SALOMON BROTHERS ASSET MANAGEMENT INC
CRD #106070 SEC #801-32046 NEW YORK, NY 212-559-0709
SEC Registered
Total AUM
$79B
Discretionary
$79B
Employees
51
Clients
0
Accounts
12,488
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Sep 19, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAIN, PETER, LANNING | I | DIRECTOR | NA | Control |
| BAIN, PETER, LANNING | I | DIRECTOR | NA | Control |
| BAIN, PETER, LANNING | I | DIRECTOR | NA | Control |
| BAIN, PETER, LANNING | I | DIRECTOR | NA | Control |
| BEAGLEY, ANDREW, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEAGLEY, ANDREW, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARMAN, PETER | I | GLOBAL CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CUMMING, VIRGIL, HOWARD | I | DIRECTOR | NA | Control |
| CUMMING, VIRGIL, HOWARD | I | DIRECTOR | NA | Control |
| CUMMING, VIRGIL, HOWARD | I | DIRECTOR | NA | Control |
| CUMMING, VIRGIL, HOWARD | I | DIRECTOR | NA | Control |
| DALEY, CHARLES, JAMES | I | DIRECTOR | NA | Control |
| DALEY, CHARLES, JAMES | I | DIRECTOR | NA | Control |
| DALEY, CHARLES, JAMES | I | DIRECTOR | NA | Control |
| DALEY, CHARLES, JAMES | I | DIRECTOR | NA | Control |
| DALEY, CHARLES, JAMES | I | DIRECTOR | NA | Control |
| DALEY, CHARLES, JAMES | I | DIRECTOR | NA | Control |
| DEWHURST, RONALD, RICHARD | I | DIRECTOR | NA | Control |
| DEWHURST, RONALD, RICHARD | I | DIRECTOR | NA | Control |
| EVEN, MICHAEL | I | DIRECTOR | NA | Control |
| EVEN, MICHAEL | I | DIRECTOR | NA | Control |
| EVEN, MICHAEL | I | DIRECTOR | NA | Control |
| FETTING, MARK, RAYMOND | I | DIRECTOR | NA | Control |
| FETTING, MARK, RAYMOND | I | DIRECTOR | NA | Control |
| FETTING, MARK, RAYMOND | I | DIRECTOR | NA | Control |
| FETTING, MARK, RAYMOND | I | DIRECTOR | NA | Control |
| MANNING, BARBARA, BROOKE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | GENERAL COUNSEL | NA | Control |
| MANNING, BARBARA, BROOKE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | GENERAL COUNSEL | NA | Control |
| MANNING, BARBARA, BROOKE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | GENERAL COUNSEL | NA | Control |
| MANNING, BARBARA, BROOKE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | GENERAL COUNSEL | NA | Control |
| MANNING, BARBARA, BROOKE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | GENERAL COUNSEL | NA | Control |
| MANNING, BARBARA, BROOKE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | GENERAL COUNSEL | NA | Control |
| MANNING, BARBARA, BROOKE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | GENERAL COUNSEL | NA | Control |
| MARGOLIES, ROSS, STEWART | I | DIRECTOR | NA | Control |
| MARGOLIES, ROSS, STEWART | I | DIRECTOR | NA | Control |
| MARGOLIES, ROSS, STEWART | I | DIRECTOR | NA | Control |
| MCLENDON, HEATH, BRIAN | I | MANAGING DIRECTOR | NA | Control |
| MCLENDON, HEATH, BRIAN | I | MANAGING DIRECTOR | NA | Control |
| MCLENDON, HEATH, BRIAN | I | MANAGING DIRECTOR | NA | Control |
| MERBERG, EVAN, LEWIS | I | DIRECTOR | NA | Control |
| MERBERG, EVAN, LEWIS | I | DIRECTOR | NA | Control |
| MERBERG, EVAN, LEWIS | I | DIRECTOR | NA | Control |
| MERBERG, EVAN, LEWIS | I | DIRECTOR | NA | Control |
| MURDOCK, WENDY, JEAN | I | DIRECTOR | NA | Control |
| MURDOCK, WENDY, JEAN | I | DIRECTOR | NA | Control |
| MURDOCK, WENDY, JEAN | I | DIRECTOR | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | PRESIDENT | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | PRESIDENT | NA | Control |
| MURPHY, TERRENCE, JAMES | I | DIRECTOR | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | DIRECTOR | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| ODENATH, DAVID, ROEHNER | I | DIRECTOR | NA | Control |
| ODENATH, DAVID, ROEHNER | I | DIRECTOR | NA | Control |
| ODENATH, DAVID, ROEHNER | I | DIRECTOR | NA | Control |
| ODENATH, DAVID, ROEHNER | I | DIRECTOR | NA | Control |
| POSNER, BRIAN, SCOTT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER | NA | Control |
| POSNER, BRIAN, SCOTT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER | NA | Control |
| POSNER, BRIAN, SCOTT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER | NA | Control |
| ROSENBAUM, MICHAEL, FRED | I | GENERAL COUNSEL-CITIGROUP ASSET MANAGEMENT | NA | Control |
| ROSENBAUM, MICHAEL, FRED | I | GENERAL COUNSEL-CITIGROUP ASSET MANAGEMENT | NA | Control |
| ROSENBAUM, MICHAEL, FRED | I | GENERAL COUNSEL-CITIGROUP ASSET MANAGEMENT | NA | Control |
| ROSENBAUM, MICHAEL, FRED | I | GENERAL COUNSEL-CITIGROUP ASSET MANAGEMENT | NA | Control |
