN | I | EXEC. VICE PRES.& MANAGING DIRECTOR | NA | Control |
| MAYPER, THOMAS, OWEN | I | EXEC. VICE PRES.& MANAGING DIRECTOR | NA | Control |
| MAYPER, THOMAS, OWEN | I | EXEC. VICE PRES.& MANAGING DIRECTOR | NA | Control |
| MAYPER, THOMAS, OWEN | I | EXEC. VICE PRES.& MANAGING DIRECTOR | NA | Control |
| MAYPER, THOMAS, OWEN | I | EXEC. VICE PRES.& MANAGING DIRECTOR | NA | Control |
| MAYPER, THOMAS, OWEN | I | EXEC. VICE PRES.& MANAGING DIRECTOR | NA | Control |
| MAYPER, THOMAS, OWEN | I | EXEC. VICE PRES.& MANAGING DIRECTOR | NA | Control |
| MAYPER, THOMAS, OWEN | I | EXEC. VICE PRES.& MANAGING DIRECTOR | NA | Control |
| MAYPER, THOMAS, OWEN | I | EXEC. VICE PRES.& MANAGING DIRECTOR | NA | Control |
| MAYPER, THOMAS, OWEN | I | EXEC. VICE PRES.& MANAGING DIRECTOR | NA | Control |
| MAYPER, THOMAS, OWEN | I | EXEC. VICE PRES.& MANAGING DIRECTOR | NA | Control |
| MAYPER, THOMAS, OWEN | I | EXEC. VICE PRES.& MANAGING DIRECTOR | NA | Control |
| MAYPER, THOMAS, OWEN | I | EXEC. VICE PRES.& MANAGING DIRECTOR | NA | Control |
| MAYPER, THOMAS, OWEN | I | EXEC. VICE PRES.& MANAGING DIRECTOR | NA | Control |
| MAYPER, THOMAS, OWEN | I | EXEC. VICE PRES.& MANAGING DIRECTOR | NA | Control |
| MAYPER, THOMAS, OWEN | I | EXEC. VICE PRES.& MANAGING DIRECTOR | NA | Control |
| MAYPER, THOMAS, OWEN | I | EXEC. VICE PRES.& MANAGING DIRECTOR | NA | Control |
| MAYPER, THOMAS, OWEN | I | EXEC. VICE PRES.& MANAGING DIRECTOR | NA | Control |
| MAYPER, THOMAS, OWEN | I | EXEC. VICE PRES.& MANAGING DIRECTOR | NA | Control |
| MAYPER, THOMAS, OWEN | I | EXEC. VICE PRES.& MANAGING DIRECTOR | NA | Control |
| MAYPER, THOMAS, OWEN | I | EXEC. VICE PRES.& MANAGING DIRECTOR | NA | Control |
| MAYPER, THOMAS, OWEN | I | EXEC. VICE PRES.& MANAGING DIRECTOR | NA | Control |
| MOOKAS, STACIE, ANN | I | MANAGING DIRECTOR - OPERATIONS | NA | |
| MOOKAS, STACIE, ANN | I | MANAGING DIRECTOR - OPERATIONS | NA | |
| MOOKAS, STACIE, ANN | I | MANAGING DIRECTOR - OPERATIONS | NA | |
| MOOKAS, STACIE, ANN | I | MANAGING DIRECTOR - OPERATIONS | NA | |
| MOOKAS, STACIE, ANN | I | MANAGING DIRECTOR - OPERATIONS | NA | |
| MOOKAS, STACIE, ANN | I | MANAGING DIRECTOR - OPERATIONS | NA | |
| PEARCE, ROBERT, STEDMAN | I | S.V.P.- COMPLIANCE & GEN. SECURITIES PRINCIPAL | NA | |
| SWEENEY, STACIE, ANN | I | MANAGING DIRECTOR - OPERATIONS | NA | |
| SWEENEY, STACIE, ANN | I | MANAGING DIRECTOR - OPERATIONS | NA | |
| SWEENEY, STACIE, ANN | I | MANAGING DIRECTOR - OPERATIONS | NA | |
| SWEENEY, STACIE, ANN | I | MANAGING DIRECTOR - OPERATIONS | NA | |
| SWEENEY, STACIE, ANN | I | MANAGING DIRECTOR - OPERATIONS | NA | |