| ROSENBAUM, MICHAEL, FRED | I | CHIEF LEGAL OFFICER | NA | Control |
| ROSENBAUM, MICHAEL, FRED | I | GENERAL COUNSEL-CITIGROUP ASSET MANAGEMENT | NA | Control |
| ROSENBAUM, MICHAEL, FRED | I | GENERAL COUNSEL-CITIGROUP ASSET MANAGEMENT | NA | Control |
| ROSENBAUM, MICHAEL, FRED | I | GENERAL COUNSEL-CITIGROUP ASSET MANAGEMENT | NA | Control |
| SCHEVE, TIMOTHY, CHARLES | I | DIRECTOR | NA | Control |
| SCOTT, JEFFREY, S. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCOTT, JEFFREY, S. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCOTT, JEFFREY, S. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCOTT, JEFFREY, S. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCOTT, JEFFREY, S. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN, JOSEPH, ANDREW | I | DIRECTOR | NA | Control |
| SULLIVAN, JOSEPH, ANDREW | I | DIRECTOR | NA | Control |
| SUNDMAN, PETER, ERIC | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SUNDMAN, PETER, ERIC | I | DIRECTOR | NA | Control |
| SUNDMAN, PETER, ERIC | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SUNDMAN, PETER, ERIC | I | DIRECTOR | NA | Control |
| SUNDMAN, PETER, ERIC | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SUNDMAN, PETER, ERIC | I | DIRECTOR | NA | Control |
| SUNDMAN, PETER, ERIC | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SUNDMAN, PETER, ERIC | I | DIRECTOR | NA | Control |
| SUNDMAN, PETER, ERIC | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SUNDMAN, PETER, ERIC | I | DIRECTOR | NA | Control |
| SUNDMAN, PETER, ERIC | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SUNDMAN, PETER, ERIC | I | DIRECTOR | NA | Control |
| SUNDMAN, PETER, ERIC | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SUNDMAN, PETER, ERIC | I | DIRECTOR | NA | Control |
| WILBY, PETER, JOHN | I | DIRECTOR | NA | Control |
| WILBY, PETER, JOHN | I | DIRECTOR | NA | Control |
| WILBY, PETER, JOHN | I | DIRECTOR | NA | Control |
| WILBY, PETER, JOHN | I | DIRECTOR | NA | Control |
| WILBY, PETER, JOHN | I | DIRECTOR | NA | Control |
| WILBY, PETER, JOHN | I | DIRECTOR | NA | Control |
| WILBY, PETER, JOHN | I | DIRECTOR | NA | Control |
| CITIGROUP FINANCIAL PRODUCTS INC. | DE | SHAREHOLDER | E | Control |
| CITIGROUP FINANCIAL PRODUCTS INC. | DE | SHAREHOLDER | E | Control |
| CITIGROUP FINANCIAL PRODUCTS INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SOLE STOCKHOLDER | E | Control |
| LEGG MASON, INC. | DE | SOLE STOCKHOLDER | E | Control |
| LEGG MASON, INC. | DE | SOLE STOCKHOLDER | E | Control |
| LEGG MASON, INC. | DE | SOLE STOCKHOLDER | E | Control |
| LEGG MASON, INC. | DE | SOLE STOCKHOLDER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE STOCKHOLDER | E | Control |
| LEGG MASON, INC. | DE | SOLE STOCKHOLDER | E | Control |
| LEGG MASON, INC. | DE | SOLE STOCKHOLDER | E | Control |
| LEGG MASON, INC. | DE | SOLE STOCKHOLDER | E | Control |
| LEGG MASON, INC. | DE | SOLE STOCKHOLDER | E | Control |
| LEGG MASON, INC. | DE | SOLE STOCKHOLDER | E | Control |
| SALOMON BROTHERS HOLDING COMPANY INC. | DE | SHAREHOLDER | E | Control |
| SALOMON BROTHERS HOLDING COMPANY INC. | DE | SHAREHOLDER | E | Control |
| SALOMON BROTHERS HOLDING COMPANY INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. | DE | CITIGROUP FINANCIAL PRODUCTS INC. | E | Control |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. | DE | SALOMON BROTHERS HOLDING COMPANY INC. | E | Control |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. | DE | SALOMON BROTHERS HOLDING COMPANY INC. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP GLOBAL MARKETS HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP GLOBAL MARKETS HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | SALOMON SMITH BARNEY HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | SALOMON SMITH BARNEY HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | SALOMON SMITH BARNEY HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | SALOMON SMITH BARNEY HOLDINGS INC. | E | Control |
| SALOMON SMITH BARNEY HOLDINGS INC. | DE | SALOMON BROTHERS HOLDING COMPANY INC. | E | Control |
| SALOMON SMITH BARNEY HOLDINGS INC. | DE | SALOMON BROTHERS HOLDING COMPANY INC. | E | Control |
| SALOMON SMITH BARNEY HOLDINGS INC. | DE | SALOMON BROTHERS HOLDING COMPANY INC. | E | Control |
Registrations
Federal
IA
Sep 19, 2005 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
399 PARK AVENUENEW YORK, NY 10022
USA
Phone: 212-559-0709