| SWEENEY, STACIE, ANN | I | MANAGING DIRECTOR - OPERATIONS | NA | |
| SWEENEY, STACIE, ANN | I | MANAGING DIRECTOR - OPERATIONS | NA | |
| SWEENEY, STACIE, ANN | I | MANAGING DIRECTOR - OPERATIONS | NA | |
| SWEENEY, STACIE, ANN | I | MANAGING DIRECTOR - OPERATIONS | NA | |
| SWEENEY, STACIE, ANN | I | MANAGING DIRECTOR - OPERATIONS | NA | |
| SWEENEY, STACIE, ANN | I | MANAGING DIRECTOR - OPERATIONS | NA | |
| SWEENEY, STACIE, ANN | I | MANAGING DIRECTOR - OPERATIONS | NA | |
| SWEENEY, STACIE, ANN | I | MANAGING DIRECTOR - OPERATIONS | NA | |
| SWEENEY, STACIE, ANN | I | MANAGING DIRECTOR - OPERATIONS | NA | |
| SWEENEY, STACIE, ANN | I | MANAGING DIRECTOR - OPERATIONS | NA | |
| SWEENEY, STACIE, ANN | I | MANAGING DIRECTOR - OPERATIONS | NA | |
| SWEENEY, STACIE, ANN | I | MANAGING DIRECTOR - OPERATIONS | NA | |
| SWEENEY, STACIE, ANN | I | MANAGING DIRECTOR - OPERATIONS | NA | |
| WEIDERMAN, MARK | I | S.V.P.- RESEARCH & OPTIONS PRINCIPAL | NA | |
| WEINER, RONALD, D | I | PRESIDENT | E | Control |
| WEINER, RONALD, D | I | PRESIDENT | E | Control |
| WEINER, RONALD, D | I | PRESIDENT | E | Control |
| WEINER, RONALD, D | I | PRESIDENT | E | Control |
| WEINER, RONALD, D | I | PRESIDENT | E | Control |
| WEINER, RONALD, D | I | PRESIDENT | E | Control |
| WEINER, RONALD, D | I | PRESIDENT | E | Control |
| WEINER, RONALD, D | I | PRESIDENT | E | Control |
| WEINER, RONALD, D | I | PRESIDENT | E | Control |
| WEINER, RONALD, D | I | PRESIDENT | E | Control |
| WEINER, RONALD, D | I | PRESIDENT | E | Control |
| WEINER, RONALD, D | I | PRESIDENT | E | Control |
| WEINER, RONALD, D | I | PRESIDENT | E | Control |
| WEINER, RONALD, D | I | PRESIDENT | E | Control |
| WEINER, RONALD, D | I | PRESIDENT | E | Control |
| WEINER, RONALD, D | I | PRESIDENT | E | Control |
| WEINER, RONALD, D | I | PRESIDENT | E | Control |
| WEINER, RONALD, D | I | PRESIDENT | E | Control |
| WEINER, RONALD, D | I | PRESIDENT | E | Control |
| WEINER, RONALD, D | I | PRESIDENT | E | Control |
| WEINER, RONALD, D | I | PRESIDENT | E | Control |
| WEINER, RONALD, D | I | PRESIDENT | E | Control |
| WEINER, RONALD, D | I | PRESIDENT | E | Control |
| WEINER, RONALD, D | I | PRESIDENT | E | Control |
| WEINER, RONALD, D | I | PRESIDENT | E | Control |
| WEINER, RONALD, D | I | PRESIDENT | E | Control |
| WEINER, RONALD, D | I | PRESIDENT | E | Control |
| WEINER, RONALD, D | I | PRESIDENT | E | Control |
| WEINER, RONALD, D | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Mar 23, 2016 REGISTERED
Notice Filings (13)
AZ CA CT FL LA MA NH NJ NY PA TX VA VT
Address
1555 POST ROAD EASTWESTPORT, CT 06880
United States
Phone: 203-255-0222